This section introduces a robust theoretical framework developed to accurately reproduce the shape memory process and its underlying thermomechanical mechanisms. The proposed model has been extensively validated against experimental data, where the consistently low error margins confirm its accuracy and strong predictive validity for real-world applications. To ensure the model's reliability, a rigorous sensitivity analysis was systematically performed, investigating how uncertainties and variations in key material parameters affect the recovery evolution. This analytical approach provides a precise quantification of parameter influence, demonstrating the model's stability and its ability to predict the functional response of the system across diverse transformation cycles. To offer a comprehensive visualization of these interactions, the results are presented through a combination of two-dimensional plots and complementary 3D surface maps.
3.1. Temperature Profiles, Modulus Evolution, and Bending Angles are Plotted Over Time.
The thermomechanical performance of the PLA/PCL blends was systematically evaluated through the proposed theoretical model, as depicted in
Figure 3. The multi-panel plot integrates the thermal, mechanical, and shape-memory responses to provide a comprehensive overview of the material dynamics.
Figure 3a shows the comparison between the imposed bath temperature and the simulated temperature of the composite specimens. Due to the finite heat capacity of the materials and the convective heat transfer with the surrounding environment, the specimen temperatures do not instantaneously follow the bath temperature. Instead, the temperature evolutions exhibit a characteristic delay governed by the thermal response time (τ
rt) of previous equation 11.
The simulation results indicate that the composite temperatures progressively approach the bath temperature with an exponential response typical of convective heat transfer systems. These delayed responses are particularly evident during the cooling stage, where the internal temperature remains higher than the bath temperature for several seconds. In particular, the numerical thermal profiles (Fig. 3a) exhibit a distinct dependency on the blend composition, specifically showing a slower thermal response as the PCL content increases. This behavior can be attributed to the variation in the thermal diffusivity of the composite. As the PCL fraction increases, the higher energy required to promote molecular mobility—combined with the distinct thermal resistance of the PCL domains—induces a thermal lag relative to the external bath temperature. These results ensure that the theoretical model accurately reflects the slower heat propagation observed in PCL-rich mixtures, which is crucial for predicting the exact onset of the shape memory effect, as the material's relaxation is strictly coupled to its instantaneous local temperature.
The variation of the Young’s modulus as a function of temperature is illustrated in
Figure 3b. The sigmoidal function used to describe the glass transition produces a rapid decrease in the elastic modulus near the effective glass transition temperature
Tg,eff. Below this temperature, the composite exhibits a glassy behavior characterized by a high elastic modulus on the order of several gigapascals. Above the transition region, the modulus decreases by approximately two orders of magnitude, reaching values typical of the rubbery state. This strong stiffness variation is the fundamental mechanism enabling the shape-memory effect. When the material is heated above Tg, the polymer chains gain mobility and the material becomes deformable. Conversely, cooling below Tg freezes the polymer network, fixing the temporary shape at the final deformation angle θ
f. The addition of PCL slightly lowers the effective glass transition temperature and reduces the modulus in the glassy region, although the overall mechanical response remains largely governed by PLA. The simulated bending evolution of the composite beam is presented in
Figure 3c, illustrating a thermomechanical cycle composed of three distinct stages. During the loading phase (0–10 s), the beam is gradually bent from 0° to 180° while the temperature is maintained above the effective glass transition region (T>T
g,eff); in this state, the reduced elastic modulus allows for significant deformation without large stress accumulation. In the subsequent shape fixation stage (10–30 s), the beam maintains a constant bending angle while the temperature decreases. As the material cools below the glass transition temperature, the polymer chains become effectively immobilized, locking the temporary shape into a stable configuration.
Upon reheating in the shape recovery phase, the temperature again rises above the transition threshold, triggering the release of stored elastic energy and causing the beam to progressively return toward its original configuration. This recovery follows an exponential decay characteristic of viscoelastic relaxation processes. By examining the curves, it becomes evident that the concentration of Polycaprolactone (PCL) plays a fundamental role in defining both the timing and the speed of the shape restoration., i.e., the shape recovery kinetics. An increase in the PCL fraction toward the 30PLA/70PCL composition (purple line) induces a noticeably faster recovery onset compared to the 95PLA/5PCL blend (blue line). This accelerated dynamics is primarily attributed to the plasticizing effect of PCL, which enhances molecular mobility within the PLA matrix and lowers the energy barrier for the transition from the temporary to the permanent shape. However, this increased speed is accompanied by a reduction in the overall recovery extent, as evidenced by the higher residual angles in PCL-rich blends. Such behavior suggests that while PCL facilitates faster chain relaxation, it also introduces significant viscous dissipation. The higher PCL concentrations likely promote irreversible plastic flow and internal friction, which dissipate part of the stored elastic energy and prevent the system from fully returning to its original configuration. Consequently, the blend composition acts as a critical tuning parameter to balance the competing requirements of rapid actuation and high recovery efficiency.
