Submitted:
30 November 2024
Posted:
02 December 2024
Read the latest preprint version here
Abstract
Keywords:
1. Introduction
1.1. Background and Motivation
1.2. Novelty and Scientific Contributions
1.2.1. Dynamical Variational Principles
1.2.2. Positive Feedback Model of Self-Organization
1.2.3. Average Action Efficiency (AAE)
1.2.4. Agent-Based Modeling (ABM)
1.2.5. Intervention and Control in Complex Systems
1.2.6. Average Action-Efficiency as a Predictor of System Robustness:
1.2.7. Philosophical Contribution
1.2.8. Novel Conceptualization of Evolution as a Path to Increased Action Efficiency:
1.3. Overview of the Theoretical Framework
1.4. Hamilton’S Principle and Action Efficiency
1.5. Mechanism of Self-Organization
1.6. Negative Feedback
1.7. Unit-Total Dualism
1.8. Unit Total Dualism Examples
1.9. Action Principles in this Simulation, Potential Well
1.10. Research Questions and Hypotheses
- How can a dynamical variational action principle explain the continuous self-organization, evolution, and development of complex systems?
- Can Average Action Efficiency (AAE) be a measure of the level of organization of complex systems?
- Can the proposed positive feedback model accurately predict the self-organization processes in systems?
- What are the relationships between various system characteristics, such as AAE, total action, order parameters, entropy, flow rate, and others , and how do the simulation results compare with real-world data?
- A dynamical variational action principle may explain the continuous self-organization, evolution and development of complex systems.
- AAE may a valid and reliable measure of organization that can be applied to complex systems.
- The model may accurately predict the most organized state based on AAE.
- The model may predict the power-law relationships between system characteristics that can be quantified, and they can compare to the results of some real-world systems.
1.11. Summary of the Specific Objectives of the Paper
2. Building the Model:
2.1. Hamilton’s Principle of Stationary Action for a System
2.2. An Example of True Action Minimization: Conditions
- The agents are free particles, not subject to any forces, so the potential energy is a constant and can be set to be zero because the origin for the potential energy can be chosen arbitrarily, therefore . Then, the Lagrangian L of the element is equal only to the kinetic energy of that element:where m is the mass of the element, and v is its speed.
- We are assuming that there is no energy dissipation in this system, so the Lagrangian of the element is a constant:
- The mass m and the speed v of the element are assumed to be constants.
- The start point and the end point of the trajectory of the element are fixed at opposite sides of a square (see Figure A1). This produces the consequence that the action integral cannot become zero, because the endpoints cannot get infinitely close together:
- The action integral cannot become infinity, i.e., the trajectory cannot become infinitely long:
- In each configuration of the system, the actual trajectory of the element is determined as the one with the Least Action from Hamilton’s Principle:
- The medium inside the system is isotropic (it has all its properties identical in all directions). The consequence of this assumption is that the constant velocity of the element allows us to substitute the interval of time with the length of the trajectory of the element.
- The second variation of the action is positive, because , and , therefore the action is a true minimum.
2.3. Building the Model
2.4. Analysis of System States
2.5. Average Action Efficiency (AAE)
2.6. Multi-Agent
2.7. Using Time
2.8. An Example
2.9. Unit-Total (Local-Global) Dualism
3. Simulations Model
- Kinetic Energy (T): In our simulation, the ants have a constant mass m, and their kinetic energy is given by:
- Effective Potential Energy (V): The potential energy due to pheromone concentration at position and time t can be modeled as:
- Minimum: If the second variation of the action is positive, the path corresponds to a minimum of the action.
- Saddle Point: If the second variation of the action can be both positive and negative depending on the direction of the variation, the path corresponds to a saddle point.
- Maximum: If the second variation of the action is negative, the path corresponds to a maximum of the action.
- Kinetic Energy Term : The second variation of the kinetic energy is typically positive, as it involves terms like .
- Potential Energy Term : The second variation of the effective potential energy depends on the nature of . If C is a smooth, well-behaved function, the second variation can be analyzed by examining .
- Kinetic Energy Contribution: Positive definite, contributing to a positive second variation.
