Submitted:
09 May 2025
Posted:
09 May 2025
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Abstract

Keywords:
1. Introduction
2. Related Works
2.1. Empirical and Regression-Based Approaches
2.2. Influence of Rock Properties on Compressive Strength
2.3. Neural Networks for Predictive Modeling in Geomechanics
2.4. Empirical and Regression–Based Approaches
2.5. Neural Networks for Predictive Modeling in Geomechanics
2.6. Contributions of This Study
- Comprehensive Multi-Algorithm Comparison
- Statistically Validated Performance Ranking
- Sensitivity-Driven Feature Importance Analysis
- Guidelines for Model Selection in Karst-Influenced Carbonates
- Data Resource for Seybaplaya Formation
3. Materials and Methods
3.1. Study Site Location and Sampling
3.2. Rock Material Testing and Database
- Quarry Exploration
- Sample Size
- n = sample size
- Zₐ = statistical parameter corresponding to the chosen confidence level
- e = allowable estimation error
- p = probability of success (occurrence of the event under study)
- q = 1 – p, the probability of failure (non-occurrence of the event under study)
- Laboratory testing methods
- Length-to-Diameter Ratio: Between 2.0 and 2.5.
- Minimum Diameter: [Specify análisi diameter in mm].
- End Surfaces: Cylinder end faces shall be lapped or polished to produce flat surfaces within a flatness tolerance of 0.00254 cm.
- Uniaxial Compressive Strength (UCS)
- UCS = Uniaxial Compressive Strength
- P = Axial load
- A = Specimen’s cross-sectional area
- Measure and record the specimen’s dimensions to calculate its cross-sectional area.
- Verify that the Universal Testing Machine is properly zeroed and configured before testing.
- Position the specimen centrally between the compression platens as shown in Figure 4.
- Use the machine control software to define the test parameters and initiate the compression sequence.
- Apply the axial load gradually at a constant rate until specimen failure.
- Load the specimen to failure, as evidenced by crack initiation as illustrated in Figure 5.
- Upon failure, remove the specimen, install a fresh sample, and repeat the procedure.


- Water Content
- Pᵢ = initial (wet) mass of the sample, in grams
- Pf = final (oven-dry) mass of the sample, in grams
- Sample preparation
- Initial weighing (wet weight)
- Oven drying: maintain 105 ± 5 °C for 24 h
- Final weighing (dry weight)
- Calculation of análi content

- Real Density Test
- γ = real density (g/cm3)
- m = mass of the rock (g)
- V = comprehensive analysis of the specimen (cm³)
- Weigh the sample and record its mass (m) in grams
- Measure and record the sample volume (V) in cubic centimeters (cm³)

- Interconnected porosity
- Pore volume (Vₚ) = volume of fluid absorbed by the rock sample
- Total volume (Vₜ) = the rock sample’s overall volumen

