Introduction
Prevalence of Major Depression in Borderline Personality Disorder
Borderline Personality Disorder (BPD) is a serious mental illness affecting 1.35% of the population with an estimated annual healthcare-related and lost-productivity cost of €40 441 per patient [
1]. Nearly 84.5% of individuals with BPD suffer from one or more comorbid psychiatric disorders, with major depressive disorder (MDD) occurring with an estimated 71-83% prevalence [
2]. Symptoms of BPD include frequent alteration of self-image between devaluation and idealization, anxiety, irritability, depressed mood, and impulsive behavior that could potentially be self-destructive, such as excessive spending, sexual activity, or substance misuse [
3].
Patients with comorbid BPD and MDD have worse depressive symptoms, more functional impairment, delayed time to remission, and shorter time to relapse [
4]. The comorbidity of both diagnoses adds to the challenge of treating either condition; the current standard of care for the treatment of BPD is less effective when individuals have a comorbid MDD diagnosis [
4], and major depressive episodes tend to be resistant to treatment in individuals with BPD [
5]. Furthermore, the lifetime risk of suicide in BPD with comorbid MDD is increased by sixteen times more than in patients with MDD alone [
6]. Hence, there is a growing need for new treatment modalities to address both conditions simultaneously.
Current Standard of Care in BPD Treatment
The current standard of care for treating BPD includes psychotherapy and pharmacotherapy, with psychotherapy being the first line of treatment [
7]. Psychotherapeutic interventions aim to mitigate the parasuicidal risk and enhance problem-solving behaviors. The main psychotherapeutic approaches used are dialectical behavioral therapy (DBT) [
7,
8], mentalization-based treatment (MBT) [
9], transference-focused therapy (TFP) [
10], and schema therapy [
11].
On the other hand, there has been a shift from using pharmacological measures to treat BPD in recent years. In 2001, The American Psychiatric Association guidelines recommended the use of medications
“to treat state symptoms during periods of acute decompensation as well as trait vulnerabilities.” [
7] For example, the guidelines recommended using selective serotonin reuptake inhibitors or related antidepressants for treating affective dysregulation associated with BPD [
7]. However, the accumulation of recent evidence has not shown benefit from using these pharmacological interventions in treating BPD core symptoms, a possible reason behind the lack of any medication approval by the Food and Drug Administration (FDA) to treat the core symptoms of BPD [
8,
9]. This is also supported by the recent guidelines from the UK National Institute for Care and Excellence (NICE), which recommended the use of pharmacological interventions in BPD only in discrete severe comorbid disorders, such as major depression [
3,
10]. Hence, there is an imminent need for new pharmacological modalities that could address the core symptoms of BPD in addition to comorbid psychiatric illnesses [
4].
Treatment-Resistant Depression
Treatment-Resistant Depression (TRD) is a frequent comorbidity to BPD [
2]. Treatment-resistant depressive episodes can occur within the context of a major depressive illness or bipolar illness [
11,
12]. A common theme in the operational definition of TRD involves non-response to conventional medications, yet a consensus on the operational definition of TRD is still lacking. This lack of a consensus around the definition has limited the interpretability and generalizability of many clinical trials [
13,
14]. According to the Food and Drug Administration (FDA), TRD is defined as failure to respond to two or more antidepressant regimens despite adequate dose and duration and adherence to treatment [
13]. Several modalities have been proposed for the treatment of TRD, including extending the antidepressant trial, switching/combining antidepressant medications, augmentation with second-generation antipsychotics [
15], using ketamine or esketamine [
16,
17], using repetitive transcranial magnetic stimulation (rTMS) [
18], electroconvulsive therapy (ECT) [
19], and vagal nerve stimulation (VNS) [
20]. A recent study found ketamine to be non-inferior to ECT in the treatment of non-psychotic TRD [
21].
Ketamine and Esketamine (Figure 1 [22])
Biochemical Profile
Ketamine is a dissociative anesthetic used in clinical practice since 1970 [
23]. It exists in nature as two enantiomers, esketamine (S-ketamine) and arketamine (R-ketamine). Racemic ketamine, the form most widely used in the treatment of TRD and pain [
24,
25], contains an equimolar mixture of both [
26].
