Submitted:
21 June 2024
Posted:
24 June 2024
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Abstract
Keywords:
1. Introduction
2. Literature Review and Research Gaps
3. Critical Evaluation of Owner-Driven Reconstruction (ODR)
4. Conceptual Framework of This Study
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Door-to-door technical Assistance, Demo-Reconstruction, Helpdesk & Technical Resource Centre, Community Reconstruction Committee, Community/Orientation, Short Training for Masons, and On-Job Training for Masons.
- ▪
- Positively influence Ability to Build a House and reconstruction skills with STA
- ▪
- Contributes to the STA Expedited Reconstruction
-
STA Expedited Reconstruction:
- ▪
- Positively affects Newly Reconstructed House Met Need.
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STA Expedited Reconstruction, Effectiveness of Financial Assistance, and Effectiveness of Technical Assistance:
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- Influence Access to Financial Grants from Bank & Financial Institutions.
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Awareness of Disaster Risk Reduction (DRR):
- ▪
- Influenced by Community Reconstruction Committee, Helpdesk & Technical Resource Centre, and Training.
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Need of STA for Vulnerable Categories and Importance of STA Program Activities:
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- Influence Effectiveness of STA Program Activities.


| Socio-Technical Assistance (Seven Activities) | |
|---|---|
| I | Door-to-door technical assistance: Field mobile teams, including social mobilizers and mobile masons, provided on-site support, assisting vulnerable beneficiaries in accessing financial and technical aid, documentation, and overall reconstruction guidelines. |
| II | Demo-Reconstruction: Practical initiative clarifying construction information, customizing for local practices, complementing existing materials. |
| III. | Helpdesk & Technical Resource Centre: Provides reconstruction support and advice and facilitates access to information/resources through social mobilization staff. |
| IV | Community Reconstruction Committees: Enhance community participation, ownership, and coordination in the reconstruction process. |
| V | Short Training for Masons: a 7-day program to enhance mason skills, prioritizing earthquake-affected individuals, women, and the untrained. |
| VI | VI. On-the-Job Training for Masons: the 50-day program to expand the skilled labour force with expertise in earthquake-resistant structures. |
| VII. | Community/household Orientation: Enhance communication, create awareness of policies and standards, and coordinate with community committees and officials through the helpdesk/technical resource centre. |
5. Description of the Study Area and Methodology
5.1. Nepal’s Post-earthquake Owner-Driven Housing Reconstruction
5.2. Socio-Technical Assistance Component
- ▪
- Engage all families and communities in timely and relevant guidance for safer and sustainable house construction, providing support throughout the inspection process.
- ▪
- Enhance the availability and proficiency of skilled construction workers to facilitate reconstruction.
- ▪
- Foster community resilience and long-term benefits.
5.3. Research Motivation, Geographical Locations, and Participants
5.4. Data Collection Methods
5.5. Sampling Size Calculation and Data Analysis
5.6. Research Questions and Hypotheses
- To what extent is the Socio-technical assistance program effective for earthquake-affected beneficiaries?
- H1: There is no significant association between vulnerable categories and the likelihood of building a house with STA support.
- H2: There is no significant association between vulnerable categories and the level of agreement on whether newly reconstructed houses met their needs in the STA program.
- H3: There is no significant association between vulnerable categories and the perceived effectiveness of Financial Grants in the STA program.
- H4: There is no significant association between vulnerable categories and the perceived effectiveness of Technical Assistance in the STA program.
- H5: There is no significant association between vulnerable categories and the level of agreement on STA support in receiving tranches from Banks and Financial Institutions (BFIs)
- H6: There is no significant association between vulnerable categories and the level of agreement on STA activities expediting reconstruction.
- H7: There is no significant association between the vulnerable categories and the perceived importance of the STA program activities.
- H8: There is no significant association between the vulnerable categories and the perceived DRR (disaster risk reduction) awareness of the STA Program.
