Submitted:
04 January 2024
Posted:
05 January 2024
Read the latest preprint version here
Abstract
Keywords:
1. Introduction
2. Historic Forests of Northern Ethiopia and its Deforestation
3. Forests in Southern Ethiopia and its Deforestation
5. Deforestation in Contemporary Ethiopia and its Migration to the Lowlands

4. Drivers of Deforestation in Contemporary Ethiopia
4.1. Agriculture and Rural Development Policies

| Crop type | Planned expansion (x1000) | |||||
|---|---|---|---|---|---|---|
| PASDEP | ||||||
| 2004/05 Baseline | 2005/06 | 2006/07 | 2007/08 | 2008/ 09 | 2009/10 | |
| Crops (cereals, pulses, cotton) | 12,281 | 12,404 | 12,465 | 12,527 | 12,587 | 12,649 |
| Coffee | 500,000 | 560,000 | 629,000 | 659,000 | 694,000 | 734,000 |
| Tea | 5,598 | 5,900 | 6,000 | 6,220 | 6,450 | 6,900 |
4.2. Resettlement and Spontaneous Local Migration

4.3. Investment Policy
4.4. Population Growth
4.5. Land and Forest Property Rights
5. Restoration Efforts and its Impacts

- Campaign-Based Approach: Campaign-based scheme is the main restoration approach used in Ethiopia for decades. One key constraint of this practice is that it compromises quality, resulting in a lack of success. The focus is often on the quantity to be reported by the end of the day, not the quality of work that will ensure sustainability. Historical campaigns, especially during the Derg era, were characterized by a coercive top-down approach and reliance on the Food-for-Work program, resulting in substantial but unsustainable work. Failures were attributed to insufficient scientific and technical rigor, hence quality, and a lack of long-term environmental and economic incentives (e.g., [118,121]). Post-Derg campaign-based restoration efforts, despite claiming to be participatory, involved systematic political pressure. A significant issue also arises as most restoration efforts often target communal lands, which are also claimed as public lands, exacerbating issues of land scarcity, and negatively impacting farmers' livelihoods. Restoration site selections are mostly top-down accomplished primarily by government entities, often without the involvement and consent of the community. The lack of clarity regarding ownership and uncertainty about the nature and magnitude of future benefits, makes it challenging for farmers to ensure its sustainability. The government's limited institutional capacity, human resources, and budget for regular monitoring and tending, combined with farmers' reluctance, contribute to the frequent failure of these initiatives. Recent campaigns typically manifested as annual planting or conservation events, lacking consistent follow-up and oversight to ensure proper tending practices. They prioritize political popularity and sensational numbers that lack accuracy and transparency in reporting. Consequently, these initiatives are perceived more as political tools than genuine environmental agendas [117,122].
- Ineffective Institutional Integration: Restoration practices in Ethiopia, especially in recent years like the Green Legacy Initiative, suffer from ineffective institutional integration. Coordination by multiple institutions with overlapping mandates has led to unattended efforts and frequent institutional restructuring, compromising continuity. For instance, in the Green Legacy Initiative, the tree planting activities are coordinated by a national technical committee composed of senior experts from the Ethiopian Forestry Development of MoA; Ministry of Water, and Irrigation (MoWI); and Ministry of Urban Development (MOUD). Restoration actions need to be implemented by a dedicated and resourced institutional arrangement put in place at all levels of the government structure [65]. This will ensure not only effective monitoring and follow-up but also accountability and responsibility. Involving the private sector is also lacking, which could have enhanced the effectiveness of these initiatives through improved quality and investment on follow up activities. In fact, frequent institutional restructuring is a typical characteristic of the forest sector institutional arrangement in Ethiopia compromising continuity of efforts.
- Ownership Issue: The mass planting of trees on public lands has suffered from a lack of incentives for protecting and tending the trees, highlighting ownership issue. The absence of the right incentives, such as ownership, has hindered the achievement of a real impact. The very reason why small-scale tree planting is successfully flourishing, and mass tree planting is not simply the issue of ownership. Government is campaigning to plant trees mostly on communal lands, and seedlings planted don’t obtain follow up care, for they are not associated with either private or public entities to do so. The reason small-scale tree planting is successfully flourishing, and mass tree planting is not, can be good evidence to regard how much ownership matters in this regard. Moreover, a lack of incentives for private sector engagement impedes local initiatives aimed at establishing production-oriented forests and forest-based enterprises. With devolved and formalized right (e.g. ownership right), responsibility, and benefits.
- Undermining forestry as an economic enterprise: Forestry is overlooked as an economic enterprise in Ethiopia. Despite the recognition of its ecological services, its potential as a significant economic sector is neglected. To make restorations effective, it is critically important to clearly distinguish between forestry for environmental services and forestry as a business endeavour. Doing so will help to segregate restoration initiatives into those that government or public sectors will lead and those that other actors such the private sector will take care. The success of farm forestry stands as a compelling example of how private entities can drive forest development. Recognizing and promoting the economic potential of forestry is vital for fostering restoration, sustainable management and improving the national economy and livelihoods of local communities. The problem of the on-going restoration efforts is the focus on increasing the number of seedlings planted with the anticipation of increasing the national forest cover, not on balancing and enhancing the economic benefits gained from it as well. Such environmental focused restoration initiatives do not align with the needs of impoverished rural households seeking additional income or alternative livelihoods to agriculture, for their immediate needs override the long-term environmental benefits. Hence, balancing environment and economic benefits and segregating restoration accordingly is critical to ensure success. Lack of tangible economic benefit is one key constraint for many restoration efforts failing to attract the support of local community.
6. Conclusions
Acknowledgments
Conflicts of Interest
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| Forest Resource Assessment Categories | Forest area (1000 ha) | |||||
|---|---|---|---|---|---|---|
| 1990 | 2000 | 2010 | 2015 | 2020 | Changes | |
| Naturally regenerated forests: *Revised estimate |
18,918.89 | 18,188.89 | 17,067.79 | 16,461.50 | 15,865.20 | -3,053.69 |
| **Earlier estimate | 15,114.00 | 13,705.00 | 12,296.00 | |||
| Planted forests | 339.61 | 339.61 | 740.71 | 972 | 1203.3 | 863.69 |
| Other planted forest | 67.92 | 67.92 | 148.14 | 194.4 | 240.65 | |
| Total forest area | 19,258.50 | 18,528.50 | 17,798.50 | 17,433.50 | 17,068.50 | -2,190.00 |
| Year | Resettled household | Main region |
|---|---|---|
| Imperial tike (1950s) | 20,000 | Southern Ethiopia and Rift Valley area |
| 1975/1976 | 38,818 | 88 settlement village Kaffa, Wollega and Sidamo |
| 1982 | 120,000 | 112 Kaffa, Wollega and Sidamo |
| 1984-86 | 594,190 | Illubabor, Gameblla, Wollega, Gojam Pawe, Kaffa, Shewa and Gondar |
| 1988 | 50,000 | Illubabor, Gameblla, Wollega and Gojam Pawe, Kaffa, Shewa and Gondar |
| 2003-2005 | 440,000 | Intra-region (Oromia, Amhara, South and Tigray) |
| 2009–2014 | 173,835 | Amhara, Oromiya and SNNPR. |
| Total | 1,436,843 households or ca. 5,747,372 people | |
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