3.1. Overview of the Drought Event
Figure 1 presents the percentage anomaly of total summer precipitation in 2022 relative to the average summer precipitation from 1991 to 2020. It is evident that the entire Yangtze River Basin, as well as most of southern China (with the exception of Guangdong), experienced significant negative anomalies. This suggests that both the Yangtze River Basin and a large portion of southern China endured extreme drought conditions during the summer of 2022.
Figure 2 illustrates the daily precipitation evolution and SWAP index for the middle and lower reaches of the Yangtze River over the first eight months of 2022, with the climatological mean overlaid for comparison. The figure shows a strong correspondence between the peak values of both precipitation and the SWAP index, indicating that the SWAP trend closely tracks variations in precipitation. This consistency implies that SWAP effectively captures the temporal dynamics of drought evolution and may serve as a valuable tool for real-time assessment of drought severity.
The daily precipitation variation shown in
Figure 2a reveals that the first half of 2022 generally experienced wet conditions, with more days of precipitation exceeding the climatological average and substantial rainfall amounts. However, there were also several consecutive periods with little to no precipitation, such as in mid-January, early March, and from early to mid-April. Starting in June, most days exhibited precipitation levels below the climatological average, indicating a transition to relatively dry conditions, although there were still occasional days with rainfall exceeding the climatological mean. Despite scarce precipitation around early August, continuous rainfall during this period brought the region into a near-normal state, characterized by neither extreme dryness nor excessive wetness. However, this condition is not clearly reflected in the daily precipitation graph, as there is no distinct criterion for defining a "normal" state in terms of daily precipitation. The daily precipitation data alone presents challenges in assessing drought conditions and their severity. In contrast, the SWAP index offers a much clearer representation of drought and flood status on a daily basis, with many drought and flood events distinctly captured in the daily SWAP graphs.
As depicted in
Figure 2b, converting daily precipitation into the daily SWAP index allows for a straightforward assessment of drought and flood conditions by observing the positive or negative values of the SWAP index. This method enables easy identification of the onset and cessation of flooding and drought events. From the graph, it is apparent that between January and February, the SWAP values fluctuated around zero, indicating normal conditions. From early February to early March, SWAP remained positive, signifying a wet period. This was followed by a brief drought period lasting approximately half a month, after which the region experienced a substantial increase in precipitation. Prior to mid-June, conditions were predominantly very wet. However, by mid- to late June, drought conditions began to emerge, leading to over a month of severe drought. Although there was some improvement around August 1, the region again entered severe drought, which persisted until the end of August. The SWAP index, therefore, provides a more effective and precise means of monitoring drought and wet conditions over time, offering valuable insight into the temporal dynamics of precipitation and the severity of droughts.
3.2. Circulation Anomalies During the Drought Event
Figure 3 and
Figure 4 compare the geopotential height fields at the 500 hPa and 300 hPa levels for June to August 2022 with the summer average climatological fields. During the summer of 2022, the WPSH at the 500 hPa level was anomalously stronger than the climatological mean. In June, the WPSH remained in a normal state; however, from July to August, its western ridge extended from the east of 112°E to the west of 90°E, exerting control over the middle and lower reaches of the Yangtze River. This extension of the WPSH placed the region under its high-pressure influence, contributing to the dry conditions. In the mid- to high-latitudes of Eurasia, the height anomaly field exhibited a zonal wave pattern. In July, high-pressure ridges were present near the Ural Mountains and the Sea of Okhotsk, while a low trough formed to the west of Lake Baikal in central Siberia. Behind this trough, smaller troughs fragmented and brought cold air southward, interacting with warm and moist air from the western side of the subtropical high near North China, which facilitated the northward shift of the rainband. In August, a warm high-pressure system over Europe expanded, while the low trough near Lake Baikal shifted eastward, resulting in increased precipitation in the northeastern region of China. Meanwhile, the strengthening and westward extension of the WPSH blocked the southward movement of cold air, causing the Yangtze River Basin to continue experiencing persistent hot and dry conditions. Overall, the circulation anomalies at the 300 hPa level mirrored those at 500 hPa, with anomalous centers at both levels consistently stronger than the climatological mean. The stable warm structure at both levels contributed to the persistence of high temperatures throughout this period. The alignment of these circulation anomalies at different atmospheric levels established a sustained atmospheric pattern that favored prolonged heat and drought conditions in the affected regions.
The formation of drought is primarily governed by moisture conditions, with local variations in moisture largely influenced by the convergence and divergence of moisture flux.
