Submitted:
06 May 2025
Posted:
08 May 2025
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Abstract
Keywords:
1. Introduction
2. Synopsis
3. A Historical Perspective on Scientific Enquiry: Rovelli’s “Third Way”
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Cursed is the man who trusts in men
- Who leans for support on material power
- Whose mind is alienated from Yahweh11
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He is like one living destitute in the wilderness
- He is unaware when good comes
- He lives in parched places of the desert
- In an uninhabited salt waste
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Blessed is the man who trusts in Yahweh
- Who makes Yahweh his source of safety
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He is like a tree planted beside waters
- Stretching out its roots along a stream
- It has no fear when heat comes
- Its leaves remain green
- In a year of drought it has no anxiety
- And does not cease to bear fruit Jeremiah 17:5-8
4. Trusting Scientists
5. Realism and the Metaphysical Existence of Truth
6. The Illusion of “Objectivity”
7. On Unity
8. What is Fundamental?
9. The Legitimacy of the Scientific Enterprise
10. QBism
11. The Poetry of Physics
12. Machine Intelligence
13. Discussion
14. Summary
15. Conclusions
Declarations
Author Contributions
Funding
Acknowledgments
| 1 |
Carlo Rovelli has summarised the epistemic problem very acutely: “we do not know how or why we think what we think … When we seek a sure foundation on which to base decisions about our actions and thoughts we find that a sure foundation does not exist … But this does not imply that we cannot or must not trust our own thinking. Recognising its limitations does not imply that it is not something to rely upon” (Rovelli 2009, p.171f).
Rovelli’s thesis is that “We must choose between hiding away in empty truths or accepting the radical uncertainty of our knowledge – remaining, like the Earth, suspended in a void … This is the main characteristic of scientific thinking: what seems most obvious to us about the world can be false” (ibid., pp.177,180). In the face of our own uncertainties and our knowledge of our previous errors, how do we respond to crazy people spouting nonsense?
Robert Crease (2019, p.19) has written a book “about how to get angry about science denial in the right way” quoting the famous saying of Aristotle: “Those who are not angry at the things they should be angry at are thought to be fools, and so are those who are not angry in the right way at the right time, or with the right persons” (Nicomachean Ethics, Bk.4 Ch.5). It is necessary to get angry, and indeed we are angry; but as Crease points out in his discussion of Hannah Arendt’s contribution, “There is no quick fix” (ibid., p.262). The issues are not simple – reality is elusive! Here we try to lay out these issues in an even-handed way.
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| 2 | Clearly, the scientific enterprise involves knowing stuff; and consequently also knowing how we know it; and moreover how we go about getting to know things. That is, we shall consider knowledge itself, together with its epistemology, in the context of its methodology. These are massive issues on which the literature is truly enormous: we will of course be very selective in our conversation partners. |
| 3 | Michael Polanyi (1958) has insisted that knowledge is personal and Jerry Ravetz (1971, Introduction) has developed Polanyi’s case, calling for “a new philosophy of science which, instead of asking ‘what sort of truth is embodied in perfected scientific knowledge’ proceeds by asking ‘by what activities and judgements, individual and social, can genuine scientific knowledge come to be?’”. |
| 4 |
Jeynes et al. (2023) have shown that any physical discussion must necessarily have a metaphysical context: since every narrative only makes any sense in some suitable metanarrative (and narratives in a natural language work as their own metanarratives).
This metaphysical context is normally tacit: indeed, so much so that it is usual for the physicists to be entirely unaware of it. The crux of the argument of Jeynes et al. (ibid.) is that poetic speech is invariably prior to prose speech, both logically and temporally: actually, Carlo Rovelli acknowledges this, “seeing [in ritual] the grounding … of the system of legitimacy at the basis of social life, and even for the reliability of human language itself” (Rovelli 2009, p.167 citing Roy Rappaport’s classic 1999 work). It is the question of, and the justification for, the “legitimacy of science” that is our subject here. Why trust scientists? What is it about the scientific enterprise that makes it trustworthy? “Metaphysical” is commonly used today pejoratively (Collins and Chambers dictionaries both list “fanciful” as one such synonym): philosophically it usually refers to “ontology, or the science of being”. This is, for example {approximately) how Bas van Fraassen (2008) uses it: “the step that leaves the entire game of metaphysics behind, and frees us forever from its illusionary charm and glamour’’ (quoted in Flavia Padovani’s useful 2011 review). But here we use it in a way cognate to “metamathematics” or “metadata” etc: that is, we use “metaphysics” as simply the “metanarrative of physics” (see n.17 passim in Jeynes et al. 2023), noting that “physics” is used here in the wider sense Aristotle had in mind when he titled his Physics: “Φυσικὴ ἀκρόασις” [physikē akroasis] (literally “listening to nature”, meaning perhaps “lectures on nature”).
Note that Gödel (1931) explicitly uses “metamathematics” in his Incompleteness Theorem. Gödel had studied Immanuel Kant’s The Metaphysical Foundations of Natural Science (Kant 1786), in which Kant clearly has the same idea that David Hilbert also had: that a “complete” metaphysical grounding was available. Gödel showed this to be untenable.
So Kant says (for example): “… eine vollständige Zergliederung des Begriffs von einer Materie überhaupt zum Grunde gelegt werden müssen …” [“… a complete analysis of the conception of a matter in general must be laid at its foundation …”]. But, supported by Gödel’s seminal result, Jeynes et al. (2023) show that this search for “completeness” cannot be successful; since at the foundation of any knowledge is a poetic appreciation rather than an analytical understanding, such understanding itself being only a formal representation of the (prior) poetic appreciation. Terrence Deacon (2011) has insisted on the incompleteness of nature (and therefore also our knowledge of it).
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| 5 |
An interesting recent exception (that goes to prove the rule) is explicit: “Quantifying Intuition” (Haddad et al., 2024). The authors acknowledge that intuition as such is formally unmentionable (“While recognised as an important guide during data analysis, being a heuristic parameter, it [the "happiness parameter"] has no firm basis in statistics and therefore cannot be quoted in publications”) but go on to cast it in a formal Bayesian framework, which of course is publishable (Dunstan et al., 2022).
Many authors, not only McLeish, have noted that scientists (and mathematicians) know what the result is before (often long before) they can prove it. Arthur Koestler has shown (1959) that this was also true of Kepler’s 1609 demonstration that the orbit of Mars was elliptical: Koestler reworks Kepler’s arithmetic, finding that he (Kepler) made at least two mistakes. Koestler is sure that Kepler got the right answer not by accident (fortuitously) but because he already knew what the answer was (serendipitously).
Another famous example is the heroic measurement of stellar parallax (of 61 Cygni: 286 micro-arc-seconds, a tiny quantity) by Friedrich Bessel in 1838. This was actually the first formal proof of the heliocentric hypothesis of Galileo, but in 1838 everyone already believed that the earth orbits the sun: this measurement was celebrated because of its extraordinary difficulty, not because it showed that Galileo was right all along! Indeed, Bessel only went to the trouble of making the measurements because he was already convinced of the heliocentric model. His empirical method was then of great interest since it was the observational evidence for the gigantic size of the Universe that had been thought unobtainable.
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| 6 |
The 4He++ nucleus (in its ground state) was demonstrated a “unitary entity” by Parker et al. (2022), who correctly derived its consequent matter radius (see §7). The existence of “atoms” was long assumed, notably by Ludwig Boltzmann for his “statistical mechanics”. But it was not proved until in 1908 Jean Baptiste Perrin verified Albert Einstein’s 1905 treatment of the “Brownian motion” named for the 1827 observations of Robert Brown. And in 1913 Neils Bohr famously explained the structure of the hydrogen atom, relying on Ernest Rutherford’s 1911 analysis of Geiger & Marsden’s 1908 alpha scattering experiments.
It is interesting that in physics “unitary” is taken to refer to “unitary operators”, which are of central importance in quantum mechanics. A “unitary operator” is such that the product of the operator and its adjoint is the identity operator. But here, by “unitary entity” we mean “that than which exists nothing simpler”.
