1. Introduction
It is widely believed that General Relativity (GR) is an effective low-energy description of an underlying ultraviolet (UV) complete theory of quantum gravity. This perspective has motivated the formulation of nontrivial constraints on infrared (IR) effective theories that can consistently admit a UV completion. Such constraints are collectively known as
swampland conjectures [
1,
2,
3,
4,
5,
6,
7]. Effective theories that fail to satisfy these criteria are said to lie in the
swampland [
8].
One of the most prominent swampland constraints is the Weak Gravity Conjecture (WGC) [
2], which asserts that any consistent theory of quantum gravity must contain a charged state whose charge-to-mass ratio satisfies
(in appropriate units). Despite extensive evidence and broad applicability, the WGC has remained a conjecture, lacking a derivation from first principles.
From a seemingly different direction, black hole thermodynamics indicates that entropy plays a fundamental role in gravitational dynamics. Classically, black hole entropy is given by one quarter of the horizon area—the Bekenstein–Hawking entropy [
9,
10]. However, quantum fields can violate the classical area increase theorem [
11], motivating the introduction of the
generalized entropy,
defined as the sum of the horizon area term and the entanglement entropy of quantum fields outside the horizon. Consistency of entropy evolution under null deformations has since emerged as a powerful organizing principle in semiclassical gravity.
This insight led to the formulation of the Quantum Focussing Conjecture (QFC) [
12], which posits that the quantum expansion—defined as the first null variation of
—is non-increasing along null congruences. Under standard assumptions, a direct consequence of the QFC is the Quantum Null Energy Condition (QNEC), which provides a lower bound on the null–null component of the stress–energy tensor in terms of the second null derivative of the outside entropy. Remarkably, QNEC has since been proven to hold in broad classes of relativistic quantum field theories [
13,
14,
15].
In semiclassical gravity, the generalized entropy must therefore admit a consistent and extendible definition on the physical state space under null deformations. In this work, we show that this requirement, together with the Quantum Null Energy Condition, enforces the Weak Gravity bound.
Our result reframes the Weak Gravity Conjecture as a consequence of local quantum–information constraints rather than a dynamical postulate. The argument relies only on generalized entropy, null deformations, and QNEC, and makes no appeal to string theory, holography, or decay heuristics.
2. Generalized Entropy
For a null cut
generated by an affine null parameter
, we define the generalized entropy
where
is the renormalized von Neumann entropy of quantum fields outside the cut. Throughout, we work in the standard semiclassical regime in which
is well defined and admits second derivatives under smooth null deformations in the distributional sense [
16].
1
Moreover, the null–null component of the stress tensor
is finite on the generators of interest, and the Quantum Null Energy Condition (QNEC),
holds.
We further assume the existence of a complete null generator along which approaches a finite terminal value, in the sense that no modularly well-defined extension exists beyond the endpoint (formalized in Lemma 2 below). This is not an independent postulate: if the second null variation of (equivalently, of in our setup, since the geometric area term does not produce an upper divergence along the generator considered) were uniformly bounded above near the endpoint in the sense of distributions, modular theory would guarantee a well-defined extension of the corresponding algebraic net and entropy functional. The failure of extendibility therefore isolates precisely the obstruction whose compatibility with QNEC we test.
Theorem 1
(Entropy–QNEC Weak Gravity Theorem).
Under the above assumptions—in particular, the validity of QNEC and local boundedness of on arbitrarily late but finite segments of complete null generators—there exists a charged state with
Equivalently, if all charged states satisfy , then the Quantum Null Energy Condition is violated, in the distributional sense, along complete null generators of extremal charged horizons.
Lemma 1
(Extremality obstructs a nontrivial HSMI realization on the horizon).
Let be the von Neumann algebras associated with a nested family of exterior regions determined by null cuts along a fixed horizon generator, with λ an affine parameter on that generator. Assume that, in a neighborhood of the generator, the horizon state Ω is locally Hadamard and cyclic separating for each , and that the net admits a half-sided modular inclusion (HSMI) structure: there exist von Neumann algebras with cyclic separating vector Ω and a strongly continuous unitary representation
and the modular group of satisfies the Borchers relation
Assume further that the horizon admits a stationary Killing flow generated by with Killing parameter v and surface gravity κ, and that this geometric flow acts covariantly on the horizon net , i.e. translations in v are implemented by automorphisms of the algebras . The affine parameter λ and the Killing parameter v are related by
Then for anextremal
horizon (), the HSMI structure (5) (see, e.g., [17,18]) cannot be compatible with the geometric identification of λ with the horizon affine parameter unless the inclusion is trivial, i.e. and is independent of λ. In particular, any nontrivial horizon net for which the HSMI parameter is identified with the affine parameter ismodularly terminal
: it admits no modularly well-defined continuation of the HSMI dynamics to a regular endpoint at .
