1. Introduction
The human brain is perhaps the most complicated condensed matter system known. It contains about
billions of neurons and at least as many glia cells [
1]. The brain is composed of 77 to 78 % water, 10 to 12 % lipids, 8 % proteins, 2 % soluble organic substances, and 1 % carbohydrates and inorganic salts [
2]. It is also extremely fascinating that higher brain functions precisely define what it means to be human. Brain states and their dynamics have so far eluded a well-founded physical understanding. This means that one cannot describe brain dynamics by brute force,
i.e., starting from the behavior of all atoms and reconstruct macroscopic time evolution. Some of the most complex brain functions are delocalized over long distances and require synchronization processes that do not seem easy to explain through classical mechanics alone. In particular, the wholeness of perception requires to integrate the activity of an enormous number of brain cells. With respect to this, quantum models [
3,
4,
5,
6,
7,
8,
9,
10,
11,
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26,
27,
28,
29,
30,
31,
32,
33,
34,
35] may hold the key to a possible microscopic understanding of some brain functions.
However, the study of the human psyche and its applications in clinical psychology [
36,
37,
38,
39,
40,
41,
42,
43,
44,
45,
46,
47,
48] seem to strongly support a quantum-classical modelization of brain dynamics going beyond the one adopted in Refs. [
3,
4,
5,
6,
7,
8,
9,
10,
11,
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26,
27,
28,
29,
30,
31,
32,
33,
34,
35]. We will discuss how psychological processes can be structured on two different kinds of logic [
36,
37,
38,
39,
40,
41,
42,
43,
44,
45,
46,
47,
48]. One form of logic is called Aristotelian and it is basically the logic one applies to understand classical reality. The other logic is termed non-Aristotelian and it can be likened to the logic followed by quantum physical events. Hence, quantum-classical theories seem good candidates to reflect such a bipartite structure of human psyche. This observation is reinforced by the fact that, from a practical point of view, one wants to effectively `regulates’ the brain to devise effective therapies for the cure of its pathologies [
49,
50,
51]. This can only come from a deeper understanding of the basic microscopic mechanisms governing the brain activity and on our capability to interpret and fully exploit the achieved results in practical terms. With respect to this, the central theorem of cybernetics, due to Conant and Ashby, states that “every good regulator of a system must be a model of that system” [
52]. Therefore, given that logic, in accordance with the current theories of the human psyche [
45,
46,
47,
48], has a bipartite `quantum-classical’ structure, a clear quantum-classical theory adopted as "regulator" model of the brain activity complies with this theorem . We wish to remark, in passing, that any advancement of such an approach, would produce a significant consolidation of the quantum-like models of cognition developed in the past years [
53,
54,
55,
56,
57,
58,
59,
60,
61].
In recent years, three main quantum models of the brain have been introduced in the literature. These are the electromagnetic field (EMF) approach [
3,
4,
5,
6,
7,
8,
9,
10,
11], the orchestrated objective reduction (Orch OR) theory [
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26], and the dissipative quantum model of brain (DQMB) [
27,
28,
29,
30,
31,
32,
33,
34,
35]. Even if there are several key differences between the EMF, the Orch OR approaches, and DQMB, these three theories study the brain from the perspective of condensed matter physics and matter-EMF interactions. While DQMB [
27,
28,
29,
30,
31,
32,
33,
34,
35] is mainly concerned with the explanation of memory storage and retrieval, long-range correlations between brain clusters of cells and brain correlates of perception, both the EMF [
3,
4,
5,
6,
7,
8,
9,
10,
11] and Orch OR [
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26] approaches claim to describe aspects of consciousness. We do not consider EMF [
3,
4,
5,
6,
7,
8,
9,
10,
11] and Orch OR [
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26] approaches as models for explaining consciousness. Instead, we consider them just as microscopic theories of brain dynamics.
Motivated by the germinal considerations in Refs. [
3,
4,
5,
6,
7,
8,
9,
10,
11,
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26,
27,
28,
29,
30,
31,
32,
33,
34,
35] and by the existence of a bipartite structure of logic, in this paper we introduce an explicit quantum-classical model of brain dynamics. Such a model is based on the hybrid quantum-classical (QC) formalism of Refs. [
62,
63,
64,
65,
66,
67,
68,
69,
70,
71,
72,
73,
74,
75,
76,
77,
78,
79,
80,
81,
82,
83]. In many QC theories, the nature of the interaction between the classical and quantum subsystems is somewhat unclear and the quantum variables are not treated on the same footing of the classical DOF. The formulation of Refs. [
62,
63,
64,
65,
66,
67,
68,
69,
70,
71,
72,
73,
74,
75,
76,
77,
78,
79,
80,
81,
82,
83] is based on Mixed Weyl symbols and it is conceptually free from this drawback. In fact, such an approach is founded upon a statistical operator depending parametrically on phase space points. This implies that the dynamics must be considered at each phase space point without the possibility of separating quantum dynamics from the classical-like dynamics of the phase space.
