Submitted:
03 July 2024
Posted:
04 July 2024
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Abstract
Keywords:
1. Introduction
- A proposed novel model called Shallow to Deep Feature Fusion Network (SDF2Net), which incorporates feature extraction at various depths to enhance the classification performance of PolSAR images effectively.
- A feature-learning network with multiple depths and varying layers in each stream is developed. This design enables filters to simultaneously capture shallow, medium, and deep properties, enhancing the utilization of complex information in PolSAR. Experimental results indicate that the proposed model exhibits superior feature-learning capabilities compared to existing models in use.
- The model we propose surpasses current methods not only when dealing with a limited number of samples but also attains higher accuracy with an ample training dataset. This conclusion is drawn from statistical outcomes obtained through thorough trials on three PolSAR datasets, which will be further elaborated and discussed in the subsequent sections.
2. Related Work
2.1. Overview CNNs
2.2. Attention Mechanism
3. Methodology
3.1. PolSAR Data Preprocessing
3.2. Feature Extraction Using CV-3D-CNN
3.3. Architecture of the Proposed SDF2Net
3.4. Loss Function
4. Experiments and Results
4.1. Polarimetric SAR Datasets
- Flevoland Dataset: The dataset consists of L-band four-look PolSAR data with dimensions 750 × 1024 pixels with 12 meters. It was acquired by the NASA/JPL AIRSAR system on August 16, 1989 for Flevoland area in the Netherland. It has 15 distinct classes: stem beans, peas, forest, lucerne, wheat, beet, potatoes, bare soil, grass, rapeseed, barley, wheat2, wheat3, water, and buildings [36]. Figure 4 shows the Pauli pseudo-color image (Left) and ground truth map (right). Table 1 shows the number of pixels per each class in the dataset.
- San Francisco Dataset: The San Francisco dataset, obtained from the L-band AIRSAR, covers the San Francisco area in 1989. The image size is 900 × 1024 pixels and has a spatial resolution of 10 meters. It comprises of five categorized terrain classes: mountain, water, urban, vegetation and bare soil [37]. Figure 5 shows a colored image formed by PauliRGB decomposition (left), and the reference class map (right). Table 2 shows the number of pixels per each class in the data set.
- Oberpfaffenhofen Dataset: The Oberpfaffenhofen dataset is captured by L-band ESAR sensor in 2002, encompassing the area of Oberpfaffenhofen in Germany. It includes a PolSAR image with dimensions of 1300 × 1200 pixels and a spatial resolution of 3 meters, annotated with three land cover classes: Built-up Areas, Wood Land, and Open Areas [38]. Figure 6 shows the PauliRGB composite (left) and the reference class map (right). Table 3 shows the number of pixels per each class in the data set.
4.2. Evaluation Metrics
4.3. Experimental Configuration
4.4. Experimental Results
4.4.1. Determining Optimal Window Size
4.4.2. Ablation Study
4.4.3. Comparison with Other Methods
- SVM: The SVM employs the Radial Basis Function (RBF) kernel, with the parameter set to 0.001 to regulate the local scope of the RBF kernel.
- 2D-CVNN: The model consists of two Complex-Valued CNN layers, with 6 and 12 kernels of size in each layer, and two fully connected layers. The input patch size is specified as in [41].
- Wavelet CNN: The proposed model utilizes the Haar wavelet transform for feature extraction to improve the classification accuracy of PolSAR imagery. It consists of three branches, each utilizing different concepts and advantages of CNNs. The model parameters were configured based on the values given in [43]
- CV-CNN-SE: This model utilizes the use of 2D-CVNNs at different scales to extract features from PolSAR data. Extracted features are then fused and passed to SE block to enhance classification performance.
- 3D-CVNN: In this model, four Complex-Valued convolutional layers, with 16, 16, 32 and 32 kernels of size in each layer, and one fully connected layer. The input patch size is specified as in [42].
