Submitted:
22 March 2025
Posted:
24 March 2025
You are already at the latest version
Abstract
Keywords:
1. Introduction
2. Materials and Methods
2.1. Data Collection from the Building According to RYTEİE (2019)
2.2. Creation of the Finite Element Model According to RYTEİE (2019)
2.3. Operational Modal Analysis Applications
3. Results and Discussions
3.1. Results of Theoretical Modal Analysis
3.2. Results of Operational Modal Analysis
3.3. Combined Evaluation of Theoretical and Experimental Modal Analysis Results
- Creation of the finite element model for seismic performance assessment without considering the effect of infill walls, followed by theoretical modal analysis.
- Performing OMA studies based on the mode shapes calculated from the theoretical modal analysis and determining dynamic behavior parameters experimentally.
- Calibrating the finite element model to include the stiffness contributions of the infill walls, with the aim of aligning theoretical and experimental modal analysis results, particularly the natural vibration period
- Conducting structural analyses on the finite element model calibrated with infill wall additions to evaluate the seismic performance of the building.
5. Conclusions
- It has been concluded that the structural contributions of infill walls to the system's rigidity need to be incorporated into the finite element model of low-rise reinforced concrete buildings to accurately assess seismic risks in accordance with the RYTEİE (2019) rules. Considering the consensus in the relevant literature regarding the effects of infill walls, it is believed that the finite element model created by incorporating these effects will better represent the existing structure and allow for a technically more sound evaluation.
- It has been demonstrated that the modal behavior parameters of a low-rise reinforced concrete building can be experimentally determined using OMA applications. The relatively small volume of the building, coupled with environmental vibrations (e.g., traffic vibrations, human movement within the structure, etc.), allowed the building to be adequately excited, enabling the automatic extraction of mode shapes through response vibration measurements.
- In OMA applications on the low-rise reinforced concrete building, it was observed that modal behavior parameters could be easily obtained through the analysis of response vibration measurements of 100 Hz sampling frequency. Besides total measurement duration being equal to 500 times the theoretical natural vibration period was found to be adequate.
- It has been concluded that an OMA application (OMA-1/Model-1) that involves response vibration measurements at all points determined from theoretical modal analysis would not only provide modal behavior characteristics of the structure but also may supply valuable data regarding the structure's health. This type of OMA application also allowed for the detection and examination of interventions made to the structure, beyond its original state. However, this application was deemed to be time-consuming and required the use of a large number of sensors.
- Various options were explored for using the minimum number of sensors to determine the natural vibration period of the building through OMA. Reducing the number of sensors allows the process to be completed in a shorter time and at a lower cost. Based on the practical nature of OMA, it was concluded that the natural vibration period could also be determined by analyzing response vibration data collected with accelerometer sensors placed at the four corners of the top floor slab.
- The absence of a basement in the investigated building raised questions regarding the fixed-base definition of its foundation connections in the finite element model. However, no behavior contradicting the fixed-base connection modeling at the building's foundation was calculated following the OMA applications. This result led to the conclusion that, for low-rise reinforced concrete buildings with basements, the foundation connection can be assumed to be fixed, and that determining mode shapes and periods using response vibration measurements taken at the corner points along the top floor ceiling slab is feasible.
- In the OMA-2 applications conducted as part of sensor optimization studies, response vibrations were measured with accelerometer sensors placed at the rigidity center of each floor slab. While these applications were very fast and practical, it was observed that they could provide misleading modal behavior results for buildings that have undergone modifications (such as the addition of a roof floor as in the structure studied in this research). Additionally, in OMA-2 applications, mode shapes involving torsional motion around the vertical axis could not be identified. However, OMA-2 applications may be considered to be useful in determining the natural vibration period experimentally for low-rise buildings that have not been modified, although they may not be suitable for determining the general modal behavior of such structures. As a collective knowledge production practice, it is recommended that studies be conducted on this topic and their content shared with the literature.
