Submitted:
20 November 2025
Posted:
20 November 2025
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Abstract
Keywords:
1. Introduction
2. Literature Review
3. Research Methodology and Data
4. Policy Analysis
4.1. From Centra-Level to City-Level- Upper-Level Energy Policymaking
4.2. County-Level Strategic Objectives and Implementation Pathways
| Category | Residential Rooftop PV | Industrial & Commercial PV | Agrivoltaics / Utility-Scale PV |
| Main Objectives | Increase rural household income; promote common prosperity; utilize idle rooftop space | Reduce electricity costs for enterprises; support green transformation of manufacturing | Maximize land productivity by combining PV with agriculture; achieve large capacity growth |
| Key Stakeholders | Village collectives, farmers, PV investors, local government | Factory owners, PV developers, State Grid | District government, agricultural operators, PV developers |
| Revenue Model | Leasing model: investors rent rooftops and pay fixed annual rent to households (20–50 RMB/panel/year) | Self-consumption with surplus sold to the grid; electricity cost reduction of 15–20% | Electricity sales to grid; agricultural product revenue |
| Main Challenges | Low standardization; variable installation quality; maintenance neglect by small firms | Limited rooftop structural suitability; upfront investment; market price volatility | Land-use compliance; high initial capital; integration of farming and energy systems |
5. Lin'an Practice
5.1. Policy Implementation Stages

5.2. Establishment of a PV Task Force and the Creation of a PV Construction Alliance
| Government Body | Role and responsibility |
| Development and Reform Bureau | Develop an overall development plan and initially identify construction sites for photovoltaic installations |
| State Grid | Provide preliminary grid connection opinions and confirm that the photovoltaic project can be connected to the grid |
| Planning and Natural Resources Bureau | Reconfirm that the land and space requirements for the photovoltaic project comply with regulations, ensuring no conflict with long-term future planning |
| Agriculture and Rural Affairs Bureau | Confirm that the photovoltaic project does not encroach on permanent farmland and provide opinions from the perspective of rural revitalization |
| Environmental Protection Bureau | Provide preliminary opinions on the environmental and ecological aspects of the project construction based on the environmental and ecological conditions of the project site. |
| Water Resources and Hydropower Bureau | Verify whether the photovoltaic project is constructed within river channels, lakes, or reservoirs, and assess whether it will adversely affect water resource utilization |
| Cultural and Tourism Bureau | Review whether the construction of the photovoltaic project complies with landscape management requirements and check for any cultural or historical heritage in the construction area." |
5.3. Formation of a PV Expert Database and Implementation of a Dual Safety Check Acceptance System
6. Discussion
6.1. Policy Instrument Combination and Functional Mechanisms in Lin’an’s PV Governance: A Policy Instrument Theory Perspective
6.1.1. Mandatory Instruments: Institutionalizing Baseline Compliance and Risk Mitigation
6.1.2. Mixed Instruments: Aligning Market Incentives with Governance Objectives
6.1.3. Voluntary Instruments: Facilitating Collaborative Governance and Efficiency Gains
6.1.4. Synergistic Coupling of Instruments: A Dynamic Governance Chain
6.2. Adaptive Governance in Lin’an’s PV Governance—Mechanisms of Flexibility, Collaboration, and Iterative Learning
6.2.1. Adaptive Responses to Central Policy Perturbations: Aligning National Mandates with Local Resources
6.2.2. Adaptive Resolution of Cross-Sectoral Goal Conflicts: Collaborative Integration of Different Objectives
6.2.3. Adaptive Regulation of Market Expansion: Balancing Order and Dynamism Through Dynamic Oversight
- (1)
- Risk-based differentiation: Core enterprises in the PV Construction Alliance with proven compliance records received streamlined reviews, while new or high-risk enterprises underwent enhanced oversight like pre-construction module testing, quarterly maintenance audits. This avoided overburdening reliable actors while targeting risks—reflecting adaptive governance’s focus on “proportional intervention” (Rijke et al., 2012).
- (2)
- Credit-driven feedback: Enterprise performance was formalized into a dynamic credit rating database, which determined eligibility for future projects. Poorly rated enterprises were suspended, while high-performing ones gained priority access to resources (e.g., rooftop contracts)—creating incentives for self-regulation.
- (3)
- Iterative rule refinement: The government revised the credit criteria based on enterprise and household feedback to address unforeseen gaps (e.g., enterprises ignoring maintenance requests).
