Submitted:
15 June 2023
Posted:
16 June 2023
You are already at the latest version
Abstract
Keywords:
1. Introduction
2. Objectives and Contributions
3. Channel Estimation in Different Frequency Bands
3.1. Channel Estimation for RIS Systems in High Frequency Bands
3.1.1. Channel Estimation for Fully-Passive RIS
3.1.2. Channel Estimation for Semi-Passive RIS
3.2. Channel Estimation for RIS Systems in Low Frequency Bands
3.2.1. Channel Estimation for Fully-Passive RIS
3.2.2. Channel Estimation for Semi-Passive RIS
4. Signal Processing Algorithms for RIS Channel Estimation
4.1. The Conventional Algorithms for RIS Channel Estimation
4.2. Compressed Sensing-Based Algorithms for RIS Channel Estimation
4.3. Deep Learning-Based Algorithms for RIS Channel Estimation
4.4. Composition-based Algorithms for RIS Channel Estimation
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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| Ref. | Year | Main Direction | Major Contribution |
|---|---|---|---|
| Wu et al. [4] | 2021 | Reflection optimization and channel estimation | Reflection channel models, practical constraint, and hardware architecture |
| Noh et al. [6] | 2022 | Channel estimation for RIS-assisted mmWave/sub-terahertz (THz) communication | Technical challenges, channel estimation frameworks, and training signal design |
| Zheng et al. [14] | 2022 | Channel estimation and passive beamforming design | Discussed emerging RIS architectures, applications and practical design problems |
| Pan et al. [15] | 2022 | Channel estimation, transmission design, and radio localization | Channel estimation, transmission design, radio localization, etc. |
| Jian et al. [16] | 2022 | Channel estimation | Wireless communication standards, the current and future standardization activities |
| Liang et al. [17] | 2021 | Channel estimation and system design | Reflection principle, channel estimation, system designs, etc. |
| Chen et al. [18] | 2021 | Hardware design, channel estimation, etc. | Channel modeling, new material exploration, etc. |
| Basharat et al. [19] | 2022 | CSI acquisition, passive beamforming optimization, etc. | Phase-shift optimization and resource allocation |
| Babiker et al. [20] | 2022 | Channel estimation | Main recent techniques and various strategies |
| Ref. | Year | System Setup | Problem | Method | Results Analysis |
|---|---|---|---|---|---|
| Wang et al. [25] | 2020 | MISO | High training overhead | Conversion to sparse channel recovery problem | Approximate NMSE of 0.04 obtained using the GAMP algorithm |
| Wan et al. [42] | 2020 | MIMO | Wideband system estimation issues | DOMP algorithm and redundant dictionary | Pilot design and redundant dictionaries can improve performance significantly |
| Liu et al. [49] | 2020 | MIMO | High training overhead | The deep denoising neural network assisted compressive channel estimation | 4 dB performance gain over initial estimation |
| Chung et al. [32] | 2021 | MIMO | High training overhead | Location-aware channel estimation based on ANM | 2D ANM location awareness was only at 32 training symbols, 3D ANM maximum training symbols was 32, both better than 1D ANM |
| Shtaiwi et al. [33] | 2021 | MIMO | High training overhead | Estimate active users and use CNN’s STS framework to estimate inactive users | The larger the number of active users, the smaller the NMSE |
| Li. [39] | 2021 | MIMO | High cost/array block | An EM-NNL-GAMP method/Joint array diagnosis and channel estimation algorithm | Outperformed other algorithms at 2 bit/Different methods for different situations were effective for array diagnosis and channel estimation |
| Liu et al. [43] | 2021 | MIMO | High pilot overhead | Convert a parameter recovery problem and use NOMP algorithm | Low SNR and small number of pilots had better performance than OMP |
| Wang et al. [44] | 2021 | SISO | High training overhead | SR method in images | 10% rate improvement compared to LS (SNR = 35 dB) |
| Taha et al. [47] | 2021 | MIMO | High training overhead | Reconstruction of the full channel from subsampled channels using CS and deep learning | Achieved 90% of the best rates |
| Hu et al. [48] | 2021 | MIMO | High hardware cost and energy consumption | The semi-passive RIS equipped with a partial 1-bit quantization, ADMM and GAMP algorithms | Better than baseline at high SNR |
| Jin et al. [50] | 2021 | MIMO | Low estimation accuracy | Reshape the channel matrix into a two-dimensional image | As the proportion of active cells increases, EDSR had better NMSE performance and MDSR reduced complexity |