- It is recommended to incorporate OMA applications into the seismic risk assessment of existing reinforced concrete buildings. By reflecting the dynamic behavior characteristics and structural health data obtained through OMA into the finite element model, and conducting structural analyses on the updated model, a much more realistic approach to performance evaluation can be achieved
Author Contributions
Funding
Data Availability Statement
Acknowledgements
Conflicts of Interest
Abbreviations
| ASCE | American Society of Civil Engineers |
| Ct | Coefficient used to account for the structural system type |
| Ec | Modulus of Elasticity of Concrete |
| FEMA | Federal Emergency Management Agency |
| fcm | Concrete Axial Compressive Strength (MPa) |
| Gc | Shear Modulus of Concrete (MPa) |
| g | Acceleration of Gravity (9.8 m/s²) |
| H, HN | Total building height (meters) |
| INFORM | Index for Risk Management |
| IPE | I-shaped Profile, European standard for structural steel profiles |
| L | Plan length of the building considering the earthquake direction (meters) |
| MAC | Modal Assurance Criteria |
| OMA | Operational Modal Analysis |
| N | Total number of floors |
| RYTEİE | Principles for Identifying Risky Buildings (in Turkish) |
| RC | Reinforced concrete |
| s | Seconds |
| TpA, T, Ta | Period of the building (seconds) |
| TSC | Turkish Seismic Code |
| USD | United States Dollar |
| υ | Poisson’s Ratio |
| α | Coefficient defined as 0 for reinforced concrete buildings and 1 for buildings with a steel structural system |
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| Rank | Country | Earthquake Risk Score |
| 1 | Nepal | 9.8 |
| 2 | Philippines | 9.7 |
| 3 | Japan | 9.7 |
| 4 | Peru | 9.6 |
| 5 | Chilie | 9.6 |
| 6 | Ecuador | 9.5 |
| 7 | Guatemala | 9.5 |
| 8 | Iran | 9.3 |
| 9 | Türkiye | 9.3 |
| 10 | Pakistan | 9.2 |
| Specimen | Compressive Strength (MPa) |
| 1 | 11.7 |
| 2 | 8.2 |
| 3 | 8.4 |
| 4 | 12.8 |
| 5 | 12.7 |
| 6 | 11.6 |
| Mean: | 10.9 |
| Regulation/Code | Empirical Equation | Values of the Parameter | Period (s) |
| TSC(2007) [23] | TpA=Ct*HN3/4 | Ct=0.1, HN=13 m | 0.685 |
| TSC (2018) [19] | TpA=Ct*HN3/4 | Ct= 0.1, HN=13 m | 0.685 |
| ASCE 7-16 (2017) [24] | 0,1N | N=4 | 0.400 |
| ASCE 7-16 (2017) [24] | T= Ct*HNx | HN=13 m, Ct=0.0466, x=0.9 | 0.469 |
| Uniform Building Code(1997) [25] | T= Ct*HN3/4 | Ct : 0.0731, HN=13 m | 0.500 |
| Eurocode 8 (2004) [26] | T= Ct*H3/4 | Ct=0.075, HN=13 m | 0.513 |
| Iran Code (2007) [27] | T= 0.070*H3/4 | H=13 m | 0.479 |
| Israil Code (2009) [28] | T= 0.075*H3/4 | H=13 m | 0.513 |
| Indian Code (2002) [29] | T= 0.075*H3/4 | H=13 m | 0.513 |
| Mode Number | Mode Shape | Period (s) |
| 1 |
![]() Horizontal translational movement parallel to the long plan direction |
1.220 |
| 2 |
![]() Horizontal translational movement parallel to short plan direction |
0.819 |
| 3 |
![]() Lateral torsional movement around the vertical axis |
0.800 |
| 4 |
![]() Horizontal translational movement of the roof floor parallel to the long plan direction* |
0.793 |
| 5 |
![]() Vertical torsional movement around the short span direction of the structure |
0.392 |
| Model-1 | Model-2 | Model-3 | ||||
![]() Sensor placement in all floors |
![]() Sensor placement in the ground floor and the top floor |
![]() Sensor placement in only the top floor |
||||
| Mode Number | Mode Shape | Period (s) | Mode Shape | Period (s) | Mode Shape | Period (s) |
| 1 | Horizontal translational movement of the roof floor parallel to the short plan direction | 0.254 | Horizontal translational movement parallel to the short plan direction | 0.243 | Horizontal translational movement parallel to the short plan direction | 0.241 |
| 2 | Horizontal translational movement parallel to the short plan direction | 0.240 | Horizontal translational movement parallel long plan direction | 0.184 | Horizontal translational movement parallel long plan direction | 0.184 |
| 3 | Horizontal translational movement parallel long plan direction | 0.184 | Lateral torsional movement around the vertical axis | 0.175 | Lateral torsional movement around the vertical axis | 0.173 |
| 4 | Lateral torsional movement of the roof floor around the vertical axis | 0.180 | - | - | - | - |
