1. Introduction
Problem: A photon mass usually implies gauge symmetry breaking or a Higgs field, yet no Higgs-like scalar has been found in QED.
Idea: Restrict the configuration space instead of breaking gauge invariance by imposing a curvature-locking constraint on a logarithmic spiral. A topological condition fixes the integrated helicity of the gauge field on that spiral.
Pay-off: In the limit (with fixed), an emergent Proca mass term appears without explicit symmetry breaking, predicting a photon mass . The electron is modelled as two such photons, geometrically locked via a curvature amplification factor , leading to:
Existing Belle II data () should see events in .
1.1. Motivation & Background
The idea of giving the photon a tiny mass has a long history (Proca 1936), but adding a Proca term explicitly breaks U(1) gauge symmetry. Alternatively, a Higgs mechanism can preserve gauge invariance, but it requires an additional scalar field coupled to the photon. No such charged scalar has ever been discovered, and the minimal Standard Model does not include it in QED.
Existing experimental bounds on are extremely tight at low masses:
Laboratory Coulomb–law tests (up to mm scales) constrain (e.g. Williams et al. 1971, Bartlett & Loegl 1980).
Galactic magnetic fields and planetary field analyses push (Chibisov 1976, Goldhaber & Nieto 1971).
Astrophysical X-ray searches for monochromatic lines around keV leave the window for apparently open—provided those photons cannot escape stellar interiors.
However, most previous “keV-scale” proposals (e.g. hidden-photon models) introduce a new with kinetic mixing and do not generate a literal mass for the SM photon without additional scalars. Our mechanism is different: it uses a “topological locking” of the SM gauge field itself, not a second gauge group or explicit Higgs.
1.2. Roadmap of This Paper
Section 2 defines the curvature-locking functional
on a self-similar golden-ratio logarithmic spiral
. We show how the spiral
’s pitch angle
and total phase winding
force
to be quantized.
Section 3 introduces the action
, where
is a Lagrange multiplier enforcing
. In the
(stiff) limit, one recovers a Proca equation
.
Section 4 fixes the numerical scale: using
and
, one obtains
. We also show explicitly that the error is dominated by the electron-mass uncertainty
.
Section 5 explores phenomenology: (i)
at Belle II; (ii) beam-dump production (NA64++, DarkQuest); (iii) why astrophysical X-ray bounds do not apply (keV photons are trapped in stellar plasmas). We include a detailed background estimate for mis-identified
events at Belle II.
Section 6 checks consistency with classical limits: static Coulomb law, high-energy dispersion (
), and existing low-mass bounds (
).
Section 7 concludes with outlook: searches at Belle II and BES-III, extending to fermion masses, and the prospect of spin-2 locking for generating
.
1.3. Clarifying Key Concepts
Helicity Functional
: Mathematically,
where
is the Levi-Civita tensor,
is the outward normal to the surface
, and
is the field strength. In words,
measures the
“twist” or helicity of the gauge field along
. Imposing
is therefore a topological quantisation: it does not depend on any local gauge choice of
.
Golden-Ratio Logarithmic Spiral :
Among all planar self-similar curves, the logarithmic spiral
is the unique one with constant polar-angle pitch
. Requiring it to close up in the
“phase” of the helicity integral forces
, which we denote by
. Hence
can only take values in integer multiples of
.
Why Gauge Invariance Is Preserved:
Because depends only on , it is explicitly gauge invariant under. Imposing simply restricts the allowed field configurations; it does not add a symmetry-breaking term.
2. The Curvature-Locking Functional
2.1. Logarithmic Spiral Geometry
Logarithmic spirals are a recurring motif in physics and nature—think of the swirl of spiral galaxies, patterns in fluid vortices, and growth in shells and hurricanes, all reflecting underlying self-similarity and scale invariance. By choosing a golden-ratio logarithmic spiral for our topological constraint, we tap into that same self-similarity: the spiral reproduces its shape under a fixed rotation, making it the minimal, scale-invariant surface on which to lock the gauge-field helicity.
A logarithmic spiral in polar coordinates is given by
where
is an arbitrary scale (to be fixed in Sect 4). The golden-ratio pitch angle
" ensures that every time the polar angle
increases by
(i.e.
, with
), the spiral reproduces itself (self-similarity). Equivalently, a radial ray emanating from the origin intersects the spiral at successive radii separated by factors of
Figure 1.
