Submitted:
19 February 2024
Posted:
19 February 2024
Read the latest preprint version here
Abstract
Keywords:
1. Introduction
2. Review of basic concepts pertaining to Schwarzschild black holes and Hawking radiation
3. Tolman’s anticipation of Hawking radiation: all gravitators—black holes and non-black holes—must radiate
4. All firewalls are at the Planck temperature
5. The exponential nature of the gravitational frequency shift
6. Negative gravitational mass-energy and Birkhoff’s Theorem versus massiveness of firewalls
7. Relativistic gravitational temperature gradients cannot defy the Second Law of Thermodynamics
8. Conclusion
Funding
Acknowledgments
Conflicts of Interest
| 1 | Based on Birkhoff’s Theorem (see Refs. [20–28]), it is usually averred that in General Relativity—as in Newtonian gravitational theory—the gravitational field vanishes and the gravitational potential is negative and constant within an evacuated non-rotating spherical shell. This implies that spacetime is Minkowskian within the shell. (See, for example, Ref. [13], Section 12.2B.) However, there is a caveat [28–31]: To the contrary, it has also been averred that, in General Relativity—unlike in Newtonian gravitational theory—the gravitational field does not vanish within an evacuated non-rotating spherical shell, but instead that the field within the shell is directed radially outwards from the center [28–31]. This implies that the gravitational potential within the shell is negative but not constant, being least strongly negative at the center of the shell and most strongly negative at the inner surface of the shell. Moreover, contrary to the corresponding usual inference based Birkhoff’s Theorem (see Ref. [13], Section 11.2B and Refs. [20–28]), this further implies that spacetime is not Minkowskian within the shell [28–31]. (The discussion of this caveat in Ref. [28] is in the section entitled “Inside Spherical Shell” under the Talk tab thereof, and is intermediate in viewpoint between the standard interpretation of Birkhoff’s Theorem as per Refs. [20–27] and otherwise in Ref. [28] on the one hand, and that as per Refs. [29–31] on the other.) This at least helps to resolve a clock paradox in General Relativity [31]: If the gravitational field vanishes, the gravitational potential is negative and constant, and hence spacetime is Minkowskian within an evacuated non-rotating spherical shell, how is a clock within the shell to know that it is within the shell and thus at a negative gravitational potential, and hence that it must tick more slowly than a clock at and hence at zero gravitational potential? For, like a clock at , it would then see zero gravitational field and hence Minkowski spacetime. And according to General Relativity, a clock, like any other entity, interacts locally with a gravitational field—no action at a distance. A non-vanishing gravitational field within an evacuated non-rotating spherical shell, which a clock therein can interact with locally, thus at least helps to resolve this clock paradox [28–31]: via local interaction with a non-vanishing gravitational field a clock at the center of the shell knows that it must tick more slowly than a clock at [28–31], and a clock at the inner surface of the shell knows that it must tick more slowly yet [28–31]. Nonetheless a non-vanishing gravitational field within an evacuated non-rotating spherical shell does not alter any other inferences based on Birkhoff’s Theorem. If, on the contrary, the gravitational field does vanish, the gravitational potential is negative and constant, and hence spacetime is Minkowskian within an evacuated non-rotating spherical shell, then resolution of this clock paradox would seem to require either (i) local interaction of the clock’s gravitational field—which extends beyond the shell—with the shell’s gravitational field somehow being communicated to the clock itself [30] or (ii) local interaction of the clock with the shell’s gravitational potential [31]. The Aharonov-Bohm-effect counterpart of Option (i) is interpreting the Aharonov-Bohm effect as due to local interaction of an electron’s magnetic field with the magnetic field within a tightly-wound solenoid—the electron’s magnetic field penetrates into the solenoid—even though the electron itself sees only the solenoid’s magnetic vector potential and not the solenoid’s magnetic field [31]. (The electron must be moving relative to the solenoid in order for the Aharonov-Bohm-effect to occur and hence must generate a magnetic field in the reference frame of the solenoid. If the solenoid is tightly wound, the electron’s electric field cannot penetrate into it.) The Aharonov-Bohm-effect counterpart of Option (ii) is the standard interpretation of the Aharonov-Bohm effect: local interaction of the electron with the solenoid’s magnetic vector potential, which does not vanish outside of the solenoid [31]. (Although not related to the topics discussed in this paper, perhaps as a brief aside it should be noted that the Aharonov-Bohm effect is important in both theoretical and experimental investigations of electromagnetic quantum phenomena. See, for example, Imry, Y. In: Fraser, G., editor, Ref. [15]; Chapter 12 (especially Sections 12.4–12.7). |