| 5 | Lateral torsional movement around the vertical axis | 0.174 | - | - | - | - |
| Model-1 | Model-2 | Model-3 | ||||
![]() Sensor placement in all floors |
![]() Sensor placement in the ground floor and the top floor |
![]() Sensor placement in only the top floor |
||||
| Mode Number | Mode Shape | Period (s) | Mode Shape | Period (s) | Mode Shape | Period (s) |
| 1 | Horizontal translational movement of the roof floor parallel to the short plan direction | 0.257 | Horizontal translational movement parallel to the short plan direction | 0.243 | Horizontal translational movement parallel to the short plan direction | 0.239 |
| 2 | Horizontal translational movement parallel to the short plan direction | 0.243 | Horizontal translational movement parallel long plan direction | 0.185 | Horizontal translational movement parallel long plan direction | 0.185 |
| 3 | Horizontal translational movement parallel long plan direction | 0.183 | Lateral torsional movement around the vertical axis | 0.173 | Lateral torsional movement around the vertical axis | 0.173 |
| 4 | Lateral torsional movement of the roof floor around the vertical axis | 0.178 | - | - | - | - |
| 5 | Lateral torsional movement around the vertical axis | 0.173 | - | - | - | - |
| Model-1 | Model-2 | Model-3 | ||||
![]() Sensor placement in all floors |
![]() Sensor placement in the ground floor and the top floor |
![]() Sensor placement in only the top floor |
||||
| Mode Number | Mode Shape | Period (s) | Mode Shape | Mode Number | Mode Shape | Period (s) |
| 1 | Horizontal translational movement of the roof floor parallel to the short plan direction | 0.255 | Horizontal translational movement parallel to the short plan direction | 0.243 | Horizontal translational movement parallel to the short plan direction | 0.240 |
| 2 | Horizontal translational movement parallel to the short plan direction | 0.242 | Horizontal translational movement parallel long plan direction | 0.185 | Horizontal translational movement parallel long plan direction | 0.185 |
| 3 | Horizontal translational movement parallel long plan direction | 0.183 | Lateral torsional movement around the vertical axis | 0.174 | Lateral torsional movement around the vertical axis | 0.173 |
| 4 | Lateral torsional movement of the roof floor around the vertical axis | 0.179 | - | - | - | - |
| 5 | Lateral torsional movement around the vertical axis | 0.173 | - | - | - | - |
| Mode Number | Mode Shape | Period (s) |
| 1 | Horizontal translational movement of the roof floor parallel to the short plan direction | 0.255 |
| 2 | Horizontal translational movement parallel to the short plan direction | 0.241 |
| 3 | Horizontal translational movement parallel long plan direction | 0.184 |
| 4 | Lateral torsional movement of the roof floor around the vertical axis | 0.179 |
| 5 | Lateral torsional movement around the vertical axis | 0.173 |

| Model-1 | Model-2 | Model-3 | ||||
![]() Sensor placement in all floors |
![]() Sensor placement in the ground floor and the top floor |
![]() Sensor placement in only the top floor |
||||
| Mode Number | Mode Shape | Period (s) | Mode Shape | Period (s) | Mode Shape | Period (s) |
| 1 | Horizontal translational movement parallel to the short plan direction | 0.252 | Horizontal translational movement parallel to the short plan direction | 0.261 | Horizontal translational movement parallel to the short plan direction | 0.263 |
| 2 | Horizontal translational movement parallel to the short plan direction | 0.238 | Horizontal translational movement parallel to the short plan direction | 0.242 | Horizontal translational movement parallel to the short plan direction | 0.242 |
| 3 | Horizontal translational movement parallel long plan direction | 0.188 | Horizontal translational movement parallel long plan direction | 0.189 | Horizontal translational movement parallel long plan direction | 0.188 |
| Model-1 | Model-2 | Model-3 | ||||
![]() Sensor placement in all floors |
![]() Sensor placement in the ground floor and the top floor |
![]() Sensor placement in only the top floor |
||||
| Mode Number | Mode Shape | Period (s) | Mode Shape | Period (s) | Mode Shape | Period (s) |
