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Local Context Capacity Building Needs for Climate Change Adaptation Among Small-holder Farmers in Uganda: Policy and Practice Implications

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16 November 2023

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17 November 2023

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Abstract
Climate change impacts threaten sustainable development efforts. The magnitude of the impacts, however, varies with socio-ecological characteristics of locations. This is the reason there is con-sensus on the necessity for climate change adaptive capacity building that is country driven, based on and responsive to local needs. However, information on context specific capacity building needs in developing countries is not readily available. The objective of this study was to establish location specific awareness, training, educational, research and technology capacity building needs for climate change adaptation among small-holder farmers in Uganda. Structured interviews were undertaken with 465 households from five agro-ecological zones selected based on the level of vulnerability of agricultural systems to the main climate variation and change hazards. Results reveal substantial capacity building needs in all the zones. Majority of the farmers needed capacity building for interventions on soil water conservation practices for adapting to drought and un-predictable rainfall. For all zones, education, research, and technology were perceived as key needs. However, the needs varied among zones. These results demonstrate the importance of context specificity in adaptation efforts. The study provides agro-ecological and social system specific in-formation for climate change adaptation planning and policy interventions for effective capacity building
Keywords: 
Agriculture
;  
Agro-ecological zone
;  
Adaptive capacity
;  
Least Developed Countries
;  
Paris Agreement
Subject: 
Environmental and Earth Sciences  -   Other

Highlights

  • There are substantial capacity building needs to adapt to climate change in all agro-ecological zones
  • There are differences in nature of needs across the zones, which mirror the contrasting climate risks and impacts in each zone.
  • Findings underscore the need for location-specific planning and tailored interventions that address the unique combinations of climate risks and adaptive capacity needs at micro-levels.

