2. Internal energy and entropy as physical properties
I use a drawing from Sadi Carnot's book [
4] shown in
Figure 2 to discuss the conceptual model. The substance under study is inside of a cylinder with a piston. It is assumed that the cylinder and the piston have ideal thermal properties, and they do not deform. Therefore, their properties do not affect the interaction of the substance with the external environment. The piston sets the external pressure, and the other two bodies A and B at the bottom of the drawing are used for heat exchange, that is, for setting the temperature. When the cylinder does not touch any of these bodies, heat exchange is excluded, and when the cylinder is connected to one of them, heat transfer occurs.
Thermodynamics, like continuum mechanics, uses properties of substances, which must be determined for each substance in appropriate experiments. The theory of thermodynamics defines existing thermodynamic properties and proposes experiments to find them. However, there are various relationships between thermodynamic properties, and this imposes requirements on assessment of miscellaneous experiments - it is necessary to precisely fulfill all mathematical relations between different properties.
The laws of thermodynamics refer to the change in the thermodynamic state of the substance under the piston. The state is characterized by temperature and pressure in the absence of gradients - temperature and pressure are uniform within the entire volume of the substance. A change in the state of the substance is caused by a change in external conditions, for example, a jump in external pressure or the connection of the substance to one of the heat sources. After that, a spontaneous process begins, which ends with a new thermodynamic state with different uniform temperature and pressure.
A thermodynamic process is the idealization of processes in continuum mechanics, and therefore in thermodynamics real spontaneous processes are called irreversible; during such a process there are temperature and pressure gradients in the substance. The idealization in thermodynamics, on the other hand, deals with the concept of the reversible process, in which there is no time and in which the substance always remains in a uniform state without gradients of temperature and pressure.
Changes in the state in an irreversible or reversible process are accompanied by mechanical work and heat transfer. Work and heat do not belong to the state of the substance, since they are not functions of state. Their differentials are called inexact, since they do not correspond to a function; integrals from heat and work differentials depend on the integration path, and the closed-contour integral is not zero.
The thermodynamic properties of a substance are functions of state, and their change does not depend on the path of the process, nor on whether the process was irreversible or reversible. This is the key to understand experiments in thermodynamics. Conceptual models using reversible processes are required to define some thermodynamic quantities, but they cannot be directly used to form ideal experiments, since all real measurements are done by irreversible processes. The property of being a state function ultimately allows us to connect conceptual models based on reversible processes with conceptual models of an ideal experiment based on irreversible processes.
The first law of thermodynamics relates the change in internal energy (U) with heat (Q) and mechanical work (
pexd
V, p
ex is external pressure,
V is volume) (see, e.g., [
5,
6]):
In the general case, mechanical work uses the external pressure on the piston, since in the irreversible process, a pressure field is formed inside the substance. Thus, the equation above allows us to correctly calculate the work of the irreversible process. The equation is also the definition of internal energy, that is, it formally says what internal energy is.
Entropy (
S) is related to heat according to the second law of thermodynamics (see, e.g., [
5,
6]):
| Reversible process |
|
| Irreversible process |
|
These equations define entropy and in this sense the equations say what entropy is; this is discussed in the last section.
The first and second laws introduce functions of state, internal energy and entropy from heat and work, which are not themselves functions of state. This means that there are new equations of state analogous to the thermal equation of state p(T, V) - the equation of state for the internal energy U(T, V) and the entropy S(T, V). The problem of coordination for internal energy and entropy comes down to ways to construct these equations based on experiments. More precisely, the theory specifies which experiments are suitable to determine thermodynamic properties.
As already mentioned, the reversible process is idealization. This was required to consider the ideal Carnot cycle and thus to obtain the equations of the first and second laws above in the differential form. The concept of the reversible process is quite non-trivial, and discussions to this end continue up to now - see, for example, the correct treatment in 2018 [
7,
8] and misinterpretation in 2016 [
9] (it has been discussed in [
10]). In any case, the definition of entropy cannot be used to construct a conceptual model of an ideal experiment, since the reversible process cannot be carried out. This, however, does not mean that entropy cannot be related to experiments, but some mathematical transformations would be required.
Substituting the inequality from the second law to the first law leads to the fundamental inequality:
Temperature and pressure set by external conditions are used in the inequality. Thus, the inequality includes, among other things, the state of a substance with temperature and pressure gradients. Under given external conditions, the inequality is the criterion of the spontaneous process and the criterion of the final equilibrium state. In this paper, the inequality is not used, since it is just assumed that the establishment of the final state of the irreversible process belongs to real experiments. I return to the inequality in the second law at the end of the paper to discuss what entropy is.
Substituting the equality from the second law to the first law gives the fundamental equation:
Now the change of the state of the substance is characterized only by state functions. Formally, the fundamental equation refers to the state with uniform temperature and pressure without gradients. Integrals from the fundamental equation could in principle be classified as reversible processes, but now, the change of the state function obtained in this way is the same for all processes, including irreversible ones.
A simple example - let us assume that we know the volume magnitude in two states. Then the change in volume is the difference of these values, regardless of how the process occurred. The same logic applies to all thermodynamic properties — internal energy, entropy, enthalpy, and Gibbs energy; this is what the concept of the state function means.
For example, entropy in both parts of the second law (equality and inequality) has the same meaning: it is a physical property of the substance, that is, it is a function of state. This is the difference between entropy and heat on the right side, since heat is not a property of a substance. Thus, the sign of inequality in the second part refers not to entropy, but to heat. The change in entropy from state 1 to state 2 is the same for reversible and irreversible processes, provided that the initial and final states in both processes are the same. The transition to the fundamental equation opens the way to find entropy from experimentally measurable quantities.