The reliability of the constitutive theoretical model was validated by comparing numerical results with experimental data across all PLA/PCL blends as depicted in
Figure 4. It is important to point out that the null error in R
f, as shown in
Figure 4a is not a predictive outcome but a foundational calibration step, designed to eliminate any bias in the starting point of the recovery kinetics and to avoid propagation errors from the cooling phase, thereby allowing for a more rigorous validation of the Shape Recovery ratio (R
r) and its temperature-dependent kinetics. Specifically, the experimental values of the fixed angle (θ
f) where utilized as prescribed initial conditions to ensure that the elastic energy (E
1) stored in the primary branch is precisely mapped to the real stored deformation of each specific blend thus exactly defining the internal state of the shape-memory elements (ε
s) before the recovery phase. The Shape Recovery Ratio (R
r) in
Figure 4b maintains high fidelity with a maximum deviation of only 0.79%, effectively predicting the impact of PCL content on recovery performance. This consistency suggests that the analytical definitions of the thermal activation function (α[T, χ]) and the effective relaxation times
are correctly calibrated to account for the plasticizing effect of PCL and the variations in crystallinity. Ultimately, the remarkable agreement between the simulated outcomes and experimental measurements underscores the model’s reliability as a predictive tool for the advanced design of 4D-printed actuators and smart thermo-responsive devices, where precise control over the shape memory effect is mandatory.
Furthermore, this methodological approach enables a precise quantitative evaluation of the relaxation times required to reach the experimentally observed fixed state, providing deeper insight into the material's stabilization dynamics.
Figure 5 illustrates the average relaxation kinetics during the fixing phase as a function of the PLA content. The data is presented through two complementary perspectives:
Figure 5a compares the relaxation kinetics across discrete blend compositions, while
Figure 5b establishes the mathematical correlation between the PLA loading and the stabilization dynamics. As shown in
Figure 5a, the relaxation time exhibits a clear dependency on the blend composition. The sample with the highest PLA content (95PLA/5PCL) requires the longest time to stabilize (2.008 s), whereas the most flexible formulation (30PLA/70PCL) shows the fastest kinetics with a relaxation time of 1.485 s, representing a 26% reduction in stabilization latency. This behavior is further analyzed in
Figure 5b, where the data are fitted with a quadratic model yielding a near-perfect correlation coefficient of R
2=1. This confirms that the stabilization kinetics do not scale linearly with composition but are governed by a second-order dependency related to the evolving stiffness of the matrix.
At high PLA concentrations (95 wt%), the system exhibits the maximum relaxation time, which is primarily dictated by the glassy nature of the PLA matrix. In this regime, the high glass transition temperature (Tg) and the dense entanglement network of the PLA chains impose a significant kinetic barrier, restricting the cooperative rearrangements required to "freeze" the temporary shape. As the PLA content decreases, the introduction of the PCL phase effectively acts as a high-mobility plasticizer. This increases the fractional free volume and provides a 'molecular lubrication' effect that facilitates faster conformational changes. However, the quadratic nature of the trend suggests that the acceleration of the stabilization process is more pronounced at intermediate PLA levels. For formulations rich in PCL (towards 30 wt% PLA), the relaxation time approaches a lower asymptotic limit dictated by the inherent viscosity of the PCL phase. Notably, the absence of a local minimum indicates that the plasticization effect of PCL is the dominant factor across the entire composition range, with no evidence of phase-separation-induced kinetic rebounding. This highlights a predictable and tunable kinetic response, where the stabilization speed can be precisely engineered by adjusting the PLA/PCL weight ratio.