We are not concerned here with the problem of describing a single gigantic wave function for the whole brain. We are interested in study those brain processes that can be described in terms of a few variables embedded in a classical environment. As an example, one can consider that single quantum particles, such as electrons and protons, retain a quantum properties [
77,
78,
79,
80,
81,
82,
83] at every temperature [
84]. For such a reason, our QC approach can cope `almost by design’ with the controversial issue of decoherence [
20,
85,
86,
87] in warm and wet environments, such as those found in biological systems. Small numbers of quantum particles are naturally found in small biological structures [
20,
21], in molecular structure, down to atomic nuclei [
22,
23,
24]. Even a small number of quantum variables can have a significant effect on the dynamics of a large classical systems by means of four mechanisms. One is given by non-adiabatic transitions between energy states [
77,
78,
79,
80,
81,
82,
83]. The second one is caused by the stochastic collapse of the wave function [
88,
89]. The third one is generated by the motion of quantum sources of the electromagnetic fields in the brain. The fourth one is the famous `order from order’ mechanism elaborated by Schrödinger [
90], which led to the discovery of DNA [
91,
92]. All these mechanisms follow Pascual Jordan’s idea [
93,
94,
95] about the necessary role of amplification of quantum processes in order to steer classical dynamics.
QC spin-boson models [
96,
97,
98,
99], and their non-linear extension [
83], appear to be apt to describe a finite number of quantum variables coupled to classical DOF. Non-Hamiltonian deterministic thermostats [
74,
75,
76,
100,
101,
102] can be used to generate the dissipative dynamics Mixed Weyl symbols. The QC formalism simplifies numerical calculations of averages and response functions. In turn, response functions can be compared to electromagnetic signals that could be provided by macroscopic experiments on the brain [
103,
104,
105,
106,
107,
108,
109,
110,
111,
112,
113,
114,
115,
116,
117,
118,
119,
120].
The paper is structured as follows. We present the historic evolution of logic’s bipartite structure by discussing General Semantics (GS) in Subsec. 2.1, Synchronicity in Subsec. 2.2, and Blanco’s Bi-logic in Subsec. 2.3. We review the EMF approach in Sec. 3, Orch OR in Sec. 4, and DQMB in Sec. 5. Our QC approach is presented in Sec. 6. Finally, our conclusions are given in Sec. 7.
2. The Bipartite Structure Of Psychology As The Root For Quantum-Classical Models Of Brain
In the field of clinical psychology, Korzybski was one of the pioneers making use of non-Aristotelian logic [
36,
37,
38,
39] for theurapetical application. A more abstract and somewhat implicit approach to such a bi-partite structure of logic can be found in the work of Jung and Pauli [
40,
41,
42,
43,
44]. Instead, the most complete formulation and application in clinical psychology (until now) is found in the work of Blanco [
45,
46,
47,
48], where it is called Bi-logic. Since in QM the law of the excluded middle is not valid, so that a cat can be both alive and dead [
121,
122], at a fundamental level, quantum logic is non-Aristotelian and we propose to identify it with Blanco’s Bi-logic.
Hence, the quantum world does not follow Aristotelian logic. QM cannot indeed be separated from the classical world because of the processes of `measurement’ and the stochastic collapse of the wave function [
88,
89]. From this perspective, physical processes have a hybrid structure, where both Aristotelian and non-Aristotelian logic must be employed. Thus, we sustain that quantum physical processes must be described by hybrid quantum-classical models.
Since Bi-logic [
45,
46,
47,
48] can be likened to a quantum-classical worldview and there are already models supporting the quantum-classical nature of the brain [
3,
4,
5,
6,
7,
8,
9,
10,
11,
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26,
27,
28,
29,
30,
31,
32,
33,
34,
35], the idea of developing models by means of an explicit quantum-classical theory naturally arises. Our parallelism between Bi-logic [
45,
46,
47,
48]. and quantum-classical phenomena in the brain can also be considered as the motivation for extending the current quantum-like models of cognition [
53,
54,
55,
56,
57,
58,
59,
60,
61] to take into account quantum-classical processes.
In the remaining part of this section, we discuss the historical development of non-Aristotelian logic in psychology and clinical psychology.
2.1. General Semantics
Roughly speaking, GS is a specific instance of Process Philosophy [
123]. However, it has the specific goal of improving mental health and adaptation to the world [
36,
37]. One key aspect of this approach is that a non-Aristotelian logic is more conform to reality. Once non-Aristotelian logic is accepted as the correct way of thinking, our language must be adjusted accordingly. GS’s link with QM has been briefly mentioned in the famous book “The Tao of Physics” [
124]. An interesting connection of GS to quantum models of decision making, which is to be fully explored yet, may be founded on the Free Energy Principle [
125,
126]. However, a first application of this principle to quantum decision making can be found in Ref. [
53].
Although it constitutes the historical roots of many modern philosophical point of view and many areas of man’s knowledge, GS is rarely acknowledged in contemporary theories. The premises of GS are “A map is not the territory”, “A map does not represent all of a territory”, and “A map is self-reflexive”, meaning that an ’ideal’ map would include a map of the map, etc., indefinitely” [
38]. These assumptions can be translated to daily life in order to improve the mental sanity of human beings [
37]. In this case, GS premises become “A word is not what it represents”, “A word does not represent all of the facts”, and “Language is self-reflexive” in the sense that in language we can speak about language. Alas, human being reactions to verbal communication are largely based on unconscious beliefs, violating the first two assumptions and disregarding the third. Mathematics and GS are the only languages that rigorously take into account the above non-Aristotelian premises at all times. For such a reason, Korbizski strongly suggested to psychologists to study mathematical structures. At page 280 of his “Science and Sanity” [
36], we find a discussion of the importance of the Theory of Aggregates and the Theory of Groups in Psychology, something that it will be further examined in Blanco’s Bi-logic [
45,
46,
47,
48].