Figure 5 illustrates the anomalies of total water vapor flux and divergence from June to August 2022, along with the summer average. In July, as the WPSH expanded westward, the northern regions of China predominantly experienced westerly winds, while the northward winds weakened, resulting in a decrease in the southward transport of moisture from high latitudes. Additionally, the southern trough weakened, and a cyclonic anomaly developed over the Bay of Bengal, with easterly airflows on the northern side of the cyclone inhibiting moisture transport to the western side of the Yangtze River Basin. Concurrently, both the upper and lower layers over the Yangtze River Basin experienced strong subsidence, leading to moisture divergence. This subsidence process hindered the formation of precipitation in the region. In the South China Sea, a cyclonic anomaly prevailed, and the easterly airflows near the southern boundary of the WPSH were positioned far from the Yangtze River Basin, further preventing moisture from reaching the inland areas of China. By August, although southerly winds transported warm and moist air toward the Yangtze River Basin, the anomalous anticyclonic circulation associated with the WPSH accelerated the divergence of moisture above the region, reducing moisture content and increasing solar shortwave radiation reaching the surface, which exacerbated the high temperatures. Simultaneously, the center of subsidence was located near the Yangtze River Basin, inhibiting convective activity. Moreover, the westerly winds at mid to high latitudes hindered the southward movement of cold air, weakening the conditions necessary for the interaction of cold and warm air masses, thus preventing the generation of precipitation. As a result, this combination of atmospheric anomalies and moisture conditions contributed to the prolonged drought in the Yangtze River Basin, coinciding with the most severe phase of the drought during the summer of 2022. The moisture divergence, coupled with reduced precipitation and persistent high temperatures, significantly exacerbated the ongoing drought disaster in the region.
3.3. The Relative Importance of Moisture and Temperature Anomalies in Drought Events
Moisture plays a crucial role in the formation of precipitation; however, the decisive factor for precipitation formation is the level of atmospheric saturation. Therefore, to fully understand precipitation formation, it is essential to consider both moisture and temperature together. Previous studies have established a significant positive correlation between precipitation and relative humidity on an interannual timescale. During the drought event, anomalously high temperatures were observed in the middle to upper troposphere (300 hPa, 500 hPa, and 850 hPa) over the middle and lower Yangtze River Basin (
Figure 6b,e,h), consistent with the earlier analysis of the westward extension of the Western Pacific Subtropical High (WPSH). These higher-than-normal temperatures inhibited precipitation formation, and the abnormal reduction in moisture (
Figure 6a,d) further obstructed rain development. At the low level (850 hPa) over the Yangtze River Basin, temperatures were in the positive anomaly range (
Figure 6h), with the higher temperatures at these lower layers contributing to the onset of drought in the region. However, despite the temperature anomalies, moisture transport at this level appeared anomalously abundant, which had a counteracting effect on the drought. This suggests a complex interaction between temperature and moisture. As temperature and moisture anomalies evolve, relative humidity in the atmosphere may also change. As observed in the third column of
Figure 6, the relative humidity in the drought-affected areas was consistently anomalously low at all three levels (300 hPa, 500 hPa, and 850 hPa). In comparison to the anomalies in moisture and temperature, the negative anomalies in relative humidity were more stable in both location and intensity. The persistently low relative humidity inhibited the condensation of moisture into precipitation. The lower-than-normal relative humidity in the Yangtze River Basin during this period was consistent with the reduced precipitation in the region. The anomalously high temperatures in the middle and upper troposphere contributed to the lowering of relative humidity, while the overall moisture deficit further exacerbated the reduction in relative humidity. The combined effects of temperature and moisture anomalies on relative humidity were synergistic, with both factors contributing to the unusually low relative humidity, which, in turn, facilitated the drought. However, specific humidity, temperature, and relative humidity are distinct quantities, and as shown in
Figure 6, they cannot be directly compared. To facilitate a more intuitive comparison of the contributions of moisture and temperature anomalies to the formation of the drought, a quantitative and clear comparison method is provided in the subsequent section. This will offer a more direct understanding of how each factor contributed to the drought.
The formation of precipitation is closely linked to atmospheric saturation in the middle troposphere (500-700 hPa), where relatively high relative humidity directly contributes to precipitation. At lower levels (below 850 hPa), a relatively moist atmosphere can also indirectly promote precipitation formation. Through vertical motion, moist and cold air at lower levels can enhance the moisture content and cooling in the condensation layer, thus favoring precipitation. Therefore, relative humidity at different altitudes serves as an indicator of changes in precipitation patterns. In drought conditions, which are typically associated with predominant subsiding air, the air in the upper troposphere can also influence the condensation layer through vertical movement. This vertical influence can modulate the moisture conditions at lower levels and, consequently, affect precipitation.