4.5. Post-Processing with Median Filtering
4.6. Performance of Different Models at Different Percentages of Training Data
5. Conclusion
Author Contributions
References
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| Class | Name | Labeled Samples |
|---|---|---|
| 1 | Water | 29249 |
| 2 | Forest | 15855 |
| 3 | Lucerne | 11200 |
| 4 | Grass | 10201 |
| 5 | Rapeseed | 21855 |
| 6 | Beet | 14707 |
| 7 | Potatoes | 21344 |
| 8 | Peas | 10396 |
| 9 | Stem Beans | 8471 |
| 10 | Bare Soil | 6317 |
| 11 | Wheat | 17639 |
| 12 | Wheat 2 | 10629 |
| 13 | Wheat 3 | 22022 |
| 14 | Barley | 7369 |
| 15 | Buildings | 578 |
| Total | 207832 |
| Class | Name | Labeled Samples |
|---|---|---|
| 1 | Bare Soil | 13701 |
| 2 | Mountain | 62731 |
| 3 | Water | 329566 |
| 4 | Urban | 342795 |
| 5 | Vegetation | 53509 |
| Total | 802302 |
| Class | Name | Labeled Samples |
|---|---|---|
| 1 | Build-Up Areas | 328051 |
| 2 | Wood Land | 246673 |
| 3 | Open Areas | 736894 |
| Total | 1311618 |
| Shallow Features Extraction Path |
Medium Features Extraction Path |
Deep Features Extraction Path |
|---|---|---|
| Input:(13 × 13 × 6 × 1) | ||
| 1 × Complex Convolution (3,3,3,16), Stride = 1, Padding = ’same’ |
2 × Complex Convolution (3,3,3,16), Stride = 1, Padding = ’same’ |
3 × Complex Convolution (3,3,3,16), Stride = 1, Padding = ’same’ |
| Output1:(13 × 13 × 6 × 16) | Output2:(13 × 13 × 6 × 16) | Output3:(13 × 13 × 6 × 16) |
| Concat(Output1, Output2, Output3) | ||
| Output4:(13, × 13 × 6 × 48) | ||
| Attention Block | ||
| Flatten | ||
| Output5:(48,672) | ||
| FC-(48,672:128) | ||
| Dropout(0.25) | ||
| FC-(128:64) | ||
| Dropout(0.25) | ||
| FC-(64:N) | ||
| Output:(N) | ||
| Combination | OA (%) | AA (%) | k × 100 |
|---|---|---|---|
| S | 93.01±0.59 | 91.38± 0.68 | 92.46±0.64 |
| M | 93.87±0.77 | 93.76±0.54 | 93.49±0.84 |
| D | 94.69±0.33 | 93.52±0.47 | 94.37±0.36 |
| S+M | 93.35±0.45 | 93.56±0.46 | 93.76±0.63 |
| S+D | 94.71±0.26 | 93.49±0.63 | 94.29±0.36 |
| M+D | 95.57±0.24 | 94.59±0.24 | 95.30±0.37 |
| Proposed | 96.01±0.40 | 95.17±0.62 | 95.64±0.44 |
| Attention Location | OA (%) | AA (%) | k × 100 |
|---|---|---|---|
| Without Attention | 95.14±0.26 | 94.27±0.37 | 94.69±0.28 |
| Before Fusion | 95.84±0.21 | 94.86±0.68 | 94.91±0.32 |
| After Fusion | 96.01±0.04 | 95.17±0.62 | 95.64±0.44 |
| Class | Train | Test | SVM | 2D-CVNN | Wavelet CNN | CV-CNN-SE | 3D-CVNN | SDF2Net |
|---|---|---|---|---|---|---|---|---|
| Water | 292 | 28957 | 81.91 | 97.05 | 99.09 | 99.32 | 99.33 | 99.81 |
| Forest | 159 | 15696 | 71.71 | 81.44 | 85.39 | 98.80 | 95.11 | 99.23 |
| Lucerne | 112 | 11088 | 82.04 | 93.40 | 98.29 | 96.32 | 90.48 | 97.46 |