- Database
4. Neural Network Architectures for Uniaxial Compressive Strength Prediction
- ✓
-
Radial Basis Function (RBF) Neural NetworkAn RBF network is a single-hidden-layer feed-forward model that uses Gaussian basis functions centered on training patterns. Hidden neurons are added incrementally until a performance goal on the training set is achieved, and the output layer linearly combines these localized responses to predict UCS. RBFs train quickly and model highly non-linear mappings, but they require careful tuning of the spread parameter to balance bias and variance [44].
- ✓
-
Bayesian Regularized Feed-Forward Neural NetworkThis approach incorporates weight decay into a Bayesian framework, ensuring that the objective minimizes both squared error and a complexity term. By utilizing the Levenberg–Marquardt algorithm, hyperparameters that govern the balance between error and weight penalty are updated during training, resulting in smoother, more generalizable models without a held-out validation set. This method is particularly effective with noisy or limited data, albeit at the expense of increased per-epoch computation [45].
- ✓
-
Scaled Conjugate Gradient (SCG) Neural NetworkSCG is a second-order method that scales conjugate gradient directions using approximate curvature information, avoiding expensive line searches, thus converging faster than simple gradient descent. In practice, a one-hidden-layer net (15 neurons) is trained over 1,000 epochs with a 70% train / 15% validation / 15% test. SCG balances speed and robustness for moderate-sized problems [46].
- ✓
-
Levenberg–Marquardt (LM) Neural NetworkLM blends Gauss–Newton and gradient-descent updates by adjusting a damping parameter μ: it reduces μ when the quadratic approximation holds and increases it when steps overshoot. When applied to a 15-neuron hidden layer, it typically converges in far fewer epochs than first-order methods. Regularization can be added for stability; however, its high memory demands limit the use of very large networks [47].
5. Performance Evaluation Metrics
- Mean Absolute Error (MAE)
- Root Mean Square Error (RMSE)
- Mean Absolute Percentage Error (MAPE)
- Coefficient of Determination (COD)
6. Results and Discussion
6.1. Descriptive Statistics of the Experimental Dataset Variables
- Water Content (%): The moisture content exhibits an approximately bell-shaped distribution centered at 6–7 %, with the majority (≈70 %) falling between 4 % and 9 %. A slight rightward skew is apparent, as a small number of specimens reach up to 13–14 %. This skew suggests occasional high-moisture outliers, which may influence rock weakening.
- Interconnected Porosity (%): Porosity values are concentrated between 10 % and 20 %, peaking around 12–15 %. The distribution is mildly right-skewed, with a tail extending toward 28 %, indicating that most rocks share similar characteristics, while a few exhibit significantly higher void space.
- Real Density (g/cm³): Density measurements cluster tightly between 2.2 and 2.5 g/cm³, with a modal of 2.3–2.4 g/cm³ and very few values below 2.1 g/cm³ or above 2.6 g/cm³. This narrow spread reflects a relatively homogeneous lithology across the rock bank.
- Uniaxial Compressive Strength (UCS, MPa): The strength distribution spans 11 MPa to 60 MPa, with about ≈75 % between 30 MPa and 50 MPa. The histogram shows a mild right skew, driven by a few robust specimens. The central tendency around 35–45 MPa underscores the variability in mechanical resistance, which is essential for robust predictive modeling.
- Diagonal Histograms
- ◦
- Water Content concentrates between 4 % and 9 %, confirming the moderate moisture range noted previously.
- ◦
- Porosity predominantly ranges from 12 % to 17 %, with only a few samples exhibiting values above 25 %.
- ◦
- Density is tightly clustered near 2.3–2.5 g/cm³.
- ◦
- UCS shows a dominant band from 30 MPa to 50 MPa, matching the earlier histogram.
- Water Content vs. Porosity
- ◦
- A strong positive linear (r ≈ 0.85) indicates that wetter specimens tend to exhibit higher porosity, likely reflecting pore-filling by moisture (upper-left scatter).
- Water Content vs. Density
- ◦
- A moderate negative correlation (r ≈ –0.65) indicates that samples with higher moisture content generally exhibit lower dry density (lower-left cluster on the scatter plot), as expected when porosity increases
- Water Content vs. UCS
- ◦
- A weak to moderate negative correlation indicates that higher moisture content is generally associated with reduced mechanical strength; However, the considerable scatter suggests that additional factors also affect UCS.
- Porosity vs. Density
- ◦
- Porosity and density are inversely related (r ≈ –0.72), confirming that greater void space corresponds to lower bulk density (second-row, first-column scatter).
- Porosity vs. UCS
- ◦
- A negative correlation (r ≈ –0.78) indicates that samples with higher porosity exhibit lower UCS, underscoring porosity’s critical role in strength reduction.
- Density vs. UCS
- ◦
- A strong positive correlation (r ≈ 0.80) indicates that denser rocks resist compressive loading more effectively, making density one of the most predictive features for UCS (bottom-right scatter).