Based on these preliminary insights, hereafter the theoretical analysis will focus exclusively on the 95PLA/5PCL formulation, as it demonstrated the superior performance in terms of shape recovery efficiency compared to other investigated blends. This specific composition provides the optimal balance between the structural reinforcement offered by the crystalline phase and the macromolecular mobility required for a rapid and complete recovery.
Figure 6 illustrates a comprehensive sensitivity analysis of the proposed thermomechanical model, evaluating the impact of parametric variations
5% and
10% on the dynamic elastic modulus (E’) and the corresponding shape memory response (Angle, θ).
Regarding the PLA phase (Fig. 6 a-b), the results reveal that the glassy-state stiffness is highly sensitive to the crystalline and amorphous moduli (Ec,PLA and Ea,PLA), with the E’ plateau values shifting proportionally to the input variations. However, the recovery kinetics, represented by the evolution of the angle θ, remain remarkably stable, suggesting that while the PLA phase dictates the absolute mechanical strength, the recovery path is intrinsically governed by the glass transition temperature, which remains unaffected by these specific stiffness fluctuations.
In contrast, the system exhibits a high degree of insensitivity to the PCL phase properties (Ec,PCL and Ea,PCL), as demonstrated by the nearly overlapping curves in Fig. 6c and 6d. The sensitivity analysis reveals that the global mechanical response in the glassy state is significantly dominated by the PLA phase. Variations in the crystalline and amorphous moduli of the PCL phase (Ec,PCL and Ea,PCL) result in negligible shifts in the recovery profile, demonstrating that the shape memory effect in the 95PLA/5PCL blend is structurally robust against minor fluctuations in the secondary phase properties of PCL.
The global uncertainty analysis, depicted in
Figure 6(e) and 6(f), demonstrates the remarkable robustness of the thermomechanical model under a simultaneous 10% parametric variation. The narrow uncertainty band for the dynamic modulus (E), see
Figure 6 f, confirms that the glassy-to-rubbery transition is numerically stable and largely insensitive to minor fluctuations in phase-specific properties. More importantly, the angular response (
Figure 6e) shows negligible variance during the programming and fixing stages, ensuring a deterministic control of the temporary shape. The slight broadening of the uncertainty area during the recovery phase reflects the cumulative sensitivity of the activation kinetics, yet the model maintains high predictive precision for the final recovery trajectory. Since the relaxation time is driven by the normalized modulus ratio, the kinetic response is invariant to global scaling of the elastic constants, ensuring consistent shape memory performance. These results highlight the framework's reliability for the design of 4D-printed components, where material property variability is a critical factor.
5% and 10% fluctuations of the PLA crystalline and amorphous moduli (Ec,PLA and Ea,PLA). (c) Sensitivity of the dynamic modulus and (d) angular recovery response to parametric variations in the PCL phase properties (Ec,PCL and Ea,PCL). (e) Global uncertainty assessment for the dynamic modulus and (f) the corresponding shape memory response, illustrating the cumulative effect of a simultaneous 10% variation across all input parameters; the shaded gray areas represent the uncertainty bands, while the solid black lines indicate the nominal model performance as a function of time.
3.2. Sensitivity of Shape Recovery Kinetics to Crystallinity: A Parametric Evaluation
The degree of crystallinity (χ) is not merely a structural parameter but a fundamental regulator of the effective physical phenomena involved in the shape-memory polymer process. To evaluate the impact of crystalline constraints on the thermomechanical response, a parametric sensitivity analysis was conducted by varying the effective degree of crystallinity across three representative levels: a nominal value (χ
nominal), and two shifted states representing a
variation. This study aims to quantify how a balanced crystalline fraction modulates the trade-off between molecular mobility and recovery efficiency. The comprehensive thermomechanical response under these varying crystalline values is illustrated in
Figure 7. As shown in
Figure 7a, the thermal response curves for the different χ values are almost perfectly overlapped. This is physically consistent with the fact that the specimen temperature is primarily governed by the sample mass and the convective heat exchange with the thermal bath—parameters that remain substantially unaffected by variations in crystallinity. This overlap is strategically important, as it ensures that any observed differences in the recovery kinetics are not induced by thermal gradients but are intrinsic to the material's microstructure. This structural influence is clearly reflected in the evolution of the elastic modulus (E), which captures the phase transition of the PLA/PCL blend (Fig. 7b).