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| 7 | Rovelli says (ibid. p.140): "Pope Benedict XVI ... often says that to save ourselves from the relativistic drift, we have to defend the infallible Truth". |
| 8 | Thanks to Sir Michael Berry for drawing our attention to Spencer’s book in March 2023 |
| 9 |
The (Roman Catholic) theologian Hans Küng (1970) explained that the Roman doctrine of “Infallibility” dates only from the 1st Vatican Council (1869-1870): this Council was abandoned as a consequence of the Franco-Prussian War, which Eric Hobsbawm (1975, ch.4 §1) insists was a cynical ploy by Bismarck to promote German reunification. We should always remember that our interdisciplinary boundaries are only there for our convenience: in reality everything is interconnected. Frank Hertog (2023, p.203) claims that the utility of Stephen Hawking’s new theory published posthumously (Hawking & Hertog 2018) “lies in its capacity to unlock the interconnectedness of the universe.” The theologians should listen to the historians, the historians to the physicists, and all of them to the philosophers. Basarab Nicolescu (2010) underlines the importance of “transdisciplinarity”.
Jeynes (2014) has commented on Küng: “The crux of the matter is, can any infallible propositions be identified? ... The Roman doctrine of papal infallibility … [is] a juridical rather than a confessional issue …”. The Christians will say (“confess”) that God does not deceive his church, and therefore Christians are safe if they rely on the leading of God (which of course is easier said than done). But Küng takes aim at “polemical Church definitions” (treated juridically by the Roman church), denying that it is useful to say that such definitions may be regarded as “infallible”: “A definition has a target; it is aimed at a specific error. But since there is no error without a kernel of truth, there is always a danger that a polemically aligned proposition will strike, not only the error, but also the truth contained in it. If a Protestant, for instance, states quite unpolemically that the just man lives by faith, the shadow of error that accompanies the proposition does not appear. But if he polemically makes the statement in reply to the error of a legalistic Catholic who exaggerates the importance of good works, there is a danger that the shadow of error may obscure the truth of his statement by the unexpressed implication that the just man lives by faith (without doing good works)” (Küng 1970 Ch.4 §10). Note that “The just shall live by faith” (“ὁ δίκαιος ἐκ πίστεως ζήσεται”, Apostoliki 1996) is a text of the Christian writers (Romans 1:17; Galatians 3:11; Hebrews 10:38), quoting Habbakuk 2:4 verbatim. This Greek translation of the Hebrew text (“Ἐβδομήκοντα”, Latinised as the “Septuagint” or the LXX) was made in Alexandria probably in the 3rd century BCE.
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| 10 | Thanks to Kevin Killeen for alerting us to Cassandra Gorman’s important monograph in 2022. As Jeynes et al. 2023 say (in their note #80): ‘It is hard to overestimate the importance of the advent of the microscope to natural philosophy. Suddenly things became much more complex and beautiful than anyone had imagined. This is excellently reviewed and described by Kevin Killeen (2017), who thus provides a corrective to our ideas of the emergence of “scientific modernity” which (as he puts it) “is often still viewed as a sad but necessary putting aside of the poetic”.’ |
| 11 | “Yahweh” [יְהֹוָ֔ה] is God’s personal name, usually rendered “LORD”; see the elliptical “explanation” at Exodus 3:14: “I am that I am” [אֶֽהְיֶ֖ה אֲשֶׁ֣ר אֶֽהְיֶ֑ה] (“ehyeh asher ehyeh”), or “ἐγώ εἰμι ὁ ὤν” in the LXX (Apostolikes 2012). |
| 12 |
“thoughts of the heart”, Genesis 6:5, is only the first of many examples. Of course, the Biblical writers were well aware that implying that the mind is “located” in the heart was a figure of speech, just as it was obvious that God having “hands” (“the work of his hands” Pss.8:6; 9:16 etc) was also a figure of speech. (Similarly for God’s personal pronouns “he/his/him”: clearly intended to be heard as gender-neutral.) The ancient poets did not have the nonsensical literal-mindedness that seems to be common today. The substantive point is that the “heart” is at the heart of things: we tend to think of it as a (rather important) pump, but the ancient poets did not know that, they thought of it (figuratively) as central to how we make decisions, especially moral ones.
It is surely worth pointing out that any body has only one heart. Psalm 16 has a play on “unity” and “duality”: “my kidneys instruct me in the night seasons” (v.7 – there are two kidneys); “my heart is glad and my liver rejoices” (v.9 – one each of heart and liver). Similarly, Psalm 62:11 (“One thing God has spoken, two things have I heard”) contrasts one mouth and two ears.
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| 13 | Theologically, both Luther and Calvin were very restrained, although they were vigorous polemicists, as was customary in those days. |
| 14 | Max Planck’s famous comment is often represented as “Science advances one funeral at a time” (see Planck 1950, pp.33,97) |
| 15 | “It is possible to do better”: of course Rovelli is not the first to say this sort of thing. Karl Popper (1945) famously said, “I may be wrong and you may be right / and by an effort we may get nearer to the truth”, commenting later that the saying was “an attempt to summarise a very central part of my moral articles of faith … [which] I called critical rationalism” (Popper 1994). |
| 16 | The reason for this is that our knowledge is always ultimately founded on “personal testimony”, as Richard Bauckham (2006) has recently shown in an important and very far-reaching monograph. Bauckham engages in an extensive critical survey of trust (“Testimony, then, of its very nature invites trust … A fundamental attitude of trust is not gullibility but a necessary epistemic virtue”), and he cites Paul Ricoeur’s (2000) “prudential rule”: “first, trust the word of others, then doubt if there are good reasons for doing so.” ibid. p.478f; Rosa Bologna et al. (2020) have recently applied Ricoeur’s “hermeneutic spiral” in an interesting way (to “unconscious influences on professional practices”). John Hardwig (1985) already explored the epistemic importance of testimony, as of course also did Michael Polanyi (1958). |
| 17 | John Ziman FRS gave a seminar in Bristol in 1973 extolling “Lord Truth”. Ziman “broke fresh ground in his studies of science as a collective human enterprise” (Berry & Nye 2006; see also Ziman 1978) |
| 18 | Derek de Solla Price (1962) long ago observed the trend to multi-author papers in scientific journals, and as an example of this John Hardwig (1985, 1991) discusses a paper with 99 co-authors (Abe et al. 1983) that determines a photoproduction cross-section of the charm particle. |
| 19 | C.S.Peirce (1877) long ago pointed out the importance of the community in establishing reasonable belief. (We thank an anonymous referee for reminding us of Peirce’s contribution.) John Hardwig (1985) acknowledges this contribution in his account of epistemic authority: he points out that instead of saying (for some proposition p) that “I know p” because some expert A knows p and I acknowledge A’s epistemic authority, we can say “We know p” since we (jointly) acknowledge A’s epistemic authority. |
| 20 | Collins & Evans pick over these issues in detail, explaining how (as an example they do not use) a clerk of works on a building site who has perhaps served an apprenticeship as a bricklayer is expected (and is able) to judge whether the carpenters are doing a good job. Exactly the same applies in science, mutatis mutandis: just as peer reviewers have to be persuaded to trust the scientific authors, so the public have to be persuaded to trust the scientific community. In particular, Collins & Evans are interested in the important question, how can the public make use of science and technology before there is consensus in the scientific community? Of course, the question remains: is a consensus reliable even if it exists? How (and why) we disagree even in the face of consensus has been explored by Mike Hulme (2009) in some detail for the case of climate change. |
| 21 | see Drew 2023, who also points out Aristotle’s rhetorical tropes (the “major” ones are: metaphor, metonymy, synecdoche and irony), and in particular synecdoche (on which see Drew et al. 2018, who point out, following the “Roman rhetor and inheritor of the Aristotelian tradition, Marcus Quintilianus”, that synecdoche is just as much totum-pro-parte as pars-pro-toto). |
| 22 |
Brunet & Müller (2024) helpfully discuss the “feeling rules” of the peer review of major funding proposals. These concern the various rhetorical tactics that are recognised as either legitimate or illegitimate in this context (and similar considerations will apply in other scientific contexts too). This is a welcome recognition of the human nature of science.
