Submitted:
09 September 2024
Posted:
10 September 2024
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Abstract
Keywords:
1. Introduction
2. Objectives
3. Literature Review
4. Barcelona Metropolitan Region (RMB) Case Study
- The Municipality of Barcelona is divided into 10 macrozones “TAZ-EMEF”, each one corresponding to a district as highlighted in Figure 1.
- In the RMB, each macrozone accounts for 1 municipality.
5. Study Data
- Data directly associated with each TAZ-EMO and data available either from the transport local authorities (Autoritat del Transport Metropolità, ATM), the land registry system, the Catalan Institute of Statistics (i.e., population census), and transport-related data available in GTFS files. The land use variables included residential, commercial, industrial, and other services areas using their roof area (m2), measured in each TAZ-EMO. Moreover, residential areas were divided into four different types according to the terminology used in Barcelona for the different districts: old quarter, urban block (for example, the Eixample neighbourhood), isolated blocks (found in suburban areas, such as l’Hospitalet de Llobregat), and individual detached and semidetached houses (for example, in Sant Cugat del Vallès). The sources of land use, transportation and socioeconomic data are described in Table A1.
- Individual-level data from the Regional Transport Authority (AMB) (EMEF travel surveys) for the years 2018 to 2021. It includes age, gender (men and women only in the collected data), education level, etc.
5.1. Data Processing
| CONCEPT | DEFINITION AND CALCULATION | VARIABLE NAME and DESCRIPTION |
| Residential density (V1) | The number of inhabitants per km2 and TAZ area. Calculated as a weighted mean for TAZ-EMO included in each TAZ macrozone. | Densitypopm: Mean population density |
| Employment density (V2) | Defined in terms of ceiling in m2 dedicated to the following activities: commercial, cultural, public buildings, primary and secondary education, industrial, warehouses, entertainment, restaurants and hotels, and offices. Calculated as weighted means and standard deviations by mean total m2 of ceiling for each activity and standard deviation, considering TAZ aggregation. | densityjobm: Mean job density |
| Mixed land use or Land use diversity (V3) | Defined as the land use mix (LUM) indicator as (1) where Pij is the proportion of land use type j in transportation zone I, and n is the number of land use types (residential, commercial, services, etc.) considered in this study (17). Calculated as the weighted mean by population for each TAZ-EMO, in the combination process, included in each TAZ. |
Diversity: Weighted mean diversity |
| Residential type (V4) | Defined as the percentage of m2 in each of the four considered categories (old quarter, urban block, isolated block and one family dwelling units) divided into the total m2 of residential use. | per_dwelling percentage of residential use. Variables are typeblock, typeeix, typeold, and typeaishh |
| Accessibility to public tr. (V5) | Accessibility to public transport on foot at origin, in minutes of walking travel time from centroid of transportation zones in Visum model [34]to the transit stops in the zone, weighted by total trips alighted at each stop. Aggregation from Visum zones to TAZs accounts for the mean weighted by population. | access2tpu |
| Access. to destinations (V6) | Accessibility using public and private transport. Obtained from transport assignments using a Visum model of the RMB [34] and skim matrices, omitting destinations taking more than 150 min to arrive at the destination. | Wtt: Mean travel time from origin to destination using any motorized mode. wttPu: Mean travel time from origin to destination by public transport. wttPr: Mean travel time from origin to destination by private transport. |
| CBD Access. (V7) | Accessibility to CBD (Districts 1/2) using public and private transport. Obtained from transport assignments from a Visum model of the RMB [34] and skim matrices omitting destinations taking more than 150 min to arrive at destinations. | wttD1.2: Mean travel time from origin to CBD using any motorized mode. wttPuD1.2: Mean travel time from origin to CBD using public transport. wttPrD1.2: Mean travel time from origin to CBD using private transport. |
| Schools (V8) | Number of kindergartens, primary, and secondary educational centres within each TAZ. | school_ places |
| Services (V9) | Commercial, leisure (including restaurants), and health calculated in roof m2 | ser_comm; ser_horeca ; ser_health |
| Average IPC (V10) | Average income per capita (IPC) at TAZ level. The aggregation from Visum zones to TAZs accounts for the mean IPC weighted by population in the zone. | av_rent |
| No. bus stops at each TAZ (V11) | Number of bus stops in each TAZ. | pbus |
| No. metro stops (V12) | Number of metro stops in each TAZ. | pmetro |