6. Results and Discussion
- Socio-Technical Assistance Activities
| STA Activities | Vulnerable Categories | Total | ||||
|---|---|---|---|---|---|---|
| Single Women above 65 Years | Elderly above 70 Years | Persons with disabilities (PWD) | ||||
| Total | Community/household Orientation | Count | 62 | 124 | 16 | 202 |
| % | 68.1% | 63.9% | 84.2% | 66.45% | ||
| Door to door technical assistance | Count | 36 | 80 | 5 | 121 | |
| % | 39.6% | 41.2% | 26.3% | 39.80% | ||
| Short Training for masons | Count | 51 | 122 | 12 | 185 | |
| % | 56.0% | 62.9% | 63.2% | 60.86% | ||
| Helpdesk & communication center | Count | 25 | 59 | 5 | 89 | |
| % | 27.5% | 30.4% | 26.3% | 29.28% | ||
| Demo-Construction | Count | 31 | 66 | 7 | 104 | |
| % | 34.1% | 34.0% | 36.8% | 34.21% | ||
| Reconstruction committee support | Count | 7 | 22 | 1 | 30 | |
| % | 7.7% | 11.3% | 5.3% | 9.87% | ||
| On-job training for masons | Count | 4 | 6 | 0 | 10 | |
| % | 4.4% | 3.1% | 0.0% | 3.29% | ||
| Total | Count | 91 | 194 | 19 | 304 | |
| Percentages and totals are based on respondents. | ||||||
| a. Dichotomy group tabulated at value 1. | ||||||
- II.
- Ability to build a house with STA program Intervention.
| Vulnerable Categories | Total | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Single Women above 65 Years | Elderly above 70 Years | Person with disability (PWD) | |||||||
| Could you have built your house without STA support? | No, I could not | Count | 83 | 169 | 18 | 270 | |||
| % | 91.2% | 87.1% | 94.7% | 88.8% | |||||
| Yes, I could | Count | 8 | 25 | 1 | 34 | ||||
| % | 8.8% | 12.9% | 5.3% | 11.2% | |||||
| Total | Count | 91 | 194 | 19 | 304 | ||||
| % | 100.0% | 100.0% | 100.0% | 100.0% | |||||
| Chi-Square Tests | |||||||||
| Value | df | Asymp. Sig. (2-sided) | |||||||
| Pearson Chi-Square | 1.761a | 2 | 0.415 | ||||||
- III.
- Newly Reconstructed House Met Needs
| Vulnerable Categories | Total | ||||||
|---|---|---|---|---|---|---|---|
| Single Women above 65 Years | Senior Citizen above 70 Years | PWD | |||||
| New reconstruction house met needs | Strongly Agree | Count | 18 | 46 | 3 | 67 | |
| % | 19.8% | 24.0% | 15.8% | 22.2% | |||
| Agree | Count | 59 | 107 | 11 | 177 | ||
| % | 64.8% | 55.7% | 57.9% | 58.6% | |||
| Neither agree or disagree | Count | 4 | 5 | 1 | 10 | ||
| % | 4.4% | 2.6% | 5.3% | 3.3% | |||
| Disagree | Count | 8 | 23 | 2 | 33 | ||
| % | 8.8% | 12.0% | 10.5% | 10.9% | |||
| Strongly Disagree | Count | 2 | 11 | 2 | 15 | ||
| % | 2.2% | 5.7% | 10.5% | 5.0% | |||
| Total | Count | 91 | 192 | 19 | 302 | ||
| % | 100.0% | 100.0% | 100.0% | 100.0% | |||
| Average Mean | 2.18 | ||||||
| Chi-Square Tests | |||||||
| Value | Df | Asymp. Sig. (2-sided) | |||||
| Pearson Chi-Square | 5.956a | 8 | 0.652 | ||||
- VI.
- Effectiveness of Financial Grant
| Effectiveness of Financial Grant | Vulnerable Categories | Total | |||||||
|---|---|---|---|---|---|---|---|---|---|
| Single Women above 65 Years | Senior Citizen above 70 Years | PWD | |||||||
| Financial Grant | Less effective | Count | 1 | 1 | 0 | 2 | |||
| % | 1.1% | 0.5% | 0.0% | 0.7% | |||||
| Effective | Count | 12 | 30 | 4 | 46 | ||||
| % | 13.2% | 15.5% | 21.1% | 15.1% | |||||
| Highly effective | Count | 78 | 163 | 15 | 256 | ||||
| % | 85.7% | 84.0% | 78.9% | 84.2% | |||||
| Total | Count | 91 | 194 | 19 | 304 | ||||
| % | 100.0% | 100.0% | 100.0% | 100.0% | |||||
| Average Mean | 2.84 | ||||||||
| Chi-Square Tests | |||||||||
| Value | df | Asymp. Sig. (2-sided) | |||||||
| Pearson Chi-Square | 1.223a | 4 | 0.874 | ||||||
- VII.