Proof. For
, the relation
implies that translations in the Killing parameter
v act as dilations of the affine parameter
. Under the assumed covariance of the horizon net, this geometric action is implemented by automorphisms of the algebras
. This matches precisely the structure encoded by the Borchers relation (
5), in which the modular group acts by dilations on the translation representation
and hence on the net
.
For
, one has
, so geometric translations in
v act as additive shifts of the affine parameter. Covariance of the net then requires the existence of a strongly continuous unitary group
such that
or equivalently,
for all
for which the cuts are defined.
However, a nontrivial HSMI fixes the action of the modular group on the translation representation
to be multiplicative, as in (
5). Thus the same translation representation
would have to admit two distinct normalization actions by automorphisms of the net: an additive action
and a multiplicative action
. A nontrivial strongly continuous translation representation cannot admit both normalization structures unless
, since the additive and multiplicative actions generate incompatible orbit structures on the parameter
.
Therefore , so and is independent of . Consequently, on an extremal horizon there is no nontrivial modularly well-defined extension of the HSMI dynamics to a regular endpoint at . This is the modular terminality claimed. □
Lemma 2
(Terminality obstructs late-time semiconcavity of the entropy functional).
Let be a one-parameter family of smooth null cuts along a fixed complete affinely parametrized null generator , with affine parameter . Assume the followingHollands–Longo/Ceyhan–Faulkner setup
for the exterior algebras associated with these cuts [15,16]:
- 1.
-
(Half-sided modular inclusion and translations
) There exist von Neumann algebras on a Hilbert space and a cyclic separating vector Ω for M such that is a half-sided modular inclusion. Let be the corresponding translation unitaries from the structural theorem for half-sided modular inclusions, and define the nested family
We identify the physical cuts with the algebraic parameter via (i.e. the inclusion associated with is ).
- 2.
-
(Relative entropy function and differentiability
) Fix a normal state represented by a cyclic separating vector Φ, and define the relative entropy function (Araki [19])
Assume admits a second distributional derivative on .
- 3.
(Finite terminal value
) Assume is finite for all λ and converges,
- 4.
(Terminality) There is no modularly well-defined extension of the inclusion/state beyond (i.e. no extension of the algebraic net with normal state and modular data that makes the end a regular endpoint in the sense of half-sided modular theory).
- 5.
-
(Geometric subtraction
) On the physical side, the generalized entropy satisfies
and the area term does not produce a positive blow-up at late λ; e.g. there exist Λ and such that
Then the outside-entropy curvature isunbounded above
at late affine parameter in the sense of distributions: for every and every there exists with and such that
in the sense of distributions.
Proof. Let be the relative entropy function associated with the half-sided modular inclusion, assumed twice differentiable in the sense of distributions. In the Hollands–Longo/Ceyhan–Faulkner identification, is the renormalized entropy functional whose second null shape variation is the distribution entering QNEC.
Assume for contradiction that
is
semiconcave at late
, i.e. there exist
and
such that
as distributions. Since
, this implies
as
(otherwise
S would diverge linearly), and
is uniformly controlled on arbitrarily late finite segments.
Hollands–Longo give a precise modular-theoretic expression for the derivative of relative entropy (their Eq. (6)),
together with the associated variational “ant formula” (their Eq. (5)), showing that control of
is equivalent to control of the modular response under the null translations
. In particular, the late-time uniform control implied by (
16) and
yields a modularly well-defined continuation of the inclusion/state to the endpoint
in the sense of half-sided modular theory, contradicting terminality. Therefore no bound of the form (
16) can hold.
Consequently, for every
and every
there exists a nonnegative test function
with
such that
Finally, using
and the area bound (
13), for
supported in
we obtain
Identifying
with
in the Hollands–Longo/Ceyhan–Faulkner framework, (
18) implies (
14) upon taking
N arbitrarily large. □
Lemma 3
(Contradiction with QNEC). Theupperentropy-curvature divergence established in Lemma 2 is incompatible with the Quantum Null Energy Condition, provided is locally bounded on arbitrarily late but finite segments of the generator.
Proof. QNEC implies, as an inequality of distributions along an affinely parametrized null generator,
Fix
. By local boundedness, there exists a late compact interval
and an
such that
almost everywhere on
I. Choose any
with
and
. Testing (
20) against
yields
However, Lemma 2 asserts that is unbounded above at late in the sense of distributions, i.e. for every and every there exists such a (with support in ) satisfying . Choosing gives a contradiction. □
Proof of Theorem 1. We proceed by contradiction. Assume the Weak Gravity Conjecture fails, so that all charged species in the theory are strictly subextremal, .
