Chapter 2: Literature Review
This chapter explores the body of existing research relevant to the Urban Heat Island (UHI) phenomenon, focusing on its causes, impacts, and the methods employed in analysing its spatial and temporal patterns. The review also examines key studies on land cover classification, remote sensing technologies, and urbanization trends that inform this research.
2.1. The Urban Heat Island Phenomenon: A Global Perspective
Many cities around the globe have been experiencing the Urban Heat Island (UHI) impact Such temperature difference has been described since the early 1800s by Luke Howard and it has become more noticeable in recent decades (Mohajerani et al., 2017). That is why the UHI intensity is not just an interesting idea that scientists discuss in their papers; it affects the future of cities, people’s health, and climate change solutions (Li et al., 2021; Sharma et al., 2019). New findings have provided an understanding of the scale of UHIs worldwide. For example, in a global study of 1692 cities by Rizvi and others (2021), the authors found that UHI intensity was significantly associated with population density and urban extent. Accordingly, the authors’ conclusions indicate the increased vulnerability of fast-growing urban environments in developing countries to worsening heat island conditions. This global perspective is important in regard to determining potential patterns through which UHIs might evolve in other emerging urban centres like Mbombela, South Africa.
2.2. Unraveling the Complexities of Urban Heat Islands
Urban Heat Islands represent a multidimensional issue propelled by natural and anthropogenic components. Multiple contributing variables, consisting of land cover shifts, heat-retaining materials, anthropogenic heating sources, and urban geometry, are the source of UHI formation. Such complexity is further aided by regional climatic and socio-economic differences. The substitution of natural landscapes by impervious surfaces, namely asphalt and concrete, is a key part of UHI. These materials capture and keep heat throughout the day, slowly giving it off at night, causing urban areas to be hotter than surrounding countryside. Li et al. (2021) have demonstrated that local temperatures can increase by up to 3°C because of impervious surfaces. This outcome shows heterogeneity, since the distribution and composition of these surfaces change within different urban scenarios, thereby adding an additional layer of complexity to UHI dynamics. Besides, anthropogenic heat sources including vehicle emissions, industrial activities, and air conditioning systems add to UHI. In densely settled locales, the anthropogenic heat flux may go as high as 100 W/m² (Heaviside et al., 2017), making local temperatures even worse. UHI has become an even more difficult matter to regulate because the inclusion of anthropogenic heat necessitates a combination of urban design and societal behavioral changes.
Throughout urban geometry, particularly the design of buildings and streets, plays an important part in the formation of UHI. Urban canyons, resulting from narrow streets and tall buildings, catch heat and minimize air circulation, resulting in a hard time for heat to dissipate. This generates local "hot spots" in the city, characterized by temperatures that are considerably greater than in other neighborhoods. Yang et al. (2020) found that urban geometries may be responsible for variations in temperature of up to 2°C within a single urban area. Also, the decline of vegetation resulting from urban extension intensifies UHI by reducing natural cooling processes of shading and evapotranspiration. Analysis reveals that a 10% lowering in vegetation may cause temperature increases ranging from 0.5°C to 2°C (Gunawardena et al., 2017). This brings attention to the value of blending green spaces and urban forestry into the process of city planning to help mitigate the ramifications of UHI. A further key factor is the impact of UHI and climate change on each other. Amplification of local warming by UHI can occur because of global climate change, instigating a feedback loop that intensifies and lengthens heat waves. In a number of cities, Zhao et al. (2018) discovered that local climate change explained more than 70% of the recognized temperature increases. The addition of a global element to the UHI problem makes it even more complex to manage at the local level. In essence, the Urban Heat Island phenomenon comes from complicated, intertwined factors that include land cover evolution, anthropogenic heat emissions, urban form, and the depletion of vegetation. Also, the links between local urban developments and global climate patterns mean that UHIs are a key issue for both urban planners and those formulating environmental policy. A comprehensive solution for UHI must integrate urban design, green infrastructure, and climate adaptation strategies in order to efficiently mitigate its impacts.
Table 2.1 summarises the key contributors to urban heat island intensity, highlighting the multifaceted nature of the UHI phenomenon.
As mentioned in the table above, some of the key variables that determine the level of UHI include the impervious surfaces, anthropogenic heat, vegetation reduction, urban geometry, and climate change. Due to these interactions, it becomes evident that different research and mitigation approaches are needed for UHI studies.
2.3. Urban Heat Islands in the African Context
In the context of the African continent, different and rapidly growing urbanisation rates, and outstanding environmental conditions create a special approach to investigating UHI Intensity. Africa’s cities encompass mostly the informal built environment, scarce or unfavourable for UP, and rapidly growing populations which makes it necessary to work out unique strategies to apprehend and address the consequences of UHI impact. A good example of UHI research in an African context is Mukwada and Manatsa (2018) study conducted in Harare, Zimbabwe. Their work, done between the years 2000 and 2015, established remote sensing as a useful tool in the study of UHI in African cities. The researchers found positive associations between LC and UHI and the district’s average temperature with the areas that had higher rates of urbanisation having higher temperatures of up to 2. 5°C than the corresponding stable urban areas. This study suggested enhanced measures towards interdisciplinary Urban planning for African cities while addressing the thermal consequences of all the physical land use changes.