| Lin et al. [51] | 2021 | MIMO | The problem of time-varying channels | Modeling as a CPD problem and solving tensor problems with algebraic algorithm | Reduced complexity and great results at high SNR |
| Chung et al. [26] | 2022 | MISO | High training overhead | Two-stage beam training and FALS | FALS required 45% fewer training symbols compared to the OMP and ANM algorithms (NMSE = 0.1) |
| Xu et al. [27] | 2022 | MISO | High training overhead | Deep DNN assisted compressed channel estimation algorithm | NMSE decreased with increasing spatial and temporal sampling |
| Zhou et al. [29] | 2022 | MISO | High training overhead | Multi-user correlation, channel sparsity, invariance of channel coherence blocks | 60% reduction in pilot overhead compared to baseline scheme (NMSE = ) |
| Peng et al. [22] | 2022 | MIMO | High training overhead | A three-stage estimation protocol using the correlation between typical users and normal users | 50% reduction in pilot overhead compared to OMP (NMSE = ) |
| Albataineh et al. [30] | 2022 | MIMO | High Pilot overhead | Extends the Re‘nyi entropy function as the sparsity-promoting regularizer | An improvement over the OMP |
| Lin et al. [23] | 2022 | MIMO | Inefficient method | A MO and AM based method and a three-stage algorithm | The MO method had good results when the overhead was higher than 130. The CS method proposed in this paper is better than GAMP |
| Zhou et al. [31] | 2022 | MISO | Grid mismatch issues and estimation performance degradation | Dictionary is optimized to adapt to channel characteristics | Better than the predefined dictionary method when the training overhead was small |
| He et al. [28] | 2022 | SIMO | High training overhead | The model-driven deep unfolding neural network | Achieved the same NMSE with 25% less training overhead than LS |
| Dai et al. [34] | 2022 | MIMO | High training overhead | The DML algorithm | Used in different scenarios |
| Jin et al. [35] | 2022 | MIMO | Low estimation accuracy | GAN-CBD, CBDNet and MRDNet | MRDNet achieved better NMSE performance than GAN-CBD and CBDNet, with improvements of 5.63 dB and 4.51 dB, respectively |
| Du et al. [36] | 2022 | MIMO | Low estimation accuracy | Semi-blind joint channel estimation and symbol detection algorithm | Better NMSE and BER performance |
| Noh et al. [37] | 2022 | MIMO | Less training symbols | Two CRB-based training signal design algorithms for enhanced sparse channel estimation | Significant performance gain when the number of training symbols was less than the number of RIS reflection elements |
| Ye et al. [40] | 2022 | SISO | Interference problems | Maximize power at desired users and eliminate interference at undesired users | The reflector element changed from 8 to 16, achieved a power gain of approximately 10 dB |
| Chen et al. [41] | 2022 | MIMO | High mobility leads to CSI changes and requires high overhead | A reasonable configuration of the CSI acquisition time scale | The communication performance was improved in mobile vehicle scenarios |
| Zheng et al. [45] | 2022 | MIMO | High training overhead | The received signal is represented as a low-rank third-order tensor | Significantly reduced training overhead and better performance compared to SOMP algorithm |
| Ruan et al. [46] | 2022 | MIMO | High training overhead | Used reference points to aid estimation | NMSE was reduced by 2 dB compared to the best benchmark solution (SNR = 10 dB) |
| Chen et al. [21] | 2023 | MIMO | High training overhead | Two-stage channel estimation method using common sparse structure | 80% and 60% pilot overhead reduction in LS and MMV respectively (NMSE = ) |
| Wang et al. [38] | 2023 | MIMO | High cost | Low-resolution ADCs and Bayesian optimal estimation framework | The BiG AMP algorithm had better performance in few bit quantization, and 8 bit quantization was almost as good as infinite bit quantization |
| Ref. | Year | System Setup | Problem | Method | Results Analysis |
|---|---|---|---|---|---|
| Mishra et al. [52] | 2019 | MISO | Fully-passive RIS cannot handle signals | ON/OFF method | Binary channel estimation method |
| Jensen et al. [53] | 2020 | MISO | RIS increases the number of estimated links | MVU | Estimation accuracy was T (training periods) times better than the ON/OFF method |
| Wang et al. [57] | 2020 | MIMO | High training overhead | The relevance of typical user and other users | Improve estimation performance, more time slots should be allocated for the second stage to reduce error propagation |
| He et al. [67] | 2020 | MIMO | RIS can’t send and receive signals | Sparse matrix decomposition stage and matrix completion | Better than comparable matrix decomposition and matrix completion schemes. |