It is very common to find that the influence of Korzybski’s GS on various approaches is not properly acknowledged [
39]. Luckily, there are exceptions. For example, Ellis acknowledges Korzybski’s influence on his Rational Emotive Behavior Therapy [
127]. Almost similarly, Wysong pays the dues of Gestalt Therapy to GS by writing a commentary in The Gestalt Journal [
128]. How much Gestalt Therapy owes to GS is also discussed in the thesis of Allen Richard Barlow [
129], which is downloadable from The University of Wollongong Thesis Collection on-line. One of many counter-examples [
39] is given by Family Therapy [
130,
131], where it is stressed that one must be aware of abstractions leading to disregarding the wholeness of processes [
130] (non-elementalism [
36,
37]) and it is also underlined the difference between the verbal and the non-verbal [
131], but without citing GS. Hence, GS may be considered (either directly or indirectly) as the hidden root of various therapeutic practices.
Given the above discussion, it is not difficult to see the logical connections between GS and QM. If we consider that scientific theories are “maps” of reality, with classical theories providing a first level of abstraction, then QM is clearly characterized by a second level of abstraction. QM does not provide laws for the dynamics of models of phenomena. QM gives laws for the probability amplitudes that models of phenomena have a certain dynamics [
132,
133],
i.e., QM provides laws for models of models. GS classifies this as self-reflexiveness of the language. The influence of the quantum mechanical worldview on the formulation of GS was explicitly acknowledged by Korzybski [
36]. From this perspective, we can consider GS an application of certain QM concepts to clinical psychology.
2.2. Pauli and Jung’s Synchronicity
The goal of the collaboration between Jung and Pauli was to find a unified view of reality in terms of both the psychological and the physical point of view. Jung’s approach to the psyche was based on certain in-forming (in the sense of having the power of giving “form”) structures that he called archetypes [
134]. As universal regulators of the psyche, archetypes transcended the individual and belonged to a collective unconscious, common to all humankind.
Pauli was one of the founders of QM. He interpreted QM in term of the concept of statistical causality. This facilitated the collaboration with Jung. He explained to Jung that QM is about `forms’, e.g., wave amplitudes, and it is also intrinsically probabilistic. While the causality of the classical world requires the exchange of physical quantities (such as energy, momentum, angular momentum and so on), statistical causality describes correlations between systems that exchange energy (and other physical quantities) through synchronic events, even if they may potentially interact in a classical way.
At the same time, Jung considered random coincidences in the classical world as the analogue of the statistical causality in the quantum world. Moreover, the origin of subjective meaning in the psyche was assigned to random coincidences themselves. According to Jung, the organizing principle of reality, which he called Synchronicity, is found in meaningful coincidences. Afterwards, the concept of Synchronicity was further generalized to include acausal correlations without any psychological component. We can conclude that Jung’s Synchronicity unsurprisingly reflects the quantum-classical nature of the world.
2.3. The Bi-Logical Structure of Psychology
Korzybiski’s GS [
36] proposes a new psychology founded on mathematical structures and, to this end, briefly dealt with both set and group theory. However, it is only in the work of Blanco [
45,
46,
47,
48] that these ideas are fully exploited in order to generalize Freud’s formulation of the unconscious. While Freud defined the unconscious in a qualitative way,
i.e. what is hidden and repressed in the psyche, Blanco describes it as a bipartite structure. Such a bipartite structure has one side that is asymmetric (which we may call Aristotelian by following GS language), pertaining man’s common-day experience, and another side that is symmetric (which we may call non-Aristotelian), where space and time do not exist and the logical principle of non-contradiction is no longer valid. Blanco stated that both logics are at work in the human psyche [
45,
46,
47,
48] and that clinical practice must accurately take into account this point.
Blanco’s and GS’s conceptual structures share concepts taken from QM. However, while GS is fully non-Aristotelian (without any form of classical-like logic attached to it), Blanco’s Bi-logic has an Aristotelian component (congruent with a classical worldview) and another non-Aristotelian component (in agreement with the logic of QM). Taking both aspects into account, we conclude that Blanco’s Bilogic [
45,
46,
47,
48] formulates a QC conceptual perspective of the psyche, reflecting the QC nature of the phenomenological world. A full acknowledgement of this parallelism and its possible consequences on clinical practice are a matter of novel researches.
3. Electromagnetic Fields In The Brain
The role of EMFs in bridging space and time scales is very important [
3,
4,
5,
6,
7,
8,
9,
10,
11]. Brain states are routinely studied
via computer simulation [
135] and various noninvasive stimulation techniques such as alternating current stimulation (ACS) [
103,
104,
105,
106,
107] and transcranial direct-current stimulation (tDCS) [
108,
109]. In particular, tDCS is one of the most investigated methods in the field of non-invasive brain stimulation. It modulates the excitability of the cerebral cortex with direct electrical currents (1 ≈ 2 mA [
110]) delivered
via two or more electrodes of opposite polarities (i.e., anode and cathode) placed on the scalp. tDCS modulates resting neuronal membrane potentials at sub-threshold levels [
108], with anodal and cathodal stimulation increasing and decreasing cortical excitability, respectively [
109]. Although their tDCS-induced physiological mechanisms are not yet fully understood, it is assumed that effects are based on long-term potentiation (LTP) and long-term depression-like (LTD) mechanisms [
109,
111].
