Submitted:
07 May 2024
Posted:
07 May 2024
Read the latest preprint version here
Abstract
Keywords:
1. Introduction
2. Materials and Methods
2.1. Experiment Location and Design
2.2. Multi-Sensor Image Acquisition and Processing Based on UAV
2.3. Extraction of Vegetation and Texture Index
2.3. Ensemble Learning Framework
2.4. Model Performance Evaluation
3. Results
3.1. Principal Component Analysis of Texture Features
3.2. Correlation Analysis of CI, VI, Texture Features and TIR with Wheat Yield
3.3. Wheat Yield Estimation for Optimal Sensor
3.4. Optimal Machine Learning Algorithm For Wheat Yield Estimation
4. Discussion
4.1. Estimation of Wheat Yield from Single Sensor Data and Multi-Sensor Fusion Data
4.2. Application of Basic Model in Wheat Yield Estimation
4.3. Performance of Ensemble Learning in Wheat Yield Prediction
5. Conclusions
Funding
References
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| Sensor | Spectral Indices | Equation | References |
|---|---|---|---|
| RGB | Red Green Blue Vegetation Index | RGBVI=(G2 − B ∗ R)∕(G2 + B ∗ R) | Ji et al. (2023) |
| Plant Pigment Ratio | PPR= (G – B)/(G + B) | Peñuelas et al. (1994) | |
| Green Leaf Algorithm | GLA=(2*G-R-B)/(2*G+R+B) | Louhaichi et al. (2001) | |
| Excess Green Index | ExG=2*G-R-B | Woebbecke et al. (1995) | |
| Colour Index of Vegetation Extraction | CIVE=0.441*R-0.881*G+0.3856*B+18.78745 | Guijarro et al. (2011) | |
| Visible Atmospherically Resistant Index | VARI=(G-R)/(G+R-B) | Gitelson et al. (2002) | |
| Kawashima Index | IKAW=(R-B)/(R+B) | Kawashima (1998) | |
| Woebbecke Index | WI=(G-B)/(R-G) | Woebbecke et al. (1995) | |
| Green Blue Ratio Index | GBRI=G/B | Sellaro et al. (2010) | |
| Red Blue Ratio Index | RBRI=R/B | Sellaro et al. (2010) | |
| MS | Green-NDVI | GNDVI=(NIR-G)/(NIR+G) | Gitelson et al. (1996) |
| MERIS Terrestrial Chlorophyll Index | MTCI=(NIR-R)/(RE-R) | Zhang et al. (2014) | |
| Normalized Difference Vegetation Index | NDVI=(NIR-R)/(NIR+R) | Gitelson et al. (2002) | |
| Ratio Vegetation Index | RVI1=NIR/R | Pinter et al. (2003) | |
| Ratio Vegetation Index | RVI2=NIR/G | Xue et al. (2004) | |
| Modifed Simple Ratio Index | MSRI=(NIR/R-1)/(NIR/R+1)**0.5 | Chen (1996) | |
| Re-normalized Difference Vegetation Index | RDVI=(NIR-R)/(NIR+R)**0.5 | Roujean and Breon. (1995) | |
| Structure Insensitive Pigment Index | SIPI = (NIR-B)∕(NIR+B) | Penuelas et al. (1995) | |