| 1 | Horizontal translational movement parallel to the short plan direction | 0.252 | Horizontal translational movement parallel to the short plan direction | 0.255 | Horizontal translational movement parallel to the short plan direction | 0.278 |
| 2 | Horizontal translational movement parallel to the short plan direction | 0.240 | Horizontal translational movement parallel to the short plan direction | 0.240 | Horizontal translational movement parallel to the short plan direction | 0.242 |
| 3 | Horizontal translational movement parallel long plan direction | 0.188 | Horizontal translational movement parallel long plan direction | 0.188 | Horizontal translational movement parallel long plan direction | 0.186 |
| Model-1 | Model-2 | Model-3 | ||||
![]() Sensor placement in all floors |
![]() Sensor placement in the ground floor and the top floor |
![]() Sensor placement in only the top floor |
||||
| Mode Number | Mode Shape | Period (s) | Mode Shape | Period (s) | Mode Shape | Period (s) |
| 1 | Horizontal translational movement parallel to the short plan direction | 0.252 | Horizontal translational movement parallel to the short plan direction | 0.258 | Horizontal translational movement parallel to the short plan direction | 0.270 |
| 2 | Horizontal translational movement parallel to the short plan direction | 0.239 | Horizontal translational movement parallel to the short plan direction | 0.241 | Horizontal translational movement parallel to the short plan direction | 0.242 |
| 3 | Horizontal translational movement parallel long plan direction | 0.188 | Horizontal translational movement parallel long plan direction | 0.188 | Horizontal translational movement parallel long plan direction | 0.187 |
| Mode Number | Mode Shape | Period (s) |
| 1 | Horizontal translational movement parallel to the short plan direction | 0.260 |
| 2 | Horizontal translational movement parallel to the short plan direction | 0.241 |
| 3 | Horizontal translational movement parallel long plan direction | 0.188 |

| Theoretical Modal Anlysis | Operational Modal Analysis | |||||
| RYTEİE (2019) | OMA-1 | OMA-2 | ||||
| Mode Number | Mode Shape | Period (s) | Mode Shape | Period (s) | Mode Shape | Period (s) |
| 1 | Horizontal translational movement parallel to the long plan direction | 1.220 | Horizontal translational movement of the roof floor parallel to the short plan direction | 0.255 | Horizontal translational movement parallel to the short plan direction | 0.260 |
| 2 | Horizontal translational movement parallel to the short plan direction | 0.819 | Horizontal translational movement parallel to the short plan direction | 0.241 | Horizontal translational movement parallel to the short plan direction | 0.241 |
| 3 | Lateral torsional movement around the vertical axis |
0.800 | Horizontal translational movement parallel long plan direction | 0.184 | Horizontal translational movement parallel long plan direction | 0.188 |
| 4 | Horizontal translational movement of the roof floor parallel to the long plan direction | 0.793 | Lateral torsional movement of the roof floor around the vertical axis | 0.179 | - |
- |
| 5 | Vertical torsional movement around the short span direction of the structure | 0.392 | Lateral torsional movement around the vertical axis | 0.173 | - | - |
| Regulation/Code | Empirical Equation | Value of the Parameter | Period (s) |
| TSC(1998) [63] | T=Ct*HN3/4 | Ct=0.05, HN=13 m | 0.342 |
| TSC(2007) [23] | TpA=Ct*HN3/4 | Ct=0.07, HN=13 m | 0.479 |
| TSC (2018) [19] | TpA=Ct*HN3/4 | Ct= 0.07, HN=13 m | 0.479 |
| ASCE 7-16 (2017) [24] | 0,1N | N=4 | 0.400 |
| ASCE 7-16 (2017) [24] | T= Ct*HNx | HN=13 m, Ct=0.0488, x=0.75 | 0.334 |
| Uniform Building Code(1997) [25] | T= Ct*HN3/4 | Ct : 0.0488, HN=13 m | 0.334 |
| Eurocode 8 (2004) [26] | T= Ct*H3/4 | Ct=0.05, HN=13 m | 0.342 |
| Iran Code (2007) [27] | T= 0.050*H3/4 | H=13 m | 0.342 |
| Israil Code (2009) [28] | T= 0.050*H3/4 | H=13 m | 0.342 |
| Study | Empirical Equation | Period (s) |
| Chopra and Goel (2000) [69] | T= 0.067*H0.9 | 0.674 |
| Hong and Hwang (2000) [70] | T= 0.0294*H0.804 | 0.231 |
| Crowley and Pinho (2006) [71] | T= 0.055*H | 0.715 |
| Güler et al. (2008)[72] | T= 0.026*H0.9 | 0.262 |
| Hatzigeorgiou and Kanapitsas (2013) [73] | T= 0.075*H0.75 | 0.452 |
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