In the history of brain research, it was assumed that higher brain functions, such as learning and memory, arise from electrical impulses passing through neurons. The physical explanation of permanent information storing was assigned to multiple reflections of impulses through neuronal circuits [
136,
137]. This idea is basically exemplified by the Hodgkin-Huxley model [
138]. This model runs into problems since also glia cells take part in brain functions [
139,
140]. Of course, more complicated models, based on intricate networks including glia and other molecules, have been proposed (see Ref. [
141], for example). However, even assuming that, by means of Darwinian evolution, the most efficient hyper-network can emerge, given enough time, there still would be the problem of explaining the origin of
software running on hyper-networks. One has also to consider that the classical theories of self-assembling of hyper-networks are based on statistical fluctuations,
e.g., on the mechanism that Schrödinger called “order from disorder” [
90]. What Schrödinger actually wanted to express with the expression “order from disorder” is that there are some ordered macroscopic structures, such as hyper-networks, that can arise from the statistical disorder at the microscopic level. In truth `microscopic statistical disorder’ is a misnomer that stands for the great number of microscopic states that correspond to the same macroscopic state [
142,
143]. Von Neumann entropy (and its quantum-classical generalization defined in terms of the Mixed Weyl of the statistical operator) is a property of the macrostates given in terms of the probability of microstates [
144,
145]. The belief that the passage to macroscopic `order’ is associated with entropy decrease is mistaken. The first reason is that macroscopic `order’ is somewhat an anthropomorphic concept that can only be defined once some macroscopic variables are chosen. On the contrary, microscopic order is physical since it is defined in terms of the number of microstates that are compatible with the macroscopic constraints. A system must be considered microscopically ordered if there is a small number of states associated to the macroscopic constraints. In agreement with the Third Law of thermodynamics, for example, this takes place at
where there is only one accessible microstate and the system is maximally ordered on the microscopic level. Another example is given by the phenomenon of reentrant phase transitions [
146,
147,
148,
149], where the macroscopic `ordered’ phase has higher entropy than the microscopic `disordered’ one because of the unfreezing of certain DOF. Irreversible microscopic dynamics, such as diffusive motion, does not conserve the number of accessible microstates of the system conditioned by the macroscopic constraints and, thus, lead to an increase of entropy [
144,
145]. This is the essence of Schrödinger’s “order from disorder” mechanism [
90]: in our macrocosm we are surrounded by structures that we classify as ordered but that are based on microscopic disorder in agreement with the Second Law of Thermodynamics.
As discussed by Schrödinger, an “order from disorder” mechanism cannot explain the synchronization of molecular processes, which is required by brain functions and living matter in general. To explain living matter, Schrödinger proposed a second mechanism he named “order from order”. The mechanism of “order from order” is basically a quantum-mechanically zero-temperature clockwork, in agreement with the Third Law of Thermodynamics [
90]. Only solid forms of matter allows for quantum clockworks to exist in high-temperature disordered biological environment. This is caused by the existence of energy gaps protecting, for example, long wavelenght electronic wavefunction in a solid. This idea led Schrödinger to predict that an aperiodic solid (ultimately identified with DNA [
91,
92]) would contain in a stable manner the information needed by living organism to survive entropic decay. Nowadays, the idea has become more general and it is not limited to solid structures as shields from molecular disorder. One example is found in the Orch OR theory according to which quantum effects are protected inside hydrofobic regions of biological microstructures [
20,
21]. Another mechanism to protect quantum clockwork is provided by rigid boundaries enclosing quantum variables [
150,
151,
152].
The idea that other physical agents, rather that the sole dynamics of neural networks, must be invoked to describe highly coordinated brain activity is not new [
112,
113,
114,
115]. Electric charges (
e.g., electrons, protons, ions), together with their associated currents, are the sources of EMFs [
3,
4,
5,
6,
7,
8,
9,
10]. In turn, these EMFs interact with water dipoles and also influence van der Waals and Casimir interactions among brain macromolecules. ACS has shown the importance of EMFs in the brain [
103,
104,
105,
106,
107], tDCS of human subjects [
108,
109] has shown the importance of both cognition processes and psychological state changes can be modulated. For instance, Anodal (excitatory) tDCS of the prefrontal cortex boosts affective memory such as fear extinction learning [
116,
117,
118]. Moreover, the cathodal (i.e., inhibitory) stimulation of the tongue motor neurons of the primary motor cortex reduces appetite [
119].
The working of tDCS might be understood through a mechanical analogy. The complex dynamics of brain EMFs can be reduced to the time evolution of their sources. Such a dynamics can be mapped onto that of a harmonic spring mattress. Within this pictorial description, tDCS can be equated to the nonlinear effect generated by the application of a constant pressure to specific extended regions of the spring mattress. The applied pressure changes the harmonic dynamics of the mattress so that oscillations with principal frequencies (phonons) scatter with each other. This mechanical model might be useful to perform computer simulations of certain processes which are observed in tDCS. We note that the same model has been used to give a pictorial representation of quantum fields [
153]. Both ACS and tDCS provide evidence that brain EMFs are not ephemeral; they are correlated to the dynamics of their sources, but they also react back and influence both cognitive functions and emotions.
When studying brain dynamics on the mesoscopic scale of EMFs, it may seem that there is no necessity to invoke any quantum effect. The original EMF approach was formulated only in terms of classical physics [
3,
4,
5,
6,
7,
8,
9,
10,
11]. Nevertheless, our analysis below can elucidate the fundamental quantum coherent properties of the microscopic EM fields invoked by such an approach. [
150,
151,
152,
153,
154,
155,
156]. Observable coherent EMFs have by definition a well-defined phase. Quantum mechanically, phase
and photon number
N are conjugate variables. This implies that they obey the indeterminacy relation
According to Eq. (
1) when the number of quanta of the photon field
N is not fixed and
can be large, it follows that the phase
is well determined and the quantum photon field is coherent.