Under this assumption, extremal charged configurations form a one-sided boundary of the admissible semiclassical charged state space. Concretely, for any charged excitation crossing the horizon one has when , so the extremality parameter cannot decrease under admissible semiclassical perturbations. As a result, there exist no normal semiclassical states implementing a continuation past the extremal endpoint along a fixed horizon generator while preserving finite stress tensor and the affine null structure. Consequently, any entropy evolution along a complete null generator must terminate at the extremal endpoint.
By Lemma 1, on an extremal horizon () the standard affine-parameter realization of null modular flow required for entropy variation and QNEC degenerates, obstructing any nontrivial half-sided modular inclusion compatible with affine null translations. Together with the one-sidedness implied by strict subextremality, this obstruction implies that the extremal endpoint is modularly terminal.
Lemma 2 then shows that modular terminality with finite generalized entropy forces the second null derivative of the outside entropy to be unbounded above in the sense of distributions. Finally, Lemma 3 establishes that such an upper divergence is incompatible with the Quantum Null Energy Condition whenever the local stress tensor remains finite on arbitrarily late but finite segments.
Thus, the assumption that all charged states satisfy leads to a contradiction with QNEC. To avoid this inconsistency, the theory must contain at least one charged state with , completing the proof.
3. Conclusions and Discussion
In this work, we have shown that the Weak Gravity Conjecture can be derived as a theorem from semiclassical entropy consistency. Assuming only the validity of the Quantum Null Energy Condition and the existence of a well-defined generalized entropy along null directions, we proved that any consistent semiclassical theory of gravity must contain a charged state with charge-to-mass ratio . Equivalently, we demonstrated that if all charged excitations are strictly subextremal, then extremal charged configurations form one-sided boundaries of the admissible semiclassical state space and, when combined with the algebraic obstruction to affine null modular flow at extremality, become modularly terminal entropy boundaries whose existence is incompatible with QNEC.
The core of the argument is information-theoretic rather than dynamical. Strict subextremality implies that extremal configurations admit no normal semiclassical states implementing a continuation past the extremal endpoint along a fixed horizon generator. On such extremal horizons, the half-sided modular inclusion structure associated with affine null deformations becomes algebraically obstructed, so that the corresponding horizon algebra admits no modularly well-defined continuation along the affine parameter. If the generalized entropy approaches a finite value at such a terminal endpoint, consistency of the algebraic state space requires either a modular extension or a divergence in entropy curvature. We showed that bounded entropy curvature guarantees modular extendibility, so modular terminality necessarily forces an upper divergence of the second null derivative of the outside entropy. When the local stress tensor remains finite, such an upper divergence is incompatible with the Quantum Null Energy Condition, yielding a contradiction unless a superextremal charged state exists.
Our result reframes the Weak Gravity Conjecture as a constraint arising from local quantum information principles rather than a conjectural dynamical requirement. In this formulation, the WGC is not fundamentally about the relative strength of forces, but about preventing the existence of finite-entropy modularly terminal boundaries along complete null directions. From this perspective, superextremal states are required to ensure the extendibility of quantum information and the consistency of entropy evolution in semiclassical gravity.
Several aspects of the argument merit emphasis. First, the proof does not rely on string theory, holography, AdS/CFT, or any microscopic completion of gravity. Second, it requires no assumptions about global spacetime structure or asymptotics, relying only on local null deformations and entropy inequalities. Third, the notion of terminality employed here is purely information-theoretic: it refers to the failure of modular extendibility of the algebraic state space, not to geometric singularities or geodesic incompleteness.
The structure of the proof suggests a broader principle: swampland constraints may often be understood as consequences of entropy extendibility rather than as independent conjectures. In particular, it would be interesting to explore analogous arguments for higher-form gauge fields, discrete gauge symmetries, and constraints on global symmetries, as well as possible extensions to asymptotically AdS spacetimes. More generally, our results point toward a unifying picture in which quantum energy conditions and modular consistency govern the space of low-energy theories compatible with quantum gravity.
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| 1 |
All second null derivatives of entropy appearing in this work are understood in the distributional sense. Concretely, a statement involving is taken to mean that the corresponding identity or inequality holds after smearing with arbitrary smooth test functions of compact support, i.e., . This is the natural setting in which the Quantum Null Energy Condition is formulated, since need not be twice differentiable pointwise under null deformations. |
|
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