Introduction

Climate change, manifested as increases in number, duration, frequency and severity of extreme weather events, is undermining efforts of nations geared towards the attainment of the sustainable development targets (Cramer et al. 2018; Zhang et al. 2018; Bedeke 2023). The effects of a changing climate cut across sectors, communities and nations (Nerini et al., 2019; Nah et al., 2020). In the agriculture sector, a range of impacts are being experienced. The impacts are mainly associated with either too little or too much rainfall (Nerini et al., 2019; Ibeje et al., 2018). The associated trends and events continue to lower agricultural land productivity, causing malnutrition, loss of livelihoods and hampering prosperity (Ruwoldt, 2013; Singh et al., 2014). The effects are most pronounced and experienced in developing countries where rain-fed agriculture constitutes a major source of livelihood (Nkuba et al. 2020a; Omotoso et al. 2023; Batungwanayo et al. 2023). These impacts are also considered to be key drivers of human displacement and mass migrations (Orhan 2018), increased vulnerability of women and girls to violence (Nerini et al., 2019) and increased gender inequalities such as the withdrawal of girls from school (Ampaire et al. 2020).
Developing countries are generally considered to be disproportionately vulnerable to and impacted by climate change (Parker et al. 2019) mainly because of poverty and heavy livelihood dependency on the increasingly threatened ecosystems (Balasubramanian 2018). In most of these countries, climate change adds another layer of complexity to already existing development challenges such as rapid population growth, underdeveloped financial markets and weak governance systems (Jones, Ludi, and Levine 2010). They are also particularly vulnerable due to very limited geographical and knowledge-based resources (Pachauri et al. 2014). These attributes plus the low adaptive capacity to climate change are worsening vulnerable communities’ lives and livelihoods (Baas, Trujillo, and Lombardi 2015; Balasubramanian 2018; Lobell, Schlenker, and Costa-Roberts 2011). There is, therefore, an urgent need for capacity building among communities to respond appropriately to the impacts of climate change. This however requires a tacit understanding of the context-specific capacity needs.
Most assessments of adaptive capacity are largely rooted in Sen’s capabilities theory and sustainable livelihoods framework (Lemos et al. 2013; Sen 1981). The theory and framework present adaptive capacity as a function of entitlements to material assets and social opportunities. More entitlements are related to more capacity to adapt and lower vulnerability to climate change and vice versa (Engle 2011; Jones, Ludi, and Levine 2010). The assets mainly considered in assessing adaptive capacity include natural, physical, financial, social and human capitals (Mortreux and Barnett 2017). Human capital covers educational considerations (Warrick et al. 2017), which fall under the learning domain of adaptive capacity (Cinner et al. 2018). Learning is about the ability to generate, absorb, and process new information about climate change, adaptation options, and ways to live with, and manage uncertainty. It captures adaptive capacity aspects including experiential and experimental process that enable people to frame or reframe problems, access to information as well as building awareness (Cinner and Barnes 2019).
Assessments show that adaptive capacity in developing countries is constrained by limited access to timely and reliable climate information to enable adaptation responses to climate change impacts (Parker et al. 2019; Saeed et al. 2023). There is also limited access to resources/services for boosting their adaptive capacity (Ng, Monios, and Zhang 2019), including barriers to climate financing and skills services (Banga 2019; Rana, Thwaites, and Luck 2017). Other barriers such as the lasting social exclusion of the poor and marginalised communities have been documented (Mikulewicz 2018; Shrestha 2013). Some communities are excluded from decision making processes, use of technologies that might have been valuable in promoting social, physical, and human capital, hence adaptive capacity.
The need for building climate change adaptive capacity in the developing world, especially for the least developed countries, has increasingly become an essential consideration in the climate regime (Khan, Mfitumukiza, and Huq 2021; Pachauri et al. 2014). Accordingly, the Paris Agreement (PA) sets out to enhance the capacity and ability of such countries to take effective climate change response actions. This involves facilitating technology development, dissemination and deployment, access to climate finance, relevant aspects of education, training and public awareness, and the transparent, timely and accurate communication of information (Article 11.1).
Under the PA, the Nationally Determined Contributions (NDCs) provide a means to communicate and track the various ambitions and commitments by Parties to the agreement. Through the NDCs, developing countries are expected to communicate their capacity building needs for effective climate change response actions (Richards et al. 2015). The first round of NDCs highlight broad priority areas for capacity building in developing countries. Most of the needs are on adaptation, largely in the agriculture sector (Khan, Mfitumukiza, and Huq 2021), with indication of capacity building in most of these areas as a condition for implementing other commitments (Pauw et al. 2020).
However, most of the submitted capacity building needs in the NDCs lack specificity in terms of target sectors and capacity building elements of interest. They also lack clear alignment to implementation support arrangements, such as alignment to mechanisms like the financial systems under the Paris Agreement (Khan, Mfitumukiza, and Huq 2021). That vagueness poses a challenge for efforts to track and measure the extent to which such needs have been addressed (Craft and Fisher 2018). This points to the need for knowledge and scientific evidence to support the processes underlying the development of such policies and plans. Knowledge capability support systems for policy formulation and planning need to be country-driven, based on and responsive to national needs, and foster country ownership, including at the national, subnational and local levels (Bolger 2000; Lafontaine 2000).
Lack of explicit information by countries on the kind of capacity building required, limits the extent to which related policy and partnerships on practice can be guided and realised in respective countries (Dodwell et al. 2015). There is need for context specific information that can support local level relevant capacity building policies and other interventions. In that way, learning from capacity building interventions in a manner that can contribute to meaningful aggregation of national and global climate change adaptation response targets can be realised (Craft and Fisher 2018; Werland and Rudolph 2023). Accordingly, lessons from subnational, national, and global processes can inform efforts aimed at updating and enhancing development and adaptation policies, programmes, and plans by incorporating new as well as location appropriate information and best practices (Northrop et al. 2018).
This study seeks to contribute to the understanding of location specific climate change adaptation needs in the agriculture sector particularly smallholder farmers. This information is useful in enhancing adaptation planning processes and practice. In a majority of developing countries, the agricultural sector is dominated by smallholder farmers. This study focuses on the agriculture sector due to the global significance it commands in the first and second round of NDCs (Khan, Mfitumukiza, and Huq 2021), and importance of the sector to the livelihoods and the economy of Uganda (UBOS 2016). Moreover, agriculture is one of the sectors that is most sensitive to changes in climate with evident risks that threaten the associated livelihoods of many rural populations (Adger et al. 2003). The importance of Agriculture is similarly highlighted in some of the targets (e.g., 2.1, 2.1.2, 2.5.1, 2.a.1, 13.2.1) of the Sustainable Development Goals (SDGs). Implementation and realisation of the intended climate change responses that promote resilience and adaptation in agricultural production will require understanding and dealing with location specific capacity building needs. Such understanding should be based on realities from local communities and context. Specifically, the objective of this study was to generate information to support planning, decision-making processes and actions aimed at the realisation of locally relevant capacity building for effective adaptation. The study addresses two questions: i) What are the climate change adaptive capacity building needs for the agriculture sector in Uganda? ii) Are there differences in climate change adaptive capacity building needs across different agro-ecological zones?