The model successfully captures the drastic drop in stiffness—from GPa range to the MPa plateau—upon crossing the glass transition temperature (Tg≃54.15°C). Notably, at the beginning of the cycle (T≃25°C), the formulation with +30%χ (blue curve) exhibits the lowest modulus.
This is scientifically justified by the plasticizing effect of the PCL phase, which, despite its high crystallinity, increases the free volume and chain mobility of the blend in the glassy state.
Conversely, at the end of the process (t=60 s), the higher χ levels lead to a slightly higher rubbery plateau, confirming that crystalline domains eventually transition into reinforcing physical cross-links once the amorphous matrix is mobilized.
The impact of these structural features is most evident in the shape recovery curves shown in
Figure 7c.
While all samples initiate recovery at t ≃35 s (the point at which the instantaneous temperature of the sample exceeds the activation threshold), the kinetics are significantly differentiated by χ. In this specific blend, higher crystallinity (blue curve) leads to a faster recovery rate. This behavior is attributed to the enhanced molecular mobility provided by the PCL chains, which act as a kinetic accelerator during the reheating phase.
However, as shown in the inset zoom, the highest value also results in a slightly higher permanent set (θperm), as the abundance of crystals may eventually hinder the complete conformational reorganization of the network, effectively "locking", due to ‘’crystalline hindrance effect’’, a portion of the deformation (see the inset zoom in the same figure).
The mechanical triggering of this process is governed by the thermal activation function (α[T,χ ]) shown in
Figure 7d. Unlike purely thermal models, our formulation couples α to χ, showing that higher crystallinity slightly shifts the activation toward earlier timescales and marginally increases the slope of the transition. This function α(T,χ) acts as a binary-like switch, confirming that recovery remains dormant during the cooling and storage phases (10 s<t<30 s) and becomes fully active (α≃1) only when the thermal energy is sufficient to overcome the energy barrier of the glass transition.
Crucially, α(T,χ) is low-dependent of crystallinity, representing a purely thermal "awakening" of the polymer network when the specimen temperature crosses the T
g region. Finally, the physical origin of the different recovery based on the χ-content is elucidated by the effective relaxation time
in
Figure 7e
. The downward shift of the τ
eff curves with increasing χ quantifies the " plasticizing drag" reduction.
By explicitly coupling τeff and α to χ, the proposed model transcends empirical fitting, offering a predictive tool for tailoring the shape memory response through controlled crystallization during processing.
This sensitivity analysis proves that in 95PLA/5PCL blends, crystallinity acts as a kinetic governor, providing a robust pathway for the rational design of programmable actuators with precisely tuned response times.
To further elucidate the mathematical robustness and physical interpretability of the proposed model, a comprehensive sensitivity analysis was performed on the activation parameters, focusing on their decoupled influence on the shape-memory response. As illustrated in
Figure 8, this study systematically isolates the roles of the thermal onset offset (ΔT(χ)) and the transition smoothing parameter (β(χ)), quantifying their individual contributions to the triggering and kinetics of the recovery process. The influence of the thermal onset offset (ΔT(χ)) on the microscopic awakening of the polymer network is clearly captured in
Figure 8a. Increasing ΔT(χ) from 1.0 °C to 5.0 °C induces a substantial horizontal translation of the activation function α(T,χ), explicitly labeled as an "Earlier Trigger." This temporal shift is a direct consequence of the lowered thermal energy barrier required to mobilize the amorphous matrix. Complementarily, the smoothing parameter β dictates the "softness" or diffusiveness of the phase transition, as explored in
Figure 8b. The "Broadening" of the activation profile is evident as β(χ) increases from 0.5 to 3.0, representing a transition from a sharp, binary-like switch to a more gradual molecular mobilization.
The macroscopic manifestation of these microscopic shifts is directly reflected in the shape recovery response. In
Figure 8c, the "Kinetic Shift" annotation highlights how the variation of ΔT(χ) advances the onset of angular decay. Crucially, this analysis demonstrates that ΔT(χ) acts as a precise temporal regulator, modulating the exact moment the specimen awakens from its dormant storage phase without significantly altering the slope of the recovery. Finally, the "Slope Δ " observed in the recovery dynamics of
Figure 8d confirms that β(χ) primarily acts as a smoothness regulator for the transition onset. While the overall recovery rate is governed by the relaxation time, β allows for the fine-tuning of the "Recovery Rate Modulation" at the beginning of the process. It captures, as it is evident from the reported zoom-inset, the initial breadth of the glass transition region, showing that a lower β(χ) (red curve) leads to a sharper, more instantaneous start, whereas a higher β(χ) (blue curve) promotes a more gradual departure from the dormant state. The synergy between these two parameters, as demonstrated in this sensitivity framework, proves that the model can be effectively tailored to describe a wide range of PLA/PCL formulations, providing a robust predictive tool for the rational design of smart polymeric structures.