- Effectiveness of Technical Assistance
| Effectiveness of Technical Assistance | Vulnerable Categories | Total | |||||||
|---|---|---|---|---|---|---|---|---|---|
| Single Women above 65 Years | Senior Citizen above 70 Years | PWD | |||||||
| Technical Assistance | Less effective | Count | 1 | 5 | 1 | 7 | |||
| % | 1.1% | 2.6% | 5.3% | 2.3% | |||||
| Effective | Count | 61 | 119 | 11 | 191 | ||||
| % | 67.0% | 61.7% | 57.9% | 63.0% | |||||
| Highly effective | Count | 29 | 69 | 7 | 105 | ||||
| % | 31.9% | 35.8% | 36.8% | 34.7% | |||||
| Total | Count | 91 | 193 | 19 | 303 | ||||
| % | 100.0% | 100.0% | 100.0% | 100.0% | |||||
| Average Mean | 2.32 | ||||||||
| Chi-Square Tests | |||||||||
| Value | Df | Asymp. Sig. (2-sided) | |||||||
| Pearson Chi-Square | 2.026a | 4 | 0.731 | ||||||
- VIII.
- STA support in accessing financial grants from Banks and Financial Institutions (BFIs)
| Vulnerable Categories | Total | |||||
|---|---|---|---|---|---|---|
| Single Women above 65 Years | Senior Citizen above 70 Years | PWD | ||||
| STA support in receiving trances form BFIs. | Strongly Agree | Count | 33 | 61 | 7 | 101 |
| % | 36.7% | 31.4% | 36.8% | 33.3% | ||
| Agree | Count | 39 | 92 | 8 | 139 | |
| % | 43.3% | 47.4% | 42.1% | 45.9% | ||
| Neither agree or disagree | Count | 6 | 4 | 1 | 11 | |
| % | 6.7% | 2.1% | 5.3% | 3.6% | ||
| Disagree | Count | 8 | 29 | 3 | 40 | |
| % | 8.9% | 14.9% | 15.8% | 13.2% | ||
| Strongly Disagree | Count | 4 | 8 | 0 | 12 | |
| % | 4.4% | 4.1% | 0.0% | 4.0% | ||
| Total | Count | 90 | 194 | 19 | 303 | |
| % | 100.0% | 100.0% | 100.0% | 100.0% | ||
| Average mean | 2.09 | |||||
| Chi-Square Test | ||||||
| Value | Df | Asymp. Sig. (2-sided) | ||||
| Pearson Chi-Square | 7.236a | 8 | 0.511 | |||
- IX.
- STA Activities Expedited Reconstruction
| Vulnerable Categories | Total | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Single Women above 65 Years | Senior Citizen above 70 Years | PWD | ||||||||
| STA Activities Expedited Reconstruction | Strongly Agree | Count | 18 | 53 | 7 | 78 | ||||
| % | 20.0% | 27.5% | 36.8% | 25.8% | ||||||
| Agree | Count | 70 | 133 | 10 | 213 | |||||
| % | 77.8% | 68.9% | 52.6% | 70.5% | ||||||
| Disagree | Count | 2 | 4 | 1 | 7 | |||||
| % | 2.2% | 2.1% | 5.3% | 2.3% | ||||||
| Strongly Disagree | Count | 0 | 3 | 1 | 4 | |||||
| % | 0.0% | 1.6% | 5.3% | 1.3% | ||||||
| Total | Count | 90 | 193 | 19 | 302 | |||||
| % | 100.0% | 100.0% | 100.0% | 100.0% | ||||||
| Average mean | 1.83 | |||||||||
| Chi-Square Tests | ||||||||||
| Value | Df | Asymp. Sig. (2-sided) | ||||||||
| Pearson Chi-Square | 8.139a | 6 | 0.228 | |||||||
- X.
