Submitted:
23 March 2025
Posted:
24 March 2025
You are already at the latest version
Abstract
Keywords:
1. Introduction
- We introduce for the first time "apolitical" mathematical models, allowing to meaningfully calculate the effective number of political parties, especially adapted to the African context.
- Unlike approaches focused exclusively on institutions or electoral behaviors, our model directly integrates the combined effect of a country’s demography and geography.
- Our approaches, which are simple, universal and pragmatic, relies solely on local realities while ensuring a viable democratic principle, which makes it a valuable solution in the absence or insufficiency of institutional data.
- We propose a flexible and adaptable model, capable of reflecting varied contexts, such as large countries with low populations or small countries with high populations.
- Finally, although designed for the African context, our models are easily extensible to other regions of the world, offering a universal tool to analyze and rationalize political systems.
2. Literature Review on Effective Number of Parties Models
3. Proposed Methods
3.1. The Hard Model
3.2. The Soft Model
3.2.1. Initial Parameter Estimation
3.2.2. Optimization Process
- is the observed ENP value for country i
- and are respectively the population in year 2023 and area of country i
- n is the total number of (officially constituted) countries which is 54 for Africa.
3.2.3. Innovative Approach to ENP Calculation: The Noua Index
4. Experiment Results
4.1. Dataset
4.2. Predicting the Effective Number of Parties
4.2.1. Observations on the Hard Model
4.2.2. Observations on the Soft Model
4.2.3. Comparison of Hard and Soft Models
- Low: ENP values less or equal than 5 ().
- Medium: ENP values ranging from greater than 5 to 10 ().
- High: ENP values greater than 10 ().
4.2.4. Temporal Dynamics: How Changes in Population and Land Area over Time Affect the ENP
4.3. Flexibility of Our Soft Model
4.3.1. Effective Number of Political Parties in West Africa
Case of AES Countries
Case of ECOWAS Countries
4.3.2. Effective Number of Political Parties for Central Africa Countries
4.4. Comparison with State-of-the-Art Methods
5. Conclusion and Future Work
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
- Ricciuti, R. Political fragmentation and fiscal outcomes. Public choice 2004, 118, 365–388. [CrossRef]
- CENI-RDC. Commission Électorale Nationale Indépendante. Accessed: 2025-02-16.
- Koffi, A.D.; Agbetoézian, A.K. Élections en Afrique: enjeux démocratiques et quête de sens. Revue ACAREF - ACADEMIE AFRICAINE DE RECHERCHE ET D’ETUDES FRANCOPHONES 2021.
- Tine, A. Le Sénégal, sous Senghor et Diouf, une démocratie buissonnière?: une critique du pluralisme des partis politiques; L’Harmattan Sénégal, 2017.
- Stoner, K.; McFaul, M. Transitions to democracy: a comparative perspective; JHU Press, 2013.
- Erdmann, G.; Basedau, M. Party systems in Africa: Problems of categorising and explaining party systems. Journal of Contemporary African Studies 2008, 26, 241–258. [CrossRef]
- Osei, A. La connexion entre les partis et les électeurs en Afrique : le cas Ghanéen. Politique africaine 2006, 104, 38–60. [CrossRef]
- Bratton, M.; de Walle, N.V. Democratic Experiments in Africa: Regime Transitions in Comparative Perspective; Cambridge University Press: Cambridge, UK, 1997.
- Daddieh, C.K.; Bob-Milliar, G.M., Ghana: The African Exemplar of an Institutionalized Two-Party System? In Party Systems and Democracy in Africa; Palgrave Macmillan, London, 2014; p. 107–128. [CrossRef]
- Collier, P. Wars, guns and votes: Democracy in dangerous places; Random House, 2009.
- Bayart, J.F. The State in Africa: the politics of the belly; Wiley, 2009.