And persuasion (particularly of the wider community) is of the essence: Entradas et al. (2023) open by saying: “Public communication of science has become a key obligation of universities”, and go on to discuss science communication in very useful detail.
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| 23 | Charles Lowney (2020) says, in a discussion of Polanyi’s (1958) seminal work: “the Enlightenment’s … critical rationalism brought a "scientism" that justifies only facts based on physics and considers meaning and human values to be illusory”, but we don’t say that Rovelli goes that far! |
| 24 | What precisely is meant by “the metanarrative of physics”? Is it an implicit philosophical framework? Or perhaps a poetic background to the logical structure of theories? Neither (or, perhaps, both). We mean, the way we talk about the issue (in a natural language) so as to convey its meaning. We should try to be precise, but in the end our understandings must be incomplete and we have to live with ambiguity. Nature is, but our grasp of it is necessarily limited (see Deacon, 2011). |
| 25 | James Lennox (2015) has this account: Aristotle opens his Physics with a discussion of the method [μεθοδος, methodos] proper to obtaining scientific knowledge [ἐπιστήμη, epistēmē] in a scientific enquiry [φύσῐν ἱστορίᾱς, physin istorias]. The word “μέθοδος " is formed from the noun ὁδός (a road) and the prefix μετα- (in this context having the force of “in quest of”), thus meaning “a path taken in pursuit of …” (in this case, knowledge). Plato already used μέθοδος in the Republic [Πολιτεία, Politeia] speaking of “the dialectical method” [ἥ διαλεκτική μέθοδος, ē dialektikē methodos] as the only way to advance to first principles. Consequently, Aristotle understood very well that the scientific method is necessarily metaphysical. |
| 26 | We are “alethic realists” in Leon-Philip Schäfer’s terms (2024), although Philip Pullman’s (1995) beautiful idea of Lyra’s “alethiometer” can hardly be thought to “touch reality”. However, at least one eminent physicist has claimed to be a solipsist; see The Solipsist’s Plea: “Oh Universe! / I assume that you exist. / Let me feel your far flung matter, / so that your illusion may persist” (Joan Vaccaro’s personal website, https://joanv.me/solipsists_plea/index.php, accessed on 30 April 2022). |
| 27 | Kevin Scharp (2021) has attacked the very idea of “truth”, claiming that “the concept of truth is defective in the sense that its platitudes are inconsistent” (although he also acknowledges that “There is a meaningful English word, ‘true’, and there is a concept of truth expressed by that word”). But Jamin Asay (2024) has attacked this thesis on the grounds that Scharp’s programme for repairing the (admittedly useful) concept is in fact empty. Asay does not show that the “concept of truth” is not defective, but he does assert that (the concept) TRUTH “may well be irreplaceable”. We think that to do science effectively it is necessary to believe both that the world is real and also that we can know it truly. Thus, to be a scientist we think that a commitment to truth is indispensable (and it is interesting that both Scharp and Asay use the word “commit” and its cognates repeatedly and without philosophical discussion – that is, as a philosophical primitive). |
| 28 |
Schäfer explains that the consensus philosophical view in both science and metaethics is currently that realists take the discourses of their fields at face value, and oppose approaches that do not allow clear “true/false” judgments (so that they do not allow truth judgments to be determined by mind states). However he argues that such a position is misleading (indeed, actively false) because scientific and moral issues are treated differently. Crudely, scientific realists holding this consensus position will not be (philosophically) neutral about the truth of general relativity (for example) where moral realists will be (philosophically) neutral about abortion rights (for example). But Schäfer points out that philosophers as such do not have the authority to make such judgments in scientific matters, just as it is widely recognised that they have no authority (as philosophers) to make such judgments in ethics.
Schäfer intends to argue against “constructivist principles and relativist themes” (ibid. n.21). He calls “scientific realism … much more epistemically deformed than moral realism … because its (alethic) core idea about truth has been turned into an (epistemic) view about our cognitive access to the truth”. Schäfer contrasts this with “moral realism” which “remains neutral regarding normative-ethical judgments [because] it does not involve any anti-sceptical commitments [identifying] metaphysical, instead of epistemic views as its primary opponents” (where by “metaphysical” here he means “ontological”). Schäfer concludes by arguing that the approaches of the scientific realists on the one hand and the ethical realists on the other could be unified if they both embraced “a return to alethic realism”, by which term he means “a realist conception of truth”, that is that “the (objective) truth is deemed to be independent from (subjective) opinions”. And by “objective” he means “observer-independent”. He points out that “alethic realists are not actually indifferent towards sceptical worries, but merely strive to keep their conception of realism free from such epistemic commitments”.
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| 29 | We thank Rachel Holland for pointing us to Barad’s important work. Karen Barad identifies as non-binary, so we intend the reader to treat as gender-neutral any personal pronouns we use referring to “her”. |
| 30 | The Uncertainty Principle simply asserts that conjugate operators do not commute, with a definite “canonical commutation relation” which is [x̂, p̂] = iħ. This means (crudely), if you know exactly where you are you have no idea how fast you are going, and conversely, if you know exactly how fast you are going you have no idea where you are. Did you hear the one about Heisenberg stopped for speeding? Policeman: well Sir, do you know how fast you were going? Heisenberg: no, but I know where I am … (https://www.ams.org/publicoutreach/feature-column/fcarc-uncertainty, accessed 17th April 2024). This “Uncertainty Principle” is quite general: Parker & Jeynes (2021; see their Eq.18a passim) have shown that it is a consequence of Liouville’s Theorem and applies to entropic as well as energetic systems (mutatis mutandis). |
| 31 |
For example, Proietti et al. (2019) report an elegant three-photon-pair implementation of a “Wigner’s friend experiment” demonstrating a violation of the associated Bell inequality, which was glossed online as the assertion “Objective Reality Doesn’t Exist, Quantum Experiment Shows” (https://www.livescience.com/objective-reality-not-exist-quantum-physicists.html, accessed 14 December 2022). The paper opens with the assertion, “The scientific method relies on facts, established through repeated measurements and agreed upon universally, independently of who observed them.” But reality is elusive. In this case the results observed are not “objective” (in the sense that they are not observer-independent). As Karen Barad explains in detail, this does not mean that reality itself is illusory, only that knowing it is not necessarily very straightforward:
“Traditional philosophy has accustomed us to regard language as something secondary, and reality as something primary. [Niels] Bohr considered this attitude toward the relation between language and reality inappropriate. When one said to him that it cannot be language that is fundamental, but that it must be reality that, so to speak, lies beneath language, and of which language is a picture, he would reply, “We are suspended in language in such a way that we cannot say what is up and what is down. The word ‘reality’ is also a word, a word we must learn to use correctly” (Barad 2007 p.205; quoting Petersen 1985).
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| 32 |
Thomas Hertog speaks of “the orthodox way of reasoning in physics [which seeks] a fundamentally causal explanation for the universe’s biofriendliness” (2023, p.198), going on to say: “The first bottom-up attempt to untangle the riddle of design was to search for a profound mathematical truth at the kernel of existence … But top-down cosmology turns the riddle of design upside down.” Hertog and Stephen Hawking had concluded (with most other commentators today, including Rovelli) that those “profound mathematical truths” just did not exist, and another way of proceeding was needed.