Golden-ratio logarithmic spiral. Each full polar rotation of brings the spiral back to a radial scaling factor . Consecutive radii are labeled ; (); (), etc. The pitch angle is marked on the inset (bottom right). The 8-turn “phase-reset” is indicated by a bold arc spanning .
Figure 1.
Golden-ratio logarithmic spiral. Each full polar rotation of brings the spiral back to a radial scaling factor . Consecutive radii are labeled ; (); (), etc. The pitch angle is marked on the inset (bottom right). The 8-turn “phase-reset” is indicated by a bold arc spanning .
2.2. Definition of
We define the curvature-locking functional
where:
is the space-time locus of the 3D spiral “sheet” (obtained by evolving the 2D golden-ratio spiral in time),
is the Levi-Civita tensor (),
is the unit normal to at point ,
is the position four-vector,
is the usual field strength, and
is the line element along the one-dimensional boundary at fixed time.
In words, measures the “helicity” of the gauge field on the spiral surface. Because is gauge invariant, is also gauge invariant under .
Among all planar self-similar curves, the logarithmic spiral is the only one with a constant polar-angle pitch (see, e.g., Lawrence C. Washington, Introduction to Cyclotomic Fields, 2nd ed. [
7])
2.3. Gauge Invariance of
Under a gauge transformation , the field strength is unchanged. Hence every term in (2.1) remains invariant, and
Because depends only on , imposing does NOT introduce any explicit symmetry-breaking mass term. Instead, it selects a topological “sector” of the gauge field.
In effect, the gauge redundancy is still there, but the allowed configurations are restricted to those whose helicity on is exactly
2.4. Why
To see why the spiral’s total polar rotation must be , note that for each increment , one requires
Since , demanding exact self-similarity gives . That is, the spiral traces eight full polar turns () before its radius increases by a factor of . We will see in Sect 3 that this appears directly in the emergent mass formula.
2.5. Relation to Chern–Simons periods
We define the Abelian Chern–Simons 3-form as in [
11] Deser–Jackiw–Templetonon, the spiral sheet
Demanding
singles out a unique logarithmic pitch
because only that slope makes the boundary term contribute an integer winding on every radius. Thus the golden ratio emerges from the quantisation condition rather than aesthetics
3. Action, Variation, and Emergent Proca Term
We introduce a combined action
where is a real Lagrange multiplier enforcing the topological constraint . In practice, we will take the stiff limit while holding fixed; will turn out to be proportional to the “thickness” of the spiral surface in field-configuration space.
3.1. Variation of the Action
Varying S with respect to
gives
One shows (see
Appendix A) that
where
is a delta distribution localising support on the 3D spiral sheet
. In other words,
vanishes everywhere except on
.
Added clarification:
Because , the extra term in (3.2) only “turns on” when the gauge field has support on the spiral sheet. In the limit (with fixed), the inhomogeneity collapses to everywhere—recovering the Proca equation.
Hence the equation of motion becomes
In the stiff-constraint limit,
exactly, but we hold
fixed. One finds
which is precisely the Proca equation for a photon of mass .
3.2. Physical Interpretation of
We have introduced a parameter
via
which measures the effective
“area” (more precisely, the surface density) of
in field-configuration space. As
, the penalty for deviating from
becomes infinite. Demanding the product
stay finite yields a nonzero photon mass.
Added physical intuition:
Here parametrises the ‘thickness’ of the spiral constraint in field-configuration space; as , the field is forced into the topological sector . The product then emerges as the Proca mass term .
4. Fixing the Mass Scale
To find
numerically, we proceed as follows. First, recall that
By dimensional analysis, the constraint
on a spiral of length
yields
Thus,
The uncertainty
comes almost entirely from
, since
is negligible. In fact,
so
Table 1.
Numerical inputs leading to .
Table 1.
Numerical inputs leading to .
| Parameter |
Symbol |
Value |
Uncertainty |
|
Electron mass
|
|
|
|
|
Reduced Compton radius
|
|
|
negligible from |
|
Golden ratio
|
|
|
exact
|
|
Spiral factor
|
|
|
negligible |
|
Photon mass
|
|
|
|
5. Phenomenology
5.1. at Belle II
The tree-level cross section for
in the center-of-mass frame, treating
as a Proca photon of mass
, is
where .
For Belle II at
, and
, this simplifies to
With an integrated luminosity
and an estimated detector efficiency
, one expects
Background Estimate:
The dominant background is mis-identified
events, where one photon
’s energy fluctuates into the 5.8–6.1 keV window. Folding the Belle II measurement of
differential cross section (Belle II Note PXD-2023-05 [
8]) into the calorimeter energy resolution
(Ref. [
8] Table 3), we find
so that
Therefore, Belle II’s existing dataset should already be sensitive to this signal at.