- Laakso, M.; Taagepera, R. Effective number of parties: a measure with application to West Europe. Comparative political studies 1979, 12, 3–27. [CrossRef]
- Taagepera, R.; Grofman, B. Rethinking Duverger’s law: predicting the effective number of parties in plurality and PR systems–parties minus issues equals one. European Journal of Political Research 1985, 13, 341–352. [CrossRef]
- Taagepera, R.; Shugart, M.S. Predicting the number of parties: A quantitative model of Duverger’s mechanical effect. American Political Science Review 1993, 87, 455–464. [CrossRef]
- Blau, A. The effective number of parties at four scales: Votes, seats, legislative power and cabinet power. Party politics 2008, 14, 167–187. [CrossRef]
- Caulier, J.F.; Dumont, P. The effective number of relevant parties: how voting power improves Laakso-Taagepera’s index. Munich Personal RePEc Archive 2005.
- Grofman, B.; Kline, R. How many political parties are there, really? A new measure of the ideologically cognizable number of parties/party groupings. Party Politics 2012, 18, 523–544. [CrossRef]
- Bhattacharya, S.; Smarandache, F. Effective Number of Parties in A Multi-Party Democracy Under an Entropic Political Equilibrium with Floating Voters. Case 1: Shock size 50% of Y0 2006, p. 62.
- Golosov, G.V. The effective number of parties: A new approach. Party politics 2010, 16, 171–192. [CrossRef]
- Borooah, V.K. A general measure of the ‘effective’number of parties in a political system. In Constitutional economics and public institutions; Edward Elgar Publishing, 2013; pp. 146–159. [CrossRef]
- Taagepera, R. Predicting party sizes: The logic of simple electoral systems; OUP Oxford, 2007.
- Raymond, C.D.; Huelshoff, M.; Rosenblum, M.R. Electoral systems, ethnic cleavages and experience with democracy. International Political Science Review 2016, 37, 550–566. [CrossRef]
- Wolff, S. Electoral systems design and power-sharing regimes. Powersharing: New Challenges for Divided Societies 2005, pp. 59–74.
- Hazama, Y. Social cleavages and electoral support in Turkey: Toward convergence? The Developing Economies 2003, 41, 362–387. [CrossRef]
- Bogaards, M. Counting parties and identifying dominant party systems in Africa. European journal of political research 2004, 43, 173–197. [CrossRef]
- Kselman, D.M.; Powell, E.N.; Tucker, J.A. Crowded space, fertile ground: party entry and the effective number of parties. Political Science Research and Methods 2016, 4, 317–342. [CrossRef]
- Golosov, G.V. The Number of Parties and Party System Nationalization in an Integrated Analytical Framework. comparative sociology 2015, 14, 662–681. [CrossRef]
- Xhaferaj, A. Which Parties Count?-The Effective Number of Parties in the Albanian Party System. Philpapers 2014.
- Li, Y.; Shugart, M.S. The Seat Product Model of the effective number of parties: A case for applied political science. Electoral Studies 2016, 41, 23–34. [CrossRef]
- Ranganathan, A. The levenberg-marquardt algorithm. Tutoral on LM algorithm 2004, 11, 101–110.
- Google. Google Colaboratory. Accessed: February 27, 2025.
- SciPy. Scipy optimize: Least squares Algorithm. Accessed: February 27, 2025.
- Group, W.B. DataBank, World Development Indicators, 2025. Accessed: 2025-01-30.
- ECOWAS. Economic Community of West African States. Accessed: 2025-02-16.
- ECCAS. Economic Community of Central African States . Accessed: 2025-02-16.
- AES. Confederation of Sahel States. Accessed: 2025-02-16.