Materials and methods

Description of the study area

The study was conducted in five agro-ecological zones (AGEZs) of Uganda. The agro-ecological zones covered are South-Western Grass Farmlands (SWGF); Western Medium-High Farmlands (WMHF); Western Mid-altitude Farmlands and the Semlilki Flats (WMFSF); Lake Victoria Crescent and Mbale Farmlands (LVCMF); and North-Western Farmland Wooded Savanna (NWFWS). The description of these zones is presented in Table 1. The study area covered five districts of Rubirizi, Mubende, Kikuube, Nebbi and Mbale (Figure 1).

Methods

In each agro-ecological zone, one district (Table 1) was selected based on the level of vulnerability of agricultural systems to the main climate variation and change hazards in Uganda. These districts are particularly vulnerable to unpredictable shifts in rainfall patterns as well as uncertainty in the length and intensity of dry seasons, which in the recent past have been characterised by recurrent drought (Bamutaze et al. 2019; Mbogga 2012; Hisali, Birungi, and Buyinza 2011; Mfitumukiza et al. 2020; Namusoke and Atuhaire 2019; Okaka 2020; Okonya, Syndikus, and Kroschel 2013; Oriangi et al. 2019). A multistage purposive sampling method was used to select the districts and sub counties of study. The choice of parish and village administrative units of study was guided by district and sub-county local government leaders based on their knowledge and experiences on context diversity of socio-ecological vulnerability in their respective areas of jurisdiction. Four hundred sixty-five (465) farmers were randomly selected in the identified parishes. The respondents were distributed in thirty-four villages, ten parishes and five sub counties of the five districts. The number of respondents per parish was determined based on population proportions that were calculated based on the Uganda National Census data of 2014 (UBOS 2016). The sample population was calculated according to Yamane (1973) formula:
n = N 1 + N ( e ) 2 Where n is the sample size, N is the total population, and e is the level of precision.
Accordingly, we obtained 101 farmers from SWGF, 90 farmers from WMHF, 100 farmers from WMFSF, 90 farmers from LVCMF and 84 farmers from NWFWS. Field data collection was conducted by a team of five well trained research assistants, with one assistant in each district of study. These were helped by the local government and community leaders who acted as field guides because they were well known to the local people and understood the geography of the study areas. Data were collected using a questionnaire that sought information on; climate change hazards and impacts being experienced by the farmers, and capacity building needs for adaptation in their farming activities. The criteria for categorising the specific needs were based on capacity building elements derived from the Paris Agreement (mainly, but not limited to Articles 11, 12 and 13) and the UNFCCC (Articles 5 and 6). These elements are: education, training and public awareness, research and technology.

Data analysis

The data collected from the field were coded and entered into Statistical Package for the Social Sciences (SPSS) software version 25. Using the same software, descriptive statistics for the capacity building needs in each AGEZ were generated. A one-way Analysis of variance (ANOVA) and post-hoc Turkey’s Honestly Significant Difference (HSD) tests were carried out to ascertain the statistical differences among capacity building needs in the AGEZs. For each respondent, the number of specific needs selected under a broad capacity building category (awareness, education, research, and technology as well as training) were tallied and assigned a numeric score. The scores were aggregated to come up with scores of corresponding capacity building need at the broad category level. Relatively lower scores were interpreted as having relatively a low need for a given capacity building category while high scores implied a high need for a given category as shown in Table 2.
The mean score of capacity building needs for each AGEZ was computed in SPSS. One-way ANOVA was used to compare the mean score of the different AGEZs to ascertain if there were statistically significant differences between the means. The aim of this test was to find out if there were differences in needs across the AGEZs. A post-hoc Turkey HSD test was also run to determine the significant pairwise differences of capacity building needs between AGEZs. The mean score of capacity building need corresponding to the reference AGEZ was labelled “i” and the mean score of the capacity building need corresponding to the AGEZ to be compared was labelled “j”. The post-hoc Turkey’s test was run based on the expression “i-j”.