| 2 | Note, however, that while the angular term of the Schwarzschild metric [the last term in all three lines of Equation (1)] is of identical Euclidean form at all , by contrast radial ruler distance is at , as opposed to at . This obtains because the and terms of Schwarzschild metric [Equation (1)] switch sign as is crossed. See Ref. [13], Sections 11.1 and 12.C–12.1E (especially Sections 12.1D and 12.1E). Yet also note that in the line immediately following Equation (12.15) in Section 12.1E: At : r is referred to as a ‘time’—quotation marks in the original text—recognizing that while r is timelike, r is not time itself. |
| 3 | The special case discussed in Ref. [34]—the excess (extra-Euclidean) vertical radial ruler distance of from the center to the surface of a non-rotating sphere of mass M and uniform density (in the weak-field limit, i.e., )—may help to clarify the vertical stretching of space from the Euclidean by gravity in general. It is a special case of the more general result discussed in Section 11.5 of Ref. [13]. By vertical it is of course meant perpendicular to the equipotential surface. The vertical direction does not in general coincide with the geometric center of a gravitator [see Ref. [13], Section 9.6 (especially the last two paragraphs)], but it does so coincide in the special case of a non-rotating spherical gravitator whose density varies at most only radially. |
| 4 | English translations of Ref. [35] are provided in Refs. [36–38]. See also the Editor’s Note (Ref. [39]) and Ref. [40], which synopsize and discuss Ref. [35]. |
| 5 | Even if the classical vacuum might be construed as nothingness, the quantum-mechanical vacuum—space as it actually exists—certainly cannot. (See Ref. [13], pp. 418–419 and 480, Section 21.4, and Chapters 43–44; and Refs. [15,16].) If gravity stretches space, can space sustain tension? Since a medium capable of sustaining tension is required for the transmission of transverse waves [by contrast, longitudinal waves, e.g., sound, can travel through any (material, i.e., non-vacuum) medium], and since electromagnetic radiation is comprised of transverse waves, might space be construed as a latter-20th-century and 21st-century interpretation of the ether [sometimes spelled aether (the a is silent)] postulated in 19th-century physics? [See Ref. [13], Chapter 1 (especially Sections 1.6–1.10); Ref. [40], Chapter 1 (especially pp. 8–20), and p. 66; and Ref. [36], pp. 495–496.] The conventional viewpoint is, of course, that electromagnetic waves serve as their own medium—their own ether—via the continual handoff of energy from transverse electric field to transverse magnetic field to transverse electric field ... . See Ref. [41], pp. 450–458 (especially pp. 452–453). |
| 6 | By downwards it is of course meant perpendicular to the equipotential surface and towards a gravitator. Downwards is not in general towards the geometric center of a gravitator [see Ref. [13], Section 9.6 (especially the last two paragraphs)], but it is so in the special case of a non-rotating spherical gravitator whose density varies at most only radially. (Of course, upwards is in the opposite direction, i.e., perpendicular to the equipotential surface and away from the gravitator.) |
| 7 | Because matter is not a continuum but is comprised of atoms, our opaque thermally-insulating spherical shell cannot be arbitrarily thin and therefore cannot have an arbitrarily small surface mass density . Even to exist at all, it must be at least one atom thick. To be thermally-insulating, it must be opaque, and to be opaque it must be many atoms thick. (Opacity is a necessary but not sufficient condition for thermal insulation.) Hence (ignoring our speculations as per the last paragraph of Section 6) its ratio must be within a finite upper limit if our spherical shell is not to be a black hole itself and suffer gravitational collapse: we must require the inequality . But it certainly is feasible for to greatly exceed [see the paragraph containing Equation (35)] while still meeting this inequality and hence without risk of the shell’s gravitational collapse: the strong inequality , indeed, even the double strong inequality , is very easily met. This is sufficient is for to effectively obtain for all practical purposes. |