Esketamine has more potency, a stronger antidepressant effect, and fewer neurocognitive effects than Arketamine [
27]. Esketamine has been approved for intravenous (IV) use in multiple European countries and China. The intranasal form is approved for clinical use in the United States and Canada [
28]. For the purpose of this study, we use “ketamine” in reference to racemic ketamine and “esketamine” in reference to the clinical preparation of pure S-ketamine.
Figure 1.
Ketamine Enantiomers. Racemic Ketamine is the combination of S-ketamine (Esketamine) and R-ketamine (Arketamine). Created in BioRender. ElSayed, M. (2025)
https://BioRender.com/c56l537.
Figure 1.
Ketamine Enantiomers. Racemic Ketamine is the combination of S-ketamine (Esketamine) and R-ketamine (Arketamine). Created in BioRender. ElSayed, M. (2025)
https://BioRender.com/c56l537.
Biological Effects
Ketamine’s biological effects are hypothesized to be the result of its N-methyl-D-aspartate (NMDA) receptor antagonism on medial prefrontal cortical (mPFC) gamma-aminobutyric acid (GABA) interneurons [
29,
30]. In addition, ketamine increases brain-derived neurotrophic factor (BDNF) levels, which initiates a cascade of intermediates, resulting in enhanced neurogenesis in the hippocampus [
29,
30].
Antidepressant Effects
Esketamine [
31], but not racemic ketamine [
32], has been FDA-approved for the treatment of TRD in 2019 after multiple randomized trials showed its efficacy [
33,
34]. Limited evidence is available on whether esketamine has a better antidepressant effect than racemic ketamine. A systematic review and a meta-analysis by Bahji
et al. found ketamine to outperform esketamine in response and remission in the treatment of depression. Of note, the studies included in the meta-analysis did not have head-to-head trials [
35]. In addition, one randomized head-to-head non-inferiority trial concluded that esketamine is non-inferior to ketamine in regard to its antidepressant effects, confirming its comparative efficacy in treating TRD [
36].
Ketamine and Esketamine as a Potential Treatment for BPD with Comorbid TRD
Current research into the use of ketamine for borderline personality disorder (BPD) with treatment-resistant depression (TRD) remains in its early stages, with limited evidence available to guide clinical practice [
4,
37,
38,
39,
40,
41]. Three studies have systematically examined the use of IV ketamine in treating BPD with TRD and yielded mixed results [
37,
38,
40]. Danayan and Chen reported improvement in depression and anxiety. Fineberg’s study, on the other hand, found no significant improvement. They, however, noted improvement in subjects’ socio-occupational functioning.
In addition to the previous studies, several case reports found a potential benefit from other forms of ketamine, including sublingual [
39], intranasal [
34,
42], and IV esketamine [
37,
40,
41], in treating BPD with comorbid TRD. Several cases had improvement in depressive symptoms, suicidal ideation, impulsivity, and affective instability. One case had an opposite response, and the patient experienced an increase in impulsive and suicidal behavior [
41].
In this study, we conducted a retrospective chart review, and we present a series of cases with BPD with comorbid TRD treated with esketamine in a state psychiatric hospital in rural New Hampshire state.
Methods
Study Design and Participants
Our study is a retrospective chart review study conducted at the only involuntary state psychiatric hospital, New Hampshire Hospital (NHH), in the rural state of New Hampshire. At NHH, intranasal esketamine is the only available ketamine form for treating TRD. We aimed to evaluate the clinical outcomes of patients with Borderline Personality Disorder (BPD) with comorbid treatment-resistant depression (TRD) who received intranasal esketamine treatment during their inpatient stay. We focused on changes in suicidality, homicidal ideations/behaviors, mood, and depression.
The chart review process included inpatients admitted to NHH, diagnosed with BPD and comorbid TRD, and received intranasal esketamine during their inpatient stay for treatment of their symptoms.