The only way for the number of photon
N to fluctuate is that photons are continuously absorbed and re-emitted. In other words, coherent EMFs are `composed’ of virtual photons [
154], e.g., packets of energy in momentum space whose existence is ephemeral. Interestingly, experimental evidence shows that dendrimers can act as trap for photons [
150,
151]. According to quantum electrodynamics, [
155], a trapped photon can be represented in terms of virtual photons continuously emitted and re-absorbed between fermions. This picture can be developed considering that, in terms of Feynman diagrams, a photon line connecting two fermion lines is a virtual photon describing Møller scattering [
155]. Thus, an exchange of virtual photons along the time direction between the two fermion lines, generating a so-called “ladder” diagram [
157,
158], may very well be considered the microscopic picture of a trapped photon.
4. Penrose and Hameroff’s Orch OR
Orch OR theory [
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26] provides a detailed molecular mechanism for the time evolution of brain states. According to Orch OR theory [
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26], quantum effects in tubulin proteins (which are organized in arrays of microtubules inside the cytoplasm of brain cells) play an important role in brain function. Quantum dynamics of the electronic orbitals of carbon rings inside tubulins, time evolution of the nuclear spins, quantum energy transport among microtubules, and spontaneous collapse of microtubules’ wave function are the main ingredients of this theory. Upon collapse of the wave function, classical brain dynamics ensues. Thus, even if its originators presented it as a theory of consciousness, here we only consider Orch OR as a theory of brain processes.
One peculiar characteristic of Orch OR is that neurons are not considered the fundamental units of information processing [
11]. Instead, in Orch OR it is proposed that information processing takes place in ordered arrays of microtubules inside the cell. This idea slowly took form during the 1980s and the first part of the 1990s when Hameroff noticed the effects of anesthetics on networks of microtubules inside the cell. In a series of papers, Hameroff
et al. [
159,
160,
161,
162,
163,
164] proposed that some kind of digital computation was taking place in arrays of microtubules. Such a computation was based on nonlinear electrodynamic effects [
159,
160,
161,
162,
163,
164]. However, the question of how the results of local digital calculations could be efficiently transferred between distant brain regions by classical diffusive mechanisms remained. Hence, Hameroff started his search for different mechanisms. On a different path, looking for a fundamental explanation of wave function collapse in QM, Penrose elaborated the theory of Objective Reduction (OR) [
12,
13,
14,
15,
16].
In the standard interpretation of QM, the collapse of the wave function, i.e., the transition from the worlds of possibilities to that of classical events [
165,
166], is explained only through the stochastic interaction of quantum systems with a classical ones. The collapse of the wave function is called the `measurement’ process because of the interaction with a classical system [
167]. It is not explained within the theory but it is assumed as a postulate. OR proposes that the superposition of different stationary mass distributions becomes unstable because of quantum gravitational effects, and, beyond a certain threshold time interval, it naturally collapses according to the standard probabilistic rules of QM, but without any external intervention of a “measuring instrument”. A simple way to discuss this process is to consider
as the Bohr frequency of the energy eigenvalues of two eigenstates involved in a certain superposition. Penrose gives a number of reasons why the superposition must become unstable in the presence of quantum gravitational effects. The lifetime of the superposition is given by
Looking at Eqs. (
2) and (
3), one might say that, in a certain sense, the deterministic time evolution of the gravitational field acts as the instrument measuring the superposition. However, according to Penrose [
12,
13,
14,
15,
16], there is an important difference between the measurement of the superposition by a classical instrument and by a quantum gravitational field. A measurement performed by a quantum gravitational field, is still a fully quantum mechanical process and as such it is intrinsically random and absolutely non-computable. Penrose considered that brain dynamics is interspersed with discrete events (see Ref. [
7] for experimental support of this idea). On a phenomenological basis, such events parallel the discontinuity of wakefulness and awareness [
7] and other rhythmic phenomena in the brain. Penrose identified discrete events in the brain with series of wave function collapses. Between one collapse and the other, the brain can evolve coherently so that new superpositions are formed. We note that such a coherent evolution of the wave function, interrupted by quantum gravitational collapses, is reminiscent of both piecewise deterministic processes in open quantum systems [
168] and nonadiabatic dynamics of QC system in the adiabatic basis [
80,
81,
82,
83].
While Penrose put forth the idea that OR could have an important role in brain dynamics, Hameroff fleshed out the detailed biomolecular mechanisms. Inside each tubulin protein making up a given microtubule, Hameroff hypothesized the existence of quantum matter systems able to support stable quantum dynamics in between OR events. One example is given by carbon rings and their delocalized molecular orbitals, which can evolve coherently in a superposition of states. The carbon rings are pushed by hydrophobic forces into the tubulin’s interior, shielding them from the decoherence [
85,
86] caused by the polar environment outside the protein. The carbon rings form helical structures inside each microtubule. They also create oriented arrangements that can act as quantum channels [
20,
21] through which quantum signals travel among the lattice of microtubules inside the cell’s cytoskeleton.