Results

Adaptive capacity building needs

Overall, a large proportion of respondents involved in this study expressed having experienced unexpected changes in weather events within the last 12 months. The events most experienced are unpredictable rainfall and drought. However, farmers in SWGF and WMFSF experienced this more frequently than farmers in WMFSF, LVCMF and NWFWS AGEZs. As for adaptive capacity needs, the majority of farmers (over 60%) revealed a need for capacity building to respond to drought and unpredictable rainfall hazards. Table 3 shows the capacity building needs reported by farmers in the five AGEZs. Need for education, research and technology registered the highest number of respondents across all AGEZs for both drought and unpredictable rainfall. The SWGF and WMHF zones reported the highest needs for capacity building.
Table 4 shows the specific adaptive capacity building needs for adaptation to drought. Majority of the farmers in all AGEZs needed capacity building for interventions on soil water conservation practices such as planting cover crops, agroforestry, and mulching; practices for planning for cropping activities such as changes in crop varieties and planting dates; irrigation technologies which can be used on farm including use of wastewater. Farmers also sought capacity for water harvesting and storage technologies such as construction of percolation tanks and valley dams; post-harvest management techniques for seed drying and storage to avoid seed spoilage and reduce losses, and technologies for increased livestock stocking capacity on farm.
For unpredictable rainfall, the majority of the farmers needed capacity building for interventions on soil conservation practices, such as construction of terraces, planting crops on ridges, planting cover crops and techniques for draining excess water from farm like digging channels in the garden; cropping strategies such as delays in planting, planting new crop varieties that can survive in excess water, and crops that are early maturing. Farmers also needed technologies for water harvesting and storage including the use of percolation tanks; animal care techniques such as keeping animals indoors and post-harvest management technologies to avoid seed spoilage and losses (Table 5).

Variation in climate change adaptive capacity building needs across agro-ecological zones

Whereas all agro-ecological zones showed high need for capacity building, the level of needs varied. Results of one-way ANOVA (Table 6) show that the capacity building needs were significantly different (p<0.05) across the agro-ecological zones.

Mean differences in capacity building needs for drought between any two agro-ecological zones

The results of the Turkey HSD test for drought showed that on average, SWGF and WMHF zones had significantly higher public awareness needs relative to other AGEZs (p<0.05). LVCMF had significantly lower capacity building needs for education, research and technology, and training (p<0.05). This study also revealed that WMFSF and NWFWS had significantly high needs for training but low public awareness needs for drought response (p<0.05), Table 7.

Mean differences in the capacity building needs for unpredictable rainfall between any two agro-ecological zones

The results of the Turkey HSD test revealed significant differences in public awareness needs, with SWGF and WMHF having higher need for public awareness compared to NWFWS (p<0.05). The study also revealed significantly higher training needs in NWFWS, while LVCMF revealed an overall low need for adaptive capacity building (p<0.05), Table 8.

Discussion

Understanding the specific climate change adaptive capacity needs at local level is critical in designing location sensitive policies, programs, and other interventions for adaptation (Howarth et al. 2018; Tanner et al. 2019). This is because vulnerability characteristics vary across regions and scales (Thomas et al. 2019). In this study, we assessed climate change adaptation needs across five agro-ecological zones in Uganda, a relatively small country. Results of this study showed that there were substantial capacity building needs to adapt to climate change in all AEZs. However, the specific needs varied across the zones and depended on the type of weather and climate events and trends most encountered in a locality. This is interesting for a small country like Uganda where homogeneity would be the expected outcome. This discussion explores the policy, and practice implications of these results for the predominately rural natural resource-dependent communities in developing countries.