Ayanlade and Jegede (2021) examined and compared UHI trends for Lagos in Nigeria and Accra in Ghana in West Africa. Nonetheless, both cities had substantial UHI Intensity – intensity differences of up to 3 in both urban structures were observed. 4°C and 2. And during the dry season 30°C by day and 8°C during the night, accordingly. This research elaborated on the need to take into account the climatic variations and seasonal characteristics in the investigation of UHI in different African towns.
2.4. South Africa's Urban Heat Island Landscape
South Africa is among Africa’s most urbanised countries and thus has been at the vanguard of UHI research in Africa. Due to its large population, the country has immense urban diversity covering large arrays extending from large metropolitan cities to emerging secondary cities and this makes the country a perfect setting to study UHI Intensity in different developing urban settings. In a detailed study of the trends of temperature in Tshwane Metropolis, Adeyemi et al. (2019) identified the change in the surface cover composition particularly in impervious surface area as well as vegetation cover loss to increase the mean surface temperature. Using the remote sensing data coupled with field measurements, their findings were that in highly urbanised areas the temperature increase can be up to 4 °C as compared to peri-urban areas. As it was seen in the research, green infrastructure was effective in combating UHI with the areas that had more than 40% of vegetation cover exhibiting much lower surface temperatures. In line with such ideas, Fitchett and others (2022) follow up on this work by providing an examination of the UHI intensity in major metropolitan cities of South Africa. Their study, encompassing Johannesburg, Cape Town, Durban, and Pretoria, revealed distinct spatial and temporal variations in UHI intensity: Their study, encompassing Johannesburg, Cape Town, Durban, and Pretoria, revealed distinct spatial and temporal variations in UHI intensity:
The research also revealed that Johannesburg had the highest intensity of UHI with the maximum rising to 5. It is rather cool during the nighttime in summer with the mercury touching 2°C influenced by factors such as its highly concentrated urban centre and major land modification occasioned by mining activities.
This ‘urban heat island’ was more moderate than in Johannesburg in Cape Town, with a maximum increase of around 3. 8°C and this may be due to the coastal nature of Cape Town as well as its topographical characteristics.
The overall trend in the UHI of the city was well-explained by the coastal features and varying density of built-up areas of Durban; the hotspots of the UHI were recorded as up to 4. 5°C above surrounding areas.
It was well illustrated by the Pretoria data where it appeared that there was a strong link to UHI intensity with socio–economic gradients; with upscale neighbourhoods recording lower temperatures owing to afforestation.
The multi-city perspective highlighted the fact that the geographical and socio-economic conditions of a city matter while analysing and managing UHI impacts.
2.5. Focusing on Secondary Cities: The Case of Mbombela
Although many of the major metropolitan areas of South Africa have been investigated for UHI, there are limited comprehensive, long-term studies on secondary cities. This is especially important in urbanising cities like Mbombela, which are experiencing rapid growth and development characterised by dramatic land-use changes, environmental degradation and limited funding and capacity to adapt to climate change impacts. In this regard, Mbombela, the capital and a secondary city in Mpumalanga Province, is a valuable place to research UHI in secondary cities in South Africa. Mbombela's geographic position, which is rapidly urbanising, and its varied topography contribute to the city's case for UHI research and analysis of UHI intensity's spatio-temporal pattern. For example, a recent study examined urban resilience in relation to UHI in the secondary cities of Mpumalanga was undertaken by Musakwa et al. (2020). This research acknowledged that climate adaptation plans needed to be undertaken at a local level to address identified climate impacts within the context of Mpumalanga's urban areas. Although that study did not explore UHI Intensity, it was able to highlight relevant environmental challenges in secondary cities in Mpumalanga, South Africa. Additionally, there has been little existing research regarding the urban environment of Mbombela, which causes an urgent care for UHI investigation. It is worth referring to a preliminary study by Mahlaka and Eloff (2022), which examined land-use changes and their effects within the rainfed farming systems of Mbombela from 2000 to 2020; there was reported to be a 37% increase in built-up urban land-use recorded, with a corresponding 28% decrease in natural vegetation in just twenty years. Although this study does not quantify UHI intensity, it measured rapid spatial change in an environmentally sensitive area of Southern Africa (e.g., Mbombela situated within the savannah biome). Thus, the potential increase in urbanisation could be compounding UHI Intensity.