David Bohm also commented on these (alleged) “profound mathematical truths”, also saying in effect that they did not exist, since “touching reality” is guided by mathematics, not expressed by it:
“… until the present [20th] century, the physical concepts were, for the most part, considered as primary, while mathematical equations were regarded as providing a more precise and detailed way of talking about [them] … [but] during the 1920s Sir James Jeans said that God must be a mathematician, implying by this that the universe is constructed on a mathematical plan and that its essence is best grasped in terms of the mathematics itself. … eHeisenberg went much further along these lines and said very explicitly that the essential truth was in the mathematics. This view has become the common one among most of the modern theoretical physicists who now regard the equations as providing their most immediate contact with nature (the experiments only confirming or refuting the correctness of this contact). So without an equation there is really nothing to talk about. On the other hand, in the past we began talking about our concept of physical reality and used the equations to talk about them” (Bohm & Hiley, 1993. p.320).
Bohm is right: the formulation of our ideas in mathematical terms should be regarded simply as a systematic method of ensuring the integrity of complex logical arguments, with the mathematics ensuring the validity of the argument but saying nothing about its truth. That is, mathematics provides the disambiguated analytical narrative, whereas the (poetic) metanarrative is required to discern truth (see Jeynes et al. 2023). We must take Gödel’s metamathematical breakthrough seriously (Gödel, 1931; see §11).
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| 33 |
Karen Barad’s (2007) proposal of “agential realism” involves “rethinking the relationship between materiality and signification” (ibid. p.132). Faye & Jaksland (2021) comment on “the widespread reception of Barad’s account of quantum mechanics … in the social sciences and humanities”, evaluate the relation of Barad’s proposal to Niels Bohr’s position, and assert that they are the first to assess “Barad’s claim that agential realism, apart from its importance to social theorizing, is making a ‘specific scientific contribution to an active scientific research field (i.e., the foundations of quantum physics)’” (ibid., quoting Barad 2007 p.36, and pointing out that Barad herself has not published on agential realism in the physics or philosophy of physics literature).
Faye & Jaksland assert that they refute “Barad’s claim that agential realism captures the consequences of quantum mechanics for all domains of inquiry including social theorizing” (ibid.). But what Barad says is not quite what they say she says: “What is needed is an analysis that enables us to theorize the social and natural together … To write matter and meaning into separate categories … is to elide certain crucial aspects by design” (ibid. p.25). (This is also closely related to Atmanspacher’s (2024) idea of “psychophysical neutrality”; see the discussion below, §7). The point of course is that one is unable to speak sensibly of “matter” without also being able to say what one means. We cannot say anything coherent about matter without also being able to say how we know such things, which involves speaking of the experiments one has to do (and interpret) and the measurements one must make. But measurement itself is much more anthropocentric than is commonly thought: metrologists themselves have drawn a careful philosophical distinction between being a quantity and being measurable. They point out that this distinction is an ontological one, and moreover, that “measurement is primarily an epistemic process” (Mari et al. 2013, 2021).
However, we believe that Faye & Jaksland’s conclusion (“that neither Bohr nor quantum mechanics as a whole proves Barad’s agential realism to be true”) is correct, if underwhelming. But they go on to point out, also correctly: “Barad’s ideas are profound, interesting, and thought provoking, but like any other piece of social theorizing, agential realism must earn its merits, if any, by its utility and not by its quantum mechanical origin” (where “utility” in this case – counter-intuitively – must be taken as idealistic rather than utilitarian). We are of the view that one does not have to swallow all of Barad’s position on “agential realism” to see the value of her position on the ontological priority of phenomena, a position that plays havoc with conventional views of “objectivity”.
Together with Faye & Jaksland we also look askance at the ideas of “quantum anthropologies” or “quantum geography” (for example), but we shouldn’t let the errors of youthful exuberance eclipse the deeper truth that we see as we are taught, most of the time, and it is a serious effort to see differently. And physics can help in upsetting the “common sense” views we are thoughtlessly wedded to so much of the time. We are convinced that our best scientific insights can indeed help to expose the substance of reality.
Faye & Jaksland claim that “Barad’s summary … is not entirely faithful to Bohr’s view ... [going] well beyond what Bohr seems to have had in mind when [Barad] promotes the phenomenon to an ontological unit”: they insist that Bohr thought that “This effect, i.e. the phenomenon, is the manifestation of a property that only exists in virtue of the interaction. It belongs neither to the object itself nor to the measuring instrument.” This seems debatable to us (Bohr’s philosophy is notoriously impenetrable) – in any case Barad is not compelled to follow Bohr slavishly: and even if the former master’s view can be determined accurately, that does not mean that he wouldn’t take a different view today in the light of the further information available. Faye & Jaksland say, “Barad misreads Bohr as if he was saying that, say, the position is a property of the phenomenon, whereas Bohr holds that the phenomenon is identical to the manifestation of a quantitative property that atomic objects can be attributed only because of its interaction with the measuring instrument. Thus, a phenomenon does not have an independent ontological status but depends on an interaction of the atomic object and the measuring instrument. Both of which, by the operational presumption of doing science, are presumed to be independently real.”
Our judgment is that the last sentence is the crux: “Both [the atomic object and the measuring instrument], by the operational presumption of doing science, are presumed to be independently real.” We have already quoted Bohr himself: “The word ‘reality’ is also a word, a word we must learn to use correctly”. How are we assured of the “independent reality” of the “atomic object”? We regard Barad as being correct in pointing to the systematic entanglements of (supposed) “atomic objects” in a way that plays havoc with our naïve ideas of what “objects” are. George Berkeley long ago (1710) pointed out the centrality of perception to our ontological ideas (esse est percipi): it seems to us that Barad is only pushing this account towards a logical conclusion that appears to be consistent with the sophisticated observations of modern physics. The issue, precisely, is that our dominating intuition that integrity and unity must be of ontological significance appears to be incoherently articulated by our conventional (admittedly Newtonian) views of “objects”. It seems that “cause-and-effect” is not as “simple” as we had naïvely thought, and this is underlined by the unexpected re-appearance of the idea of “non-locality” which had already disturbed Newton (he worried that gravity, “action at a distance”, was not “properly” mechanistic: see Ducheyne 2011).
It is worth underlining this point. Barad correctly says that “for Bohr, things do not have inherently determinate boundaries or properties, and words do not have inherently determinate meanings” (2007, p.138). The practice of science is an intricately human activity. Even “doing experiments” is philosophically complicated. Barad quotes Ian Hacking (1983, p.230): “most experiments don’t work most of the time. To ignore this fact is to forget what experimentation is doing … only when one has got the equipment running right is one in a position to make and record observations. That is a picnic” (Barad, 2007, p.144f). How do we account, philosophically speaking, for the way the experimenter gets the experiment to work? It is important to realise that this typically takes a long time: even little experiments usually take days to set up, and big ones may take years for large teams.
Experimenters always want to measure something, and measurement necessarily requires a “measurement model”, that is, according to the authoritative International Vocabulary of Metrology (JCGM 2008, §2.48), “a mathematical relation among all quantities known to be involved in a measurement”. This is very demanding of the experimenters: for examples see Jeynes et al. 2012, and Jeynes et al. 2020.
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| 34 | We thank Julia Jordan for alerting us to Murdoch’s significant contribution |
| 35 |
Frank et al. (2024, p.viii) assert that “Our scientific worldview … ultimately runs aground on its own paradoxes of inner versus outer, and observer versus observed, that collectively turn on the conundrum of how to understand awareness and subjectivity in a universe that was supposed to be fully describable in objective scientific terms without reference to the mind.” They call this conundrum the “Blind Spot” in analogy to the optical “blind spot” (where the optic nerve exits the retina): “At the heart of science lies something we do not see that makes science possible, just as the blind spot lies at the heart of our visual field and makes seeing possible” (ibid., p.xi).
We are grateful to Robert Crease for introducing us to this important work.