| No. commuter trains stops (V13) | Number of commuter rail stops in each TAZ. | ptrain. |
| No. tramways stops (V14) | Number of tramway stops in each TAZ. |
ptram. |
| Daily tr. Modes (V15) | Daily transport modes used (in percentage) using private, public transport, and others (bike, scooters, etc.). Percentages obtained from totals at TAZ level per year, with and without gender differentiation. | perprivate, perpublic and perother (without gender segregation), mperprivate, mperpublic and mperother (men) and fperprivate, fperpublic and fperother (women) |
| percentage of principal daily mode by private, public and other modes (V16) | Percentage of principal daily mode by individuals using private, public and others per year (2018, 2019, 2020, 2021), with and without gender (women/men only) differentiation. | perdpprivate, perdppublic and perdprother (without gender segretation), mperdpprivate, mperdppublic and mperdpother (men) and fperdpprivate, fperdppublic and fperdpother (women) |
| Mean entropy (V17) | Per year (2018 to 2021) and gender (women/men only) at TAZ level | Entropy_year; Entropy_year_gender |
| Mean turbulence (V18) | Per year (2018 to 2021) and gender (women/men only) at TAZ level | Turbulence_year; turbulence_year_gender |
| Mean complexity (V19) | Per year (2018 to 2021) and gender (women/men only) at TAZ level | Complexity_year; complexity_year_gender |
| Mean travel time ratio (TTR) (V20) | Per year (2018 to 2021) and gender (women/men only) at TAZ level | ttr_year; ttr_year_gender |
6. Methodological Approach
- Afterward, the identified principal components were interpreted in terms of the contributions of the original variables.
- The optimal number of clusters is selected according either to retaining at least 50% of data variability, or to the silhouette plot [41].
- To increase the understanding and facilitate the interpretation of the results, clusters were mapped in the RMB region.
- The EMEF survey individuals together with their TAZ macrozone details were identified in correspondence with their spatial cluster information according to land use and the built environment. Afterward, we conducted a second clustering refinement within each spatial cluster on these individuals based on their daily sequences to analyse their mobility behaviour leading to subclusters based on SA.
- The base analysis, defined in terms of variables that considered neither gender nor fragmentation variables, defined by variables in blocks V1 to V14.
- The full analysis, including both the base analysis variables plus the modal uses according to gender (V15 and V16 blocks) and gender fragmentation (blocks V17 to V20). Fragmentation indicators were computed from the analysis of minute-by-minute sequences using the TraMinerR package [23,42] in RStudio [37].
7. Results
7.1. Base Analysis Results
- Axis 1. The first axis was positively related to the amount of population, jobs, mixed land use/land-use diversity and the number of buses, metro, and commuter rail stops within each TAZ. This axis was negatively related to mean travel time, either to at the CBD or at the regional level.
- Axis 2. The second axis was related to increasing travel times, either to any part of the metropolitan region or to the CBD and the number of train stations.
- Axis 3. Percentage of dwelling areas in the zone.
- Axis 4. This axis positively related to increasing distances to access public transport facilities and increasing per capita income.
- Cluster 1: Low population density and diversity municipalities in the rest of the RMB. Travel times are above the mean, either by private or public transport, and access to public transport facilities are remarkably high. Public transport share is less than the overall mean in the RMB.
- Cluster 2. Public transport share is less than the overall mean in the RMB. Although access to public transport facilities is less than the mean, bus stops are scarce.
- Cluster 3. Characterized by municipalities with a high residential use, mean per capita income above the mean, short access time to transport public facilities, and good commute to the CBD by car.
- Cluster 4. High incidence of isolated family houses, high use of nonmotorized transport modes, and good connection to the CBD via public transport.
- Cluster 5. High share of public transport, good connection to the CBD via car or public transport; contains municipalities in the first crown (ETM).
- Cluster 6. Well served by trains, with high incidence of commercial and restaurant land use, and higher mixed land use/land use diversity than the overall mean.
- Cluster 7. High-population-density and -diversity municipalities well served by bus and metro. Bus share is above the mean, and travel time to the city centre of Barcelona is less than the mean, either by private or public transport. Traditional old-city building type; contains municipalities in the first crown (ETM) and seven districts in Barcelona city.