Historical drought events have demonstrated that severe droughts result from a combination of anomalies in both moisture and temperature, with moisture playing a more significant role. This aligns with the traditional understanding of precipitation formation, where moisture is the primary factor. However, for the 2022 drought event, it is important to acknowledge that without the presence of warm air, the drought would likely have been much less severe, highlighting the significant role of temperature in exacerbating drought conditions.
Figure 7 and
Figure 8 depict the distribution of I
q, I
t, and I
r at various altitudes for July, August, and the summer average of 2022. These figures provide a visual comparison of the contributions of moisture, temperature, and relative humidity to the drought during this period. By selecting specific regions in the Yangtze River Basin, where the drought was particularly severe, the distributions of I
q, I
t, and I
r for July and August were compared layer by layer. Overall, I
r corresponds with the distribution of relative humidity. When analyzing Iq and It for the study area, it was observed that in July, moisture in the lower and middle layers was relatively high (I
q > 0), which positively influenced precipitation. However, temperatures were higher than normal (I
t < 0), which hindered precipitation formation. I
r revealed that the effects of moisture and temperature were approximately equal in magnitude, with their opposing effects effectively canceling each other out. As altitude increased, moisture gradually decreased, while temperature remained relatively constant, leading to a reduction in I
r and an increase in the positive influence of drought. During this period, the magnitude of both moisture and temperature anomalies was similar, and their contributions to the drought were approximately equal. In August, although moisture increased at all levels, temperatures also rose sharply. Consequently, the overall I
r decreased compared to July, indicating that in July, the combined effect of higher-than-normal temperatures and reduced moisture dominated the drought. In August, the primary factor behind the lack of precipitation was the unusually high temperatures.
From the summer average distribution (
Figure 9), it is evident that the distribution of diagnostic quantities at each altitude exhibits a generally similar pattern. At the 500 hPa level (the condensation layer), the drought region is located at the positive edge of I
q, indicating that moisture is slightly above normal. Consequently, at certain altitudes during the drought, moisture activity did not significantly differ from the climate average. The drought area coincides with the center of negative Ir, where temperatures are clearly higher than normal. In comparison, the absolute value of I
t is much larger than that of I
q, suggesting that the abnormally high temperatures at many levels can offset the otherwise neutral effects of normal moisture levels on drought formation. This constitutes a relatively rare occurrence. The abnormal warmth in the lower layers at the 850 hPa level plays a dual role. On one hand, the unusually high temperatures enhance evaporation, reducing surface moisture and contributing to drought (primarily due to agricultural and hydrological drought caused by increased evaporation). On the other hand, as noted earlier, the elevated temperatures hinder atmospheric saturation, further promoting drought development. Thus, the primary cause of this drought can be attributed to the persistent abnormal warming across all altitudes, with minimal changes in moisture, which failed to alter the overall trend of drought formation.
To facilitate a more intuitive comparison, vertical profiles of I
q, I
t, and I
r were plotted for the study area (
Figure 10). These profiles clearly demonstrate how I
q and I
t vary with altitude in the Yangtze-Huai River Basin. In July, I
q was greater than zero in the lower layers, indicating that moisture anomalies contributed positively to precipitation. However, I
t was negative with a larger magnitude, suggesting that the effect of elevated temperatures offset the potential precipitation increase from moisture. This implies that, while moisture slightly alleviated the drought, the abnormally high temperatures hindered atmospheric moisture from reaching saturation, ultimately inhibiting precipitation. As altitude increased, I
q gradually decreased, indicating that the role of moisture anomalies in exacerbating the drought became more pronounced. Above 700 hPa, I
q was negative, and its magnitude became comparable to that of I
t, signifying that both factors contributed equally to the drought at these levels. In contrast to July, in August, I
q remained positive below 600 hPa, indicating increased moisture at these levels. However, the intensity of the temperature anomalies was even stronger, with |I
t| exceeding I
q, resulting in a negative I
r overall. This suggests that, in August, temperature, rather than moisture, was the dominant factor driving the drought. The summer average distribution closely mirrored that of August, with Iq greater than zero below 600 hPa and It less than zero; however, the larger magnitude of |I
t| resulted in an overall negative I
r. During this extreme drought event, although increased moisture in the lower layers was conducive to precipitation, its impact was relatively limited. In contrast, the abnormally high temperatures across all atmospheric levels had a more severe effect. Consistent with earlier findings, the condensation layer exhibited large absolute values, with the maximum occurring below 850 hPa. The persistently higher-than-normal temperatures in the lower layers played a crucial role in sustaining the drought by enhancing surface evaporation, particularly exacerbating hydrological drought. In conclusion, this drought was primarily driven by abnormally high temperatures at all atmospheric levels, corroborating the analysis presented in previous sections.