| 8 | Equations (2)–(6), (9), and (10) are in accordance with considerations of Unruh radiation and the equivalence principle (see Refs. [68,69]). An object undergoing acceleration a in Minkowski spacetime experiences Unruh radiation at temperature . Force is required to dangle a mass m at from a higher altitude (with a massless string) above a Schwarzschild black hole of mass M: see Ref. [13], Section 12.2 [especially Equation (12.17)]. The corresponding acceleration is and hence the corresponding Unruh-radiation temperature is . In accordance with the equivalence principle, is equal to as per Equation (3). In the limit , in accordance with the equivalence principle, as per Equation (2). {See Ref. [13], Section 12.2 [especially Equation (12.17)] and Section 12.6.} But a caveat: It is important to note that: Hawking-radiation temperature is by Equations (2) and (3) a function of the gravitational potential . By contrast, Unruh-radiation temperature is a function of the motional acceleration a in Minkowski spacetime, so prima facie the equivalence principle might seem to suggest that it be the same function of the magnitude of the gravitational acceleration, i.e., the same function of the magnitude of the gradient of the potential rather than a function of the potential itself (whether of a black hole or a non-black hole). But this incorrectly implies that need not in general be equal to : e.g., at large enough r away from a Schwarzschild black hole or for a sufficiently weak Schwarzschild non-black hole that the Newtonian approximation is valid with negligible error, this incorrectly implies that , and in the limit , that —in disagreement with as per Equation (2), as per Equation (3), and Tolman’s [8,9] generalization, bolstered with Ehrenfest [10] (see also Garrod [11]), as per Equations (4)–(6). The correct correlation between and is that obtained as per Ref. [13], Section 12.2, especially the paragraph containing Equation (12.17): via dangling a mass at from a higher altitude (with a massless string). With respect to the correct correlation between and , perhaps our plausibility argument as per Equations (7)–(10) and the associated discussions may at least serve as a starting point. |
| 9 | Usually it is assumed that electromagnetic radiation can be tracked to a source, but Maxwell’s equations do not require this. This was pointed out to me by Dr. James H. Cooke in a private communication in the 1980s. |
| 10 | The concepts of microscopic reversibility and detailed balance require modifications in cases of (i) time-symmetry-violating dynamics and (ii) collisions between unsymmetrical molecules even given non-time-symmetry-violating dynamics. See, for example, Ref. [95] concerning (i) and Ref. [96] concerning (ii). But these modifications do not apply with respect to electromagnetic radiation in general and hence with respect to equilibrium blackbody radiation in particular. Hence the analyses provided in Refs. [8–11,64,65] concerning equilibrium blackbody radiation are completely valid. |
| 11 | Auxiliary phenomena that might have contributed to the end of the dinosaurs’ reign could have included a surge in volcanic activity, the impact of a secondary asteroid if the primary impactor had a satellite, etc. |
| 12 | Reference [104] states that owing to quantum gravitational corrections, Hawking radiation is not exactly Planckian, i.e., not exactly blackbody, and thus not exactly maximum-entropy and hence a carrier of information. But this assumes that a black hole radiates into empty space. What happens if, instead, a black hole is enclosed concentrically by an opaque thermally-insulating spherical shell? Initially upon emission from the black hole, Hawking radiation emanating from the black hole would still carry information. But the Hawking radiation emanating from the black hole would then be thermalized to an exactly Planckian distribution within the spherical shell. Would its information then be lost? Or would the information be preserved, even if only in latent form, even after thermalization? Also, a few caveats concerning Ref. [104] are quoted in Ref. [105]. References [106] and [107] seem especially pertinent with respect to the last paragraph of Section 6, because they discuss the possibility—at least in principle, even if not in practice with realizable technology—of experimentally determining whether the black-hole information paradox is resolved via firewalls, as we discussed qualitatively in the last paragraph of Section 6, or via complementarity, according to which the interior of a black hole and Hawking radiation are not independent, but correlated. |
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