Various types of quantum oscillators are therefore found in microtubules’ ordered structures,
e.g., time-dependent electric fields arising from the dynamic polarization of molecular charges (which produce van der Waal and Casimir-Polder forces), magnetic fields originating from electron spin dynamics, etc. Notably, it has also been suggested [
22,
23,
24] that nuclear spins can play an important role in Orch OR theory since they are shielded from decoherence for longer time intervals than other quantum systems in the brain. Recently, this theory [
22,
23,
24] has gained experimental support [
25]. The frequencies of all such quantum oscillators range from kilohertz to terahertz. Orch OR theory requires the feedback [
26] between the quantum coherent evolution of microtubules and, for example, the classical dynamics of microtubule-associated proteins (MAPs) [
169,
170]. Such a classical dynamics concerns the classical dynamics of MAPs [
169,
170] and CAMKII [
171,
172,
173,
174,
175,
176],
viz., the direction of motion, the place where MAPs and CAMKII halt their motion, the case in which they interact or non-interact with the tubulins, and the precise time when they interact. According to the Orch OR theory [
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25,
26], the coherent evolution of the microtubule’s wave function and its OR determine all detailed molecular events. However, we must note that the possibility that extended brain regions, may be free from decoherence [
20,
85,
86,
87] is rather controversial.
Lately, there has been a convergence of ideas between the approach to brain dynamics
via quantum EMFs [
150,
151,
154] and Orch OR [
177]. The physical process underlaying quantum signaling in Orch OR has been assumed to be photon emission. Due to the work of Alexander Gurwitsch, it has been known since the beginning of the 20th century, that tissues inside the body emit biophotons [
178,
179,
180]. Such biophotons may be supported by the hydrophobic interior region of tubulins, where tryptophanes, with their indole rings of
electron orbital forming optically active molecular orbitals, are found. The packing of indole rings may give rise to resonant energy transfer between molecular orbitals [
177] much in the same way Förster resonant energy transfer takes place between close chromophores. Kurian
et al [
181] represented the microtubule as a chain of two-level systems and calculated the coupling constants in the Hamiltonian by means of Molecular Dynamics simulations and quantum chemical calculations. Exciton propagation was performed by means of the Haken and Strobl method [
182]. Their main result is that energy transfer occurs on a length scale of microns, at least. What is even more interesting from the Quantum Optical perspective is that Kurian et al’s simulation [
181] does not consider the geometric structure of the left-handed helixes of microtubule in mammals. There are reasons to believe that superradiance can be important in such complicated geometric arrangements [
183,
184,
185]. Very recently, the experimental study of Kalra et al [
186] found that photonic energy transfer in microtubules occurs over 6.6 nm, it cannot be explained in terms of Föster theory, and it is damped by anesthetics. The idea that electromagnetic resonance is the fundamental mechanism of communications among molecules was first proposed by Veljkovic
et al., who also suggested that such a mechanism could provide a long-range effective communication [
187]. At this stage, we believe that a unification of the EMF and Orch OR theories of brain dynamics is conceptually very probable [
156].
Nevertheless, Orch OR model remains very controversial. It is based on quantum gravitational effects to objectively induce the wave function collapse by using only a provisional theory of quantum gravity [
17,
18,
19].
5. The Dissipative Quantum Model of Brain
The precursor of of DQMB [
27] was the seminal paper [
188] of Ricciardi and Umezawa, where the quantum field theory model (QFTMB) of brain was introduced [
189,
190]. An interacting QFT can naturally describe the creations of dynamical correlations. Whenever a quantum field has an average value diffent from zero in the vacuum, the vacuum state will be no longer unique. Instead, there will be different vacua and each of them will spontaneously break the symmetry of the Hamiltonian density [
191,
192,
193] In order to compensate for the SSB, one observes the proliferation of bosonic modes establishing long range correlations with the local configurations of the field. The symmetry-breaking mechanism in the QFTMB [
188] can qualitatively describe both long-term memory storage in the ground states with broken symmetry and long range correlations between distant clusters of neurons by means of the Nambu-Golstone bosons. Nambu-Goldstone bosons also act as the agents for memory retrieval [
188] while excited energy states of the field describe short-term memory.
In DQMB the dissipation is ascribed to excited thermal states, which are represented through a doubling the number of fields according to Thermo Field Dynamics [
189,
190]. DQMB also predicts that long-range correlations between distant excited areas of the brains do not occur
via chemical transport but by means of Nambu-Goldstone bosons [195–197]. One example of such long-distance correlations is observed when brain is locally stimulated. In this case, there is experimental evidence [
103,
104,
105,
106,
107,
108,
109] that the response is given by simultaneous excitations in several regions [198,199], which are far from one another.
In DQMB, quantum coherent fields interacts with classical neurons and glia cells. DQMB presents us with a hybrid description where memory storage finds a quantum explanation and biochemical reactions a classical one. Such a hybrid description requires to coarse-grain the classical degrees of freedom (DOF) and to describe them in terms of some kind of waves. Only at this level of description it is possible to formulate the interaction between the Nambu-Goldstone bosons [195,196,197] the condensed quantum field predicted by the model and the classical waves, much in the same way phonons in an ordered solid interact with acoustic waves [
27,
28,
29,
30,
31,
32,
33,
34,
35].
Due to its mesoscopic nature, DQMB does not aim to describe the behavior of the molecular constituents of the brain with atomistic detail,
e.g., neurons, glia cells, membranes, neurotransmitters or other macromolecules. Today, we know that all these structures form brain clusters [198,199] that, once stimulated [
103,
104,
105,
106,
107,
108,
109] can influence human behavior [
106,
107]. Since normal mesoscopic brain dynamics is not chaotic, brain response to stimuli cannot be expected to depend on the number
N of the fundamental constituents of the clusters. If
N is not fixed, Eq. (
1) is valid, the phase
of the matter field is well defined and the matter field will be coherent.
DQMB does not specify the physical nature of the bosonic fields of the brain. The bosonic fields in Fourier space may be identified with the modes of the quantum oscillators considered in Orch OR theory [
20,
21] and discussed in Sec.