We first identified the potential candidate electronic health records (EHR) to be included in the study by examining all inpatient intranasal esketamine orders since the medication was approved for clinical use in 2019. The list of subjects who received the medication was then shared with NHH’s information technology (IT) department so that the data could be de-identified before analyzing it. The list of potential charts was further narrowed by excluding subjects who did not have the diagnoses of BPD and TRD. The de-identified data were reviewed by author HT and validated by co-author ME.
We collected data relevant to the following variables during the record review process: demographics, socioeconomic statuses, trauma histories, substance use histories, clinical record diagnoses, mood, suicidal ideations/behaviors, homicidal ideation, mood, length of hospitalization, and treatment-specific parameters, such as the number of sessions, the esketamine doses, and the in-hospital medication administration history. The demographics, trauma, substance use, and socioeconomic status variables were recorded in the psychiatric admission note.
While reviewing depression assessments, we were unable to find consistent, systematic depression score recordings before and after esketamine treatment. Hence, we used the patient provider's daily interval history and mental status examination (MSE). We reviewed providers’ daily MSE for mood, suicidal ideations/behaviors, and homicidal behavior. Most providers used the patient’s wording when they recorded the mood section in their notes.
We also focused on measures of safety in an inpatient hospital setting. To assess the patient’s safety, the recurrence of self-harm behavior, and impulsivity, we used the personal safety emergency (PSE) parameters. PSE is defined by NHH policy as “a physical status or mental status and an act or pattern of behavior of a patient which, if not treated immediately, will result in serious harm to the patient or others.” In such conditions, the aim is to preserve the patient and surrounding safety, and measures such as mechanical restraint could be used to ensure that principle. The hospital policy defines mechanical restraint as “Any manual method, physical or mechanical device, material or equipment that immobilizes a patient or reduces the ability of a patient to move his or her arms, legs, head, or other body parts freely. Restraint does not include devices, such as orthopedically prescribed devices, surgical dressings or bandages, protective helmets, or other methods that involve the physical holding of a patient, if necessary, for the purpose of: i. Conducting routine physical examinations or tests; ii. Protecting the patient from falling out of bed; or iii. Permitting the patient to participate in activities without the risk of physical harm.” With each PSE, The hospital staff must record the following parameters: the duration of the incident and the use of any restrictive interventions, including mechanical restraints. We used the number of PSEs, the duration of PSEs, and the use of mechanical restraint as parameters reflecting the patient’s potential for self-harm and impulsivity before and after starting esketamine treatment.
Outcome Measures
The primary outcomes of interest were changes in suicidal ideations/behavior, homicidal ideations, and negative and positive mood states before and after treatment.
Statistical Analysis
In this study, descriptive statistics were used to describe the data obtained from the chart review. Data were anonymized prior to analysis to ensure confidentiality. Statistical analyses were conducted to summarize and present the key findings in an organized and interpretable manner.
Descriptive Statistics:
Continuous variables were summarized using measures of central tendency (mean, median) and variability (standard deviation, interquartile range). Categorical variables were presented as frequencies and percentages. Two patients were re-admitted and received esketamine in two of the admissions. To ensure consistency, we only included the first admission when each patient received esketamine for the first time. We included the second admission for subjects in the graph in
Figure 2.
Software:
All analyses were performed using Python (version 3.12.4) using the numpy, pandas, scipy, and matplotlib libraries.
Ethical Considerations
Our study was exempt from a full Institutional Review Board after the Committee for the Protection of Human Subjects, the NH State-appointed IRB, reviewed the protocol.
Flowchart 1.
The process of data collection and exclusion. MDD: Major Depressive Disorder. GAD: Generalized Anxiety Disorder. OCD: Obsessive Compulsive Disorder.
Flowchart 1.
The process of data collection and exclusion. MDD: Major Depressive Disorder. GAD: Generalized Anxiety Disorder. OCD: Obsessive Compulsive Disorder.
Results
Demographics
Ten patients were identified to have combined BPD and TRD since the approval of esketamine in 2019. The demographics of these patients can be found in
Table 1.