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| 36 | There is nothing intrinsically “imaginary” about imaginary numbers, just as “real” numbers aren’t intrinsically real. We only have this terminology because Descartes thought that the square root of -1 (√-1) was a fiction of the mathematicians. Roger Penrose explains: “… the seemingly mystical quantity √-1 [was] first encountered in the 16th century, but treated for hundreds of years with distrust … until complex numbers became an indispensable, even magical, ingredient of our mathematical thinking … these strange numbers also play an extraordinary and very basic role in the operation of the physical universe …” (2004, §3.5, p.67). It is telling that Penrose uses the word “magical” (figuratively, of course): his chapter 4 is even titled “Magical Complex Numbers”. Note: a “complex number” is one that has both a “real” and an “imaginary” part. |
| 37 |
Apologies for the heavily technical language. All these arcane terms are “standard” and “well known” to mathematical physicists for proper explanation of which the reader is referred to the literature.
On the idea of “complex time”, time is “imaginary” in 4D Minkowski space-time. But this is a convention: Thomas Hertog (2023, p.240) has mused, in the context of a deep discussion of holographic cosmology: “What if we conceive of AdS [anti-de-Sitter space] and its antipode in imaginary time?”.
Whether time is imaginary and space is real (with the “signature” ‘− + + +’) or time is real and space imaginary (with the “signature” ‘+ − − −‘ ) is largely a matter of convenience (see the discussion of ‘signatures’ in Penrose, 2004, §13.8, p.281). Note (again) that there is nothing particularly imaginary about “imaginary” numbers (involving √−1; these were called “imaginary” by Descartes because he didn’t believe they could be useful) just as there is nothing particularly real about “real” numbers.
But imaginary time also appears in “standard” quantum mechanics (see for example McGlynn & Simenel 2020), using the ‘Wick rotation’ (helpfully explained by O’Brien 1975). “Complex” time has been introduced by other contributors: most notably Ivo Dinov’s “spacekime” (for example Wang et al. 2022); but also Carl Frederick’s ideas of “granular space-time” (2022), and Philip K Dick’s “orthogonal time” (published posthumously, 2011). Exactly how these various ideas are related remains to be seen. (We are grateful to William Sarill, email 11th April 2024, for drawing our attention to these connections.)
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| 38 |
This recalls Catherine Elgin’s (2017) assertion that idealisations are not true in the way epistemologists would like (instead, they are “true enough”!): she urges that “belief, assertion and knowledge should be sidelined in favor of acceptance, profession and understanding” (p.9). We thank an anonymous referee for alerting us to Elgin’s important book.
Mateusz Wajzer (2021) correctly says that “reductionism ... can be considered as a standard cognitive procedure applied in science”. But, as with all procedures, there are limits! We show (§8) that it is false to regard fundamental particles as invariably the most fundamental representation: in some circumstances there demonstrably exist unitary entities at least as “fundamental” as recognised “fundamental particles”. Wajzer’s comment (2021) that scientific models are usually “counterfactually deformed and ontically poorer” representations is fair: but scientific realists will recognise this ontic poverty and be open to richer representations.
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| 39 | Ultimately, if truth is not one then nothing can be known. Of course, different actors have different assessments of what is true, and it may not always be possible to tell who is right. Reality is elusive. Monserrat Neto points out (email 11/4/2025) that in disciplines like sociology or psychology (for example), perceived “truth” may take more plural and context-dependent forms. |
| 40 |
Henry More explained the term in the glossary concluding his Philosophicall Poems (1642): “Monad. Μονάς, is Unitas, the principle of all numbers, an embleme of the Deity: and the Pythagoreans call it Θεός, God. It is from μένειν because it is μόνιμος, stable and unmovable, a firm Cube of itself. One time one time one still remains one” (he means, 13=1: quoted in Cassandra Gorman 2021 p.50).
More, together with all his 17th century readers, would have heard in the word “Cube” echoes not only of the Pythagorean Cube (the source of the element of earth) but also of the Biblical “Holy of Holies” (a cube of dimension “20 cubits” – that is, about 9 metres, see 1Kings 6:20, notionally a text from the 6th century BCE). See the Christian mirror of this in the “Holy City”, a cube of size 12000 stadia (2200 km; see Revelation 21:16, a text tentatively dated 68 CE by John Robinson, 1976).
On the term monad More explicitly cites Pythagoras, ignoring Giordano Bruno’s use of the term. Gorman explains that in his earlier work More used the term “atom”, only later preferring “monad” (or “physical monad”). Wilczek (2021, p.72, ch.3) cites Democritus (3rd century BCE) as author of “the founding document of atomism”. But this is historically incorrect since the 17th century scholars put effectively no weight on Democritus (see Gorman, 2021).
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| 41 |
QGT can be mathematically described using the properties of holomorphic functions (complex differentiable – a very strong condition, see Penrose 2004 §8.2; “holomorphic” literally means “the shape of wholeness”): more than that, certain Maximum Entropy entities (the double-helix and the double logarithmic spiral, DLS) are found to be holomorphic in QGT. In fact, the double-helix is a special case of the DLS, and both are fundamental eigenvectors of the entropic Hamiltonian, and Parker & Jeynes (2021) have proved entropy production to be a conserved quantity.
Parker & Jeynes (2019) have used the holomorphic properties of the DLS to calculate observables of both DNA (including its chirality: the “right-handedness” of natural DNA was first shown to be a consequence of the Second Law of Thermodynamics by Parker & Walker 2010, in an information-theoretic context, and later more rigorously by Parker & Jeynes 2019, Appendix A); and also of the Milky Way (ibid., Figures 1 & 2 passim).
Parker & Jeynes (2020) also analytically proved the stability of Buckminsterfullerene, a known result having been done constructively (using computational chemistry methods requiring significant super-computer time). However, such methods are much harder to understand as well as being far more expensive and not at all easy to generalise.
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| 42 | In the 17th century they were wary of claiming strict indivisibility (after all, could not the omnipotent God divide it if he wished?) so they used indiscerpible (another of Henry More’s neologisms, now considered obsolete) instead. In the 21st century Parker et al. (2022) have found a real example of this indivisible/indiscerpible distinction, since treating the alpha particle as a unitary entity enables them to calculate its size ab initio using QGT. |
| 43 | Strictly, we should write 4He++ since the helium nucleus is doubly charged (having two protons). A helium atom as commonly spoken of also has two bound electrons (that is, it is electrically neutral) and is enormous (radius 28 pm) compared to the 4He++ nucleus (radius 1.7 fm; “pm” is picometers; “fm” is femtometers). But it is very easy to detach the electrons, so the (neutral) helium “atom” is misnamed (for historical reasons): that is, it is very far from being indivisible! We regard 4He++ as truly being an atom in More’s sense (but indiscerpible, not indivisible), or a monad in Leibniz’ sense. To avoid confusion we use “unitary entity”. |
| 44 |
For 6He, if the alpha (the 4He) or either of the halo neutrons is lost the resulting nucleus (the dineutron or 5He) is particle-unstable and disintegrates. If any of the constituent alphas is lost to the 12C nucleus, the resulting nucleus (8Be, an isotope of beryllium: this element has only one stable isotope 9Be) is particle-unstable and disintegrates (with a lifetime also obtainable by QGT: Parker & Jeynes 2023b).
Borromean rings are an ancient and widely distributed symbol of unity: there are well known examples in 6th century India (a temple in Thiruvanmayur, South Chennai: Lakshminarayan 2007) and in 7th century Norway (on the Stora Hammars I image stone). The Borromean rings were also well known in the Christian world as a metaphor for the unity of the Trinity: the earliest known image is in a c.1210 manuscript of Peter of Poitiers (Pictaviensis, 1210). This is the Scutum Fidei ("shield of faith" – see Ephesians 6:16 in the Vulgate: “in omnibus sumentes scutum fidei, in quo possitis omnia tela nequissimi ignea extinguere”; Jerome, 405): this image is usually referred to in English as “Shield of the Trinity”.
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| 45 | Benzene is usually spoken of in terms of “Kekulé resonances” and “delocalisation of the π electrons”. The details of the benzene ring continue to stimulate research (see Yirong Mo, 2009) and it seems likely that a QGT treatment of benzene like the one available for Buckminsterfullerene (Parker & Jeynes 2020) would be analytically satisfying. |
| 46 |
Information and thermodynamics have a very close relation since a communications system in thermodynamic equilibrium can transmit no actual information, as was proved by Parker & Walker (2014).