The high need for climate change adaptive capacity building irrespective of AEZ

The findings of this study reveal a considerable need for capacity building, regardless of AEZ. The agro-ecological zones considered in this study exhibit varying climatic, social and ecological characteristics. For instance, while the LVCMF is a relatively wet area, with bimodal rainfall distribution, and mean annual rainfall above 1200 mm, the NWFWS experiences unimodal rainfall ranging from 1000 to 1200 mm (Kabanyoro et al. 2013; Wortmann and Eledu 1999). In terms of socio-economic context, the LVCMF is known to have greater access to assets and resources, compared to other AEZs considered in this study (Abuka et al. 2007; Epule et al. 2017). It was anticipated that areas with better socio-economic characteristics would have a better adaptive capacity, hence lower capacity building needs and vice versa. However, results of this study are incongruent with this expectation, as a considerable need for capacity building was evident across all AEZs.
The considerable need for adaptive capacity building shown by the results of this study can be explained in terms of Uganda’s low level of development. According to UNDP (2014), Uganda is among the poorest nations, ranked 164th out of 187 countries based on human development index (HDI). Thirty eight percent of its population live below income poverty line, while 33% live in absolute poverty (Echeverría, Terton, and Crawford 2016; USAID 2014). Over 70% of the population depend on the climate sensitive agriculture, and contribute nearly 25% of the GDP (FAO 2022). These characteristics render the country, as a whole, very vulnerable to the impacts of environmental perturbations. Since the dominant livelihood activities in all AEZ included in this study are mainly agro based, the substantial need for adaptive capacity building irrespective of zone is conceivable. This low level of adaptive capacity undermines the realization of the country’s plans, policies, and development goals including the sustainable development goals. Particularly, it limits the attainment of SDG 2, which targets to end hunger, achieve food security, improved nutrition and promote sustainable agricultural systems. The situation also complicates the country’s aspiration of modernising the agricultural sector that, in the face of climate change, will require significant investment in planning and implementation of adaptation response efforts such as irrigation, new seed varieties suited to new conditions and improved post-harvest management systems among others, as per the capacity building specific needs of communities.
The mismatch in the level of assets and resources and capacity building needs in the different AEZs depicted by results of this study is consistent with the literature, which suggests that the levels of adaptive capacity cannot be solely explained by capitals of a socio-ecological system (Mortreux and Barnett 2017). It is, therefore, essential to recognise that adaptive capacity is a multifaceted and dynamic concept (Coulthard 2008; Below et al. 2010). This observation implies a need for action to facilitate the translation of assets and resources into effective adaptation action, leading to reduction of vulnerability. Recent studies have demonstrated that translation of assets and resources in a socio-ecological system into adaptive capacity requires consideration of many domains including psychosocial factors. These factors include risk attitudes, personal experiences, trust and expectations in authorities, competing concerns, household composition dynamics (Mortreux and Barnett 2017; Eakin, Lemos, and Nelson 2014).

The Variation in Specific needs across AEZ

Although we observed a generally high need for capacity building irrespective of AEZ, there were differences in nature of needs across the zones. These differences mirror the contrasting climate risks and impacts encountered in each agro-ecological zone. For instance, zones such as WMHF and WMFS, prone to severe drought events, exhibited substantial needs for drought-related adaptive capacity, whereas LVCMF, characterized by high rainfall, exhibited lower capacity needs for drought adaptation. These findings underscore the need for location-specific planning and tailored interventions that address the unique combinations of climate risks and adaptive capacity needs at micro-levels. In line with global climate change policy regime, Uganda has progressively developed policies intended to provide an enabling environment for local level adaptive capacity building. However, the high and varied needs revealed by this study presents a substantial gap between the current policy framework and realities on ground. For example, Uganda’s climate policies and plans including the Climate Change Policy (2015), Climate Change Act (2021), Climate Action Plan (2022), and the third National Development Plan (NDPIII), emphasise a devolved, inclusive, and people-centred implementation of adaptation action to create autonomous and resilient societies. However, this study reveals that the policies and plans have not necessarily translated into adaptive capacity building reality at local level. Similar studies have reported considerable gaps in policy design and implementation including the lack of proactive engagement of communities, limitations to access of timely and reliable climate information, inadequate structures, services, and resources, including financial resources, to boost local response actions. This results in a persistent lack of tailored adaptation actions, which leads to failure to address local needs (Parker et al. 2019; Ampaire et al. 2017; Nyasimi et al. 2016; Nkuba et al. 2020b; Gaisie and Cobbinah 2023).
This study and other studies including Ampaire et al. (2017); Antwi-Agyei et al. (2015); Eriksen et al. (2019); and Renner (2020) reflect two perennial policy criticisms in the policy formulation process in developing countries. First, policies are developed out of sync of local realities leading to the lack of congruence with local needs of communities, and therefore very difficult to mainstream such policies into local communities’ context. Second, there is a continued use of top-down approaches to policy formulation and implementation, which promotes elite monopoly of custodianship of information and the associated marginalization and vulnerability of communities (Kahsay and Bulte 2021). Such approaches have been criticized for perpetuating historical power imbalances brought about by centralised and exclusive decision-making (McDougall and Ojha 2021). It also hinders ownership and implementation of policy at local level because of disconnect with the needs and priorities at local community level (Preston, Westaway, and Yuen 2011; Lebel et al. 2012). The manifestations of the limited in-country capacities and capabilities to implement locally driven adaptation responses, especially in a nature-based agricultural sector, include food insecurity, water shortages, and a constrained economic growth, which in turn have aggravated health impacts, hunger, poverty, migration and conflict over diminishing natural resources and agricultural productivity (MWE, 2015; NAPA, 2007). These undermine Uganda’s efforts towards attaining the desired higher income status and the UN’s Sustainable Development Goals.
As climate change continues to threaten the livelihoods and lives of people, especially, among the most vulnerable communities in Least Developed Countries, it is imperative that different actors including policymakers, researchers and practitioners focus on addressing location specific adaptation needs. This is most important for local communities that are heavily dependent on agriculture, which is currently highly vulnerable to the impacts of climate change (Kotir 2011; Bedeke 2023). Such efforts should intentionally aim at promoting meaningful local-community level leadership and participation in strategies and actions for achieving vulnerability reduction and strengthening resilience. Failure to bridge the gap between global and national climate change response efforts and local level needs of communities, could exacerbate the already-existing challenges, including increased environmental degradation, decreased crop yields, food insecurity, increased vulnerability to extreme weather events, and poverty, hence compromising the well-being and livelihoods of those who rely on agriculture. Moreover, without effective adaptation measures, LDCs will continue to struggle to keep pace with global developments and find themselves increasingly impacted and marginalised by climate change. Therefore, it is crucial that LDCs prioritize climate adaptation policies and practices that are tailored to their specific local needs and circumstances.

