Submitted:
17 July 2025
Posted:
17 July 2025
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Abstract
Keywords:
1. Introduction
2. AdS-Schwarzschild/RN black holes maximize entropy
- 1.
- Bulk metric fixed:
- 2.
- Hypersurface varied: so that and hence
2.1. Sherif-Dunsby rigidity and maximal entropy
- Identification of the conformal factor: One shows that the infinitesimal conformal factorcoincides with the sheet-expansion scalar in the split.
-
Gravitational focusing: For the vector of our spacelike 2-sheet, , since, and in an AdS space, the Raychaudhuri-type equation for implies focusing:Hence, the conformal factor is strictly negative as we move along .
- Sherif–Dunsby rigidity: By Theorem VII.4 of Sherif and Dunsby [18] (see Appendix A for details of theorem and its role in our proof), any proper (non-constant), scalar-curvature-preserving conformal transformationon a compact 3-manifold (non-Einstein) forces to be isometric to the round (up to a constant scale).
2.2. Effective Functional and Its Variation
3. Conclusions and Discussion
- Effects of Modified Gravity on the RII: In theories beyond Einstein–Hilbert—such as , Gauss–Bonnet or more general Lovelock gravities, and scalar–tensor models—the gravitational field equations acquire extra curvature-dependent or scalar-coupling terms which modify both the Raychaudhuri focusing condition and the form of the Euclidean action functional. In particular, the Raychaudhuri equation picks up additional contributions from the effective stress–energy of higher-derivative couplings, so that the sheet-expansion scalar no longer obeys the simple condition under volume-preserving deformations. Analytically, the second variationacquires extra terms coming from variation of the or Gauss–Bonnet invariants, altering the stability criterion of the extremal hypersurface. As a result, spherically symmetric black hole solutions in modified gravity may saturate or correct the reverse isoperimetric bound by theory-specific coefficients. A systematic study of these corrections would therefore be required to formulate a generalized RII in alternative theories of gravity.
- Quantum Corrections: Incorporating higher-curvature corrections or quantum effects (e.g., via one-loop determinants or entanglement entropy corrections) may modify the geometric rigidity or the second variation functional, potentially leading to refined ‘‘quantum RII’’ bounds.
- Holographic Perspectives: Given the AdS/CFT correspondence, it would be interesting to interpret our RII proof in the dual field theory, perhaps relating maximal horizon entropy at fixed volume to extremal entanglement or energy constraints in the boundary CFT.
- Beyond Asymptotic AdS: Extending the analysis to asymptotically flat or more exotic asymptotics (e.g., Lifshitz, hyperscaling violation) might reveal whether the reverse isoperimetric phenomenon is unique to constant- backgrounds or has broader applicability. Moreover, the RII has been advocated to hold for dS black holes in [21]. So, it is interesting to see if the proof can be extended to this case.
- Violation in the case of superentropic black holes: It is known that superentropic black holes violate RII. As part of the proof we presented, this can be traced to their non-compact hypersurface while the proof requires a compact hypersurface. Nevertheless, a general proof explicitly for non-compact hypersurfaces is an interesting future work.
Appendix A. Conformal Rigidity and Sphericity of Compact Hypersurfaces
Statement of the Theorem
Role in the Reverse Isoperimetric Proof
- is compact,
- scalar curvature is positive. This is always the case for round . Therefore, any deformation of round 3-sphere by an infinitesimally small conformal factor will preserve the positivity. This means that curvature scalar is also positive on the deformed 3-sphere . On the Lorentzian side, it a known result [22] that horizons are positive Yamabe type (admit positive scalar curvature),
-
admits a nontrivial conformal deformation preserving scalar curvature. This is the Yamabe problem [23] and can be satisfied for a choice of conformal factor within a conformal class (the Yamabe class). Physically, requiringfreezes the slice’s intrinsic curvature profile (its Yamabe class), isolating purely extrinsic shape deformations.Thus, by asking“Among all hypersurfaces with the same intrinsic curvature and the same enclosed volume, which maximizes total area?”we ensure that any decrease in total area cannot arise from trading off intrinsic curvature for embedding shape, but only from a genuine shape deformation. The Sherif–Dunsby rigidity theorem then shows that the round sphere is the unique maximizer, yielding the reverse isoperimetric bound.
- conformal factor φ is negative: The Raychaudhuri equation guarantees a negative sheet expansion under gravitational focusing or equivalently, negative conformal factor in the 1+1+2 decomposition of spacetime .
Appendix B. Variation of the Bulk and Boundary Term
Appendix B.1. Calculation of the Variation of the Bulk Term
Appendix B.2. Boundary-Term Variation for a General York Boundary
Appendix C. Derivation of Extrinsic Curvature Kij and Mean Curvature H for a 3-Sphere Embedded in AdS4
Appendix D. Spectrum of Metric Perturbations on the Round 3-Sphere
Appendix D.1. Transverse–Traceless Gauge and Lichnerowicz Operator
Appendix D.2. Tensor Harmonic Spectrum on S3
Appendix D.3. Exclusion of ℓ=0,1 Modes
- (monopole): A constant rescalingchanges the volume rather than shape; in TT gauge forbids such a trace mode.
- (dipole): These correspond to infinitesimal diffeomorphisms (Killing vectors) on ,which can be entirely removed by a coordinate redefinition. In TT gauge one requires , and one finds no non-gauge TT tensors.
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| 1 | The definition of thermodynamic volume requires a cosmological constant or a gauge coupling. AdS black holes are naturally equipped with this. |
| 2 | Note that the thermodynamic volume is equal to the geometric volume for a static and spherically symmetric solution. |
| 3 | Since we now study the natural state of deformed 3-sphere under gravity. |
| 4 | Note that an infinitesimal conformal transformation is the same as normal deformation for an “umbilic” surface, i.e., one for which . In our case, we work with deformations of the round sphere, which is umbilic. |
| 5 | The explicit equations for area and volume variations can be found in any standard textbook on Riemannian surfaces, for example, [19]. |
| 6 | Here, all the volume preserving but shape deforming modes are allowed, i.e., since there is no restriction to satisfy (linearized) Einstein’s equation, unlike the case of gravity. |

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