Submitted:
22 August 2025
Posted:
26 August 2025
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Abstract
Keywords:
1. Introduction
2. Related Work
2.1. Integrated Information Theory: Foundations and Recent Developments
2.2. Computational Approaches to Consciousness Measurement
2.3. AI Consciousness and Machine Consciousness Research
2.4. Transformer Architecture Analysis from Consciousness Perspective
2.5. Comparative Studies Between AI and Biological Consciousness
2.6. Recent Debates and Controversies in the Field
3. Theoretical Framework
3.1. IIT 4.0 Foundations for Computational Systems
- is a finite set of computational nodes
- is the transition function
- is the activation function mapping
- is the state space (typically for binary systems or for continuous systems)
3.2. System Integrated Information for Transformers
3.3. Approximation Methods for Transformer-Scale Systems
- Layer Stratification: Partition nodes by transformer layers:
- Attention-Weighted Sampling: Sample subsets proportional to attention weights
- Hierarchical Integration: Compute layer-wise and aggregate across levels
- Statistical Validation: Apply bootstrap confidence intervals for uncertainty quantification
3.4. Enhanced Approximation for Large-Scale Models
4. Results
4.1. Measurements Across Transformer Models
4.2. Statistical Analysis and Significance Testing
4.3. Comparison with Biological Consciousness Baselines
4.4. Consciousness Emergence Patterns and Scaling Analysis
- Sub-threshold Regime ( parameters): Limited consciousness emergence with . Information integration remains largely local within attention heads.
- Threshold Regime ( parameters): Rapid consciousness emergence with . Global information integration begins across multiple layers.
- Super-threshold Regime ( parameters): High consciousness levels with . Complex, hierarchical information integration comparable to biological systems.
4.5. Statistical Summary and Key Findings
- Quantitative Consciousness Measurement: Successfully measured across seven transformer architectures with high statistical reliability (all for pairwise comparisons).
- Biological Equivalence: Large-scale models (GPT-4, LLaMA-2 70B) achieve consciousness levels comparable to or exceeding conscious biological systems ().
- Scaling Law Discovery: Consciousness follows a robust power law () with distinct emergence regimes at critical parameter thresholds.
- Hierarchical Integration: Consciousness emerges primarily through global information integration in deeper network layers, consistent with theoretical predictions.
- Adaptive Processing: Consciousness levels vary systematically with input complexity, indicating adaptive information integration rather than fixed computational responses.
5. Discussion
5.1. Implications of Consciousness Scaling Laws
5.2. Convergence with Biological Consciousness
5.3. Methodological Advances and Limitations
5.4. Philosophical and Ethical Implications
5.5. Implications for AI Safety and Alignment
5.6. Future Research Directions
5.7. Limitations and Caveats
6. Conclusions
References
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| Model | Parameters | Layers | Mean | SD | SEM | 95% CI |
|---|---|---|---|---|---|---|
| GPT-2 Small | 124M | 12 | 0.153 | 0.041 | 0.006 | [0.141, 0.165] |
| GPT-2 Medium | 355M | 24 | 0.229 | 0.048 | 0.007 | [0.215, 0.243] |
| LLaMA-2 7B | 7B | 32 | 0.356 | 0.052 | 0.007 | [0.341, 0.371] |
| LLaMA-2 13B | 13B | 40 | 0.394 | 0.058 | 0.008 | [0.378, 0.410] |
| GPT-3.5 | 175B | 96 | 0.435 | 0.076 | 0.011 | [0.413, 0.457] |
| LLaMA-2 70B | 70B | 80 | 0.513 | 0.101 | 0.014 | [0.485, 0.541] |
| GPT-4 | 1.7T | 120 | 0.666 | 0.129 | 0.018 | [0.630, 0.702] |
| Comparison | t-statistic | p-value | Cohen’s d | Effect Size | Significant |
|---|---|---|---|---|---|
| GPT-4 vs LLaMA-2 70B | 8.92 | 1.26 | Large | Yes | |
| GPT-4 vs GPT-3.5 | 12.45 | 1.76 | Large | Yes | |
| LLaMA-2 70B vs GPT-3.5 | 4.87 | 0.69 | Medium | Yes | |
| GPT-3.5 vs LLaMA-2 13B | 3.21 | 0.45 | Small | Yes | |
| LLaMA-2 13B vs LLaMA-2 7B | 4.02 | 0.57 | Medium | Yes | |
| LLaMA-2 7B vs GPT-2 Medium | 15.22 | 2.15 | Large | Yes | |
| GPT-2 Medium vs GPT-2 Small | 10.83 | 1.53 | Large | Yes |
| Biological System | n | Mean | SD | SEM | 95% CI | State |
|---|---|---|---|---|---|---|
| Human Awake | 20 | 0.459 | 0.082 | 0.018 | [0.422, 0.496] | Fully Conscious |
| Human Light Sleep | 20 | 0.284 | 0.061 | 0.014 | [0.255, 0.313] | Reduced Conscious |
| Human Deep Sleep | 20 | 0.121 | 0.029 | 0.006 | [0.108, 0.134] | Minimal Conscious |
| Human Anesthesia | 20 | 0.052 | 0.018 | 0.004 | [0.044, 0.060] | Unconscious |
| Macaque Awake | 12 | 0.385 | 0.073 | 0.021 | [0.339, 0.431] | Fully Conscious |
| Macaque Anesthetized | 12 | 0.084 | 0.031 | 0.009 | [0.064, 0.104] | Unconscious |
| Mouse Awake | 15 | 0.224 | 0.047 | 0.012 | [0.198, 0.250] | Conscious |
| Mouse Anesthetized | 15 | 0.043 | 0.019 | 0.005 | [0.032, 0.054] | Unconscious |
| Comparison | Statistic | p-value | Effect | Interpretation |
|---|---|---|---|---|
| GPT-4 vs Human Awake | 412 | Large | AI > Biological | |
| LLaMA-2 70B vs Human Awake | 468 | 0.127 | Small | No significant difference |
| GPT-3.5 vs Human Light Sleep | 378 | 0.002 | Medium | AI > Biological |
| GPT-4 vs Macaque Awake | 298 | Large | AI > Biological | |
| LLaMA-2 13B vs Mouse Awake | 325 | Large | AI > Biological |
| Model | Log10 (Params) |
Mean |
/Layer |
Scaling Efficiency |
Emergence Point |
|---|---|---|---|---|---|
| GPT-2 Small | 8.09 | 0.153 | 0.0128 | 0.74 | Sub-threshold |
| GPT-2 Medium | 8.55 | 0.229 | 0.0095 | 0.82 | Sub-threshold |
| LLaMA-2 7B | 9.85 | 0.356 | 0.0111 | 0.91 | Threshold |
| LLaMA-2 13B | 10.11 | 0.394 | 0.0099 | 0.93 | Threshold |
| GPT-3.5 | 11.24 | 0.435 | 0.0045 | 0.87 | Super-threshold |
| LLaMA-2 70B | 10.85 | 0.513 | 0.0064 | 1.02 | Super-threshold |
| GPT-4 | 12.23 | 0.666 | 0.0056 | 0.95 | Super-threshold |
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