| Country | Population | Area | Region | Community |
| DR Congo | 109 276 265 | 2 267 050 | Central Africa | ECCAS |
| Togo | 9 304 337 | 56 785 | West Africa | ECOWAS |
| Burkina Faso | 23 548 781 | 273 600 | West Africa | AES |
| Mali | 24 478 595 | 1 220 190 | West Africa | AES |
| Niger | 27 032 412 | 1 266 700 | West Africa | AES |
| Country | Hard Index | Soft Index | Mean of Both models |
| Seychelles | 2.00 | 2.00 | 2.00 |
| Sao Tome and Principe | 2.00 | 2.00 | 2.00 |
| Comoros | 2.00 | 2.00 | 2.00 |
| Mauritius | 2.00 | 2.00 | 2.00 |
| Cape Verde | 2.00 | 2.00 | 2.00 |
| Gambia | 3.42 | 2.00 | 2.71 |
| Eswatini | 3.06 | 2.00 | 2.53 |
| Djibouti | 3.29 | 2.00 | 2.65 |
| Rwanda | 5.91 | 2.00 | 3.96 |
| Burundi | 5.94 | 2.00 | 3.97 |
| Equatorial Guinea | 3.95 | 2.00 | 2.98 |
| Lesotho | 4.25 | 2.00 | 3.12 |
| Guinea-Bissau | 4.35 | 2.00 | 3.17 |
| Togo | 6.27 | 2.00 | 4.13 |
| Sierra Leone | 6.41 | 2.00 | 4.21 |
| Liberia | 6.42 | 2.00 | 4.21 |
| Benin | 7.39 | 2.00 | 4.70 |
| Eritrea | 6.01 | 2.00 | 4.00 |
| Malawi | 7.82 | 2.00 | 4.91 |
| Tunisia | 7.60 | 2.00 | 4.80 |
| Senegal | 8.18 | 2.11 | 5.14 |
| Ghana | 8.99 | 3.08 | 6.04 |
| Uganda | 9.37 | 3.77 | 6.57 |
| Guinea | 8.17 | 2.27 | 5.22 |
| Gabon | 6.50 | 2.00 | 4.25 |
| Burkina Faso | 8.75 | 2.84 | 5.79 |
| Cote d’Ivoire | 9.22 | 3.52 | 6.37 |
| Congo | 7.66 | 2.53 | 5.09 |
| Zimbabwe | 8.76 | 3.31 | 6.04 |
| Cameroon | 9.51 | 4.41 | 6.96 |
| Kenya | 10.38 | 6.30 | 8.34 |
| Botswana | 7.27 | 3.95 | 5.61 |
| Madagascar | 9.82 | 5.27 | 7.54 |
| Central African Republic | 8.07 | 4.34 | 6.21 |
| Somalia | 9.37 | 5.03 | 7.20 |
| South Sudan | 8.91 | 4.77 | 6.84 |
| Morocco | 10.20 | 6.38 | 8.29 |
| Zambia | 9.65 | 5.90 | 7.78 |
| Mozambique | 10.20 | 6.80 | 8.50 |
| Namibia | 7.80 | 5.59 | 6.70 |
| Nigeria | 12.26 | 16.27 | 14.27 |
| Tanzania | 11.05 | 9.22 | 10.14 |
| Egypt | 11.65 | 11.73 | 11.69 |
| Mauritania | 8.55 | 7.03 | 7.79 |
| Ethiopia | 11.86 | 13.04 | 12.45 |
| South Africa | 11.25 | 10.89 | 11.07 |
| Mali | 10.29 | 9.25 | 9.77 |
| Angola | 10.73 | 9.87 | 10.30 |
| Niger | 10.41 | 9.54 | 9.97 |
| Chad | 10.12 | 9.34 | 9.73 |
| Libya | 9.46 | 11.95 | 10.71 |
| Sudan | 11.44 | 14.53 | 12.98 |
| DR Congo | 12.42 | 20.21 | 16.32 |
| Algeria | 11.61 | 17.79 | 14.70 |
| Statistics | K1 | K2 |
| Mean | 26123118.10 | 511180.71 |
| Q1(25%) | 2525592.25 | 28680.00 |
| Q2(50%) | 14152176.50 | 269800.00 |
| Q3(75%) | 31957274.50 | 814062.50 |
| Country | Laakso | Golosov | Seat Product | Ours ( Noua Hard Index) | Ours ( Noua Soft Index ) |