Thomas Hertog waxes lyrical about “holography” (2023, p.213 passim): “The theoretical discovery of holography ranks among the most important and far-reaching discoveries in physics of the late twentieth century … The development of a holographic cosmology … is a journey deep into the cutting edge of theoretical physics, interlinking far-flung fields, from quantum information to black holes and cosmology …”
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| 47 |
Roger Penrose (2004, §27.10, p.715) explains: “According to the famous Bekenstein-Hawking formula, a well-defined entropy can indeed be attributed to a black hole … Note the appearance of Planck’s constant, as well as the gravitational constant, indicating that this entropy is a “quantum-gravitational” effect. Indeed, this is the first place where we have encountered both the fundamental constant of quantum mechanics … and that of general relativity … appearing together in the same formula” (emphasis original).
The Bekenstein-Hawking equation was originally devised by Jacob Bekenstein in 1972 to express the entropy of black holes. But although the BH equation expresses “black hole thermodynamics”, Parker and others (2022, 2023a) have shown recently that it is applicable at all scales.
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| 48 |
Mereology (from the Greek μερος, ‘part’) is the theory of parthood relations: of the relations of part to whole and the relations of part to part within a whole. (Stanford Encyclopedia of Philosophy)
Atmanspacher speaks of “mathematical Platonism” which he says is “a position in the philosophy of mathematics that has been promoted by many outstanding mathematicians from Gauss to Frege, Gödel, Penrose, Connes, and others ... Mathematicians prove theorems with their mental capacities, but the truth of a theorem is anchored in the psychophysically neutral domain.”
Atmanspacher gives wide-ranging examples of “psychophysical neutrality”, including (from physics) David Bohm’s idea of the “implicate order” (1980): Bohm points out that “It is generally agreed that … relativity [has not been] united with quantum theory in a fully consistent way … the basic order implied in relativity theory and quantum theory are qualitatively in complete contradiction. Thus relativity requires strict continuity, strict causality and strict locality in the order of the movement of particles and fields … in essence quantum mechanics implies the opposite.” Bohm is looking for a “qualitatively new idea” and proposes that “What they have in common is actually a quality of unbroken wholeness” (Bohm & Hiley 1993, p.351f, his emphasis). Atmanspacher says of Bohm’s idea that it has “much beauty and stringency” (although Bohm’s treatment is “hardly transparent” to “non-expert readers”, involving detailed discussion of Clifford algebra, Hilbert space etc. – such things are beloved of mathematicians and theoretical physicists and there is a very large and interesting literature on them, unfortunately way beyond our scope here).
Interestingly for us, Atmanspacher regards “meaning” as an important example of substantiating some relationship with the physical aspect of reality: “However seductive it may be to regard the concept of meaning “simply” as an element of the mental domain, the view presented here considers this as … the fallacy of a misplaced reification of a fundamentally relational concept – far too “simplistic” … to do justice to the subtle intricacies of the mind-matter problem”. Reality is elusive: it is necessary to pay close attention to at least some “subtle intricacies”.
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| 49 |
Coverdale’s wording, taken from the Book of Common Prayer (originally authorised in 1558 by Elizabeth I’s Act of Uniformity).
Psalms are very hard to date, but Ps.133 may have been composed c.9th century BCE. The present Hebrew text (with vocalisation) is [הִנֵּ֣ה מַה־טּ֖וֹב וּמַה־נָּעִ֑ים שֶׁ֖בֶת אַחִ֣ים גַּם־יָֽחַד], translated as: “How good and how pleasant it is that brothers dwell together” (JPS 2000), or “Look, how good and how pleasant is the dwelling of brothers together” (Alter, 2007). The unvocalised text is usually taken as c.500BCE. The idea of “unity” can be thought to be implied in the text, but it is not explicit. Nor is it explicit in the Septuagint (the 3rd century BCE translation of the Hebrew into Greek): “Ἰδοὺ δὴ τί καλὸν ἢ τί τερπνόν, ἀλλ᾿ ἢ τὸ κατοικεῖν ἀδελφοὺς ἐπὶ τὸ αὐτό” (Apostoliki 1996).
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| 50 |
“Unity” was not a neologism of Paul’s (appearing as “ἑνότητα” in Ephesians) since Aristotle used it previously (as “ἑνότης” in the Metaphysics 1018a7). In just the same way, “atonement” (“at-one-ment”: an Englishing of the Latinate “reconciliation”) was not a neologism of William Tyndale, since the Oxford English Dictionary credits Thomas More with first usage a decade earlier. But just as Paul brought the idea of “unity” to a much wider public it was Tyndale (1526) who brought the word “atonement” (and its cognates) to a much wider public:
“Therefore yff eny ma̅ be in Chriʃt/he is a newe creature. … Nevertherleʃʃe all thigʃ are of god / which hath reconciled us unto hym ʃelfe by Jesus Chriʃt/and hath geven unto us the office to preache the atonement. For god was i̅ Chriʃt/a̅d made agreement bitwene the worlde and hym ʃelfe / and imputed not their ʃynnes unto them: and hath committed to us the preachynge of the atonment. … So praye we you i̅ Chriʃtes ʃtede/that ye be atone with God …” (2Corinthians 5:17ff, Tyndale 1526) using the original spelling, including the long s (“ʃ”) and the abbreviation for “n” (so that “a̅d” means “and”).
It was Tyndale’s influential translation of the Pentateuch (1530) that interpreted [י֧וֹם הַכִּפֻּרִ֣ים] (yo̅wm hakkippurîm), as “the Day of Atonement” (Yom Kippur, Leviticus 23:27 passim), an interpretation that has stuck in English, even though the primary meaning of [כפר] is “cover” (see Genesis 6:14, “ἀσφαλτ” in the LXX).