3.3. Stress-Strain Curves: Sensitivity Analysis and Phase Contribution
To evaluate the robustness of the proposed model and account for the inherent variability of experimental-derived elastic moduli for PLA phases, a comprehensive sensitivity analysis was performed. Accordingly,
Figure 9 illustrates the mechanical response of the blend under a
variation of the crystalline (E
c) and amorphous (E
a) moduli, both individually and combined in panel a), b) and c), respectively.
10% variation in the crystalline (Ec) and amorphous (Ea) phase moduli, respectively. (c) Displays the global uncertainty area (shaded) considering the simultaneous variation of both parameters at a calculated crystallinity of χ=15.7%. Panels (d) and (e) quantify the sensitivity to kinematic offsets induced by the inelastic strain (ϵin) and the thermal expansion coefficient (α), highlighting the model's high robustness against horizontal shifts in the constitutive origin and its stability during the thermoforming vitrification process.
The individual phase analysis reveals that the model is significantly more sensitive to the crystalline modulus, as shown in first panel (a). Although the degree of crystallinity is lower than the amorphous fraction (χ≃15.7%), the high intrinsic stiffness of the crystalline domains—typically reported around 4.3 GPa—means that even small percentage uncertainties in Ec propagate more aggressively into the final mechanical prediction. This indicates that the crystalline phase acts as the dominant reinforcing factor, making the overall stiffness of the PLA-rich blend highly dependent on the stability of its crystalline regions. Conversely, as depicted in the panel b), the amorphous phase exhibits a much more moderate influence on the overall stress-strain slope. Despite constituting approximately 84% of the blend's volume, its lower absolute modulus (Ea≃ 266 MPa) results in a limited shift in the effective stiffness for the same percentage of tolerance. This suggests that the mechanical response is relatively robust against fluctuations in the amorphous phase properties, provided the crystalline content remains constant. The global sensitivity analysis presented panel c) represents the simultaneous variation of both parameters, providing a confidence interval for the predicted mechanical response. The resulting shaded uncertainty area encapsulates the potential experimental scattering that might arise from morphological variations in the blend. The proximity of the nominal prediction (red line) to the center of this interval suggests that the model is inherently stable, though it emphasizes that precise characterization of the crystalline fraction is more critical than the amorphous phase properties for the accurate mechanical design of high-PLA content materials.
Crucially, panels (d) and (e) highlight a remarkable robustness of the unified framework against fluctuations in kinematic parameters. Unlike the moduli, the inelastic strain (ϵin) and the thermal expansion coefficient (α) do not alter the slope but govern the horizontal translation of the constitutive origin. The visual overlap of the curves under a 10% variation demonstrates that the proposed model is exceptionally stable, and this relative insensitivity ensures that the mechanical predictions remain reliable even in the presence of minor experimental uncertainties in the thermal or inelastic characterization of the blend. These "shift" parameters dictate the "stress-free threshold" of the material—representing the internal state captured during the thermoforming vitrification process—without compromising the overall predictive accuracy. Moreover, this negligible sensitivity to minor kinematic uncertainties ensures that the observed shape fixity and the minimal springback are governed by a reliable mechanical origin, defining the precise point at which the polymer network begins to bear macroscopic load after cooling.
To conclude, it is worth to note that, as illustrated in all sensitivity plots, the stress response remains null at low strain levels, reflecting a physical activation threshold. This plateau represents the regime where the total applied strain (ϵtot) is consumed to compensate for the cumulative offstes induced by thermal expansion (ϵth) and inelastic component (ϵin). Tensile loading initiates only once ϵtot exceeds this internal strain state, thus highlighting the model’s ability to accurately capture the onset of mechanical response in pre-strained or thermally expanded systems.