- Effective Potential Energy Contribution: Depends on the curvature of . If has regions where its second derivative is positive, the effective potential energy contributes positively, and vice versa.
- The kinetic energy term tends to make the action a minimum.
- The potential energy term, depending on the pheromone concentration field, can contribute both positively and negatively.
3.0.1. Effects of Wiggle Angle and Pheromone Evaporation on the Action
3.1. Considering the Nature of the Action
- Before Changes: In a simpler model without wiggle angles and evaporation, the action might be stationary at certain paths.
- After Changes: With wiggle angle variability and pheromone evaporation, the action is less likely to be stationary. Instead, the system continuously adapts, and the action varies over time.
- Saddle Point: The action is likely to be at a saddle point due to the dynamic balancing of factors. The system may have directions in which the action decreases (due to pheromone decay) and directions in which it increases (due to path variability).
- Minimum: If the system stabilizes around a certain path that balances the stochastic wiggle and the decaying pheromones effectively, the action might approach a local minimum. However, this is less likely in a highly dynamic system.
- Maximum: It is unusual for the action in such optimization problems to represent a maximum because that would imply an unstable and inefficient path being preferred, which is contrary to observed behavior.
3.1.1. Practical Implications
3.2. Dynamic Action
3.2.1. Euler-Lagrange Equation
3.2.2. Updating Parameters
3.2.3. Practical Implementation
3.2.4. Solving the Equations
- Numerical Methods: Usually, these systems are too complex for analytical solutions, so numerical methods (e.g., finite difference methods, Runge-Kutta methods) are used to solve the differential equations governing and .
- Optimization Algorithms: Algorithms like gradient descent, genetic algorithms, or simulated annealing can be used to find optimal paths and parameter updates.
3.3. Specific Details in Our Simulation
3.4. Gradient Based Approach
3.5. Summary
4. Mechanism
4.1. Exponential Growth and Size-Complexity Rule
4.2. a Model for the Mechanism of Self-Organization
4.2.1. Systems with Constant Coefficients:
- For linear systems with constant coefficients, the solutions often involve exponential functions. This is because the system can be expressed in terms of matrix exponentials, leveraging the properties of constant coefficient matrices.
- Even in these cases, if the coefficient matrix is defective (non-diagonalizable), the solutions may include polynomial terms multiplied by exponentials.
4.2.2. Systems with Variable Coefficients:
- When the coefficients are functions of the independent variable (e.g., time), the solutions may involve integrals, special functions (like Bessel or Airy functions), or other non-exponential forms.
- The lack of constant coefficients means that the superposition principle doesn’t yield purely exponential solutions, and the system may not have solutions expressible in closed-form exponential terms.
4.2.3. Higher-Order Systems and Resonance:
- In some systems, especially those modeling physical phenomena like oscillations or circuits, the solutions might involve trigonometric functions, which are related to exponentials via Euler’s formula but are not themselves exponential functions in the real domain.
- Resonant systems can exhibit behavior where solutions grow without bound in a non-exponential manner.
4.3. Model Solutions
- 1.
- 2.
- 3.
- 4.
- 5.
- 6.
- 7.
- 8.
- 1.
- 2.
- 3.
- 4.
- 5.
- 6.
- 7.
- 1.
- 2.
- 3.
- 4.
- 5.
- 6.
- 7.
- y and x are the variables.
- k is a constant.
- n is the exponent.
- is a term that accounts for deviations.
5. Simulation Methods
5.1. Agent-Based Simulations Approach
5.2. Illustration of the simulation
5.2.1. Flow diagram
5.2.2. Stages of Self-Organization in the Simulation
5.2.3. Time Evolution of Self-Organization
- Upper Insert (First Tick): Shows the initial state, where the ants (green and red) are randomly distributed, representing maximum entropy and a lack of order. The nest is indicated by a blue square, and the food by a yellow square.
- Middle Insert (Tick 60): Depicts the transition phase, where ants begin exploring multiple possible paths between the nest and food, leading to a reduction in entropy as structure starts forming.
- Lower Insert (Final Tick): Displays the final state, where the ants converge on the most efficient single path, minimizing entropy and achieving a highly organized system.
5.3. Program Summary
5.4. Analysis Summary
5.5. Average Path Length
5.6. Flow Rate
5.7. Final Pheromone
5.8. Total Action
5.9. Average Action Efficiency
5.10. Density
5.11. Entropy
5.12. Unit Entropy
5.13. Simulation Parameters
5.14. Simulation Tests
5.14.1. World Size
5.14.2. Estimated Path Area
6. Results
6.1. Time Graphs

