Submitted:
09 July 2024
Posted:
10 July 2024
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Abstract
Keywords:
1. Introduction
1.1. Objectives
- Identification of Temporal Patterns: Temporal clustering analysis is used to identify periods with similar temperature and humidity characteristics. This objective seeks to understand the seasonal and diurnal variations of the UHI in Matera [5].
- Scenario Simulation: Employ the Random Forest regression model to simulate different scenarios, such as changes in vegetation (NDVI) or building materials (solar absorption coefficients), and predict their impact on the UHI. This analysis will assess the effectiveness of different mitigation strategies [6].
- Regulatory Impact Analysis: Evaluate how regulatory changes, such as building codes and green roof mandates, could influence environmental indices and urban temperatures. This will be done by simulating scenarios in which these regulations are applied, adjusting relevant variables such as NDVI and solar absorption coefficients [7].
- Identification of Dominant Factors: Determine the dominant factors influencing UHI intensity, including NDBI, NDSI, and interaction terms, to identify those elements that have the greatest impact on UHI prediction. This objective will help prioritize mitigation strategies based on the most influential factors [8].
2. Background
2.1. Historical Cities and UHI
2.2. Example Studies
- Beijing: Remote sensing data combined with GIS analysis to map and assess the spatial distribution of UHI and its relation to urban expansion and green space distribution [9].
- Rome: Use temperature sensors and urban morphology analysis to study the cooling effects of green corridors and reflective surfaces in reducing UHI in historical city centers [11].
- Cairo: Implement green roofs and increased vegetation, evaluated through remote sensing and ground-based temperature measurements, to mitigate the high UHI effects in densely built historical areas [1].
- Istanbul: Analysis of city layout and building design using 3D laser scanning and GIS to understand how different urban forms influence UHI, combined with strategies for increasing urban greenery [10].
2.3. Relevance to Matera
3. Materials and Methods
3.1. Initial Research and Development Phase
3.1.1. Literature Review, [11]
- 1)
- Analysis of studies on indoor comfort and urban infrastructure in the Sassi di Matera
- 2)
- Examination of the thermal properties of calcarenite and its impact on UHI
- 3)
- Review of methodologies used in previous UHI studies to inform the design of our research framework.
3.2. Empirical Data Gathering and Analysis Phase
3.2.1. Topographic Surveys, [13]
- Conducting topographic surveys using 3D laser scanning technology.
- Post-processing data to create detailed 3D models for analysis
3.2.2. Satellite Imagery Analysis, [14]
- Collecting satellite data from Sentinel, Landsat, and MODIS.
- Using indices like NDVI, NDBI, and NDSI to assess vegetation coverage and built-up areas.
3.2.3. Meteorological Data Integration, [15]
- Using sensors to collect real-time external and internal humidity and temperature data.
- Analyzing long-term meteorological data for trends and correlations with UHI.
3.2.4. Calcarenite analysis results: Solar absorption index, [16]
- Collaborating with the Laboratory of the Escuela Politécnica del Litoral (ESPOL) to analyze solar absorption coefficients.
3.2.5. Integration of Data and Modeling [17]
- Multiple Decision Trees: The model consists of T decision trees. Each tree t makes a prediction ŷ for a given input x.
- Averaging Predictions: The final prediction ŷ is the average of the predictions from all T trees.
- Mathematical Representation: For a Random Forest model with T trees, the prediction for an input x can be represented as:
- ŷ is the final predicted value.
- T is the total number of trees in the Random Forest.
- ŷt(x) is the prediction of the t-th tree for the input x.
- a.
- Indoor Temperature Analysis: Feature Importances
- External Temperature: 63.8%
- External Humidity: 35.9%
- External Pressure: 0.24%

- The environmental indices (NDBI, NDSI, NDVI) and solar absorption coefficients (Sample699, Sample700) had negligible importance in predicting indoor temperature.
- b.
- External Temperature Analysis: Feature Importances (see Figure 2).
- NDSI: 38.9%
- NDBI: 32.7%
- NDVI: 25.4%
- Sample699: 1.5%
- Sample700: 1.4%

- c.
- Partial Dependence Plots:
- The partial dependence plots for the most important features in the external temperature analysis confirm that NDSI, NDBI, and NDVI significantly impact external temperature.