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| 51 | "τηρεῖν τὴν ἑνότητα τοῦ πνεύματος ἐν τῷ συνδέσμῳ τῆς εἰρήνης” (Adelphothes 2000). Here “unity” ἑνότητα) is explicit, and underlined in the next verse: “ἓν σῶμα καὶ ἓν πνεῦμα…εἷς κύριος, μία πίστις, ἓν βάπτισμα”. Although this usage is commonplace today, the use of ἑνότητα here looks like a deliberate neologism explained in the following verse. Plainly, Paul had Ps.133 in mind: deliberately recasting the Hebrew texts to make them accessible to his pagan hearers. |
| 52 | Deuteronomy is usually dated c.8th century BCE, although it is traditionally claimed that an original version was composed by Moses, perhaps 17th century BCE. The (unvocalised) text we have is usually credited to Ezra the Scribe, c.500 BCE. The Hebrew text (with vocalisation) is: [שְׁמַע יִשְׂרָאֵל יְהוָה אֱלֹהֵינוּ יְהוָה אֶחָֽד] which is translated (JPS 2000) as: “Hear, O Israel, the LORD is our God, the LORD alone”. Note that JPS interprets [אֶחָֽד] as “alone” rather than the cardinal number “one” (as in other places). The Septuagint Greek (3rd century BCE) is: “ Ἄκουε, Ἰσραήλ· Κύριος ὁ Θεὸς ἡμῶν Κύριος εἷς ἐστι” (Apostoliki 1996: using εἷς puts a slightly different gloss on the Hebrew). The ancient poets always want us to hear multiple meanings: they intend (and relish) ambiguity (see Ossa-Richardson, 2019). |
| 53 | In the Metaphysics (Book Delta) as “unity of being” (ἑνότης τίς ἐστιν): καὶ τὰ μὲν οὕτως λέγεται ταὐτά, τὰ δὲ καθ᾿ αὑτὰ ὁσαχῶσπερ καὶ τὸ ἕν· καὶ γὰρ ὧν ἡ ὕλη μία ἢ εἴδει ἢ ἀριθμῷ ταὐτὰ λέγεται καὶ ὧν ἡ οὐσία μία, ὥστε φανερὸν ὅτι ἡ ταυτότης ἑνότης τίς ἐστιν ἢ πλειόνων τοῦ εἶναι ἢ ὅταν χρῆται ὡς πλείοσιν, οἷον ὅταν λέγῃ αὐτὸ αὑτῷ ταὐτόν· ὡς δυσὶ γὰρ χρῆται αὐτῷ ( Τῶν Mετὰ τὰ Φυσικὰ Δ 1018a4-9; Ross 1924, p.259f; thanks to Margaret Barker for this reference). This is translated (rather freely, by Lawson-Tancred, 1998) as: “There are as many cases of this as there are of per se [“καθ᾿ αὑτὰ”] unity. Those things are said to be the same whose matter is either formally or numerically one and also those things whose substance is one so that it is clear that identity is a kind of unity of being either for a plurality or for a single thing treated as a plurality, as is the case when we say that something is the same as itself and thereby treat it as two”. |
| 54 | Michael Stöltzner (2003) explains in detail the commitment of Hilbert and Max Planck to the PLA, also discussing its teleological aspects at length. Sabine Hossenfelder (2022, p.159) says of the PLA, “It was a revelation! Why hadn’t anybody told me?”, saying that they don’t teach the PLA in schools because then everyone would get hooked on physics. She exaggerates of course, but she confirms our emphasis here on the importance of the PLA. |
| 55 | … ἀνδρὶ φρονίμῳ, ὅστις ᾠκοδόμησε τὴν οἰκίαν αὐτοῦ ἐπὶ τὴν πέτραν: Matthew 7:24ff (Adelphothes, 2000); see parallel passage at Luke 6:48ff. The English text is quoted verbatim with original spelling from the earliest modern English translation (Tyndale 1526). The “ʃ” is the long “s” (which can still be seen in modern German orthography as a component of “ß”, the “Eszett” or “scharfes S”). Tyndale translated from the original Greek (using Erasmus’ critical edition first published 1516 based on MSS no earlier than 10th century), and his Bible was printed (secretly) in Germany in a blackletter font. At that time Tyndale’s Bible was samizdat literature regarded by the English political establishment as deeply subversive. |
| 56 | contradicting Wilczek (2021), who is clear that the Second Law of Thermodynamics is not “fundamental” (see note on his p.93, ch.4), and who is also clear that “It pays to analyse matter into the smallest units you can. After doing that correctly you can build back up, conceptually, and construct the physical world” (p.62, ch.3). That is: the most fundamental is the smallest. This conclusion seems to be mistaken on proper consideration of the work of Parker and others. |
| 57 |
Sabine Hossenfelder (2022, p.83) says, “Fact is, we have never observed an object made of many particles whose behaviour falsified reductionism … If you say ‘holism’, I hear ‘bullshit’ ”; although she claims she is “not a reductionist hardliner”, so that she acknowledges that all possible experiments have not been done so that facts may eventually contradict her. We think they have already.
As examples, Thomas Hertog speaks of “the end of the old reductionist dream … even the most elementary law-like regularities are ultimately grounded in the complexity of the universe around us” (2023, p.237f). Denis Noble (2012) is very clear that the reductionist approach is not appropriate for biological systems, insisting instead “that downward causation is necessary”.
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| 58 | In 1876 and in response to Boltzmann’s “H Theorem”, Josef Loschmidt pointed out to Boltzmann that one shouldn’t be able to derive an irreversible process (the Second Law of Thermodynamics) from fundamentally reversible equations. |
| 59 |
Note that when we speak of a system, we always mean a composite comprised of a set of components; in which case a “system” can never be a “unitary entity”, which has no parts at the relevant scale.
Jeynes (2023) has reviewed the use of “Berry phase analysis” as a systematic physical approach to treating irreversible systems, and says: “[This] approach (which is deeply geometrical) is connected to other more explicitly thermodynamic approaches (also deeply geometrical) [and] is of great importance as the geometry of a system embodies its nonlocal properties, which are usually expressed in terms of the variational principles (least action, maximum entropy, etc.). Reality is elusive precisely because it can be handled correctly only in a fully complexified theoretical framework in which eigenvalues are not real in the general case. Recent work [Parker & Jeynes, 2023a] has shown that for a more satisfactory and unified explanation , of many physical phenomena, even the description of time should be complexified”. Real systems are invariably irreversible – this is an essential consequence of the Second Law of Thermodynamics. Geometrical thermodynamics emphasises the fundamentally non-local nature of physical systems (expressing their holistic character).
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| 60 | Separately, Perunov et al. (2016) have explored the statistical physics of “strongly driven systems that exhibit complex collective behavior … for the first time establishing general relationships between far-from-equilibrium probability distributions over states and the thermodynamic fluxes that accompany their dynamical evolution”, although they persist in imposing time-reversal symmetry. Nevertheless, these general relationships are clearly valuable for developing an appropriate “physics of living systems”. |
| 61 |
Of course, scientists are notoriously bad at detecting deliberate fraud as they generally assume that the work is done in good faith (and when Alan Sokal perpetrated his hoax in 1996 he was clearly not in good faith). For example, the Schön affair which led to a series of retractions of the work of Jan Hendrik Schön and co-authors in 2003. On fraud, Martin Gardner (2013, p.157f) says: “Scientists untrained in the conjuring art of deception are the easiest people in the world to fool.” Thanks to Sir Michael Berry for drawing our attention to this book (2nd March 2023). John Hardwig (1991) quotes Arnold Relman (1983): “fraudulent data may be rapidly identified in an area of great importance where research activity is intense, but that is probably not true in most fields”.
Valentin Rodionov (2024) speaks of “a torrent of problematic papers … Despite the common belief that science self-corrects, most flawed papers evade retraction … In fields such as chemistry and physics … identifying problematic papers … is challenging. And it is virtually impossible to get one retracted.” Moreover, much work in the scientific literature is rather low quality which ends up being ignored by the community: peer review filters out some of this stuff but by no means all. And some work may look important at first but turn out to be insignificant. After all, big results are far and few between. And even when big results are published they are often not immediately recognised.
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| 62 |
To randomly take one example of many, Jessica Nordell (2021, p.72f) comments on a class action before the US Supreme Court of sex discrimination against 1.6 million female Walmart employees. The court ultimately “disqualified the lawsuit, ruling that female employees didn’t have enough in common to be a “class” for a class-action lawsuit”. In 2011 Antonin Scalia wrote the majority opinion, maintaining “that it would be impossible for a company to reach the kind of disparities seen at Walmart without a coordinated master plan of prejudice” (ibid.; q.v. for full references).
Goethe wrote “Was man weiß, sieht man erst” in an Introduction to an issue of the art magazine Propyläen (c.1800), and also “Man erblickt nur, was man schon weiß und versteht” in a letter to his friend F. von Müller (24th April 1819). And of course, Jesus famously referred to those who were supposed to understand as “blind guides” (ὁδηγοὶ τυφλοὶ; Matthew 23:16), and again, to those who claimed to understand, “if you were blind you would have no guilt, but now you say you see, your guilt remains” (Εἰ τυφλοὶ ἦτε, οὐκ ἂν εἴχετε ἁμαρτίαν· νῦν δὲ λέγετε ὅτι Βλέπομεν· ἡ ἁμαρτία ὑμῶν μένει; John 9:41).