- Cluster 8. Represented by suburban neighbourhoods, high-population and -diversity areas. Many schools/kindergartens and restaurants. Public transport share above the mean, containing the “Sant Martí” and “les Corts” districts of Barcelona city.
- Cluster 9. Characterised by higher population and job densities and higher land-use diversity. Well served by metro. Private transport share is very low; contains the “l’Eixample” district of Barcelona city and “l’Hospitalet de Llobregat”.


7.2. Full Analysis Results
- Axis 1. The first axis is positively related to the amount of population and jobs and high land-use diversity; the number of bus, metro, and train public transport stops, with a high percentage of public transport use. This axis is negatively related to mean travel time to the CBD, either by private or public transport. This axis contraposes the density of activities inside and around the Barcelona city area to the travel time to the city centre. Municipalities, Barcelona city zones, and the primary crown are located (ETM) on the positive part of this axis.
- Axis 2. This axis is related to increasing turbulence and complexity in 2018–2021 on the positive part of the axis.
- Axis 3. The third axis is related to the increasing turbulence and complexity related to 2018–2020 on opposite parts of the axes, positive for men in 2019, and negative for women in 2018 and men in 2020.
- Axis 4. The fourth axis is related to increasing fragmentation indicators related to 2019 and 2021 on opposite parts of the axes, positive for women in 2019, and negative for men in 2021 and women in 2020.
- Cluster 1. Travel time by private or public transport over the mean. Market share of public transport over the mean and men fragmentation indicators in 2020.
- Cluster 2. Entropy and travel time in 2021 above the mean for both men and women. Very low incidence of nonmotorized travel modes. Here, only one cluster was found, including small villages in the outskirts of RMB, highlighted using the second darkest blue in Figure 4.
- Cluster 3. Fully characterized by fragmentation indicators in different years.
- Cluster 4. Travel time on public transport and share of private transport are very high. Turbulence and complexity in 2020 are below the mean.
- Cluster 5. Very high private vehicle use share. Turbulence and complexity below the mean for women in 2020.
- Cluster 6. Turbulence and complexity considerably above the mean in 2020, for both men and women. It only contains Vallgorguina, a municipality in the Montseny Natural Park area in the north of the metropolitan area (third crown). During the strict COVID-19 lockdown in Spain, many residents in Barcelona moved temporarily to their holiday residences in this area (dark green in Figure 4).
- Cluster 7. Fragmentation indicators in 2019 and 2021 above the mean, and private transport share also above the mean.
- Cluster 8. Per capita income below the mean and nonmotorized vehicle use above the mean. The cluster contains 63 municipalities, with relevant medium cities such as Sabadell, Terrassa, and Vilanova i la Geltrú (Figure 4 in light green).
- Cluster 9. Population, job density and land-use diversity above the mean, including a high number of bus stops and large amount of services in general. Contains all districts in Barcelona city and the densely populated city of l’Hospitalet.

7.3. Full Analysis Results per Year
- 2018: 36.8% (Dim 1); 10.7% (Dim2); 8.6% (Dim3); 7.0% (Dim4); 63.2% (Total);
- 2019: 36.8% (Dim 1); 11.3% (Dim2); 8.7% (Dim3); 7.1% (Dim4); 63.9% (Total);
- 2020: 36.9% (Dim 1); 10.6% (Dim2); 8.6% (Dim3); 7.1% (Dim4); 63.1% (Total);
- 2021: 36.8% (Dim 1); 12.1% (Dim2); 7:4% (Dim3); 7.2% (Dim4); 63.5% (Total).
7.4. Full Analysis Revisited


7.5. Optimal Spatial Clustering and Sequence Analysis (SA)
- Cluster III.1 represents mostly morning workers, some of them extending their shift throughout the days.
- Cluster III.2 represents afternoon-shift workers.
- Cluster III.3, a low incidence of work activity is highlighted, and the incidence of home-based activities is remarkable, but escorting and other recurrent (not work) activities occur during the day.
- Cluster III.4 represents partial morning work and afternoon educational activities conducted by public transport.
- Cluster III.5 accounts for morning educational activities that, in some cases, are extended to the afternoon, with almost no incidence of work activity or other recurrent late afternoon activities.


