Submitted:
30 June 2023
Posted:
03 July 2023
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Abstract

Keywords:
1. Introduction

2. Results
2.1. Statistical analysis of measured pigments content of leaf position

2.2. Sample partition and data preprocessing
| Pigments | Subsets | NSa | Range (mg/L) | Mean (mg/L) | SDb (mg/L) |
|---|---|---|---|---|---|
| Chla | Calibration set | 326 | 3.37-21.13 | 9.22 | 3.05 |
| Prediction set | 109 | 5.56-20.14 | 9.61 | 2.52 | |
| Chlb | Calibration set | 326 | 1.22-8.49 | 3.29 | 1.23 |
| Prediction set | 109 | 1.80-7.89 | 3.45 | 1.04 | |
| Chll | Calibration set | 326 | 4.61-29.62 | 12.44 | 4.19 |
| Prediction set | 109 | 7.52-28.02 | 13.26 | 5.07 | |
| Caro | Calibration set | 326 | 0.6-3.23 | 1.48 | 0.48 |
| Prediction set | 109 | 0.9-2.8 | 1.50 | 0.42 |
2.3. Results of CARS-PLS modeling
| Pigments | Models | Calibration set | Prediction set | RPD | |||
|---|---|---|---|---|---|---|---|
| Rc2 | RMSEc | Rp2 | RMSEp | ||||
| Chla | PLS | 0.7877 | 1.88 | 0.8064 | 1.49 | 2.27 | |
| CARS-PLS | 0.8040 | 1.81 | 0.8168 | 1.45 | 2.34 | ||
| CARS-IRIV-PLS | 0.8045 | 1.81 | 0.8240 | 1.43 | 2.38 | ||
| Chlb | PLS | 0.7790 | 0.79 | 0.8286 | 0.54 | 2.42 | |
| CARS-PLS | 0.7899 | 0.77 | 0.8302 | 0.54 | 2.43 | ||
| CARS-IRIV-PLS | 0.7953 | 0.74 | 0.8391 | 0.53 | 2.49 | ||
| Chll | PLS | 0.7964 | 2.53 | 0.7776 | 2.25 | 2.12 | |
| CARS-PLS | 0.8185 | 2.41 | 0.7869 | 2.25 | 2.17 | ||
| CARS-IRIV-PLS | 0.8190 | 2.40 | 0.7899 | 2.24 | 2.18 | ||
| Caro | PLS | 0.6768 | 0.35 | 0.7294 | 0.29 | 1.92 | |
| CARS-PLS | 0.7170 | 0.33 | 0.7532 | 0.28 | 2.01 | ||
| CARS-IRIV-PLS | 0.7191 | 0.33 | 0.7577 | 0.27 | 2.03 | ||
2.4. Results of CARS-IRIV-PLS modeling
2.5. Visualized distribution of leaf pigments

3. Discussion

4. Materials and Methods
4.1. Experimental design and sample collection
4.2. Hyperspectral image acquisition
4.3. Chemical measurement of pigment content
4.4. Selection of ROI
4.5. Spectrum pretreatment and model calibration

- Based on monte carlo sampling (MCS), a PLS model is established by randomly selecting 80% of the calibration set of samples to obtain the regression coefficients |Ki| (i = 1, 2, ···, p) for the i-th wavelength;
- The exponentially decreasing function (EDF) is applied to eliminate the wavelength with smaller |Ki|, and the retention rate of the variable is rj = ae-bj (j = 1, 2, ···, N). Among them, j represents the j-th MCS; N represents the number of MCS; a and b are constants, calculated by r1 = 1 and rN = 2/p, the formula are as follows;
-
The variables are further filtered based on the adaptive reweighted sampling (ARS) technique.The variables were filtered by evaluating the weights (i = 1, 2, ···, p).
- Repeat the above steps until the number of MCS reaches a predetermined value of N.
- The 5-fold root mean square error of cross-validation (RMSEcv) is used as the evaluation criterion. The values of the subset of variables obtained from each MCS are compared, and the subset of variables corresponding to the minimum RMSEcv is selected as the optimal variable.
- The spectrum bands randomly generate an m × p matrix A containing only 0 and 1 (0 and 1 indicate whether the corresponding variables are involved in performing the modeling), with the same number of 0 and 1. The PLS model is established in each row of matrix A. The RMSEcv obtained from the 5-fold cross-validation is used as the evaluation criterion. This obtains an m × 1 vector denoted as RMSEcv0. Replace the 1 with 0 and the 0 with 1 in the i-th (i = 1, 2, ···, p) column of the A to obtain the matrix B. Similarly, a PLS model is established in each row of the B to obtain an m × 1 vector denoted as RMSEcvi;
- Define Φ0 and Φi to assess the importance of each variable with the following equations. The difference between the mean values of Φ0 and Φi is denoted as DMi. If DMi < 0, it is a strong or weak information variable; If DMi > 0, it is an uninformative or interfering variable. Mann-Whitney U-test is performed by defining P = 0.05 as the threshold. Finally, the variables are classified as strong information, weak information, uninformative, and interfering information;
- In each iteration, strong and weak information variables are retained, and uninformative and interfering information variables are eliminated. Return to step 1) for the next iteration until only strong and weak information is left in the set of variables;
- Backward elimination is performed for t retained variables. First, a PLS model is established for t variables to obtain RMSEcvt. Then, a PLS model is established for t-1 variables by eliminating the j-th (j = 1, 2, ···, t) variable to obtain RMSEcvj. If RMSEcvj is less than RMSEcvt, the j-th variable is eliminated, otherwise, it is retained. Loop this process, and the remaining variables are the final selected characteristic variables.
4.6. Visualization of leaf pigment
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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