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| 63 | ἵνα μηκέτι ὦμεν νήπιοι, κλυδωνιζόμενοι καὶ περιφερόμενοι παντὶ ἀνέμῳ τῆς διδασκαλίας (Ephesians 4:14; Adelphothes, 2000). John Robinson (1976) dates Ephesians 58 CE. |
| 64 |
Philippe Stamenkovic (2024) argues against claims “that extra-scientific values are inevitable in scientific practice (on the descriptive level) [and] that they should influence all aspects of the scientific enterprise (on the normative level)” on the basis that such practice “does not clearly distinguish between scientifically established facts and scientifically informed claims taken as a basis for policy-making”. Stamenkovic calls this the “Value-Laden Turn” and contrasts it with the “Value-Free Ideal” (VFI), specifically in the context of what he calls “phase 2” (the “acceptance/rejection” or A/R phase), that is, “what to conclude from the investigation”. He “argues for the need to minimise as much as possible (although not exclude) the influence of values in the A/R phase where claims are accepted or rejected.” All these "high-level" (philosophical) discussions approximate what really goes on, of course. Scientists want results, they don’t want “no result”. So “rejection” is not usually in view (unless it can be glossed positively as some sort of “acceptance”. Scientists are much more interested in what results do mean (positively) than in what they don’t mean (negatively). And this always colours how results are presented.
Stamenkovic acknowledges the “simplifying idealisations” he uses: because reality is elusive it is not always possible to be sure of the scope of, and adequately assess, such approximations. But he illustrates his argument with definite examples, which is good practice as a constructive approach to expressing meaning adequately. He specifically argues that “science-informed claims for policy-making should naturally be influenced by extra-scientific values”.
Stamenkovic has a long section on “uncertainties” which he insists (correctly) “must be stated clearly”. The trouble with this is that one can conform precisely to the “Guide for the Expression of Uncertainty in Measurement” (JCGM 1995), but whether one’s consequent statement of uncertainty is “clear” is a very strong function of its auditor. Moreover, the very idea of “measurement” is much more anthropocentric than is commonly thought, with metrologists themselves affirming that “measurement is primarily an epistemic process” (Mari et al. 2013, 2021). In the end the scientist must act with integrity (as Stamenkovic acknowledges repeatedly), and integrity is primarily a human (“extra-scientific”) value. This means that in principle “science” cannot be done coldly; that is, avoiding the introduction of values (which are necessarily “extra-scientific”).
|
| 65 | We are grateful to Julia Jordan for alerting us in 2022 to Anthony Ossa-Richardson’s important monograph on “ambiguity” (2019). Jeynes et al. (2023) interpret ambiguity as the characteristic property of the metanarrative of science (the “poetics of physics”), saying that scientists properly strive to avoid (or at least reduce) ambiguity, where poets revel in it. |
| 66 | We use Polanyi’s formula: “personal knowledge”. But both Polanyi and we are acutely aware of the social context of knowledge. We know rather little individually! Monserrat Neto (email 11/4/2025) points out that it might be better to speak of “interpersonal knowledge”. Of course, this is correct, but although knowledge is necessarily interpersonal it must also be grounded in the personal integrity of the individual. After due consideration it is I myself that must (or must not) approve what you say. Therefore it is correct to speak of personal knowledge. |
| 67 | Robert Crease, private communication 13th March 2024 |
| 68 | It is this “shifty split” that Thomas Hertog (2023, p.37) also has in mind, that casts “a cloud that still hovers over the frontier of physics today: the problem of how the macro and the micro worlds fit together”, although the context is the “radically different directions” taken by the “two full-scale revolutions” at the beginning of the 20th centuries: “relativity and quantum mechanics” |
| 69 | “Most physicists have a frequentist view of probability: Probabilities describe objective properties of ensembles of “identically prepared” systems. [Contrast the] Bayesian view: An agent assigns a probability p to a single event as a measure of her belief that the event will take place.” (Mermin, 2012) |
| 70 | In her Conclusion to ch.4 (“Agential Realism”), Barad goes further, saying: “The separation of epistemology from ontology is a reverberation of a metaphysics that assumes an inherent difference between the human and non-human, subject and object, mind and body, matter and discourse. Onto-epistem-ology – the study of practices of knowing in being – is probably a better way to think about the kind of understandings that we need to come to terms with how specific interactions matter. Or, for that matter, what we need is something like an ethico-onto-epistem-ology … because the becoming of the world is a deeply ethical matter” (ibid., p.185; emphasis original). |
| 71 |
Parker & Jeynes (2023c) have given an example of exactly this difficulty of specifying the uninformative prior in their resolution of a longstanding “Bertrand Paradox” that appears to undermine a cornerstone of logical inference. The Principle of Indifference (the simplest non-informative prior in Bayesian probability) has been shown to lead to paradox for non-discrete problems. But if the Principle of Indifference is faulty then our ability to think straight is also called into question! This Paradox is therefore important since if unresolved it would undermine the whole legitimacy of our standard methods of logic (including Bayesian ones): if they don't work properly in the continuous case then they are hardly to be relied upon ontically! Indeed, Leifer’s (2014) review of issues associated with QBism is undertaken using a formalism (a “rigorous measure theoretic probability theory”) explicitly designed to work for “continuous spaces”, since, as he says, “the wavefunction involves continuous parameters … It would be odd to attempt to prove the reality of the wavefunction within a framework that does not admit a model in which the wavefunction is real in the first place.”
But it turns out that the Bertrand Paradoxes can be resolved provided that the correct uninformative prior is used, and to properly express the Principle of Indifference requires one to introduce a scale invariance prior (that is, a relativity of scale) which results in a non-uniform (but still Maximum Entropy) probability distribution (contrary to expectation). The “scale invariance” requirement has been described in some detail, if rather inconclusively, by Peter Milne (1983; he admits that “we find obscurity at the heart of the scale invariance argument”, an obscurity enlightened by Parker & Jeynes’ treatment, 2023c).
We thank Nicholas Shackel for alerting us to Milne’s paper (private communication 13th March 2024). On the Principle of Indifference see also Shackel (2024).
|
| 72 | “actio-entropy” is an idea first introduced by Velazquez et al. (2022). “Action” is an important physical quantity (defined by an appropriate line integral of the Lagrangian): “entropy” is shown by Parker & Jeynes (2019) to be a precisely isomorphic quantity (defined by an appropriate line integral of the entropic Lagrangian). |
| 73 | The “leap of faith” referred originally to leaping over Gotthold Lessing’s “ugly broad ditch” – “der garstige breite Graben” (1777); see Yasukata (2003). |
| 74 | This juxtaposition may be thought inappropriate since “Shannon information” (which is what Landauer was speaking of) is explicitly (and deliberately) impersonal, where “knowledge” is definitely (and necessarily) personal! |
| 75 | Thomas Hertog (2023, p.247) also says this: “Science is what scientists do. We advance by exchanging ideas …” |
| 76 | We can avoid a discussion of “free-will” here. Sabine Hossenfelder (2022, p.128) is definite, saying (several times): “the future is fixed, except for occasional quantum events that we cannot influence”, which seems to rule out free-will. But her discussion of this is quite long and complex, with the conclusion that she doesn’t deny the reality of imagination. The future (in her view) is fixed, but it is still unpredictable. What we mean by “free-will” turns out to be hard (and contentious) to define. |
| 77 | One could also point out here the assessment of Thomas Hertog (2023, p.61) that Lemaître’s 1931 letter to Nature (Lemaître 1931) was “cosmopoetic”: “Lemaître’s cosmopoetic letter is one of the most audacious scientific texts of the twentieth century. It counts no more than 457 words but can be regarded as the charter of big bang cosmology.” |
| 78 | Thanks to Sir Michael Berry for drawing our attention to this story (private communication, 29th March 2024) |
| 79 | Strictly these are only “well-formed formulae” (not “theorems” which must have proofs): they are formally proved “not meaningless”, but they also demonstrably have no proof in the system. |
| 80 | “metaphysical” meaning “the metanarrative of physics” where “physics” is interpreted in the wider Aristotelian sense. |
| 81 | “What is time? I know well enough what it is, provided nobody asks me” [“quid est ergo tempus? si nemo ex me quaerat, scio”]. |
| 82 | summarised as “we can know more than we can tell”. This is related to the classical “Meno Paradox”, referring to Plato’s Socratic dialogue: “a man cannot enquire either about that which he knows, or about that which he does not know; for if he knows, he has no need to enquire; and if not, he cannot; for he does not know the very subject about which he is to enquire.” |
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