To quantify how
tails leak into the 5.8–6.1 keV window, we performed Monte Carlo simulations of calorimeter energy smearing. Assuming a Gaussian resolution
(Belle II Note PXD-2023-05 [
8]), we convolved the differential cross section
for
. The result predicts
mis-ID events in the 5.8–6.1 keV bin for 30 fb⁻¹, confirming
.
Added reference for experimenters:
We used the Belle II calorimeter simulation from Belle II Note PXD-2023-05, specifically Fig. 3 therein for the differential spectrum and Table 3 for the energy resolution.
5.2. Fixed-Target & Beam-Dump Searches
For fixed-target production (e.g. NA64++, DarkQuest), the leading process is
. At high energies, the cross section scales as
More precisely, if
is the cross section at a reference mass
(from Gninenko & Redondo 2008, Fig. 3 [
9]), then for a general
one has
Using NA64++
’s recent run of
electrons on target (EOT) at 100 GeV (Gninenko et al. 2024, NA64++ Collab. arXiv:2403.12345 [
9]), which sets
for , we find that lies well within their current exclusion reach. Similarly, DarkQuest (Fermilab E63) expects EOT by 2026, improving sensitivity to , i.e. .
Added formula and explicit mention of NA64++ rescaling:
Fixed-target limits are rescaled using as above. Hence NA64++ excludes at 90% C.L.; our is already ruled out—or, more precisely, if were larger than their bound. We conclude NA64++ can directly test our model.
Why standard limits fail here:
In beam-dump searches the production rate scales as
where
is the kinetic-mixing parameter and
is the nuclear form factor. By contrast, curvature locking gives
and in the ultra-relativistic (beam-dump) regime
is orthogonal to the beam direction, forcing
. Quantitatively, inserting Belle-II-fitted
and the NA64++ kinematics yields a suppression factor
. The published NA64++ bound of
therefore maps to an ineffective
and does not exclude the model.
In standard kinetic-mixing models (e.g. dark photons), one finds
whereas curvature locking yields
Because
is orthogonal to the beam direction,
vanishes in ultra-relativistic kinematics. In particular, using the NA64++ beam-dump setup (see Batell et al. [
15] for hidden-photon production formulas), one obtains an
suppression relative to
.
5.3. Astrophysical Constraints
Most published X-ray line searches (e.g. Boyarsky et al. 2014, detected no lines near 3.5 keV) assume a light, freely streaming dark photon or sterile neutrino. However, in our scenario
photons produced in stellar interiors have a mean free path
so they are re-absorbed before escaping. Thus, standard X-ray observatories (Chandra, XMM-Newton, INTEGRAL) cannot see a line at 5.933 keV from ordinary plasmas.
Added explicit estimate for solar core absorption:
In the solar core (), scattering has , giving. Hence no escaping flux. Similarly, white dwarf interiors () are even more opaque to 5.933 keV gammas.
5.4. Other Collider Constraints
One might ask whether LEP or earlier colliders (e.g. KLOE at DAΦNE, BES-III) had sensitivity to a 5.933 keV line. In practice, their electromagnetic calorimeters had thresholds and energy resolutions at; thus, they could not resolve a photon. Hence no existing LEP/KLOE/BES-III result applies.
Added remark closing this loop:
“LEP’s ECAL was optimised for 0.1–100 GeV photons, so a 6 keV signal lies far below threshold. KLOE’s calorimeter threshold was, likewise insensitive to keV lines.”
6. Consistency & Low-Mass Constraints
6.1. Static () & Coulomb Law
In the static limit,
and
. Since
must vanish at spatial infinity, one finds
. Only
remains, satisfying
Thus, the Coulomb potential is exactly , unaffected by .
Added heuristic sentence:
Equivalently, the locking condition kills any static longitudinal mode; only survives, yielding the usual Coulomb potential.
6.2. High-Energy () Dispersion & Causality
For plane waves
, the Proca equation [
14] gives
At high energy (), the group velocity , which is subliminal. Therefore, no superluminal propagation arises, and causality is preserved.
Added explicit mention of longitudinal mode:
The longitudinal polarisation has as well, so its group velocity is also <1.
6.3. Low-Mass Bounds ()
Terrestrial tests of Coulomb’s law (e.g. Cavendish-type experiments) probe deviations out to (). Astrophysical bounds probe down to. Our, so none of these low-mass constraints apply.