| Colour Index | CI=NIR/G-1 | Gitelson et al. (2003) | |
| Generalized Soil-adjusted Vegetation Index | GOSAVI=(NIR-G)/(NIR+G+0.16) | Gilabert et al. (2002) | |
| Plant Senescence Refectance Index | PSRI=(R-B)/NIR | Merzlyak et al. (1999) |
| Principal Component | Initial Eigenvalues | ||
|---|---|---|---|
| Eigenvalue | Variance Contribution Ratio (%) | Cumulative Variance Contribution Ratio (%) | |
| 1 2 3 4 5 6 7 8 9 10 11 12 |
19.72 11.13 3.09 1.93 1.54 0.74 0.66 0.38 0.28 0.22 0.15 0.06 |
49.30 27.80 7.70 4.80 3.80 1.90 1.70 0.90 0.70 0.60 0.40 0.10 |
49.30 77.10 84.90 89.70 93.50 95.40 97.00 98.00 98.70 99.20 99.60 100.00 |
| Sensor | Metric | Base learner | Secondary learner | Thirdary learner | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| RF | PLS | RR | KNN | XGboost | StRR | En_FW | En_Mean | |||
| RGB | R2 | 0.492 | 0.501 | 0.517 | 0.465 | 0.514 | 0.525 | 0.524 | 0.612 | |
| RMSE (t ha-1) | 0.848 | 0.841 | 0.827 | 0.871 | 0.830 | 0.820 | 0.821 | 0.818 | ||
| NRMSE (%) | 8.520 | 8.449 | 8.310 | 8.750 | 8.339 | 8.241 | 8.247 | 8.172 | ||
| MS | R2 | 0.513 | 0.534 | 0.534 | 0.507 | 0.528 | 0.542 | 0.548 | 0.625 | |
| RMSE (t ha-1) | 0.853 | 0.834 | 0.834 | 0.858 | 0.839 | 0.827 | 0.821 | 0.822 | ||
| NRMSE (%) | 8.565 | 8.378 | 8.383 | 8.619 | 8.433 | 8.304 | 8.249 | 8.243 | ||
| Texture | R2 | 0.579 | 0.592 | 0.592 | 0.539 | 0.593 | 0.605 | 0.596 | 0.678 | |
| RMSE (t ha-1) | 0.758 | 0.746 | 0.746 | 0.793 | 0.745 | 0.734 | 0.743 | 0.733 | ||
| NRMSE (%) | 7.617 | 7.498 | 7.498 | 7.963 | 7.487 | 7.374 | 7.459 | 7.384 | ||
| TIR | R2 | 0.434 | 0.490 | 0.490 | 0.439 | 0.482 | 0.500 | 0.495 | 0.594 | |
| RMSE (t ha-1) | 0.879 | 0.834 | 0.834 | 0.875 | 0.840 | 0.826 | 0.830 | 0.823 | ||
| NRMSE (%) | 8.825 | 8.382 | 8.382 | 8.791 | 8.443 | 8.295 | 8.335 | 8.292 | ||
| RGB+MS | R2 | 0.540 | 0.506 | 0.545 | 0.503 | 0.537 | 0.561 | 0.552 | 0.636 | |
| RMSE (t ha-1) | 0.825 | 0.854 | 0.820 | 0.857 | 0.827 | 0.806 | 0.814 | 0.805 | ||
| NRMSE (%) | 8.285 | 8.580 | 8.241 | 8.611 | 8.307 | 8.096 | 8.173 | 8.107 | ||
| RGB+Texture | R2 | 0.604 | 0.577 | 0.577 | 0.569 | 0.605 | 0.619 | 0.614 | 0.687 | |
| RMSE (t ha-1) | 0.747 | 0.772 | 0.772 | 0.779 | 0.746 | 0.733 | 0.737 | 0.733 | ||
| NRMSE (%) | 7.506 | 7.754 | 7.758 | 7.828 | 7.491 | 7.360 | 7.407 | 7.314 | ||
| Sensor | Metric | Base learner | ||||||||
| RF | PLS | RR | KNN | StRR | En_FW | |||||