Esketamine Course and Doses
Inpatients with BPD and TRD received intranasal esketamine during their stay. Per the hospital protocol, all subjects self-administered the doses and were observed by a registered nurse (RN) for about two hours after the session.
Table 2 illustrates the course and doses of treatment for each case.
Changes in Mood, Suicidal, and Homicidal Ideations Before and After Treatment (Table 3)
Four patients reported improvement in their negative mood after receiving esketamine treatment. In addition, seven patients denied suicidal ideation after starting esketamine. One subject reported newly acquired vague homicidal ideations that were not present before esketamine treatment. However, changes in mood, suicidal, and homicidal ideations were not statistically significant.
Table 3.
Changes related to mood, suicidal, and homicidal symptoms. The negative mood had a range of feelings: “sad,” “depressed,” “anxious,” “angry,” “scared,” and/or “having a bad mood.” The positive mood had a range of feelings: “fair,” “good,” and “euthymic” mood states. The negative and positive values were analyzed independently. Hence, subjects reported negative and positive affects before and after the esketamine treatment (*). N is the number of cases, % is the percentage, and SD is the standard deviation. The affect, suicidal ideations, and homicidal ideations were reported in the daily provider mental health examination.
Table 3.
Changes related to mood, suicidal, and homicidal symptoms. The negative mood had a range of feelings: “sad,” “depressed,” “anxious,” “angry,” “scared,” and/or “having a bad mood.” The positive mood had a range of feelings: “fair,” “good,” and “euthymic” mood states. The negative and positive values were analyzed independently. Hence, subjects reported negative and positive affects before and after the esketamine treatment (*). N is the number of cases, % is the percentage, and SD is the standard deviation. The affect, suicidal ideations, and homicidal ideations were reported in the daily provider mental health examination.
| |
N (%) |
Percentage |
McNemar Test |
P-Value |
Degrees of Freedom |
| Before Esketamine Treatment |
After Esketamine Treatment |
| Negative Mood |
5 (50) |
4 (40) |
1 |
1 |
|
| Positive Mood |
3 (30) |
7 (70)* |
1 |
0.22 |
|
| |
|
|
|
Stuart_Maxwell Test Statistic |
|
|
| Suicidal Ideations |
denies SI |
0 |
7 (70) |
-4.79 |
1 |
6 |
| suicidal ideation only |
1 (10) |
0 |
|
|
|
| suicidal ideation with intent |
1 (10) |
0 |
|
|
|
| suicidal ideation with a plan |
1 (10) |
1 (10) |
|
|
|
| suicidal ideation with plan and intent |
5 (50) |
2 (20) |
|
|
|
| presented after a suicide attempt |
2 (20) |
0 |
|
|
|
| Homicidal Ideations |
no homicidal ideation |
10 (100) |
9 (90) |
-1.043 |
1 |
3 |
| Vague homicidal ideation |
|
1 (10) |
|
|
|
Table 4.
Changes in safety. This encompasses the frequency and duration of personal safety emergency (PSE) incidents the patient had during their admission, as well as the number of PSE incidents where mechanical restraint was warranted. Safety also encompasses the number of admissions the patient had at New Hampshire Hospital (NHH) after they received esketamine and until the data was analyzed for this manuscript (December 2024). SD is the standard deviation.
Table 4.
Changes in safety. This encompasses the frequency and duration of personal safety emergency (PSE) incidents the patient had during their admission, as well as the number of PSE incidents where mechanical restraint was warranted. Safety also encompasses the number of admissions the patient had at New Hampshire Hospital (NHH) after they received esketamine and until the data was analyzed for this manuscript (December 2024). SD is the standard deviation.