| Grass | 102 | 10099 | 0.24 | 5.62 | 83.90 | 86.19 | 91.57 | 85.10 |
| Rapeseed | 219 | 21636 | 68.99 | 71.88 | 88.25 | 93.87 | 97.31 | 94.05 |
| Beet | 147 | 14560 | 68.10 | 67.92 | 74.78 | 77.65 | 91.51 | 91.59 |
| Potatoes | 213 | 21131 | 79.40 | 79.11 | 95.93 | 95.39 | 94.69 | 91.30 |
| Peas | 104 | 10292 | 68.33 | 92.72 | 99.19 | 97.65 | 92.76 | 95.80 |
| Stem Beans | 85 | 8386 | 73.01 | 68.48 | 91.45 | 95.90 | 93.20 | 99.00 |
| Bare Soil | 63 | 6254 | 0.00 | 0.00 | 95.06 | 94.08 | 84.88 | 94.49 |
| Wheat | 176 | 17463 | 73.97 | 69.24 | 96.41 | 98.78 | 89.55 | 98.16 |
| Wheat 2 | 106 | 10523 | 0.05 | 22.04 | 72.03 | 81.86 | 95.50 | 97.34 |
| Wheat 3 | 220 | 21802 | 83.86 | 95.94 | 97.53 | 98.62 | 97.72 | 98.86 |
| Barley | 74 | 7295 | 0.00 | 73.08 | 96.51 | 96.76 | 94.19 | 98.51 |
| Buildings | 6 | 572 | 1.04 | 80.97 | 84.60 | 86.33 | 100.00 | 86.85 |
| OA (%) | 63.22 ± 0.86 | 73.09 ± 2.53 | 91.73 ± 4.15 | 94.78 ± 1.42 | 94.51 ± 0.74 | 96.01 ± 0.40 | ||
| AA (%) | 50.18 ± 0.59 | 66.59 ± 1.47 | 90.56 ± 5.30 | 93.17 ± 2.12 | 93.85 ± 0.72 | 95.17 ± 0.62 | ||
| k × 100 | 59.18 ± 1.67 | 70.38 ± 4.31 | 90.96 ± 5.43 | 93.92 ± 1.61 | 94.00 ± 0.79 | 95.64 ± 0.44 |
| Class | Train | Test | SVM | 2D-CVNN | Wavelet CNN | CV-CNN-SE | 3D-CVNN | SDF2Net |
|---|---|---|---|---|---|---|---|---|
| Bare Soil | 137 | 13564 | 0.04 | 47.49 | 78.97 | 57.81 | 73.13 | 79.98 |
| Mountain | 627 | 62104 | 40.61 | 91.27 | 94.62 | 94.82 | 96.31 | 94.49 |
| Water | 3295 | 326270 | 98.37 | 99.37 | 99.26 | 99.11 | 99.24 | 98.70 |
| Urban | 3428 | 339367 | 95.65 | 97.78 | 96.21 | 98.47 | 95.52 | 98.94 |
| Vegetation | 535 | 52974 | 64.21 | 78.87 | 60.25 | 77.71 | 86.44 | 87.42 |
| OA (%) | 88.73 ± 0.12 | 95.80 ± 0.37 | 94.65 ± 2.00 | 96.37 ± 0.22 | 96.19 ± 0.32 | 97.13 ± 0.20 | ||
| AA (%) | 59.77 ± 0.86 | 82.95 ± 3.23 | 85.86 ± 4.28 | 85.58 ± 1.78 | 90.33 ± 1.3 | 91.31 ± 1.54 | ||
| k × 100 | 81.75 ± 0.21 | 93.38 ± 0.60 | 91.58 ± 3.08 | 94.28 ± 0.35 | 94.07 ± 0.31 | 95.50 ± 0.31 |
| Class | Train | Test | SVM | 2D-CVNN | Wavelet CNN | CV-CNN-SE | 3D-CVNN | SDF2Net |
|---|---|---|---|---|---|---|---|---|
| Build-Up Areas | 3281 | 324770 | 56.33 | 89.35 | 93.09 | 90.49 | 92.58 | 91.01 |
| Wood Land | 2467 | 244206 | 57.21 | 92.24 | 90.73 | 96.44 | 94.99 | 96.80 |
| Open Areas | 7369 | 729525 | 95.98 | 96.20 | 94.10 | 96.14 | 94.43 | 96.71 |
| OA (%) | 80.46 ± 1.29 | 94.35 ± 0.72 | 94.21 ± 0.49 | 94.86 ± 0.24 | 94.33 ± 0.55 | 95.30 ± 0.08 | ||
| AA (%) | 70.84 ± 2.10 | 93.01 ± 2.92 | 93.97 ± 1.47 | 94.49 ± 0.31 | 94.32 ± 1.27 | 94.84 ± 0.08 | ||
| k × 100 | 64.20 ± 2.71 | 90.31 ± 3.64 | 90.26 ± 1.61 | 91.25 ± 0.30 | 90.41 ± 1.43 | 91.99 ± 0.13 |



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