Submitted:
29 July 2024
Posted:
31 July 2024
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Abstract
Keywords:
1. Introduction
2. Leakage Evaluation Model for Tunnels near Reservoirs
2.1. Analytic Hierarchy Process System
1.2. Classical Domain Matter Elements, Sectional Domain Matter Elements, and Target Matter Elements
1.3. Selection of Status Values for Indicators and Consistency Check
1.4. Correlation Calculation
1.5. Determination of Water Seepage Levels
2. Effects of Water Level Changes on the Stability of Near-Reservoir Tunnels
2.1. Numerical Models
2.2. Calculation Results
2.2.1. Deformation Analysis
2.1.2. Stress Analysis
2.1.3. Plastic Zone Distribution
3. Determination of Status Values for Water Leakage Evaluation Indicators
3.1. Surrounding Rock Classification
| Scale | Description of the technical situation |
| 1 | Score of RMR classification >80 |
| 2 | Score of RMR classification is between 60 and 80 |
| 3 | Score of RMR classification is between 40 and 60 |
| 4 | Score of RMR classification <40 |
3.2. Surrounding Rock Fracture
| Scale | Description of the technical situation |
| 1 | Volumetric joint count of the rock mass(jv) <10 lines/m3 |
| 2 | 10<Jv <20 lines/m3 |
| 3 | 20< Jv <30 lines/m3 |
| 4 | Jv >30 lines/m3 |
3.3. Overlying Relative Water Aquicludes
| Scale | Relatively impermeable layer thickness |
| 1 | >6m |
| 2 | 3~6m |
| 3 | 0.5~3m |
| 4 | <0.5m |
3.4. Aquifer Permeability
| Scale | Description of the technical situation |
| 1 | Permeability coefficient(K) <10-4 (cm/s) |
| 2 | Permeability coefficient (K) is between 10-4 and 0.5×10-3 (cm/s) |
| 3 | Permeability coefficient (K) is between 0.5×10-3 and 10-2 (cm/s) |
| 4 | Permeability coefficient(K) >10-2 (cm/s) |
3.5. Water Levels of Reservoirs
| Scale | Description of the technical situation |
| 1 | Relative height greater than design pavement elevation 0~5 (m) |
| 2 | Relative height greater than design pavement elevation 5~15 (m) |
| 3 | Relative height greater than design pavement elevation 15~25 (m) |
| 4 | Relative height greater than design pavement elevation >25 (m) |
3.6. Water Erosion
| Scale | Ph | Erosive CO2(mg/L) | Water Cl-(mg/L) |
| 1 | >6.5 | <15 | <100 |
| 2 | 5.0-6.5 | 15-30 | 100-500 |
| 3 | 4.0-5.0 | 30-60 | 500-5000 |
| 4 | <4.0 | >60 | >5000 |
3.7. Buried Depth of Tunnels
| Scale | Description of the technical situation |
| 1 | The tunnel depth is near the buried depth of the theoretical minimum water inflow. |
| 2 | The tunnel depth is less than the theoretical minimum water inflow. |
| 3 | The tunnel depth is greater than the theoretical minimum water inflow. |
| 4 | The tunnel depth is far greater than the theoretical minimum water inflow. |
3.8. Area of Tunnel Cross-Section
| Scale | Description of the technical situation |
| 1 | Cross-sectional area <10 (m2) |
| 2 | 10<Cross-sectional area<30 (m2) |
| 3 | 30<Cross-sectional area<50 (m2) |
| 4 | Cross-sectional area >50 (m2) |
3.9. Tunnel Drainage Facilities for Water Leakage
| Scale | Description of the technical situation |
| 1 | Well-designed anti-drainage, standardized construction, regular maintenance |
| 2 | Well-designed anti-drainage, poor construction quality, regular maintenance |
| 3 | Well-designed anti-drainage, poor construction quality, irregular maintenance |
| 4 | Poor drainage protection design, poor construction quality, irregular maintenance |
4. Leakage Evaluation of Tiebeishan Tunnel
4.1. Surrounding Rock Classification Project overview


4.2. Determination of the Matter-Element Model
4.3. Determination of Evaluation Indicator Weights and Consistency Tests
4.4. Correlation Calculation and Determination of Disease Levels
4.5. Analysis of Evaluation Results
4. Conclusion
- (1)
- Based on the existing methods for evaluating tunnel water leakage, the impact of external environmental changes on tunnels near reservoirs was considered. It is proposed that the leakage evaluation index should be divided into geological conditions, hydrological conditions and tunnel engineering aspects. Various factors influencing tunnel water leakage were analyzed, and a hierarchical evaluation index system for tunnel water leakage was proposed.