4. Results
4.1. Literature Review
4.1.1. Analysis of Studies on Indoor Comfort and Urban Infrastructure in the Sassi di Matera
4.1.2. Examination of the Thermal Properties of Calcarenite and Its Impact on UHI
- Natural Insulation of Hypogean Structures: The unique hypogean architecture of the Sassi di Matera provides natural insulation, stabilizing indoor temperatures without heavy reliance on artificial cooling.
- High Thermal Mass of Calcarenite: Calcarenite, Matera's primary building material, absorbs and releases heat slowly, stabilizing indoor temperatures but potentially worsening the Urban Heat Island (UHI) effect in dense areas.
- Impact on UHI Dynamics: The thermal properties of calcarenite and Matera's architecture affect UHI dynamics, maintaining indoor comfort but raising ambient temperatures, requiring balanced urban planning.
- Passive Cooling and Reduced Energy Demand: Matera's use of natural materials and traditional architecture supports passive cooling, reducing the need for artificial climate control and promoting sustainable building practices.
- Necessity for Integrated Urban Planning: Mitigating UHI effects requires urban planning incorporating vegetation and reflective materials to counteract calcarenite's heat retention and improve the urban microclimate.
4.1.3. Review of Methodologies Used in Previous UHI Studies to Inform the Design of Our Research Framework




4.2. Temporal Clustering, [22]
- Temperature Data: According to Figure 4, the temperature behavior during the study period shows that high temperatures fluctuate without a clear trend, low temperatures are relatively stable with minor fluctuations, and average temperatures generally remain low to mid-20s °C with slight variations year to year.
- Humidity Data: Figure 5 indicates that high relative humidity consistently reaches or approaches 100% annually, low humidity displays notable fluctuations, and average humidity typically stays between 40-70%.
- Pressure Data: As shown in Figure 6, high pressure varies between 1015 to 1024 mbar, low pressure fluctuates more significantly, ranging from 998 to 1012 mbar, and average pressure remains around 1007 to 1016 mbar with some variations.
| Year | Predicted Med Indoor Temperature (°C) | Predicted Med Indoor Relative Humidity (%) | Predicted Med Indoor Pressure (mbar) |
|---|---|---|---|
| 2021 | 22.34 | 56.28 | 1015.2 |
| 2020 | 19.48 | 66.17 | 1007.2 |
| 2019 | 22.17 | 59.25 | 1015.2 |
| 2018 | 22.17 | 57.65 | 1010.5 |
| 2017 | 23 | 47.44 | 1015.5 |
| 2016 | 21.37 | 67.13 | 1007.5 |
| external_Temperature | external_Humidity | cluster |
|---|---|---|
| 20 | 0.7 | 0 |
| 23.5 | 0.575 | 1 |
| 22 | 0.68 | 2 |
| 26 | 0.42 | 3 |
- Cluster 0: Represents periods with a certain temperature and humidity range.
- Cluster 1: Represents periods with a different temperature and humidity range.
- Cluster 2: Represents periods with another distinct temperature and humidity range.

4.3. Scenario Simulation, [24,25]
- Satellite Imagery Analysis: The time series examined spans approximately seven years, from January 2016 to May 2023. The analysis focused on annual and monthly variations of environmental indices such as NDBI, NDSI, and NDVI.
- NDBI has shown a slight decrease in recent years, indicating a potential slowdown in construction or a shift towards more sustainable building practices.
- NDSI displays variations, with an overall increasing trend suggesting decreased snow cover, exacerbating urban warming effects.
- NDVI has a slight upward trend, indicating increased urban vegetation, which is beneficial for reducing UHI effects.
- Peaks in NDBI during certain months correspond to construction activity, particularly in warmer months.
- NDSI variations reflect the annual snow cycle, with less snow in winter indicating reduced natural cooling.
- NDVI is highest in spring and summer, aligning with seasonal vegetative growth, which helps reduce urban temperatures.


- Calcarenite's high thermal mass, analyzed for solar absorption properties, increases heat retention, exacerbating UHI effects in narrow urban canyons.
- Laboratory results showed significant solar absorption coefficients, illustrating the material's impact on local microclimates.
| Sample699: | Sample700: |
|---|---|
| ASTM E 891: 67.70 | ASTM E 891: 67.89 |
| ASTM E 892: 65.35 | ASTM E 892: 65.41 |
| ASTM G (173). (Direct Circumsolar): 66.07 | ASTM G 173 (Direct Circumsolar): 66.22 |
| ASTM G (173). (Hemispherical Tilt @ 37 degrees): 64.90 | ASTM G 173 (Hemispherical Tilt @ 37 degrees): 64.99 |
- Detailed 3D models of Via delle Beccherie were created using advanced 3D laser scanning technology. The analysis revealed significant correlations between the canyon's aspect ratios (height-to-width ratio) and UHI intensity.
- Narrower streets with high aspect ratios showed higher UHI intensity due to limited ventilation and higher thermal mass absorption.