3.4. Spatial Strain and Stress Distribution: Sensitivity Analysis and Phase Contribution Illustrate Internal Gradients
The mechanical integrity and the exceptional shape memory performance of the 95PLA/5PCL blend are quantified through the localized multi-scale analysis presented in
Figure 10. Providing a spatial mapping of the internal mechanical state is scientifically imperative, as global geometric observations alone cannot elucidate the complex internal stress redistribution that governs the stability of the thermoformed U-shape. This figure serves as a fundamental bridge between the micro-scale kinematic assumptions and the macro-scale structural reliability, offering a precise visualization of how the vitrification process "locks" the macromolecular orientation induced above the glass transition temperature (T
g).
52 MPa. (c) Moment-curvature (M-κ) relationship: the dashed line quantifies the elastic springback (5.94°), resulting in a final fixed angle of 174.06°.
In Panel (a), the frozen strain profile illustrates the linear kinematic distribution across the 1 mm specimen thickness. Despite the extreme macroscopic rotation required to achieve a 180° U-shape, the local strain field adheres to the Euler-Bernoulli assumption, where plane sections remain plane at the bend apex. The calculation reveals a significant maximum strain of approximately 16.7% at the outer fibers. The mapping clearly distinguishes between the tensile (red-shaded) and compressive (blue-shaded) regions, substantiating that the sample undergoes severe local deformation that would lead to catastrophic failure in neat, brittle PLA, but is here accommodated by the toughening effect of the 5% PCL phase. The resulting internal state after constrained cooling is detailed in the Residual Stress Profile (Panel b). This distribution exhibits a characteristic S-shaped trajectory, providing definitive evidence of stress saturation during the vitrification process. While the central Elastic Core (blue-shaded region) maintains a linear response, the outer Frozen Zones saturate at a residual stress limit of approximately 52 MPa. This saturation represents the maximum entropic stress that the glassy matrix can sustain at room temperature. The explicit force vectors (red and blue arrows) visualize the internal resistive couple, where the saturation plateaus act as "mechanical anchors" that stabilize the deformed state. The calibrated internal moment of 124.06 N·mm serves as the quantitative link to the global recovery behavior.
The transition from local stress to global geometric stability is finalized in the Shape Fixity Analysis (Panel c). The moment-curvature relationship highlights the loading path toward the localized plastic-like hinge and the subsequent elastic unloading (dashed red line) upon release. The steepness of this unloading path is a direct manifestation of the high Shape Fixity of the blend. Mathematically, the model predicts an experimental final angle of 174.06°, corresponding to a minimal springback of only 5.94°. This high fidelity between the intended and achieved geometry confirms that the majority of the mechanical work is successfully dissipated and fixed within the polymer network, with only a negligible elastic fraction remaining to drive the recovery. These results collectively demonstrate that the 95PLA/5PCL blend is an optimized candidate for complex thermoforming applications, ensuring predictable and robust geometric retention under severe curvature.
The localized thermomechanical state at the apex of the U-bent 95PLA/5PCL specimen is comprehensively illustrated in
Figure 11, providing a three-dimensional spatial mapping of the internal stress field and energy dissipation patterns following the thermoforming cycle. The specimen, initially deformed at a temperature exceeding the glass transition (T
g) to exploit the increased macromolecular chain mobility, was subsequently cooled under constraint to "lock" the induced geometric configuration. The localized thermomechanical state at the apex of the U-bent 95PLA/5PCL specimen is comprehensively illustrated in
Figure 11, providing a three-dimensional spatial mapping of the internal stress field and energy dissipation patterns following the thermoforming cycle. The specimen, initially deformed at a temperature exceeding the glass transition (T
g) to exploit the increased macromolecular chain mobility, was subsequently cooled under constraint to "lock" the induced geometric configuration. In this context, Panel (a) presents the residual normal stress distribution across the thickness, characterized by a distinct S-shaped profile that reflects the stress state captured during the vitrification process. Despite the rubbery state facilitated by the heating phase, the cooling below T
g freezes a significant portion of the internal stresses, which saturate at approximately
MPa at the outer fibers. This saturation confirms the formation of a stable mechanical framework where the imposed strain is balanced by the semi-crystalline network of the PLA matrix and the ductile PCL phase, preventing the unphysical stress peaks associated with purely elastic models and ensuring the structural integrity of the localized "plastic hinge."
