Submitted:
30 June 2025
Posted:
03 July 2025
You are already at the latest version
Abstract
Keywords:
1. Introduction
2. Methodology
- Multi-level governance and fiscal devolution. In June 2014, the African Union declared the Charter on the Values and Principles of Decentralisation, Local Governance and Local Development, a charter that entered into force in January 2019. Orderly and predictable budget transfers and the devolution of specific fiscal and administrative responsibilities to local government enable the effective supply of infrastructure and services, but are not possible where local authorities lack institutional capacity, are highly contested or are not trusted by national governments (Cartwright et al., 2018; Lameck et al., 2019). More recent policy literature has emphasised the fiscal mechanisms that would allow larger and more mature cities to increase their dependence on “own revenue”, most obviously land tax (Amani et al., 2019; African Union, 2024; Haas et al., 2024) and the co-ordination of respective state agencies at the urban scale (Lameck, 2023).
- Industrialisation. Industrial strategy remains the flagship policy in most African countries (ECA/AfDB, 2022). History suggests that the concentration of infrastructure, capital, entrepreneurship, labour and technology in urban spaces in Africa, should be conducive to industrial progress (Henderson, 2005; Goodfellow and Huang, 2022; Kyule and Wang, 2024) and that rapidly growing cities provide markets for industrial sector outputs (Cloete et al., 2019). Despite this, most African cities operate as places of commodity extraction and not diverse manufacturing or industrial hubs, a design relic of structural adjustment programmes (Mkandewire and Soludo, 1999; Lopes et al., 2016; Pieterse, 2023). Changing this by linking industrialisation and urbanisation is complicated by China’s emergence as a global manufacturing superpower at the same time as Africa has been urbanising, but holds the key to drawing benefits from urbanisation (Goodfellow and Huang, 2022).
- Informality. That “informal” work is the predominant form of economic activity in many African cities is well documented (Jaglin, 2014; Parnell and Pieterse, 2014; Brown and McGranahan, 2016). However, data on African economies tend to under-report informal economic activity and service delivery and conflate “informality”, the “hustle” and “makeshift” economic activities (Thieme, 2018). The same is true for informal shelter provision and slums that arise when urbanisation rates outpace the ability of governments to provide serviced land and housing (Morrison, 2017). More generally, there is a seeming lack of government capacity to engage the lived-reality of informal settlements or to discern those aspects of the informal economy and shelter provision that are innovative and worthy of replication.
3. Landscape Analysis: Urbanisation and Urban Policy in Tanzania, Kenya Ethiopia
| Independ. year | Pop. (2023) million |
Urban % (2023) | Urbanstn. rate % (2024) | Life expectancy at birth | % pop living in informal settlement (2020) | |
|---|---|---|---|---|---|---|
| Tanzania | 1961 | 67.5 | 31 - 37 | 6.2 | 67 | 41 |
| Kenya | 1963 | 55.1 | 30 | 4.2 | 62 | 51 |
| Ethiopia | 1947 | 126.5 | 22.5 | 4.8 | 66 | 64 |
| GDP billions (PPP) 2024 | GDP billns nominal (2024) | GDP growth rate 2024 | GDP/ capita (nominal) 2024 |
Dominant economic sector | Poverty headcount ($2.15 PPP) 2015 |
|
|---|---|---|---|---|---|---|
| Tanzania | 270 | 116 | 5.5% | 413,000 | Services | 44.9 |
| Kenya | 375 | 80 | 5% | 716,000 | Services | 36.1 |
| Ethiopia | 434 | 145 | 6.2% | 405,000 | Agriculture | 27.0 |
3.1. Tanzania
3.2. Ethiopia
3.3. Kenya
| Mult-level governance | Urban-industrial-climate | Informality and innovation | |
| Tanzania | Progress through policies that enable LGAs to raise their own revenue, but stalled National Urban Policy and continued centralization of revenue and budget allocation and large infrastructure projects. | Shift away from export oriented SEZs for everything but oil and gas in favour of “urban industrial hubs” for manufacturing. University and think tank involvement in evidence formulation. | Growing recognition of informality in state-sanctioned NGO activity. Emerging ability of the state to engage informal water provision in Arusha and involve informal communities in enumeration. |
| Ethiopia | Long-standing commitment to federalism and cities, but little capacity to resolve land conflicts generated by expanding cities with anything other than top-down decrees. National focus on Addis Ababa has challenged devolution. Centralised investment in infrastructure has been impressive but generated land conflicts. Hosting of the AU’s inaugural Africa Urban Forum in 2024. | Commitment to modernization of Addis Ababa and Industrial Parks for manufacturing and work creation, but declining manufacturing and no alignment of urban needs with industrial output. Low levels of university and think tank involvement in evidence formulation. | State efforts to upgrade and remove urban informality rather than collaborate with informal service providers. Limited capacity to integrate formal and customary tenure regimes in expanding cites. |
| Kenya | Effective MLG since 2010 with ongoing efforts to strengthen local revenue generation and accountable transfers of national budgets. | Declining manufacturing and continued industrial focus on exports as opposed to cities. University and think tank involvement in evidence formulation. | Longstanding NGO engagement with urban informality but difficult to insert qualitative data into urban planning. Focus on tenure upgrades in informal settlements and extensive NGO support for informal dwellers. |
3.4. Urban Policy Evidence Actors in East Africa
- Regional actors
- National actors
- Local actors
4. Results and Discussion: Tracing Flows of Thematic Information
4.1. Multi-Level Governance and Fiscal Devolution
4.2. Industrial Strategy
4.3. Informality
5. Conclusion