- Water Content vs. Porosity (r = 0.992): A near-perfect positive correlation indicates that specimens with higher moisture content exhibit increased interconnected porosity, reflecting the pore network’s enhanced fluid-retention capacity.
- Moisture Content vs. Real Density (r = –0.861): A strong inverse relationship indicates that specimens retaining more moisture exhibit lower density, consistent with increased pore volume reducing the mass per unit volume.
- Moisture Content vs. UCS (r = –0.649): A moderate inverse correlation indicates that higher moisture content typically reduces compressive strength, although additional factors also influence UCS variability.
- Porosity vs. Density (r = –0.805): Porosity and density are strongly inversely related, confirming that increased void fraction corresponds to reduced material compactness.
- Porosity vs. UCS (r = –0.568): A moderate negative correlation indicates that increased porosity compromises compressive strength, underscoring pore structure as a primary weakening mechanism.
- Density vs. UCS (r = 0.929): A robust positive correlation indicates denser rocks resist compressive loading more effectively, making real density the most predictive univariate feature for UCS.
- High-strength subset (rightmost lines): Samples with UCS > 45 MPa (the upper bundle on the right axis) consistently correspond to high real density (2.5–2.7 g/cm³) and low moisture content (3–6 %) and porosity (9–15 %), reaffirming that dense, low-porosity rocks exhibit superior compressive resistance.
- Low-strength subset: Samples with UCS < 25 MPa align with lower real density (1.9–2.2 g/cm³) and elevated moisture content (8–14 %) and porosity (18–28 %), highlighting how increased pore volume and moisture compromise compressive strength.
- Intermediate cluster: The majority of samples fall within mid-range values—moisture content 5–8 %, porosity 12–18 %, real density 2.3–2.5 g/cm³, and UCS 30–45 MPa—reflecting the dataset’s central tendency and confirming these intervals as representative for model training.
- Outliers: A few lines diverge sharply, such as one sample with exceptionally high porosity (>25 %) yet moderate UCS (~30 MPa), suggesting localized lithological variations or measurement anomalies worth further geological investigation.
6.2. Model Implementation and Training Protocols
6.2.1. Radial Basis Function (RBF) Neural Network
6.2.2. Bayesian Regularized Feed-Forward Neural Network
6.2.3. Scaled Conjugate Gradient (SCG) Neural Network
6.2.4. Levenberg–Marquardt (LM) Neural Network
6.2.5. Comparative Overview
6.2.6. Sensitivity Analysis
7. Summary, Conclusions, and Future Work
- Key findings include:
Conclusions
- Future Work
Supplementary Materials
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| Sample Range | UTM Coordinates (X, Y) |
| Samples 1–10 | (741595, 2174717) |
| Samples 11–20 | (741611, 2174838) |
| Samples 21–30 | (741585, 2174851) |
| Samples 31–40 | (741591, 2174750) |
| Samples 41–50 | (741605, 2174803) |
| WaterContent | InterconectedPorosity | RealDensity | UCS | |
| Mean | 6.707 | 15.459 | 2.352 | 40.14 |
| Std_dev | 2.335 | 4.377 | 0.159 | 7.914 |
| Min | 3.73 | 9.73 | 1.91 | 11.4 |
| 1st_quartil | 5.0 | 12.35 | 2.262 | 34.932 |
| Median | 6.235 | 14.565 | 2.355 | 40.485 |
| 3rd_quartile | 7.552 | 17.168 | 2.478 | 44.845 |
| Max | 13.62 | 28.46 | 2.62 | 54.17 |
| Model | MATLAB Function | Topology | Data Split | Preprocessing | Key Hyperparameters | Performance Metrics |
| RBF Network | newrb | Up to 25 Gaussian units | 80 % train / 20 % test | Inputs z-score; outputs mapminmax [0,1] | Spread = 0.8; goal MSE = 1×10⁻³ | RMSE, R² |
| Bayesian Regularized NN | trainbr | 1 hidden layer, 15 neurons | 80 % / 20 % | z-score; mapminmax | Max epochs = 1 000; α,β auto-tuned | MAE, COD |
| SCG Network | trainscg | 1 hidden layer, 15 neurons | 70 % / 15 % / 15 % | z-score; mapminmax | λ₀ = 1e-3; σ = 1e-6; reg = 0.01 | RMSE, MAPE |
| LM Network | trainlm | 1 hidden layer, 15 neurons | 70 % / 15 % / 15 % | z-score; mapminmax | μ₀ = 1e-3; μ↓ = 0.1; μ↑ = 10; reg = 0.1 | COD, RMSE |
| Algorithm | R² | RMSE (MPa) | MAE (MPa) |
| RBF Neural Network | 0.972 | 1.313 | 1.029 |
| Bayesian Regularized Neural Network | 0.967 | 1.413 | 1.164 |
| Scaled Conjugate Gradient Neural Network | 0.964 | 1.490 | 1.264 |
| Levenberg–Marquardt Neural Network | 0.951 | 1.737 | 1.453 |
| Algorithm | Median MSE_Train | Median MSE_Test |
| RBF | 0.0008 | 0.0128 |
| Bayesian | 0.0010 | 0.0017 |
| SCG | 0.0013 | 0.0019 |
| LM | 0.0046 | 0.0068 |
| Comparison | p-value | Adjusted (p) Significant |
| RBF vs BR | 0.000012 | 0.000037* |
| RBF vs SCG | 0.000002 | 0.000010* |
| RBF vs LM | 0.130592 | 0.156710* |
| BR vs SCG | 0.599936 | 0.599936 |
| BR vs LM | 0.000136 | 0.000204* |
| SCG vs LM | 0.000082 | 0.000164* |
| Algorithm | Median R2_Train | Median R2_Test |
| RBF | 0.9753 | 0.5932 |
| Bayesian | 0.9690 | 0.9286 |
| SCG | 0.9575 | 0.9274 |
| LM | 0.8532 | 0.8043 |
| Comparison | p-value | Adjusted (p) Significant |
| RBF vs BR | 0.000006 | 0.000017* |
| RBF vs SCG | 0.000002 | 0.000010* |
| RBF vs LM | 0.059836 | 0.071803 |
| BR vs SCG | 0.530440 | 0.530440 |
| BR vs LM | 0.000075 | 0.000113* |
| SCG vs LM | 0.000063 | 0.000113* |
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