- Simulated scenarios showed the effects of increasing NDVI through green roofs and urban parks and using reflective building materials, (see Table S4).
- Increased NDVI: Predicted external temperature increases to 23.51°C.
- Decreased NDVI: Predicted external temperature decreases to 23.30°C.
- Increased Solar Absorption (Sample699): Predicted external temperature decreases to 23.12°C.
- Decreased Solar Absorption (Sample699): Predicted external temperature remains around 23.13°C.
- Increased Solar Absorption (Sample700): Predicted external temperature decreases to 23.11°C.
- Decreased Solar Absorption (Sample700): Predicted external temperature remains around 23.13°C.

- Vegetation (NDVI): Increasing NDVI (more vegetation) slightly increases the external temperature, while decreasing NDVI (less vegetation) reduces it. This might be counterintuitive and indicate specific local effects in the dataset or how NDVI interacts with other variables.
- Solar Absorption (Sample699 and Sample700): Changes in solar absorption coefficients have a relatively small impact on external temperature, with increased absorption leading to a slight decrease in temperature.
4.4. Regulatory Impact Analysis, [26,27]
- Data Adjustments to Simulate Regulatory Changes, including increased NDVI for green roofs and altered solar absorption coefficients for new building materials.
- 3D Survey Data helps visualize the impact of regulatory changes on the urban landscape and how modifications can be integrated without compromising Matera's historical integrity.
- Green Roof Mandate: The predicted external temperature is 23.51°C.
- Reflective Building Materials (Sample699): Predicted external temperature is 23.13°C.
- Reflective Building Materials (Sample700): Predicted external temperature is 23.13°C.

- Green Roof Mandate: Implementing green roofs, simulated by increasing NDVI, slightly increases the predicted external temperature. This result suggests that while green roofs add vegetation, their impact on temperature reduction may be more complex and influenced by factors like humidity and building density.
- Reflective Building Materials: Using more reflective building materials, simulated by decreasing solar absorption coefficients, results in a slight decrease in the predicted external temperature. This indicates that such materials can help reduce the urban heat island effect by reflecting more solar radiation.
- Complex Interactions: The slight increase in temperature with increased NDVI highlights the complex interactions between vegetation and urban heat. Factors like increased humidity and evapotranspiration might play a role.
- Effective Mitigation: Reflective building materials reduce external temperatures and mitigate the urban heat island effect.
4.5. Dominant Factors Analysis, [30]
- NDSI: 38.97%
- NDBI: 32.74%
- NDVI: 25.43%
- Sample699: 1.50%
- Sample700: 1.37%

- NDSI: A strong influence on external temperature, with higher NDSI values leading to higher temperatures.
- NDBI: Also strongly influences, with higher NDBI values leading to higher temperatures.
- NDVI: Has a noticeable but lesser influence than NDSI and NDBI.
- NDVI and NDBI: The interaction plot suggests that the level of NDBI influences the impact of NDVI on temperature.
- NDVI and NDSI: Similarly, the interaction with NDSI shows complex patterns, indicating that NDSI levels moderate the effect of NDVI.
- Dominant Factors: NDSI and NDBI are the dominant factors influencing the prediction of external temperature. Their higher importance scores and the partial dependence plots confirm that they have a significant impact.
- Interaction Effects: The interactions between NDVI and the dominant factors (NDBI and NDSI) indicate that NDVI's effect on temperature is not straightforward. Instead, it is influenced by the levels of NDBI and NDSI.
- Complex Dynamics: The relationship between NDVI and external temperature is moderated by other indices like NDBI and NDSI. This explains why changes in NDVI alone might not lead to significant changes in temperature.
- Regulatory Implications: Effective urban planning should consider these interactions. For example, increasing vegetation might need to be coupled with managing built-up areas (NDBI) and snow/ice cover (NDSI) to achieve desired temperature reductions.
5. Discussion
5.1. Temporal Clustering and Seasonal Patterns
5.2. Impact of Vegetation and Building Materials

5.3. Regulatory Impact and Urban Planning

5.4. Dominant Factors Influencing UHI
- Increasing NDVI and decreasing NDBI: Temperature = 23.55°C
- Increasing both NDVI and NDBI: Temperature = 23.65°C
- Decreasing both NDVI and NDBI: Temperature = 23.42°C
- Decreasing NDVI and increasing NDBI: Temperature = 23.26°C

6. Conclusions and Recommendations
7. Patents
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
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