Section 4. However, another proposal suggested to interpret the bosonic fields in term of the the dipoles of water molecules [200–204]. According to the theory in Refs. [200–202], when water molecules have a high density, the approximation of weak coupling to the electromagnetic vacuum field [205] may not hold. It has been suggested that water in the cytoplasm is found in a structured state [
206], so that the considerations of Refs. [200–202] are definitely relevant for brain dynamics. Since a water molecule is dipolar, a coherent superposition of the dipoles of many water molecules can be described by a coherent quantum dipolar field. Hence, in this model it is the condensation of the quantum dipolar field to produce a ground state with broken symmetry,
i.e., and many unitarily inequivalent subspaces [
207]. Consequently, Nambu-Goldstone modes arise for restoring symmetry at long range.
In the following we use the Hamiltonian of the noninteracting dipolar wave quanta of Ref. [
35] in order to elucidate the theoretical description of dissipation by means of doubling the DOF as described by Umezawa’s Thermo Field Dynamics [
189,
190]. The dynamical variables of DQMB are doubled upon introducing creation and annihilation operators of physical dipolar wave quanta,
, respectively, and dual creation and annihilation operators of fictitious dipolar wave quanta,
, respectively. For example, the Hamiltonian of the noninteracting dipolar wave quanta might be defined as [
35]:
where
is the oscillation frequency of each mode. The interaction between the physical modes and their doubles can be taken as
where
is the damping constant of each mode. Finally, the total many-body Hamiltonian of the thermal system is
A thorough study of the Hamiltonian in Eq. (
6), and its associated equations of motion has led to finding a number of interesting results over the years [
30].
DQMB has been applied by Vitiello and collaborators to study various brain processes [
29]. Some applications include nonlinear dynamics [
31], cortical patterns in perception [
32], the relation between fractal properties and the coherent states in the brain [
33], rhythmic generators in the cortex [
34], and correlations of brain regions that are realized through entanglement [
35]. DQMB dynamics has also been adopted by Nishiyama
et al. in a number of works [208–211]. As reported in Ref. [
208], one notes that the phenomenon of superradiance, which is expected to occur in complicated geometric arrangements of microtubules, also occurs in DQMB.
6. The Quantum-Classical Model of Brain
Our aim is to model multi-scale brain dynamics, explicitly treating classical DOF and quantum variables on the same footing. To this end, our approach considers Mixed Weyl symbols of dynamical variables (represented by operators in the standard formulation of quantum mechanics) and a Mixed Weyl symbol of the statistical operator (corresponding to the density matrix of the systems in the standard representation of QM) [
62,
63,
64,
65,
66,
67,
68,
69,
70,
71,
72,
73,
74,
75,
76,
77,
78,
79,
80,
81,
82,
83]. We imagine that the brain is described by quantum operators
, where
are position operators while
are the respective conjugated momenta operators. Now,
corresponds to the brain variables with a long de Broglie wavelength that, for this reason, must be treated quantum mechanically, while
can be treated semi-classically because of their much shorter de Broglie wavelength. A partial Wigner transform over the
operators [
72] introduces the Mixed Weyl symbols
and
arising from
and
, respectively. Please, note that the following notation is adopted: when a quantum operator depends both on quantum variables and classical DOF, a
is written on it, while if the quantum operator does not depend on
X a
is used. No hat is used in the case of a dynamical variable depending only on
X. A practical example of a possible application of this mixed QC representation can be given when considering molecular orbitals, electron and nuclear spins, light ions, neurons, glia cells, and electromagnetic interactions. Conformational dynamics of cells may be represented through phonons,
i.e., harmonic DOF. Other harmonic DOF can be used to describe coherent EMFs. The inclusion of non-Harmonic perturbation terms provides a description of non-trivial interactions among all the DOF of the model. Zero-point effects on the motion of classical-like DOF can be described by means of advanced algorithms that will be explained in the following. As in the case of DQMB, the goal is to set up a mesoscale approach to brain dynamics, noting however that in our case the QC dynamical variables are explicitly represented.
If we now introduce the coordinates of the EMF modes
, a possible model Mixed Weyl symbol of the Hamiltonian
can be written as
In Eq. (
7),
is the Hamiltonian operator of the quantum subsystem with quantum variables
. The phononic Hamiltonian is
where
,
, is the frequency of each phonon. Similarly, The EMF Hamiltonian is
where
,
, is the frequency of the EMF mode. The interaction operators
and
describe the coupling of the phonons and of the EMF to the quantum subsystem, respectively. Assuming for simplicity a bilinear approximation, these can be written as
where the
and the
are the coupling constants of the quantum operators
and
, respectively. The operators
and
acts on the same space of
.
The dynamics of the Mixed Weyl symbol
of an arbitrary operator
is given by a QC bracket [
62,
63,
64,
65,
66,
67,
68,
69,
70,
71,
72,
73,
74,
75,
76,
77,
78,
79,
80,
81,
82,
83]. The QC bracket is a quasi-Lie bracket [
73,
74,
75,
76] that breaks the time-translation invariance of Lie algebras because it does not satisfy the Jacobi relation. In the case of a system with both phononic and EMF modes, it can be written by introducing two antisymmetric matrices,
and
:
and
The QC equation of motion in the Heisenberg picture reads
where
is the phase space gradient operator.