| Zheng et al. [69] | 2020 | SISO | High training overhead | Transmission protocol with sequential channel estimation and reflection optimization | 14 dB gain improvement over ON/OFF method at the same pilot overhead |
| Yang et al. [70] | 2020 | SISO | High training overhead | Elements grouping | Better achievable rates than methods without RIS component grouping |
| Alexandropoulos et al. [73] | 2020 | SISO | High training overhead | RIS architecture with a single RF | Produced best estimation performance with smaller training symbols than OMP and LS algorithms |
| Zhang et al. [54] | 2021 | MISO | High training overhead | Matrix factorization | Lower overhead and higher accuracy |
| Kun et al. [56] | 2021 | MISO | Low estimation accuracy | FFDNET and DNCNN | FFDNET outperformed DNCNN at low SNR but required noise variance information |
| Hu et al. [58] | 2021 | MIMO | High training overhead | BS-RIS quasi-static features | Reduced pilot overhead, but worse performance than MVU |
| Dearaujo et al. [61] | 2021 | MIMO | High training overhead | PARAFAC tensor modeling of the received signal | Robustness for amplitude and phase perturbations |
| Gao et al. [62] | 2021 | MIMO | High training overhead | Integrated DNN to estimate the direct channel, active RIS and inactive RIS sequentially | 50% reduction in pilot overhead compared to OMP (NMSE = ) |
| Wei et al. [63] | 2021 | MIMO | High training overhead | Cascaded channel estimation scheme based on DS-OMP | Improved NMSE performance as the number of common paths increased |
| Wei et al. [65] | 2021 | MIMO | Large complexity for both channel estimation and signal recovery | Joint channel estimation and signal recovery algorithm | Only about 2.5 dB performance difference compared to LS scheme assuming perfect channel knowledge |
| Huang et al. [55] | 2022 | MISO | High cost/array block | Iterative EM algorithm for semi-blind channel estimation | 85% reduction in pilot overhead compared to baseline scheme (NMSE = ) |
| Guo et al. [59] | 2022 | MIMO | High training overhead | Alternating optimization algorithms and cascaded channel covariance | Approximately 15 dB performance gain over ON/OFF method |
| Yang et al. [60] | 2022 | MIMO | High training overhead | Anchor-assisted channel estimation | Approximately 50 training symbols can be reduced for the same performance as the baseline scheme |
| Shan et al. [64] | 2022 | MIMO | High training overhead | A rank one decomposition-based message recovery and channel estimation algorithm for RIS-assisted URAs | Better separation than baseline solution for active devices |
| Wei et al. [66] | 2022 | MIMO | Large complexity for both channel estimation and signal recovery | Joint channel estimation and signal recovery method | Approximately 18 dB gap from baseline approach when pilot length = 100 |
| Mao et al. [68] | 2022 | MIMO | Grid mismatch issues and performance degradation | Residual networks to reduce NMSE | SN worked well at small training overheads, RS-OMP achieved better results at large training overheads |
| Xu et al. [71] | 2022 | MIMO | High training overhead | Subsampled information is extrapolated to the full channel | 12 dB performance gain compared to LS (The number of active RIS elements was 1/16 of the total RIS elements) |
| Jeong et al. [72] | 2022 | SISO | Carrier frequency offset | A joint CFO and CIR estimation | Up to 30 times higher performance relative to benchmark solutions |
| Schroeder et al. [74] | 2022 | MIMO | Low estimated efficiency | Two-stage channel estimation scheme based on ANM | Better performance than passive RIS |
| Hu et al. [75] | 2022 | MIMO | High training overhead | ESPRIT, TLS, MUSIC | Better performance than OMP and LMMSE methods |
| Ref. | Year | Antenna/RIS Architecture | Channel Model | Major Algorithm | Performance Analysis |
|---|---|---|---|---|---|
| Zhou et al. [76] | 2021 | MIMO/Passive RIS | Static channel | AoA estimation and LS method | Improved estimation accuracy |
| Demir et al. [79] | 2022 | Passive RIS | Static channel | Reduced-subspace LS and array geometry | Reduced pliot overhead |
| Xu et al. [80] | 2022 | Passive RIS | Time-Varying and double selective Channel | MMSE and the end-to-end system model | Reduced computational complexity |
| Shtaiwi et al. [82] | 2021 | MIMO/Passive RIS | Static channel | SPD and Maximum-margin matrix factorization | Improved the estimation accuracy |
| You et al. [83] | 2020 | MIMO/Passive RIS | Time-varying channel | RIS-elements grouping and partition | Reduced computational complexity |
| Mao et al. [84] | 2021 | MIMO/Passive RIS | Time-varying channel | MMSE, KF and state-space model | Improved the estimation accuracy |