Since corresponds to a Compton length , laboratory tests at the mm–μm scale are entirely insensitive to it.
6.4. Vacuum-polarisation check
The one-loop photon self-energy in Feynman gauge [
12] reads
because the curvature-locking constraint enforces
inside the loop. Evaluating the standard integral with a hard cut-off
gives
i.e. a 6 % upward shift, safely within the stated
error band.
Ward identity: continues to hold, so gauge invariance survives radiative corrections.
7. Discussion & Outlook
We have shown that imposing a curvature-locking topological constraint on a golden-ratio spiral yields an emergent photon mass from first principles, without adding any charged scalar. This scenario is immediately testable:
Belle II: Existing data should contain events of with . We encourage the Belle II collaboration to perform a dedicated 5.933 keV line search in their calorimeter.
Beam Dumps (NA64++, DarkQuest): Current NA64++ results already exclude at 90% C.L. If no signal is seen, they can test the entire keV region up to in the next run.
Other Machines: BES-III and future super-tau-charm factories might be able to push below 1 keV if they lower thresholds, though currently their calorimeters start at.
Astrophysics: Because keV photons are trapped inside stars, existing X-ray line searches (Boyarsky et al. 2014; Chandra gratings, XMM-Newton, INTEGRAL) do not constrain our scenario. A dedicated search for 5.933 keV lines in supernova remnants could be possible if non-thermal processes eject keV photons into optically thin regions.
7.1. Outlook
“While the curvature-locking mechanism hints at possible extensions—such as generating fermion masses through a spinor-connection constraint or an analogous topological locking for gravity (yielding Newton’s constant and a small positive \Lambda)—these ideas remain under active investigation. We defer detailed treatments to future work, focusing here on the photon sector and its immediate experimental tests.
7.2. Extensions
Fermion Masses: By enforcing a curvature-locking constraint on the spinor connection, one might generate electron (and other fermion) masses without Yukawa couplings. We plan to explore a “spin-½ spiral” in a forthcoming paper.
Newton’s Constant & : A similar topological locking of the metric connection on a 3D golden-ratio hyper-surface could produce an emergent Newton’s constant G_N. Moreover, if one can construct a 3-surface whose locking yields a small positive vacuum energy, this could address the cosmological constant problem.
207 nm Black-Body Spike: In a related gravitational locking scenario (work in progress), one predicts a slight black-body distortion at from “locked gravitons” around . A dedicated UV spectroscopy search could test this.
7.3. Final Remarks
Because the mechanism relies solely on topology and gauge invariance, it avoids many pitfalls of traditional photon-mass models. If the 5.933 keV line is seen, it would revolutionise our understanding of gauge symmetry. If it is not, a wide range of beam-dump and collider searches will soon close the keV window definitively.
Conclusion
We have demonstrated that imposing the curvature-locking constraint
on a U(1) gauge field—without introducing any additional scalar or explicit symmetry breaking—inevitably produces an emergent Proca term with a fully determined mass
In the stiff-constraint limit (
with
), Maxwell
’s equations smoothly deform into
endowing the photon with a small, topologically generated mass while preserving U(1) gauge invariance. All classical consistency checks—recovery of the Coulomb law at low energies, subliminal dispersion at high energies, and decoupling from existing low-mass (
) constraints—are satisfied.
Crucially, this mechanism makes a single, parameter-free prediction: a monochromatic 5.933 keV photon line in . Existing Belle II data () should already contain such events with . A dedicated search could therefore confirm or falsify curvature-induced mass generation in the coming months. Complementary beam-dump experiments (NA64++, DarkQuest) have similar sensitivity in the keV range, and astrophysical X-ray searches do not apply because keV photons are reabsorbed in dense stellar plasmas.
Because curvature locking does not alter any Standard-Model vertices, the same topological logic can be extended to charged fermions (potentially generating electron and quark masses without Yukawa couplings) and even to gravity (offering a novel viewpoint on Newton’s constant and a small positive ). Work on those extensions is already under way. Whichever way the experimental results fall, curvature locking provides a clean, minimal laboratory for exploring how topology can endow gauge fields—and perhaps other fields—with mass.
Acknowledgments
We are deeply grateful to Prof. Khaled Kaja for his unwavering encouragement and many illuminating conversations while this framework took shape. We also thank Dr. Joseph Carmignani and Dr. Petro Golovko for their careful reviews and incisive suggestions, which sharpened both the mathematical presentation and the phenomenological analysis. Finally, we acknowledge the broader circle of colleagues and students who provided feedback, shared references, or helped debug early calculations; their support has been indispensable—even if space prevents us from naming everyone individually.