- New platforms that transcend governance divides and integrate evidence from a variety of sources in order to create richer narratives around Africa’s urban spaces. Platforms that allow in-country academics, NGOs, local authority leaders and national government officials to interact and exchange ideas would elicit new types of evidence to inform the allocation of public and private investment. Similarly, two-way flows of evidence between local and national government would address the biases introduced by top-down and oxymoronic National Urban Policies in their current format (Bekker et al., 2021). The experiences of the TULab, a multi-level interdisciplinary platform for urban policy have been described for Tanzania (Cartwright, 2024), but there is a growing awareness of the need not just for the date required by EIP, but a deliberate process to ensure a diversity of evidence and the institutional capacity to assimilate this evidence. The African Mayoral Leadership Initiative (AMALI) links city political leads with each other and with academic evidence in pursuit of more sustainable urban development (ACC, 2025); the Association of African Planning Schools set out to disseminate academic evidence across urban practitioners in ways that overcame the academy-bureaucracy; citizen science holds untapped potential to enrich urban policy and ensure more effective allocations of resources; the work of the Rift Valley Institute in bringing “local knowledge to bear on social, political and economic development” in East and Central Africa (RFI, 2025); the Africa Evidence Summit, co-hosted by Network of Impact Evaluation Researchers in Africa (NIERA) and the Center for Effective Global Action (CEGA will hold its 13th gathering in Nairobi in 2025 focused on “better data for decision making” all speak to this need. Collectively, they could shore-up the frailties of Agenda 2063’s Africa Economic Platform aimed at bringing national leaders, academics, business people and youth entrepreneurs together, a platform that has convened just once since inception in 2016 (Nepad, 2025).
- Urban policy advisors could be in situ to the urban spaces they aim to improve, to enable links between top down quantitative evidence and bottom up qualitative evidence. In Tanzania, specifically, the Swiss Agency for Development and Cooperation has chosen to work “in cities” rather than “on cities” as a means of gathering new data and enhancing the efficacy of their programmes in an innovation that holds potential for new evidentiary flows (Steinlin, 2022).
- Regional actors could draw on evidence from a greater variety of sources and from the local scale. Regional actors such as the World Bank, AfDB, the African Union and Cities Alliance have tended to engage national governments exclusively. In the process they have missed important evidence from the constituencies they purport to serve with their urban interventions. The exception to this is UN-Habitat that, through its local affiliates, has retained access to local evidence and which plays an important role in linking the evidence from a variety of sources and scales. The collaboration between UN-Habitat and Shelter Afrique and UNWomen, for example, has begun addressing the investment biases that emerge from existing configurations of evidentiary flows. UN-Habitat is unusual in UN family in that it has a regional and global mandate but is grounded by its local affiliates. It has been successful in bringing the experiences of informality into regional discourses but continues to struggle to insert its evidence and propositions into local and national government planning.
- Regional actors headquartered on the continent could counter the national bias against local governance and urban development by developing their own evidence, drawing on a wider variety of evidence providers and showcasing the existing evidence required to support urbanisation. The outgoing president of the African Development Bank has committed to increasing the money the Bank spends in cities and towns (Adesina, 2024). However, the evidence base through which to do this could be enhanced (Haas et al., 2024). This is required if regional value chains are to be harnessed to provide the goods and services that rapidly growing urban centres will demand, and if the previously distinct priorities of climate change, industrialization and urbanization are to be integrated. The Economic Communities under the African Continental Free Trade Area have a particularly important role to play in both generating and assimilating new evidence to this ends.
- In 2025 the African Union will vote in a new chair. Under current arrangements the Chair answers to and implements the decisions of the African Union Assembly composed of the heads of the 55 member states and has little power to challenge heads of state on the sensitive politics of devolution, decentralisation or the transition from urban centres serving as landing pads for commodity extraction with all the associated corruption to the diverse economic hubs envisaged in Agenda 2063 (AU, 2015). Underpinning this challenge are the meagre contributions of African Union member states to the operations of the African Union – just a third of the African Union’s budget is provided by member states - reiterating the dependence on international contributions. For an institution intended to assert Africa’s independence from foreign powers, the funding of the African Union has entrenched many existing dependencies and evidentiary pathways. If the African Union’s evidentiary base informing urban policy is to be re-enlivened by regional evidence actors in order to meet the challenges and opportunities associated with urbanisation, this will have to be demanded by the AU Assembly. If not, the regional responsibility is likely to fall to UNECA and the AfDB.
Conflicts of Interest
| 1 | The Urbanization Review, citing 2019 World Bank data, suggests that 47% of household heads in Dar es Salaam work in the “low-value-added services” sector (World Bank, 2021). |
| 2 |
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