The lhs of Eq. (
14) defines the quantum-classical bracket of
with
. The first term in the lhs of Eq. (
14) is the quantum commutator while the other two terms are Poisson brackets. All terms are written in matrix form [
74,
75,
76]. The super propagator associated to the QC bracket is
The super-operator
defines the dynamics of Mixed Weyl symbols of standard operators as
where
. QC averages are calculated using the formula
In Eq. (
17) the parametric time-dependence of the Mixed Weyl symbol of the statistical operator of the system,
describes possible non-equilibrium initial conditions. The formalism here presented can be easily adapted to more general non-equilibrium situations, arising from an explicit time dependence of the Mixed Weyl symbol of the Hamiltonian in Eq. (
7). In such a case, it would be more convenient to adopt the Schrödinger scheme of motion and propagate the Mixed Weyl symbol of the statistical operator. One would also have to take into account the time-ordering of the propagator, something that can be implemented by the algorithm [
81]. Non-equilibrium dynamics is important if one considers the Free Energy Principle proposed by Karl Frinston [
125,
126]. Recently, such a direction of research has witnessed interesting developments [
53]. As for QC correlation functions, they are defined in the following way
The operator
found in Eqs. (
17) and (
18) takes the trace over the quantum operators
, while
and
are two arbitrary Mixed Weyl symbols.
6.1. Temperature Quantum-Classical Dynamics
In order to illustrate the advanced techniques for controlling the temperature of the harmonic modes, we consider a simple systems with just two phononic modes with coordinates
and two NHC chains of length one (which is usually enough to generate ergodic dynamics for stiff harmonic degrees of freedom) [
100,
101,
102]. Thus, the extended phase space point can be written as
=
,
consequently, the extended phase space gradient is
=
,
,
,
If we now define the antisymmetric matrix
as
together with the Mixed Weyl symbol of the extended Hamiltonian
the QC equation of motion at constant temperature can be written in compact form [
74,
75,
76] as
where
, the NHC variables are
, with
I and
L running over the phonons and the coordinates of the chain, respectively;
is the Boltzmann constant,
is the temperature of each mode, and
are the inertial parameters of the NHC variables.
Constant temperature averages and correlation functions can be calculated choosing the Mixed Weyl symbol
of the statistical operator in extended space as
where
is the Mixed Weyl symbol of the statistical operator of the quantum subsystem while the thermal Mixed Weyl symbol of the statistical operators of the phonons is
where
and
is the frequency of phonon
I. If in the Mixed Weyl symbol of the Hamiltonian in Eq. (
20) one defines
, then the dynamics defined by Eq, (
21) defines constant-temperature evolution. Instead, the choice of
, with
describes a time evolution of the phonons where zero-point effects are taken into account. The structure of the extended QC super-propagator
is similar to that displayed in Eq. (
15):
Since we are interested in thermal and zero-point QC averages and correlation functions of non-fictitious dynamical variables, we must consider Mixed Weyl symbols
that at
do not depend on the extended phase space point
but they depend on the non-fictitious phase space point
X. However, the key of temperature control is that the phase space variable dependence found at
is not preserved at
. We have
. Finally, we can write the expression for thermal (or zero-point) QC averages as
7. CONCLUSIONS
In this work, we have brought to light a parallelism between the bipartite structure of the psyche and the quantum-classical view of physical phenomena. The conscious part of the psyche follows the Aristotelian logic of the classical world while the unconscious follows the non-Aristotelian logic of quantum mechanics. Following the suggestions, already presented in the literature, about the quantum-classical character of brain dynamics and the central theory of cybernetics, saying that a `regulator’ must contain a model of the system, we have been motivated to build an explicitly quantum-classical model suitable for studying brain dynamics. As a by-product of this line of reasoning we have realized that quantum-like models of cognition should be revised in term of the bi-partite structure of logic and the quantum-classical worldview.
Motivated by the above concepts, we have proposed a quantum-classical model for studying brain processes. One idea behind this proposal, i.e., the need to mix a quantum and a classical level of description together, had already been supported in a somewhat less explicit form by three models, which we have reviewed in the first part of this work. The very formulation of our model is given in terms of quantum and classical variables that are treated on the same level. It does not need to invoke quantum gravitational effects in the brain. Instead, the crux is that the quantum variables play the fundamental role of providing a quantum guiding mechanism for the classical variables they are coupled with. With respect to this, the existence of a quantum coherent wave function of the whole brain at high temperature is not needed. There are some important quantum properties of few-body systems that are not lost at high temperature. These have been discussed in the text. What is needed for the quantum biology of the brain has been suggested long ago by Pascual Jordan: The collapse of the wave function works as amplification mechanism acting as a bridge between the quantum and the classical world.
We have shown that the quantum-classical model provides a statistical mechanic formulation of averages and correlation functions. In turn, as it is well-known, correlation functions lead to the definition of response functions. Non-invasive brain stimulation techniques can provide the numerical data to which our theory can be compared. Moreover, electromagnetic DOF are also taken into account by our model. At least the model capable to produce results to be compared to numerical data coming from electroencephalograms.
We have taken the risk to discuss many complex ideas using only logic and our scientific knowledge. We have presented a synthesis of subtle concepts, we have introduced our quantum-classical model, with which we plan to take on big scientific challenges, and we have declared the direction that our future work will take. We have done so with the belief that science is not only made by numbers. It is also made by understanding and sharing concepts with the community. Subsequently, such concepts can be discussed and refined, possibly leading to new advancements. Our future work will be devoted to interpret biochemical processes in the brain in terms of quantum-classical dynamics. This will also require to perform quantum-classical calculations of neural response functions. The implications of the interplay between the bipartite structures of both the world and the psyche will be investigated through the formulation of quantum-classical models of decision-making.