Conclusion

Results of this study have demonstrated a high need for adaptive capacity building in Uganda’s agriculture sector irrespective of geographic location characteristics. Differences in access to material assets and social opportunities depicted by different agro-ecological zones do not translate into differences in climate change adaptive capacity. Resources endowment is therefore not an accurate adaptive capacity predictor in countries like Uganda. Additionally, the study has shown that the nature of adaptive capacity needs are location and context specific and varies considerably across locations even within the same country. Efforts to enhance adaptive capacity must, therefore, be context specific, to avoid the likely failures associated with generalisations including ineffective uses of resources.

Data Availability Statement

The authors are open to sharing the data used in this study with parties upon request to support further research in this field

Acknowledgments

The Authors acknowledge all participants that contributed to this research including the farmers in the study districts and research assistants who collected the data including Adule Kenan, Kekirunga Patience, Mutesasira George William, Nakumiza Bridget and Ndabikunze David. Special thanks to the reviewers for their constructive comments.

Conflicts of Interest

The authors declare that there is no conflict of interest arising from this research or the publication of its findings.

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Figure 1. Location of study area.
Figure 1. Location of study area.
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Table 1. Description of agro-ecological zones of the study areas.
Table 1. Description of agro-ecological zones of the study areas.
Agro-ecological zone (District) Description of agro-ecological zone Cropping systems
SWGF
(Mubende district)		 Bimodal rainfall ranging from 1000 to1200 mm per year, mean altitude is 1235 metres above sea level, generally flat with short hills, rounded tops and lowland areas. The soils are generally deep with moderate levels of organic matter. Diverse; majorly bananas, beans, sweet potatoes and maize.
WMHF
(Rubirizi district)		 Bimodal rainfall ranging from 1000 to1200 mm per year, mean altitude of 1198 metres above sea level), generally rugged terrain with undulating slopes and shallow soils. Major crops include bananas, maize, beans and sweet potatoes. Cattle rearing, in some few cases, is practiced on large scale.
WMFSF
(Kikuube district)		 Bimodal rainfall above 1200 mm per year, mean altitude is 1099 metres above sea level, generally undulating with steep slopes and lowlands. The soils are generally deep in low lands and shallow on the upper slopes. The major crops grown include bananas, maize, sweet potatoes and beans. Coffee and tobacco are the main cash crops.
LVCMF
(Mbale district)		 Bimodal rainfall above 1200 mm per year, mean altitude is 1213 metres above sea level, varying with steep slopes near Mount Elgon and gentle slopes in western Mbale. The soils are generally red-brown loam and clay with high organic matter content. Major crops include bananas, sweet potatoes, beans and maize. Coffee is the major cash crop.
NWFWS