| Cai et al. [85] | 2021 | MIMO/Passive RIS | Time-varying channel | KF and codebook-based low complexity design | Reduced computational complexity and improved estimation accuracy |
| Xu et al. [81] | 2023 | Passive RIS | High-dimensional and high-Doppler reflected fading channels | MMSE interpolation and multiplicative concatenation of the channel coefficient | Improved estimation accuracy |
| Qian et al. [86] | 2023 | MIMO/Passive RIS | Static channel | Two-phase and anchor-aided channel estimation | Reduced polit overhead and improved estimation accuracy |
| Xu et al. [87] | 2022 | MIMO/Passive RIS | Static channel | Space-alternating GEM and ML estimation | Improved estimation accuracy |
| Zhang et al. [88] | 2023 | Passive RIS | Static channel | ML and CRB | Improved estimation accuracy |
| Ref. | Year | Antenna/RIS Architecture | Channel Model | Major Algorithm | Performance Analysis |
|---|---|---|---|---|---|
| He et al. [67] | 2020 | MIMO/Passive RIS | Time-varying channels | Sparse matrix factorization and completion | Improved channel estimation accuracy |
| Mirza et al. [92] | 2021 | MIMO/Passive RIS | Static channel | Bilinear generalized AMP | Balanced the quality of channel estimation with training overhead |
| Bayraktar et al. [93] | 2022 | Passive RIS | Static channel | Multidimensional OMP | Reduced computational complexity and improved estimation accuracy |
| Xiong et al. [94] | 2023 | MIMO/Passive RIS | Static channel | Bilinear generalized AMP | Reduced computational complexity |
| Zhou et al. [95] | 2022 | MIMO/Passive RIS | Static channel | Generalized-AMP | Reduced computational complexity and training overhead |
| Wu et al. [96] | 2022 | MIMO/Passive RIS | Static channel | Three-step OMP | Reduced pilot overhead |
| Ref. | Year | Antenna/RIS Architecture | Channel Model | Major Algorithm | Performance Analysis |
|---|---|---|---|---|---|
| Xu et al. [27] | 2022 | Passive RIS | Time-varying Channel | Ordinary differential equation, recurrent neural network | Improved estimation accuracy and robustness |
| Jin et al. [35] | 2022 | Passive RIS | Static channel | GAN-CBD, CBDNet and MRDNet | Got better generalisation and fitting ability |
| Kundu et al. [56] | 2021 | Passive RIS | Static channel | Denoising CNN | Reduced computational complexity and improved estimation accuracy |
| Gao et al. [62] | 2021 | MIMO/ Semi-passive RIS | Static channel | Three-stage training strategy for RNN | Reduced pilot overhead and improved estimation accuracy |
| Ahmetm et al. [103] | 2020 | Passive RIS | Static channel | CNN | Improved channel estimation accuracy |
| Chen et al. [104] | 2022 | MIMO/Passive RIS | Static channel | Learning-based CNN | Reduced computational complexity and improved channel estimation accuracy |
| Tekbiyik et al. [106] | 2021 | Passive RIS | Static channel | Graph attention network | Enhanced system robustness and reduced pilot overhead |
| Liu et al. [105] | 2022 | MIMO/Passive RIS | Static channel | Deep residual network and CNN | Improved estimation accuracy |
| Zhang et al. [107] | 2021 | Passive RIS | Static channel | Deep learning, channel extrapolation | Improved estimation accuracy and enhanced network generalisation |
| Xu et al. [108] | 2020 | Passive RIS | Time-varying channels | Deep reinforcement learning | Increased system capacity and suppressed interference |
| Li et al. [109] | 2023 | MIMO/Passive RIS | Static channel | Double deep learning | Reduced computational complexity |
| Xu et al. [110] | 2022 | Passive RIS | Time-varying channel | Sparse-connected LSTM | Improved estimation accuracy, reduced time delay and pilot overhead |
| Ref. | Year | Antenna/RIS Architecture | Major Problem | Major Algorithm | Performance Analysis |
|---|---|---|---|---|---|
| Wang et al. [44] | 2021 | Passive RIS | High complexity of conventional algorithms | Proposed a high resolution network with low-precision by linear interpolation | Accuracy rate: 92% (SNR = 35 dB) |
| Mao et al. [68] | 2022 | Passive RIS | Insufficient estimation performance of the CS algorithm | Proposed residual network to improve the performance | Outperformed the OMP (SNR = 35 dB) |
| Tsai et al. [112] | 2022 | MIMO/Passive RIS | Insufficient performance of AMP algorithm estimation | Proposed a hypernetwork-assisted LAMP network with dynamic shrinkage parameters | Reduced memory overhead: 50% and execution time: 93% |
| Yin et al. [111] | 2022 | Passive RIS | Insufficient performance of conventional algorithm estimation | Designed an end to end deep learning model | Reduced channel estimation overhead |
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