6.1.1. a Note on the Rate of Self-Organization as a Function of the Size of the System




6.2. Power Law Graphs
6.2.1. Size-Complexity rule

6.2.2. Unit-Total Dualism


6.2.3. the Rest of the Characteristics































6.3. Comparison with Literature Data for Real Systems
6.3.1. Stellar Evolution

6.3.2. Evolution of Cities

6.3.3. Further Confirmation with Literature Data
6.4. A Table Presenting the Fit Values for the Power Law Relationships in the Simulation
| variables | a | b | |
| vs. Q | |||
| vs. i | |||
| vs. | |||
| vs. | |||
| vs. | |||
| vs. | |||
| vs. N | |||
| Q vs. i | |||
| Q vs. | |||
| Q vs. | |||
| Q vs. | |||
| Q vs. | |||
| Q vs. N | |||
| i vs. | |||
| i vs. | |||
| i vs. | |||
| i vs. | |||
| i vs. N | |||
| vs. | 0.873 | ||
| vs. N | 0.864 | ||
| vs. | |||
| vs. | |||
| vs. | |||
| vs. N | |||
| vs. | |||
| vs. | |||
| vs. N | |||
| vs. N | |||
| vs. N | |||
| vs. N | |||
| vs. | |||
| vs. | |||
| vs. N | |||
| vs. N |
7. Discussion
8. Conclusions
8.0.1. Future Work
Author Contributions
Data Availability Statement
Acknowledgments
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Short Biography of Author
![]() |
Matthew Brouillet is a student at Washington University as part of the Dual Degree program with Assumption University. His major is Mechanical Engineering, and he has experience with computer programming. He developed the NetLogo programs for these simulations and utilized Python code to analyze the data. He is working with Dr. Georgiev to publish numerous papers in the field of self-organization. |
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Dr. Georgi Y. Georgiev is a Professor of Physics at Assumption University and Worcester Polytechnic Institute. He earned his Ph.D. in Physics from Tufts University, Medford, MA. His research focuses on the physics of complex systems, exploring the role of variational principles in self-organization, the principle of least action, path integrals, and the Maximum Entropy Production Principle. Dr. Georgiev has developed a new model that explains the mechanism, driving force, and attractor of self-organization. He has published extensively in these areas and he has been an organizer of international conferences on complex systems. |






| Parameter | Value | Description |
| ant-speed | 1 patch/tick | Constant speed |
| wiggle range | 50 degrees | random directional change, from -25 to +25 |
| view-angle | 135 degrees | Angle of cone where ants can detect pheromone |
| ant-size | 2 patches | Radius of ants, affects radius of pheromone viewing cone |
| Parameter | Value | Description |
| Diffusion rate | 0.7 | Rate at which pheromones diffuse |
| Evaporation rate | 0.06 | Rate at which pheromones evaporate |
| Initial pheromone | 30 units | Initial amount of pheromone deposited |
| Parameter | Value | Description |
| projectile-motion | off | Ants have constant energy |
| start-nest-only | off | Ants start randomly |
| max-food | 0 | Food is infinite, food will disappear if this is greater than 0 |
| constant-ants | on | Number of ants is constant |
| world-size | 40 | World ranges from -20 to +20, note that the true world size is 41x41 |
| Parameter | Value | Description |
| food-nest-size | 5 | The length and width of the food and nest boxes |
| foodx | -18 | The position of the food in the x-direction |
| foody | 0 | The position of the food in the y-direction |
| nestx | +18 | The position of the nest in the x-direction |
| nesty | 0 | The position of the nest in the y-direction |
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