8. Discussion and Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Appendix A
| Variable | Type | Source |
Original Zoning System |
Year | TAZ data |
| Total roof area | Area | Land registry https://www.sedecatastro.gob.es/ | Ground plots | 2019 | Roof area in m2 according to 16 types |
| Inhabitants by age group | Population | Population census IDESCAT | Census tracts | 2019 | Number of inhabitants by age group (4 groups) |
| Inhabitants by education level | Population | Population census IDESCAT | Census tracts | 2011 | Number of inhabitants by education (4 groups) |
| Mean Income per Capita (Mean) | Population | IDESCAT (Catalan Institute of Statistics) | Census tracts | 2016 | Mean per capita income |
| Dwelling and dwelling size | Dwelling units | Population census AMB | Census tracts | 2011 | Number of dwelling units and dwelling size in 4 groups |
| Dwelling surface | Dwelling units | Population census AMB | Census tracts | 2011 | Number of dwelling units by dwelling surface group (4 groups) |
| Parking areas | Parking | AMB | Ground plots | 2019 | m2 of ceiling |
| Residential type | Type of residential area | AMB | Ground plots | 2017 | m2 used by old city, blocks, urban blocks and isolated dwelling units |
| Services | Services | AMB | POIs | 2019 | Number of services according to 16 types |
| Educational buildings | Services | AMB | POIs | 2019 | Number of students |
| Urban bus-stops | Transport data | GTFS | Dots | 2019 | Urban bus stops |
| Metropolitan bus-stops | Transport data | GTFS | Dots | 2019 | Metropolitan bus-stops |
| International bus-stops | Transport data | AMB | Dots | 2019 | International bus-stops |
| Metro-stops | Transport data | GTFS | Dots | 2019 | Metro stops |
| Tram-stops | Transport data | GTFS | Dots | 2019 | Tram stops |
| Taxi-stops | Transport data | AMB | Dots | 2019 | Taxi stations |
| Train stations | Transport data | GTFS | Dots | 2019 | Number of train stations in each TAZ |
| Metropolitan train stations | Transport data | GTFS | Dots | 2019 | Number of metropolitan train stations in each TAZ |
| Index (references) | Description | Formula | No. |
| Entropy [23,50] | Provides a measure of variety in daily schedules and represents the proportion of total time spent in each state. is the proportion of occurrences of the ith state in the specific sequence, S is the number of potential states, is the sequence of daily activities defined from minute to minute, and function log() refers to natural logarithm. Calculated based on the proportion of minutes allocated to each state during a day. This measure disregards the number of state changes and the specific ordering of states in the sequence. Visiting several states increases their entropy value whereas no state changes during the entire day is equal to a zero-entropy value. The potential value ranges depends on the number of states, with the maximum value achieved when the sequence evenly distributes time among all states. Therefore, a normalized entropy score is commonly used, dividing the entropy by the maximum entropy value, thus obtaining a range of 0 to 1. |
(2) | |
| Turbulence Elzinga and Liefbroer [22,24] |
Measures the number of state recurrences and the variability in durations of daily activities. Based on sequence permanence and employs two components: number of distinct subsequences that can be derived from the distinct state sequence; the variance of consecutive time points spent in a distinct state. For a given sequence , the turbulence considers: is the number of distinct subsequences that can be extracted from the distinct state sequence, considering time precedence; is the variance for the state duration; is the maximum variance, based on the sequence duration, computed as , where n-1 is the number of transitions in the sequence and is the sequence duration divided by the number of distinct states in the sequence. |
(3) | |
| Complexity [22,23] |
A normalized score [0,1] based on the entropy and considers both the order of successive states, measured by transitions, and the distribution of different states. is the number of distinct transitions within a sequence, is the length of the sequence, is the entropy indicator, and is the maximum entropy in the sample. This index has a [0 ,1] value, with 0 corresponding to no transitions (e.g., staying at home the entire day). A more sensitive indicator than entropy. | (4) | |
| Travel time ratio (TTR) [24,51] |
Trade-offs that people make between travel time and activity time. Herein, TTR is calculated as total time spent on daily activities (), divided by the sum of the total time at home ( plus the total time on daily activities (). TTR ranges from 0.5 (no trips made) to 1.0 (entire day spent away from home). | (5) |
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