| |
Before Esketamine Treatment |
After Esketamine Treatment |
Wilcoxon signed-rank test statistic |
P-Value |
| Mean (SD) |
Median (25th Quartile/75th Quartile) |
Mean (SD) |
Median (25th Quartile/75th Quartile) |
| Number of inpatient admissions to NHH after receiving Esketamine treatment |
|
|
4.1 (6.54) |
0.5 |
|
|
| Number of PSE incidents |
7.4 (11.97) |
0 |
9.6 (15.6) |
2.5 |
11 |
0.611 |
| Number of PSE incidents requiring mechanical restraint |
3.6 (4.9) |
0 |
7.8 (13.4) |
0.5 |
3 |
0.22 |
| Duration of PSE incidents (minutes) |
81.45 (73.13) |
60 (44/107.25) |
65.04 (51.95) |
60 (35/75) |
11 |
0.612 |
| |
|
|
|
|
|
|
Changes in Safety (Table 4)
Safety could be interpreted by short-term (in-patient PSE incidents) and longer-term (recurrence of involuntary admission to state facility). Starting inpatient esketamine treatment was associated with an increase in the number of PSE incidents (the mean incident number increased from 3.6 to 7.8). However, the duration of PSE incidents decreased from a mean of 81.45 minutes to a mean of 65.04 minutes. This finding, however, did not reach statistical significance.
Table 5.
Additional medications trialed or used for augmentation per each subject. The medication regimen indicates medications used in conjunction with esketamine during admission.
Table 5.
Additional medications trialed or used for augmentation per each subject. The medication regimen indicates medications used in conjunction with esketamine during admission.
| Case 1 |
Case 6 |
| Medications in First Admission |
Changes in Second admission |
Medications in First Admission |
Changes in Second admission |
Bupropion
Duloxetine
Haloperidol
Oxcarbazepine
Pregabalin
Quetiapine
Vortioxetine
Zolpidem
|
|
Clozapine
Diazepam
Prazosin
Topiramate
Venlafaxine
Baclofen
|
|
| Case 2 |
Case 7 |
| Discontinued Medications |
Medication Regimen |
Medication Regimen |
|
Aripiprazole
Clonidine
Oxcarbazepine
Buspirone
Quetiapine
Guanfacine
|
Bupropion
Duloxetine
Lurasidone
Prazosin
Trazodone
|
| Case 3 |
Case 8 |
| Medication Regimen |
Medication Regimen |
|
|
|
|
| Case 4 |
Case 9 |
| Medication Regimen |
Medication Regimen |
Duloxetine
Gabapentin
Mirtazapine
Prazosin
Quetiapine
|
Clonazepam
Clozapine
Lithium
Topiramate
|
Venlafaxine
Olanzapine
Trazodone
Sodium Valproate
|
| Case 5 |
Case 10 |
| Medication Regimen |
Medication Regimen |
Quetiapine
Vortioxetine
Mirtazapine
|
|
Figure 2.
The Personal Safety Emergency (PSE) information for each subject individually. For each subject, the upper half of the graph represents the box plot and outliers for the PSE duration before and after starting esketamine treatment. The lower half of the graph is a stacked bar chart that includes the number of PSE incidents (grey) and the number of PSE incidents that required mechanical restraints (orange) before and after starting esketamine sessions. The second admissions for cases 1 and 6 are included in the graphs below. Cases 3, 4, and 7 had no PSE events during their inpatient stay and were not included.
Figure 2.
The Personal Safety Emergency (PSE) information for each subject individually. For each subject, the upper half of the graph represents the box plot and outliers for the PSE duration before and after starting esketamine treatment. The lower half of the graph is a stacked bar chart that includes the number of PSE incidents (grey) and the number of PSE incidents that required mechanical restraints (orange) before and after starting esketamine sessions. The second admissions for cases 1 and 6 are included in the graphs below. Cases 3, 4, and 7 had no PSE events during their inpatient stay and were not included.
Medication Regimen During the Inpatient Stay
Table 5 lists the medications trialed or used for augmentation during inpatient treatment for each patient.
Discussion
Our study aimed to understand the potential role of esketamine in treating patients with borderline personality disorder (BPD) with comorbid treatment-resistant depression (TRD) by reviewing inpatient records at a state hospital in rural NH state. This is the first systematic study to assess the potential role of intranasal esketamine in treating this patient population.
Our study showed an increase in positive mood states, a slight decrease in negative mood states, and a reduction in suicidal ideation/behavior in inpatients with BPD and comorbid TRD. While these findings were not statistically significant, they align with other IV ketamine trials.