7. Conclusions
Appendix A
| Regulation/Plan/Opinion | Year | Policy highlights |
| National-level Solar PV policies | ||
| 14th Five-Year Plan for Renewable Energy Development | 2021 | Outlined targets for 20% non-fossil energy consumption and 60% renewable power capacity by 2025, prioritizing PV-storage integration, regional distribution (e.g., rooftop PV in urban areas, utility-scale bases in western regions). |
| Notice on Announcing the List of Pilot Counties (Cities, Districts) for Rooftop Distributed Photovoltaic Development | 2021 | Launched pilot programs to mandate rooftop PV installation ratios (50% for government buildings, 40% for public facilities, 30% for commercial/industrial, 20% for residential) to scale up distributed PV across counties. |
| Notice on Issuing the Action Plan for Innovative Development of the Smart Photovoltaic Industry (2021–2025) | 2021 | Accelerated R&D and deployment of smart PV technologies (e.g., 5G-integrated, BIPV) and promoted applications in digital energy systems to drive industrial upgrading. |
| Implementation Plan for Promoting High-Quality Development of New Energy in the New Era | 2022 | Set a 1.2 billion kW wind/PV installed capacity target by 2030, supported large-scale desert/desert Gobi PV bases, and integrated PV with rural revitalization and building sectors for holistic low-carbon development. |
| Notice on Continuing the Grid-Parity Policy for New Wind Power and Photovoltaic Power Generation Projects in 2022 | 2022 | Ended subsidies for new PV projects in 2022, mandating grid-parity pricing linked to local coal-fired power benchmarks and encouraging participation in market-based electricity trading. |
| Notice on Supporting the Development of the Photovoltaic Power Generation Industry and Regulating Land Use Management | 2023 | Issued to support the growth of the photovoltaic power generation industry while regulating land use management, including standardizing land approval procedures, defining suitable land categories for PV projects, and ensuring compliance with ecological and agricultural protection requirements to promote sustainable development. |
| Guidance on Vigorously Implementing Renewable Energy Replacement Actions | 2024 | Aimed for 1.1 billion tons of standard coal equivalent in renewable energy consumption by 2025, pushing PV adoption in industrial, transportation, and building sectors to replace fossil fuels. |
| Standards and Conditions for the Photovoltaic Manufacturing Industry (2024 Edition) | 2024 | Raised capital requirements (30% project equity) and technical/energy efficiency standards for PV manufacturing to curb low-level capacity expansion and promote high-quality production. |
| Administrative Measures for the Development and Construction of Distributed Photovoltaic Power Generation | 2024 | Standardized procedures for distributed PV project approval and grid connection, requiring large commercial/industrial projects to adopt "self-consumption" models for efficient energy use. |
| Province-level Solar PV policies | ||
| Zhejiang Province Renewable Energy Development 14th Five-Year Plan (2021–2025) | 2021 | Outlined targets and strategies to scale up renewable energy, prioritizing distributed and utility-scale photovoltaic (PV) development across Zhejiang during the 14th Five-Year Plan period. |
| Guidelines for Promoting Whole County (City/District) Distributed Photovoltaic Development in Zhejiang Province | 2021 | Guided standardized approaches to accelerate rooftop and distributed PV deployment at the county level, specifying installation targets for different sectors (government, commercial, residential) to boost decentralized solar energy adoption. |
| Implementation Plan for Large-Scale Distributed Photovoltaic Development Pilots in Zhejiang Counties (Cities/Districts) | 2021 | Launched pilot programs to test scalable models for county-wide distributed PV expansion, focusing on streamlined approval processes, grid integration, and stakeholder collaboration to replicate successful practices province-wide. |
| Action Plan for High-Quality Development of Zhejiang Province's Photovoltaic Industry | 2022 | Aimed to enhance the competitiveness of Zhejiang’s PV industry through technological innovation, supply chain optimization, and market expansion, fostering a sustainable ecosystem from manufacturing to project deployment. |
| City-level Solar PV policies | ||
| Hangzhou City's Energy Development (Renewable Energy) 14th Five-Year Plan | 2021 | Outlined targets and strategies to expand renewable energy, prioritizing photovoltaic (PV) deployment across Hangzhou during the 14th Five-Year Plan period to advance low-carbon energy transitions. |
| Implementation Opinions on Further Accelerating the Construction of Photovoltaic Projects in Hangzhou | 2022 | Aimed to streamline PV project development in Hangzhou through simplified approval processes, incentives, and interagency coordination to fast-track installation and grid integration. |
| Detailed Rules for Subsidy Distribution of Photovoltaic Projects in Hangzhou | 2023 | Specified eligibility criteria, calculation methods, and procedures for distributing financial subsidies to PV projects in Hangzhou. |
| National Carbon Peak Pilot Implementation Plan (Hangzhou) | 2024 | Launched pilot initiatives in Hangzhou to achieve carbon peak goals by promoting PV adoption, energy efficiency, and low-carbon technologies across industries, buildings, and transportation. |
| Service Guide for Distributed Photovoltaic Projects in Hangzhou (2024 Edition) | 2024 | Provided a step-by-step guide for developing distributed PV projects in Hangzhou, covering application processes, technical standards, and stakeholder responsibilities to facilitate project implementation. |
| County-level Solar PV policies | ||
| 14th Five-Year Photovoltaic Power Development Plan for Lin'an District, Hangzhou City (2021–2025) | 2021 | Detailed regional targets and action plans for Lin'an District to scale up PV installations, integrating distributed rooftop systems and utility-scale projects to boost local renewable energy self-sufficiency. |
| Guidelines for Life Cycle Management of Photovoltaic Project Construction in Lin'an District | 2023 | Established standards for the entire lifecycle of PV projects in Lin'an, including planning, construction, operation, and decommissioning, to ensure safety, environmental compliance, and long-term sustainability. |
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