2.6. Methodological Advancements in UHI Research
Technological innovation and advancement, particularly in remote sensing and GIS, has transformed research and scholarship about the UHI phenomenon. These technologies provide possibilities for new investigations of UHI dynamics in Mbombela, and possibly in other cities where methods for gathering ground-based measurement is limited or non-existent. Chakraborty et al. (2020) created a modern UHI surface database that is spatially explicit for the United States and demonstrated how these technologies are emerging in precise, and detailed assessments of UHI. They blended multi-source satellite imagery and machine learning methods to construct UHI maps with spatial resolution of 30 meters, representing some of the most advanced UHI studies to date and this approach could be modified and applied in South African cities and yield a critical source for improvement of high-resolution UHI studies and its association to urban morphology. In an African context, Simwanda et al. (2019) explored UHI in Lusaka, Zambia based on the innovative application of Landsat imagery and LCZ classification. Their work presented a thorough understanding of UHI patterns based on incorporating some spectral indices, including NDVI and NDBI, while also considering urban form and UHI activity based on LCZ classification. The model presented in their research may be relevant in the ongoing study in Mbombela, where a distinct urban area has experienced rapid urbanization and development.
2.7. Socio-economic Dimensions of Urban Heat Islands
The literature has increasingly focused on the socio-economic dimensions linked to UHI, especially given the greater awareness of the unequal distribution of impacts of extreme heat between vulnerable communities. This emerging perspective has particular relevance for South Africa, with past spatial segregation and continued socio-economic inequalities in the country from a historical context. Hoffman et al., (2020) examined UHI in conjunction with historical housing policy, focusing specifically on intra-urban heat exposure across differing socio-economic groups within selected cities in the USA. Their findings demonstrated that former red-lined neighbourhoods had temperatures 7°C higher than non-, red-lined neighbourhoods, strongly indicating the continued environmental justice implications of urban planning and policy even generations later. In South Africa, Naidoo et al., (2021) examined UHI Intensity and socio-economic vulnerability in the case of Durban. Their results indicated that informal settlements and low-income areas experienced UHI intensities of 2.5°C more than affluent areas and generally exacerbated existing economic and health inequalities. The article discusses the importance of incorporating social equity in UHI mitigation plans, particularly in the context of historical spatial inequality, in reference to Mbombela specifically.
2.8. Mitigation Strategies and Green Infrastructure
A concentrated area of recent research involves finding effective UHI mitigation approaches, wherein researchers have begun to land on green infrastructure as a solution. Urban planning that includes nature-based solutions has a great deal of potential to lessen the impacts of UHI and improve overall climate resilience in urban areas. Gunawardena et al. (2017) completed a meta-analysis of 75 studies, providing an extensive literature review on how effectively green and blue spaces can reduce UHI intensity. Their results highlighted that urban park conferred an average cooling effect of 0.94°C, with parks that were larger than ten hectares conferring an even greater cool of approximately 1.5°C. Gunawardena et al. (2017) also reported the need to locate and design green spaces thoughtfully, in order to ensure cooling effects permeate a larger area and are maximised. Adepeju et al. (2022) studied whether urban parks conferred a cooling effect on urban areas in Pretoria, South Africa and found that urban parks could reduce the surrounding temperature, utilising remote sensing data and in-situ temperature measurements. Their study found that large urban parks (>20 hectares) could reduce surface temperatures on average, by up to 3°C lower than the moderated built-up area surrounding the park. Notably, Adepeju et al. (2022) highlighted the cooling effect also extended beyond the footprint of the park, into neighbourhoods up to approximately 350m surrounding the park's boundaries.
Table 2.2 provides an overview of the effectiveness of various UHI mitigation strategies, as reported in recent literature.
As illustrated in
Table 2.2, various strategies, from large urban parks to cool pavements, can contribute to UHI mitigation. The varying temperature reductions and spatial extents of impact highlight the importance of a multi-faceted approach to urban cooling.
2.9. Chapter Summary and Research Gaps
The literature review has underscored the need for UHI research in general and specifically in the African and the South African context; yet more importantly is the need for further sharpened research on secondary cities such as Mbombela. The more complex application of the remote sensing techniques, the incorporation of socio-economic aspects as well as identification of better ways of mitigating the effects become topics for research.
Specific research gaps identified for Mbombela city include:
Amount of UHI intensity for a long-term spatio-temporal analysis over the city with reference to urban sprawl after early 2000s.
Evaluation of the link between changes in land use and the distribution of UHI with a focus on relatively new development.
Contingent analysis of UHI exposure inequality by socio democrat and its implications for environmental equity.
On the feasibility and impact of the current existing green space skyline and assessment of UHI Intensity and future green plans.
Combining point-based meteorological data with satellite retrievals to obtain a holistic picture of UHI processes in the context of Mbombela’s climate.
In general, these guided the choice of the study area, and the adopted methodology as explained in the next chapter.