- Modalities of STA Program Support Reception
| How did you receive the program support? | Vulnerable Categories | Total | ||||
|---|---|---|---|---|---|---|
| Single Women above 65 Years | Senior Citizen above 70 Years | PWD | ||||
| Total | Self-approached for the need of the program activities | Count | 71 | 150 | 15 | 236 |
| % | 78.0% | 77.3% | 78.9% | 77.6% | ||
| Approached by organization | Count | 6 | 13 | 1 | 20 | |
| % | 6.6% | 6.7% | 5.3% | 9.80% | ||
| Recommended or referred | Count | 21 | 61 | 7 | 89 | |
| % | 23.1% | 31.4% | 36.8% | 29.28% | ||
| Local community | Count | 61 | 124 | 15 | 200 | |
| % | 67.0% | 63.9% | 78.9% | 65.79% | ||
| Social mobilizer | Count | 5 | 9 | 1 | 15 | |
| % | 5.5% | 4.6% | 5.3% | 4.93% | ||
| Total | Count | 91 | 194 | 19 | 304 | |
| Percentages and totals are based on respondents. | ||||||
| a. Dichotomy group tabulated at value 1. | ||||||
- XI.
- Importance of STA program activities
| Vulnerable Categories | Total | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Single Women above 65 Years | Senior Citizen above 70 Years | PWD | |||||||
| STA support program was very important for me | Strongly Agree | Count | 31 | 60 | 4 | 95 | |||
| % | 34.1% | 30.9% | 21.1% | 31.2% | |||||
| Agree | Count | 55 | 126 | 14 | 195 | ||||
| % | 60.4% | 64.9% | 73.7% | 64.1% | |||||
| Disagree | Count | 1 | 7 | 1 | 9 | ||||
| % | 1.1% | 3.6% | 5.3% | 3.0% | |||||
| Strongly Disagree | Count | 4 | 1 | 0 | 5 | ||||
| % | 4.4% | 0.5% | 0.0% | 1.6% | |||||
| Total | Count | 91 | 194 | 19 | 304 | ||||
| % | 100.0% | 100.0% | 100.0% | 100.0% | |||||
| Average Mean | 1.80 | ||||||||
| Chi-Square Tests | |||||||||
| Value | df | Asymp. Sig. (2-sided) | |||||||
| Pearson Chi-Square | 9.037a | 6 | 0.171 | ||||||
- XII.
- Disaster Risk Reduction (DRR) Awareness by STA program
| Vulnerable Categories | Total | ||||||
|---|---|---|---|---|---|---|---|
| Single Women above 65 Years | Senior Citizen above 70 Years | PWD | |||||
| DRR Awareness | Strongly Agree | Count | 25 | 71 | 6 | 102 | |
| % | 27.8% | 36.8% | 31.6% | 33.8% | |||
| Agree | Count | 54 | 94 | 10 | 158 | ||
| % | 60.0% | 48.7% | 52.6% | 52.3% | |||
| Neither agree or disagree | Count | 3 | 8 | 0 | 11 | ||
| % | 3.3% | 4.1% | 0.0% | 3.6% | |||
| Disagree | Count | 3 | 11 | 2 | 16 | ||
| % | 3.3% | 5.7% | 10.5% | 5.3% | |||
| Strongly Disagree | Count | 5 | 9 | 1 | 15 | ||
| % | 5.6% | 4.7% | 5.3% | 5.0% | |||
| Total | Count | 90 | 193 | 19 | 302 | ||
| % | 100.0% | 100.0% | 100.0% | 100.0% | |||
| Average mean | 1.95 | ||||||
| Chi-Square Tests | |||||||
| Value | Df | Asymp. Sig. (2-sided) | |||||
| Pearson Chi-Square | 5.648a | 8 | 0.687 | ||||
- XIII.
- Effectiveness of the STA Program Activities
- ▪
- Financial Support: All three vulnerable categories show high percentages (99% to 100%) in acknowledging the effectiveness of financial support in their reconstruction.
- ▪
- Technical Support: Over 90% in each vulnerable category perceive technical support as effective in aiding recovery.
- ▪
- Accessible House: While there is a variation across categories, ranging from 70.3% to 78.9%, a substantial majority acknowledges housing accessibility as beneficial.
- ▪
- Build Earthquake Resilient (EQ) House: A high percentage (94.7% to 96%) across vulnerable categories acknowledges the effectiveness of building earthquake-resilient houses.
- ▪
- Improved Livelihood: The majority in each category (79.1% to 94.7%) recognize the program’s impact on enhancing their livelihoods.
- ▪
- Training & Orientations: Strong positive perceptions (82.4% to 84.5%) indicate the importance of training and orientation in recovery.