The physical mechanism underlying the high fidelity of the thermoformed shape is further elucidated by the volumetric energy mapping in Panel (b), which displays the V-shaped trajectory of the plastic dissipated energy density (Udiss). This energy landscape highlights a profound contrast between the neutral axis (y=0), characterized by a narrow "elastic-core" where dissipation is negligible, and the external surfaces, where the dissipated energy peaks at approximately 8000 kJ/m3. This massive energy dissipation represents the mechanical work consumed by irreversible molecular reorientation and entropic relaxation, which is effectively "fixed" during the cooling stage. The stability of the final U-shape, evidenced by an experimental springback of only 5.94° (from 180° to 174.06°), is a direct consequence of this energy-sink mechanism. The PCL fraction plays a pivotal role in this process, acting as a toughening agent that facilitates stable energy dissipation across the outer fibers, thereby shielding the specimen from brittle failure. Consequently, the limited geometric recovery is driven solely by the minimal elastic energy retained in the central filament, demonstrating the exceptional shape fixity and predictive reliability of the 95/5 blend under severe thermoforming conditions.
3.5. Viscoelastic Recovery, Evolution and Speed
The temporal evolution of the shape memory response, aligned with the programmed thermo-mechanical cycle, is illustrated in
Figure 12. The analysis highlights the transition from the shape-fixing stage to the active recovery phase, providing a comprehensive view of the material's sensitivity to thermal triggers.
As shown in
Figure 12 a, by initiating the analysis at t=10 s, the transition from the shape-fixing phase (10–30 s) to the active recovery phase (30–60 s) is clearly visible. During the fixing stage, the specimen maintains a stable deformation; however, a slight recovery is observed as the internal temperature equilibrates, ultimately reaching the stable fixed angle θ
f. This subtle adjustment signifies the final stabilization of the polymer chains in their temporary configuration as the relaxation time effectively 'freezes' the entropic state. Upon the application of the 60°C thermal trigger at t=30s, a distinct latency period is observed due to the thermal lag effect, with the recovery onset occurring only after the internal temperature approaches the T
g value. The characteristic decay time, measured from the trigger onset to the 63.2% recovery point (red marker), is quantified at t=39.7 s (ΔT
rec=9.7 s). This value represents the synergistic effect of the specimen’s thermal inertia and the internal viscoelastic relaxation time [
].
The recovery kinetics, illustrated in
Figure 12 b, quantify this process through the evolution of the transformation rate. As shown by the resulting bell-shaped kinetic curves, the response highlights the competition between the thermal inertia of the specimen and the exponential acceleration of molecular relaxation. Higher bath temperatures drastically reduce the internal viscosity, shifting the peak rate to earlier time intervals and resulting in a more impulsive and complete restoration of the original geometry.
Conversely, at temperatures near the lower bound of the transition region, the recovery is dominated by high resistive forces, leading to a broader and attenuated kinetic response. The sharp peak in the transformation rate confirms that the most significant entropic release occurs within a narrow window after activation, where the maximum transformation velocity is achieved shortly after crossing the effective glass transition temperature .
The thermal sensitivity coefficient, denotes as βth, was numerically quantified at =2.002 deg∙s-1∙°C-1. This parameter serves as a macroscopic indicator of the coupling between the convective heat flux (h) and the structural relaxation of the SMP. Physically, βth represents the efficiency of the energy transfer. A higher value indicates a system where the thermal resistance (proportional to 1/h∙A) is low compared to the mechanical stiffness of the polymer. Interestingly, the peak recovery rate exhibits a high linear correlation (R2=0.9622) with the bath temperature. While molecular relaxation is intrinsically non-linear (often following Arrhenius or VFT dynamics), this linearity is justified by a first-order Taylor expansion of the rate equation within the investigated temperature range. In this convection-limited regime, the kinetic response is primarily governed by the rate of energy inflow (Newton’s Law of Cooling), ensuring a highly predictable and deterministic actuation behavior.