| RGB+TIR | R2 | 0.554 | 0.557 | 0.560 | 0.548 | 0.561 | 0.575 | 0.580 | 0.657 | |
| RMSE (t ha-1) | 0.780 | 0.777 | 0.775 | 0.785 | 0.774 | 0.762 | 0.757 | 0.756 | ||
| NRMSE (%) | 7.839 | 7.806 | 7.786 | 7.889 | 7.772 | 7.650 | 7.602 | 7.620 | ||
| MS+Texture | R2 | 0.598 | 0.604 | 0.601 | 0.551 | 0.617 | 0.623 | 0.619 | 0.694 | |
| RMSE (t ha-1) | 0.741 | 0.735 | 0.738 | 0.782 | 0.723 | 0.718 | 0.721 | 0.714 | ||
| NRMSE (%) | 7.443 | 7.389 | 7.410 | 7.859 | 7.263 | 7.208 | 7.246 | 7.198 | ||
| MS+TIR | R2 | 0.569 | 0.561 | 0.563 | 0.536 | 0.566 | 0.581 | 0.571 | 0.656 | |
| RMSE (t ha-1) | 0.772 | 0.780 | 0.778 | 0.801 | 0.775 | 0.762 | 0.770 | 0.763 | ||
| NRMSE (%) | 7.760 | 7.833 | 7.811 | 8.049 | 7.789 | 7.654 | 7.739 | 7.660 | ||
| Texture+TIR | R2 | 0.607 | 0.607 | 0.607 | 0.555 | 0.614 | 0.628 | 0.620 | 0.697 | |
| RMSE (t ha-1) | 0.732 | 0.732 | 0.733 | 0.780 | 0.726 | 0.713 | 0.720 | 0.710 | ||
| NRMSE (%) | 7.357 | 7.358 | 7.359 | 7.831 | 7.290 | 7.161 | 7.235 | 7.157 | ||
| RGB+MS+Texture | R2 | 0.615 | 0.590 | 0.614 | 0.577 | 0.613 | 0.639 | 0.627 | 0.702 | |
| RMSE (t ha-1) | 0.736 | 0.760 | 0.738 | 0.772 | 0.739 | 0.713 | 0.725 | 0.716 | ||
| NRMSE (%) | 7.396 | 7.638 | 7.412 | 7.755 | 7.421 | 7.163 | 7.281 | 7.146 | ||
| RGB+MS+TIR | R2 | 0.588 | 0.582 | 0.602 | 0.547 | 0.591 | 0.603 | 0.612 | 0.686 | |
| RMSE (t ha-1) | 0.750 | 0.755 | 0.737 | 0.786 | 0.747 | 0.736 | 0.728 | 0.723 | ||
| NRMSE (%) | 7.532 | 7.589 | 7.405 | 7.897 | 7.508 | 7.389 | 7.310 | 7.287 | ||
| Sensor | Metric | Base learner | Thirdary learner | |||||||
| RF | PLS | RR | KNN | XGboost | StRR | En_FW | En_Mean | |||
| RGB+Texture+TIR | R2 | 0.636 | 0.614 | 0.620 | 0.615 | 0.647 | 0.652 | 0.655 | 0.717 | |
| RMSE (t ha-1) | 0.718 | 0.739 | 0.733 | 0.738 | 0.707 | 0.702 | 0.698 | 0.696 | ||
| NRMSE (%) | 7.210 | 7.424 | 7.367 | 7.415 | 7.098 | 7.051 | 7.014 | 7.061 | ||
| MS+Texture+TIR | R2 | 0.627 | 0.616 | 0.620 | 0.568 | 0.641 | 0.643 | 0.645 | 0.711 | |
| RMSE (t ha-1) | 0.720 | 0.730 | 0.726 | 0.774 | 0.706 | 0.704 | 0.702 | 0.699 | ||
| NRMSE (%) | 7.234 | 7.336 | 7.296 | 7.777 | 7.090 | 7.072 | 7.049 | 7.046 | ||
| RGB+MS+Texture+TIR | R2 | 0.640 | 0.631 | 0.649 | 0.589 | 0.660 | 0.668 | 0.667 | 0.733 | |
| RMSE (t ha-1) | 0.701 | 0.709 | 0.692 | 0.748 | 0.681 | 0.673 | 0.674 | 0.668 | ||
| NRMSE (%) | 7.038 | 7.127 | 6.949 | 7.519 | 6.842 | 6.760 | 6.771 | 6.727 | ||
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