- ▪
- Sufficient Place to Live-In: Most respondents (73.6% to 89.5%) express satisfaction with providing sufficient living space.
- ▪
- Enhanced Safety: Across all vulnerable categories, a significant proportion (84.6% to 89.5%) perceive the program as contributing to enhanced safety.
7. Result of Hypothesis Testing
| S. N | Hypothesis | P-Value Chi-Square Test | Results |
| H1 | There is no significant association between vulnerable categories and the likelihood of building a house with STA support | 0.415 (Table 4) | Accepted |
| H2 | There is no significant association between vulnerable categories and the level of agreement on whether newly reconstructed houses met their needs in the STA program. | 0.652 (Table 5) | Accepted |
| H3 | There is no significant association between vulnerable categories and the perceived effectiveness of Financial Grants in the STA program. | 0.874 (Table 6) | Accepted |
| H4 | There is no significant association between vulnerable categories and the perceived effectiveness of Technical Assistance in the STA program. | 0.731 (Table 7) | Accepted |
| H5 | There is no significant association between vulnerable categories and the level of agreement on STA support in receiving tranches from Banks and Financial Institutions (BFIs) | 0.511(Table 8) | Accepted |
| H6 | There is no significant association between vulnerable categories and the level of agreement on STA activities expediting reconstruction. | 0.228 (Table 9) | Accepted |
| H7 | There is no significant association between the vulnerable categories and the perceived importance of the STA program activities. | 0.171 (Table 11) | Accepted |
| H8 | There is no significant association between the vulnerable categories and the perceived DRR Awareness by the STA program. | 0.687 (Table 12) | Accepted |
8. Discussion
9. Limitations
10. Conclusion
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Declaration of Interests
Appendix A
| Q22.COMPLETED OR NOT | |||||
| Frequency | Percent | Valid Percent | Cumulative Percent | ||
| Valid | Under reconstruction | 2 | .7 | .7 | .7 |
| Completed | 302 | 99.3 | 99.3 | 100.0 | |
| Total | 304 | 100.0 | 100.0 | ||
| Q18.BANK A/C | |||||
| Frequency | Percent | Valid Percent | Cumulative Percent | ||
| Valid | After Earthquake | 196 | 64.5 | 64.5 | 64.5 |
| Before Earthquake | 108 | 35.5 | 35.5 | 100.0 | |
| Total | 304 | 100.0 | 100.0 | ||
| Q25.LIVE IN OR NOT | |||||
| Frequency | Percent | Valid Percent | Cumulative Percent | ||
| Valid | No | 3 | 1.0 | 1.0 | 1.0 |
| Yes | 300 | 98.7 | 99.0 | 100.0 | |
| Total | 303 | 99.7 | 100.0 | ||
| Missing | System | 1 | .3 | ||
| Total | 304 | 100.0 | |||
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| How did the STA support program benefit you in your reconstruction and recovery endeavors? | Vulnerable Categories | Total | ||||
|---|---|---|---|---|---|---|
| Single Women above 65 Years | Senior Citizen above 70 Years | PWD | ||||
| Financial support | Count | 91 | 192 | 19 | 302 | |
| % | 100.0% | 99.0% | 100.0% | 99% | ||
| Technical support | Count | 86 | 180 | 18 | 284 | |
| % | 94.5% | 92.8% | 94.7% | 93% | ||
| Accessible House | Count | 64 | 137 | 15 | 216 | |
| % | 70.3% | 70.6% | 78.9% | 71% | ||
| Build Earthquake resilient (EQ) House | Count | 87 | 186 | 18 | 291 | |
| % | 95.6% | 95.9% | 94.7% | 96% | ||
| Improved livelihood | Count | 72 | 155 | 18 | 245 | |
| % | 79.1% | 79.9% | 94.7% | 81% | ||
| Training & Orientations | Count | 75 | 164 | 16 | 255 | |
| % | 82.4% | 84.5% | 84.2% | 84% | ||
| Sufficient place to live-in | Count | 67 | 159 | 17 | 243 | |
| % | 73.6% | 82.0% | 89.5% | 80% | ||
| Enhanced safety | Count | 77 | 168 | 17 | 262 | |
| % | 84.6% | 86.6% | 89.5% | 86% | ||
| Total | Count | 91 | 194 | 19 | 304 | |
| Percentages and totals are based on respondents. | ||||||
| a. Dichotomy group tabulated at value 1. | ||||||
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