3.7. Sensitivity Overview of Key Parameters
The sensitivity of the 95PLA/5PCL composite to environmental and intrinsic variables is systematically evaluated in the master dashboard of
Figure 14. The figure is organized into twelve subplots, each representing a different aspect of the material response as influenced by variations in a specific parameter. All curves show three conditions: lower bound, nominal value, and upper bound of the parameter under investigation. The results highlight that small changes in material composition or environmental conditions can have significant effects on the performance of PLA/PCL shape memory composites. This master dashboard effectively summarizes the relative influence of each parameter, providing a clear guide for material design and optimization for shape memory applications. The thermal response is primarily dictated by the convective coefficient
h (Subplot a) and the thermal response time
τrt (Subplot b), where higher
h values and reduced
τrt accelerate the approach to the bath temperature, minimizing the characteristic thermal lag. Subplot (c) demonstrates that variations in the initial temperature T
0 introduce a temporal shift in the activation onset, although the system eventually converges toward the stimulus temperature once the activation threshold is crossed. The mechanical and structural integrity of the "frozen" state depends on the interplay between the glass transition temperature and the modulus magnitude. The thermal switching window is highly sensitive to the T
g (Subplot d), which shifts the modulus transition along the time axis, and to the nominal glassy modulus E
g (Subplot e), scaling the overall stiffness. Furthermore, Subplot (f) identifies the base rubbery modulus E
r acts as a scaling factor for the material's stiffness in its high-temperature state; specifically, it dictates the minimum modulus reached during the transition and determines the final plateau value of E after the shape recovery is complete (t > 40 s). Material composition plays a synergistic role; as evidenced in Subplot (g), increasing the PCL fraction acts as a plasticizing agent that primarily scales down the glassy modulus peaks, reducing the overall stiffness of the matrix.
The "sharpness" of this activation is controlled by the transition width ΔTts (Subplot h), where lower values facilitate a near-binary switching, while higher values significantly broaden the transition and lead to a higher residual modulus at equilibrium.
A pivotal observation is found in the relaxation dynamics of Subplot (i). The high-magnification inset reveals that after reaching the peak deformation, a subtle angular adjustment occurs as the polymer chains equilibrate to reach the stable fixed angle θ
f. This highlights the importance of the viscoelastic relaxation time τ
relax in ensuring dimensional stability. The robustness of the shape-fixing phase is validated in Subplot (j), where the model effectively tracks the material's ability to lock in temporary deformations across different R
f targets. However, the most significant performance leap is captured in Subplot (k), which illustrates the sensitivity to the Recovery Bath Temperature. The results demonstrate that increasing the thermal stimulus to 70°C not only accelerates the kinetic response but also enhances the overall recovery efficiency. The inset detail at the 60-second mark reveals a crucial physical insight: the higher thermal energy at 70°C enables the polymer chains to overcome internal viscous constraints more effectively, resulting in a lower residual angle compared to the nominal case as experimentally observed in our previous study [
16]. This confirms that the recovery 'completeness' is a temperature-driven process, where super-heating serves as a catalyst for more exhaustive entropic restoration. Finally, the internal damping of the entropic release is summarized in Subplot (l), where the minimum response time (τ
min) acts as the ultimate kinetic bottleneck. Even under optimal thermal inflow, a high internal friction constant forces a creeping recovery, confirming that the maximum transformation velocity is achieved only when the external thermal stimulus is matched by low internal viscoelastic resistance.
Based 14. it is possible to identify three primary drivers that dictate the functional performance of the 95PLA/5PCL actuator. These parameters represent the fundamental "tuning knobs" for tailoring the deployment speed and reliability: The Thermal Gateway: Glass Transition Temperature (Tg), The Kinetic Bottleneck: Convective Coefficient (h), and The Internal Brake: Minimum Response Time (τmin). The Tg is the most critical material-dependent parameter. A its minor shift does not merely alter the activation timing but fundamentally changes the switching efficiency. Lowering Tg (e.g., through increased PCL content) broadens the operational window but risks premature activation, while a higher Tg ensures a more robust "frozen" state at the cost of a higher thermal trigger threshold. The analysis confirms that the system operates in a convection-limited regime. The convective coefficient h serves as the external "clock" of the actuator: regardless of the internal polymer chemistry, the recovery speed cannot exceed the rate of thermal inflow. Increasing h from 100 to 300 W/m2K linearizes the response and drastically reduces the latency period, making it the primary engineering variable for fast-response soft robotics. While h controls the energy input, τminc governs the internal entropic release. This viscoelastic relaxation constant acts as an internal damping mechanism. Optimizing the polymer's molecular weight and cross-linking density to minimize τmin is therefore essential for achieving high-impulse actuation.