| Ethiopia | 1.07 | 1.04 | 7.77 | 11.86 | 13.04 |
| South Sudan | 1.11 | 1.06 | 5.54 | 8.91 | 4.77 |
| Djibouti | 1.13 | 1.07 | 4.02 | 3.29 | 2 |
| Tanzania | 1.26 | 1.13 | 7.32 | 11.05 | 9.22 |
| Comoros | 1.41 | 1.22 | 2.88 | 2 | 2 |
| Tunisia | 1.47 | 1.25 | 4.61 | 7.6 | 2 |
| Sudan | 1.72 | 1.4 | 7.52 | 11.44 | 14.53 |
| Rwanda | 1.77 | 1.43 | 3.66 | 5.91 | 2 |
| Mozambique | 1.79 | 1.45 | 6.3 | 10.2 | 6.8 |
| Congo | 1.79 | 1.45 | 5.33 | 7.66 | 2.53 |
| Burundi | 1.79 | 1.45 | 4.93 | 5.94 | 2 |
| Cameroon | 1.8 | 1.37 | 5.65 | 9.51 | 4.41 |
| Ghana | 1.85 | 1.53 | 6.51 | 8.99 | 3.08 |
| Algeria | 1.86 | 1.49 | 7.41 | 11.61 | 17.79 |
| Zimbabwe | 2.05 | 1.81 | 6.54 | 8.76 | 3.31 |
| Guinea | 2.06 | 1.6 | 4.83 | 8.17 | 2.27 |
| Gabon | 2.07 | 1.62 | 5.23 | 6.5 | 2 |
| Sierra Leone | 2.08 | 1.81 | 5.13 | 6.41 | 2 |
| Seychelles | 2.08 | 1.87 | 3.27 | 2 | 2 |
| Togo | 2.14 | 1.67 | 4.5 | 6.27 | 2 |
| Namibia | 2.17 | 1.69 | 4.58 | 7.8 | 5.59 |
| Angola | 2.2 | 2.05 | 6.04 | 10.73 | 9.87 |
| Uganda | 2.28 | 1.75 | 8.09 | 9.37 | 3.77 |
| Cape Verde | 2.41 | 2.13 | 4.16 | 2 | 2 |
| South Africa | 2.58 | 1.99 | 7.37 | 11.25 | 10.89 |
| Mauritania | 2.6 | 1.97 | 5.6 | 8.55 | 7.03 |
| Zambia | 2.76 | 2.4 | 5.38 | 9.65 | 5.9 |
| Nigeria | 2.77 | 2.32 | 7.11 | 12.26 | 16.27 |
| Senegal | 2.89 | 2.44 | 5.48 | 8.18 | 2.11 |
| Botswana | 2.94 | 2.24 | 3.85 | 7.27 | 3.95 |
| Madagascar | 2.95 | 2.72 | 5.46 | 9.82 | 5.27 |
| Sao Tome and Principe | 2.95 | 2.49 | 3.8 | 2 | 2 |
| Equatorial Guinea | 2.98 | 2.28 | 8.42 | 3.95 | 2 |
| Egypt | 2.98 | 2.28 | 8.4 | 11.65 | 11.73 |
| Cote d’Ivoire | 3.21 | 2.46 | 6.33 | 9.22 | 3.52 |
| Mauritius | 3.42 | 3.17 | 4.12 | 2 | 2 |
| Benin | 3.48 | 3.12 | 4.78 | 7.39 | 2 |
| Kenya | 4.03 | 3.34 | 7.04 | 10.38 | 6.3 |
| Guinea-Bissau | 4.05 | 3.35 | 4.67 | 4.35 | 2 |
| Malawi | 4.13 | 3.72 | 5.77 | 7.82 | 2 |
| Chad | 4.32 | 3.26 | 5.73 | 10.12 | 9.34 |
| Lesotho | 4.43 | 3.73 | 4.93 | 4.25 | 2 |
| Gambia | 4.53 | 4.51 | 3.76 | 3.42 | 2 |
| Morocco | 5.68 | 5.49 | 7.34 | 10.2 | 6.38 |
| Mali | 5.7 | 4.61 | 5.28 | 10.29 | 9.25 |
| Central African Republic | 6.05 | 5.8 | 5.19 | 8.07 | 4.34 |
| Niger | 6.09 | 4.63 | 5.5 | 10.41 | 9.54 |
| Burkina Faso | 6.45 | 5.15 | 5.03 | 8.75 | 2.84 |
| Liberia | 6.94 | 6.96 | 4.18 | 6.42 | 2 |
| DR Congo | 34.08 | 36.67 | 7.81 | 12.42 | 20.21 |
| Eritrea | - | - | - | 6.01 | 2 |
| Eswatini | - | - | - | 3.06 | 2 |
| Libya | - | - | - | 9.46 | 11.95 |
| Somalia | - | - | - | 9.37 | 5.03 |
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).