(Nebbi district)		 Unimodal rainfall ranging 1000 to 1200 mm per year, mean altitude is 732 metres above sea level, generally flat with narrow valleys. The soils are generally sandy with low organic matter content. The major crops grown include Sorghum, maize, sweet potatoes, millet, and cassava. Moderate livestock rearing is practiced
Source: Adapted from Wortmann and Eledu, (1999).
Table 2. Computation of the score of a capacity building needs for each respondent.
Table 2. Computation of the score of a capacity building needs for each respondent.
Capacity building needs Specific needs selected by each respondent Capacity building need Score of the capacity building need Interpretation
Respondent 1 R1, R2, R3…Rn ∑(R1, R2, R3…Rn) 1 →N Low → High
R1, R2, R3…Rn ∑(R1, R2, R3…Rn)
R1, R2, R3…Rn ∑(R1, R2, R3…Rn)
Respondent n R1, R2, R3…Rn ∑(R1, R2, R3…Rn)
Table 3. Percentage of respondents on different capacity building needs for climate change adaptation among small scale farmers in five AGEZs.
Table 3. Percentage of respondents on different capacity building needs for climate change adaptation among small scale farmers in five AGEZs.
Hazard Capacity building need Agro-ecological zone (percentage of respondents)
SWGF WMHF WMFSF LVCMF NWFWS
Drought Awareness 94.1 96.1 64.5 86.7 65.3
Education 94.7 96.7 97.7 77.2 87.3
Research and technology 98.0 96.7 100.0 93.3 92.9
Training 89.0 84.7 77.8 71.1 96.4
Unpredictable
rainfall		 Public awareness 87.3 99.8 80.6 88.2 67.6
Education 98 95.6 96 93.3 88.1
Research and technology 96.0 88.9 96.0 83.1 78.6
Training 73.8 89.4 91.0 64.0 93.5
Table 4. Percentage of respondents on specific capacity building needs for drought.
Table 4. Percentage of respondents on specific capacity building needs for drought.
Need Specific areas of need Agro-ecological zone (percentage of respondents)
SWGF WMHF WMFSF LVCMF NWFWS
Public
awareness		 Planning of cropping activities 96.0 99.9 46.0 97.8 70.3
Water harvesting technologies 99.0 100.0 97.0 96.7 84.6
Irrigation technologies 97.4 100.0 96.9 66.7 55.7
Proper animal stocking 92.1 100.0 53.0 83.3 66.7
Soil water conservation practices 98.0 100.0 98.0 96.6 70.3
Post-harvest management techniques 87.1 92.2 90.0 81.1 79.7
Onset and cessation of rains 92.0 84.4 3.0 64.5 20.3
Education Soil water conservation practices 92.6 95.0 96.5 69.1 86.3
Harnessing water stored in ecosystems 44.6 84.4 70.0 87.6 83.3
Research and technology Water harvesting technologies 87.0 95.5 100.0 60.7 87.0
Irrigation technologies 70.1 91.0 98.0 75.0 90.9
Training Water harvesting technologies 99.0 98.8 100.0 91.0 100.0
Irrigation technologies 85.7 90.0 66.3 75.0 86.4
Planning of cropping activities 49.5 49.4 50.0 45.5 50.0
Soil water conservation techniques 76.0 95.6 100.0 78.7 95.2
Table 5. Percentage of respondents on specific needs for capacity building to respond to unpredictable rainfall.
Table 5. Percentage of respondents on specific needs for capacity building to respond to unpredictable rainfall.
Specific need Agro-ecological zone (percentage of respondents)
SWGF WMHF WMFSF LVCMF NWFWS
Public awareness Planning for cropping activities 99.1 100.0 100.0 98.9 69.1
Soil conservation practices 100.0 100.0 98.0 91.1 65.5
Water harvesting and storage 58.4 100.0 24.0 74.4 86.9
Animal care techniques 84.2 100.0 81.0 78.9 42.9
Post-harvest management techniques 95.1 98.9 100.0 97.8 73.8
Education Soil conservation practices 97.0 93.3 96.0 62.9 84.5