- (2)
- The changes in reservoir water level significantly affect the stability of tunnels. With increasing water levels, the displacements and stresses of the tunnel structure gradually increase, with the inner side of the water level experiencing significantly greater than the outer side. The plastic zone undergoes notable changes, and structural damage progresses from the inner side to the entire cross-section. Tunnels near reservoirs should focus on water level changes and implement targeted reinforcement measures to improve the stress state of tunnels.
- (3)
- Combining the qualitative and quantitative descriptions of leakage conditions, the evaluation indicators and value standards for water leakage were specified, based on Analytic Hierarchy Process (AHP) and the theory of extension. A hierarchical evaluation model for the leakage of tunnels near reservoirs was constructed.
- (4)
- The proposed leakage evaluation model was applied to the Tiebeishan Tunnel project. A judgment matrix was constructed, and the comprehensive relevance degree of the leakage grade was determined. The leakage level of the Tiebeishan tunnel is Grade 3, indicating moderate leakage. This application verified the rationality and applicability of the evaluation model.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Scales | Comparative statement of importance |
| 1 | Compared to the same importance |
| 3 | One factor is slightly more important than the other |
| 5 | One factor is clearly more important than the other |
| 7 | One factor is more strongly important than the other |
| 9 | The extreme importance of one factor over another |
| 2,4,6,8 | Neighbourhood judgement median |
| 1/aij | When two factors are compared, if the former takes the above value for the latter, the latter takes the reciprocal of it |
| R | C1 | C2 | … | Cn |
| C1 | 1 | a12 | … | a1n |
| C2 | 1/a12 | 1 | … | a2n |
| … | … | … | … | … |
| Cn | 1/ a1n | 1/ a2n | … | 1 |
| Type | Density (g·cm-3) | Poisson's ratio | Elastic modulus (Pa) | φ (°) | c (MPa) |
| gravelly clay | 1.75 | 0.41 | 0.063e10 | 16.9 | 0.41 |
| weakly-slightly weathered metamorphic rocks | 1.9 | 0.38 | 0.15e10 | 25 | 0.35 |
| weak weathering | 2.09 | 0.32 | 0.47e10 | 33 | 0.45 |
| limestone | 2.4 | 0.28 | 1.3e10 | 44.5 | 1.1 |
| weak weathering | 2.3 | 0.2 | 3.15e10 | 54 | 1.8 |
| R | C1 | C2 | C3 | C4 | C5 | C6 | C7 | C8 | C9 |
| C1 | 1 | 1 | 6 | 3 | 2 | 5 | 7 | 4 | 1 |
| C2 | 1 | 1 | 6 | 3 | 2 | 5 | 7 | 4 | 1 |
| C3 | 1/6 | 1/6 | 1 | 1/3 | 1/5 | 1/3 | 3 | 1 | 1/5 |
| C4 | 1/3 | 1/3 | 3 | 1 | 1/4 | 1/3 | 3 | 3 | 1/5 |
| C5 | 1/3 | 1/2 | 5 | 4 | 1 | 5 | 5 | 5 | 1/3 |
| C6 | 1/5 | 1/5 | 3 | 3 | 1/5 | 1 | 2 | 2 | 1/5 |
| C7 | 1/7 | 1/7 | 1/3 | 1/3 | 1/5 | 1/2 | 1 | 3 | 1/6 |
| C8 | 1/4 | 1/4 | 1 | 1/3 | 1/5 | 1/2 | 1/3 | 1 | 1/5 |
| C9 | 1 | 1 | 5 | 5 | 3 | 5 | 6 | 5 | 1 |
| Evaluation indicators | K1 | K2 | K3 | K4 |
| C1 | -1/3 | 0 | 0 | -1/3 |
| C2 | -2/3 | -1/2 | 0 | 0 |
| C3 | 0 | 0 | -1/2 | -2/3 |
| C4 | -1/3 | 0 | 0 | -1/3 |
| C5 | -2/3 | -1/2 | 0 | 0 |
| C6 | -1/3 | 0 | 0 | -1/3 |
| C7 | 0 | 0 | -1/2 | -2/3 |
| C8 | -2/3 | -1/2 | 0 | 0 |
| C9 | -1/3 | 0 | 0 | -1/3 |
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