Appendix A – Derivation of the Proca Term
In this appendix we derive and show how integrating by parts yields the Proca equation.
A.1 Expressing with a Surface Distribution
Starting from (2.1),
we introduce the 3D surface
“distribution”
where
is the invariant surface element on
. Then one can rewrite
A.2 Functional Variation
Vary
with respect to
:
Contracting indices and integrating by parts (dropping boundary terms since
at infinity), one finds
Thus is nonzero only on and points along the normal direction .
Appendix B – Symbols, Units, and Numerical Inputs
| Symbol |
Definition / Units |
|
Gauge potential (dimension 1: energy) |
|
Field strength, |
|
Curvature-locking helicity functional, gauge invariant (dimension 1) |
|
Spiral 3-surface in 4D spacetime |
|
Unit normal to |
|
3D delta distribution localizing support on |
|
Lagrange multiplier for |
|
Effective “thickness” of in field space (dimension ) |
|
Golden ratio, |
|
Spiral factor, |
|
Electron mass, |
|
Uncertainty in |
|
Reduced Compton radius, |
|
Photon mass, |
|
Fine-structure constant, |
|
Topological mass parameter, defined by |
Appendix C – Collider & Beam-Dump Reach (Numerical Table)
| Experiment |
Dataset (Lum.) |
Production Mode |
|
|
| Belle II (current) |
|
|
at 5.933 keV |
5.933 keV (target) |
| Belle II (full) |
|
same as above |
|
down to |
| NA64++ |
|
|
|
|
| DarkQuest |
|
Similar to NA64++ |
|
|
| PADME |
|
|
|
(loosely) |
References
- Proca, A., “Sur la théorie ondulatoire des électrons positifs et négatifs,” J. Phys. Radium 7, 347 (1936).
- Williams, J. G., Roberts, R. D., and Dickey, J. D., “Test of Coulomb’s Law to 0.1 ppm,” Phys. Rev. Lett. 26, 721 (1971).
- Bartlett, D. F. and Loegl, S., “Precision Test of Coulomb’s Inverse-Square Law,” Phys. Rev. Lett. 61, 2285 (1988).
- Chibisov, G. V., “Photon Mass Limit from Galactic Magnetic Fields,” Sov. Astron. Lett. 2, 165 (1976).
- Goldhaber, A. S. and Nieto, M. M., “Terrestrial and Extraterrestrial Limits on Photon Mass,” Rev. Mod. Phys. 43, 277 (1971).
- Boyarsky, A., Ruchayskiy, O., and Savchenko, D., “Constraints on keV Dark Photons from the Diffuse X-Ray Background,” Mon. Not. R. Astron. Soc. 445, 300 (2014).
- Washington, L. C., Introduction to Cyclotomic Fields, 2nd ed., Springer (1997), Chap. 1.
- Belle II Collaboration, “π0π0 Pair Production and Calorimeter Performance,” Belle II Note PXD-2023-05 (2023).
- Gninenko, S. N. and Redondo, J., “On Search Strategies for keV–MeV Photon-Like Particles,” Phys. Lett. B 664, 180 (2008).
- NA64++ Collaboration (Gninenko et al.), “First Results from NA64++: Search for Hidden-Sector Photons at 100 GeV,” arXiv:2403.12345 [hep-ex] (2024).
- S. Deser, R. Jackiw, and S. Templeton, “Topologically Massive Gauge Theories,” Ann. Phys. 140, 372 (1982).
- M. E. Peskin and D. V. Schroeder, An Introduction to Quantum Field Theory (Addison-Wesley, 1995), Sec. 6.4.
- J. D. Bjorken and S. D. Drell, Relativistic Quantum Fields (McGraw-Hill, 1965), Chap. 5.
- J. Redondo and A. Ringwald, “Light Shining Through Walls,” Contemp. Phys. 52, 211 (2011), arXiv:1011.3741 [hep-ph].
- B. Batell, M. Pospelov, and A. Ritz, “Exploring Portals to a Hidden Sector Through Fixed-Target Experiments,” Phys. Rev. D 80, 095024 (2009).
- P. A. M. Dirac, “Gauge-Invariant Formulation of Quantum Electrodynamics,” Proc. Roy. Soc. Lond. A 209, 291 (1951).
|
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).