Ecosystem management 100.0 31.4 94.3 16.7 80.0
Research and technology Water harvesting and storage 98.7 88.9 97.9 93.7 92.8
Training Off-farm employment 84.0 75.6 81.6 31.0 97.5
Water harvesting and storage 90.9 94.4 72.2 86.9 88.5
Soil conservation techniques 14.3 82.2 82.5 45.2 87.2
Table 6. Results of One-Way ANOVA of the adaptive capacity building needs in the different agro-ecological zones.
Table 6. Results of One-Way ANOVA of the adaptive capacity building needs in the different agro-ecological zones.
Hazard Need Agro-ecological zones p- value
SWGF WMHF WMFSF LVCMF NWFWS
Drought Public awareness 17.48 ± 4.35 17.73 ± 2.93 8.47 ± 2.82 14.63 ± 4.18 9.15 ± 5.15 0.000*
Education 3.63 ± 1.32 4.07 ± 0.97 4.36 ± 0.94 2.49 ± 1.08 4.18 ± 1.73 0.000*
Research and technology 1.56 ± 0.54 1.84 ± 0.45 1.98 ± 0.14 1.28 ± 0.58 1.67 ± 0.61 0.000*
Training 8.52 ± 3.10 11.08 ± 2.40 13.30 ± 0.90 6.72 ± 2.88 14.61 ± 3.03 0.000*
Unpredictable rainfall Public awareness 10.98 ± 2.56 13.23 ± 1.14 8.83 ± 2.15 9.04 ± 2.94 5.82 ± 3.34 0.000*
Education 2.51 ± 0.74 3.39 ± 0.99 2.57 ± 1.08 2.04 ± 0.88 3.29 ± 1.40 0.000*
Research and technology 0.96 ± 0.20 0.89 ± 0.32 0.96 ± 0.20 0.83 ± 0.38 0.79 ± 0.41 0.000*
Training 4.33 ± 1.74 7.01 ± 1.19 7.43 ± 1.01 2.65 ± 1.39 7.36 ± 1.53 0.000*
Table 7. Results of Turkey’s HSD test showing the mean differences in capacity building needs for drought.
Table 7. Results of Turkey’s HSD test showing the mean differences in capacity building needs for drought.
Agro-ecological zone Public awareness Education
 Research and
Technology		 Training
i J i-j i-j i-j i-j
SWGF WMHF -0.26 -0.43 -0.28* -2.56*
WMFSF 9.01* -0.72* -0.42* -4.78*
LVCMF 2.84* 1.14* 0.30* 1.80*
NWFWS 8.32* -0.54* -0.11 -6.09*
WMHF SWGF 0.26 0.43 0.28* 2.56*
WMFSF 9.26* -0.29 -0.14 -2.22*
LVCMF 3.10* 1.57* 0.56* 4.36*
NWFWS 8.58* -0.11 0.18 -3.53*
WMFSF SWGF -9.01* 0.73* 0.42* 4.78*
WMHF -9.26* 0.29 0.14 2.22*
LVCMF -6.16* 1.87* 0.70* 6.58*
NWFWS -0.68 0.18 0.31* -1.31*
LVCMF SWGF -2.84* -1.14* -0.28* -1.80*
WMHF -3.10* -1.57* -0.56* -4.36*
WMFSF 6.16* -1.87* -0.70* -6.58*
NWFWS 5.48* -1.68* -0.39* -7.89*
NWFWS SWGF -8.32* 0.55* 0.11 6.09*
WMHF -8.58* 0.11 -0.18 3.53*
WMFSF 0.68 -0.18 -.31* 1.31*
LVCMF -5.48* 1.68* 0.39* 7.89*
*. The mean difference is significant at 0.05 level.
Table 8. Results of Turkey’s test showing the mean differences in capacity building needs for unpredictable rainfall.
Table 8. Results of Turkey’s test showing the mean differences in capacity building needs for unpredictable rainfall.
Agro-ecological zone Public awareness Education Research and technology Training
i J i-j i-j i-j i-j
SWGF WMHF -2.25* -0.87* 0.07 -2.68*
WMFSF 2.15* -0.06 0.00 -3.10*
LVCMF 1.94* 0.47* 0.13* 1.68*
NWFWS 5.16* -0.77* 0.17* -3.03*
WMHF SWGF 2.25* 0.87* -0.07 2.68*
WMFSF 4.40* 0.82* -0.07 -0.42
LVCMF 4.19* 1.34* 0.06 4.36*
NWFWS 7.41* 0.10 0.10 -0.346
WMFSF SWGF -2.15* 0.06 0.00 3.10*
WMHF -4.40* -0.82* 0.07 0.42
LVCMF -0.21 0.53* 0.13* 4.78*
NWFWS 3.01* -0.72* 0.17* 0.07
LVCMF SWGF -1.94* -0.47* -0.13* -1.68*
WMHF -4.19* -1.34* -0.06 -4.36*
WMFSF 0.21 -0.53* -0.13* -4.78*
NWFWS 3.22* -1.24* 0.05 -4.71*
NWFWS SWGF -5.16* 0.77* -0.17* 3.03*
WMHF -7.41* -0.10 -0.10 0.35
WMFSF -3.01* 0.72* -0.17* -0.07
LVCMF -3.22* 1.24* -0.05 4.71*
*. The mean difference is significant at 0.05 level.
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