In Danayan’s study [
38]
, repeated IV ketamine infusions significantly reduced depressive symptoms in patients with TRD and comorbid BPD, similar to patients without BPD. Both groups showed improved depression severity. In addition, ketamine reduced BPD symptoms to a degree the authors considered to be comparable to those seen in patients receiving Dialectical Behavioral Therapy (DBT), the golden standard for treating borderline personality disorder [
42]
. Moreover, ketamine showed a positive effect on suicidal ideation for patients with comorbid BPD and MDD. In a second study [
40]
, IV ketamine had comparable efficacy in treating depressive symptoms in patients with MDD alone compared to MDD and BPD.
In this study, we used personal safety emergency (PSE) data, i.e., number, duration, and the use of mechanical restraint, to measure immediate and short-term safety. Although not statistically significant, we noticed an increase in the number of PSE incidents following esketamine treatment. However, we also noticed that the mean and median duration for these PSEs were shorter, which was also not statistically significant. This could be interpreted as a general increase in impulsivity (higher number of PSE incidents) associated with esketamine treatment. At the same time, this impulsivity is associated with less safety risk (shorter duration of PSE incidents). Vanicek
et al. [
41] reported a similar increase in impulsivity in a patient with BPD and recurrent MDD after receiving IV esketamine. We, nevertheless, did not notice an associated increase in suicidal ideations/behavior.
While our results in this retrospective record review study did not achieve statistical significance, it is crucial to highlight that the sample size may have limited the study's power. Furthermore, this study reviewed charts of patients who have severe symptoms with frequent and prolonged inpatient involuntary psychiatric admissions because of their illness. Such factors could have reduced the likelihood of detecting more subtle or nuanced effects. Therefore, further research with larger sample sizes and more robust designs is essential to understand the potential impact of the investigated variables. Such studies would enhance statistical power and may reveal effects that were not detectable in the current analysis.
Conclusion
This study is a retrospective case series reviewing the effects of intranasal esketamine on patients with BPD and TRD in a state psychiatric hospital setting. We found a greater increase in positive mood than we did a decrease in negative mood. We also found a decrease in suicidal ideations/behavior. If replicated in larger samples, this finding could suggest that psychotherapeutic interventions that rely on generating positive reinforcing experiences, such as Behavioral Activation and Problem Solving Therapy, may be more efficacious after esketamine treatment in this population.
Limitations
This study is subject to limitations inherent in its retrospective design. The reliance on chart data may introduce bias due to incomplete or inconsistent documentation. The lack of a control group or randomization limits the ability to draw definitive conclusions about the specific effects of esketamine in patients with BPD. Additionally, the small sample size and variability in treatment regimens may affect the generalizability of the findings. In addition, the unstandardized nature of clinical work, such as variations in the timing or providers conducting mental status examinations, reduces the replicability of these findings.
Acknowledgments
The preparation of this retrospective chart review study was financed under contract with the State of New Hampshire Department of Health and Human Services, with funds provided in part by the state and/or such other funding sources as were available or required, e.g., the U.S. Department of Health and Human Services. The authors would also like to thank New Hampshire Hospital’s administration, Ms. Mary Galatis from the NHH pharmacy, and Ms. Melissa Cresta from the NHH IT department for their help with data extraction and de-identification.
Conflicts of Interest Statement
No financial conflicts of interest related to this study. The preparation of this retrospective chart review study was financed under contract with the State of New Hampshire, Department of Health and Human Services, with funds provided in part by the State of New Hampshire and/or such other funding sources as were available or required e.g. U.S. Department of Health and Human Services. However, the institution did not appropriate any specific funding for this research.
Author Contributions
Dr. Tramontano helped with data collection, preparation of the IRB proposal, and manuscript writing. Dr. ElSayed helped validate the collected data, mentored the IRB proposal, analyzed the data, and assisted with manuscript writing. Dr. Fetter worked with the hospital pharmacy and administration to access data and assisted with manuscript writing.
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