Submitted:
02 May 2023
Posted:
04 May 2023
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Abstract
Keywords:
1. Introduction and Motivation
1.1. Contributions
- Empirically derived lane change strategies as discussed in literature (Iwamura and Tanimoto, 2018; Keyvan-Ekbatani et al., 2016) are conceptualized in a continuous 2-dimensional plane. One dimension explicitly adds social context to driving theory.
- Endogenous mechanisms create inter-driver and intra-driver heterogeneity, that is dependent on prevailing circumstances in a social context.
- Driver traits of desired speed, desired headway and lane change desire are explained as dynamic and dependent on social interactions, including social pressure and tailgating.
- The social interactions, and correlated dynamic driver traits, are shown to influence mesoscopic traffic flow characteristics such as the number of lane changes, platoon lengths and headway distributions.
- The resulting mesoscopic traffic flow characteristics are consistent with empirical findings from literature. The presented theory thus creates a link between empirical driver behaviour and empirical traffic flow characteristics.
1.2. Reading Guide
2. Starting Points and Requirements for a Theory of Driving Strategies
2.1. Starting Points: Behavioural Strategies and Dynamics
2.1.1. Lane Change Strategies
- Speed leading; Drivers who adhere to their desired speed and are not easily persuaded to deviate from it.
- Speed leading with speed increase at overtaking (socio-speed leading); Drivers who adhere to their desired speed but are willing to increase speed or get out of the way by changing lane for drivers that want to drive faster. For brevity and easier reference we will refer to this strategy as socio-speed leading.
- Lane leading; Drivers who stay at a preferred lane so long as the speed does not deviate too much from the desired speed. This may be in a band of up to 40 km/h (Knoop et al., 2018). These drivers may dislike frequent lane changing, which also makes them less prone to change lanes for others.
- Traffic leading; Drivers who are similar to lane leading drivers but may increase speed or change lane to get out of the way. These are typically novice or insecure drivers.
2.1.2. Behavioural Dynamics (Intra-Driver Heterogeneity)
- 5.
- Desired headway. The dynamics in desired headways are relevant for social interactions through a phenomenon that we will call tailgating. Put simply, over shorter time periods, drivers are willing to maintain very short headways to communicate intent (Juhlin, 1999), i.e. to pressure drivers to get out of the way. There is empirical evidence that the tailgating mechanism indeed takes place. Portouli et al. (2012) found empirically that close following is used to indicate overtake desire on undivided roads. There is anecdotal evidence that close following is a means to prevent other drivers from merging in front. This is similar to the ‘hampering’ strategy by Iwamura and Tanimoto (2018). In this regard, tailgating is part of the chicken-type social dilemma.
- 6.
- Desired speed. In relation to social interactions the hypothesis is that drivers may increase speed beyond their “regular” or “comfortable” desired speed during overtaking, which may have multiple effects. Increasing desired speed may close gaps for other vehicles wanting to cut in, or, it may do the opposite, that is, create gaps for vehicles to merge into. Decreasing desired speed affects the desire to overtake of the “ego-vehicle” and at the same time increases the desire to overtake of followers.
- 7.
- Lane change desire. Although the desire to change lane can be conceptualised very differently (e.g. using trade-offs in discrete choice models (e.g. Farah and Toledo, 2010), or using thresholds in continuous incentive-based models (e.g. Schakel et al., 2012; Kesting et al., 2007)), our hypotheses in relation to social interactions can be tested in all such frameworks. We propose that, on top of many other reasons to change lanes, drivers have an explicit and dynamically changing desire to either get out of the way of (tailgating) followers, or to stay out of way of drivers closing in quickly on the target lane (i.e. to postpone a lane change). This desire is a function of other driver traits (e.g. desired speed) and circumstances.
2.2. Requirements: Social Interactions and Mesoscopic Characteristics
2.2.1. Social interactions
- 8.
- The theory should predict plausible and explainable social interactions (such as the truck overtaking process described above).
- 9.
- Anisotropic traffic flow due to social interactions. As mentioned by Keyvan-Ekbatani et al. (2016) on speed leading with speed increase at overtaking: “This type of drivers seems to take the progress of other drivers more into account. However, note that none of the drivers commented explicitly on the driver following them. In the interviews of the non-test-drive participants, most participants mentioned that they did not want to hinder other traffic too much. Additionally, in other interviews, possible tailgating was mentioned as a reason.”
2.2.2. Mesoscopic Traffic Flow Characteristics
- 10.
- The theory should predict realistic lane change frequencies. As this depends heavily on the network and traffic density this is a circumstance-specific requirement. Knoop et al. (2012) found an average of 2.0-2.5km between lane changes, whereas Schakel et al. (2017) found an average of around 1.35-1.55km.
- 11.
- Similarly, the theory should predict plausible headway distributions and platoon lengths. Also these depend heavily on traffic density. Several researchers have found that the headway distribution has a peak around 1.5s and a bulk between 1.0-2.0s (e.g. van Beinum, 2018). A wider headway distribution implies (more) short and compact platoons.
- 12.
- Disturbances should be caused by lane changes, as Ahn and Cassidy (2007) found empirically to be the case.
- 13.
- The theory should be parsimonious. We aim for the minimally required conceptualisation that reproduces plausible social interactions on multi-lane motorways and meets these requirements.
2.3. Summary
3. Theory of Driving Strategies
3.1. Ego-Speed and Socio-Speed Sensitivity
- Ego-speed sensitivity; the extent to which drivers are willing (to act) to increase their speed. The value may for example be a product of risk-aversion, lane change aversion, and being in a hurry.
- Socio-speed sensitivity; the extent to which drivers are willing (to act) to escape social pressure of following traffic that wants to drive faster. The value may be a product of risk-aversion, aversion to social pressure, and being in a hurry.
3.2. Social Pressure and Tailgating
3.3. Driving Strategy Prevalence
4. Model for Verification
4.1. Simulation Framework
4.2. Original LMRS Model
4.3. Implementation of Social Driving Strategies in LMRS
4.3.1. The Social Pressure Construct
4.3.2. Adapting LMRS Lane Change Incentives and Desired Speed Model
- ; a lane change to the right lane is possible and legal.
- ; lane change desire dictated by infrastructure/route does not conflict.
- ; there’s no congestion (there is no point as traffic is constrained then).
- ; this implements relation 9 in Figure 3 by considering the social pressure from the follower (with sensitivity), and comparing it to the social pressure of the leader.
5. Evaluation Methodology
5.1. Simulation Setup
5.2. Simulation Scenarios
- Base; base LMRS without extensions
- Speed leading; mode of 25km/h, mode of 0.25
- Lane leading; mode of 50km/h, mode of 0.25
- Socio-speed leading; mode of 25km/h, mode of 0.75
- Traffic leading; mode of 50km/h, mode of 0.75
5.3. Assessment Indicators
- Ego-speed sensitive; base scenario with . This scenario introduces to the base scenario an ego-speed sensitivity at a comparable level to the speed leading scenario.
- No tailgating; Speed leading scenario without tailgating and with . This scenario introduces socio-speed sensitivity. As tailgating is still excluded, comparison with the speed leading scenario allows to assess the impact of tailgating.
6. Results
6.1. Qualitative Evaluation
- Disturbances on the left lane due to lane changes, indicated by continuous arrows in Figure 8 (consideration 12).
- Circumstantial change of desired headway due to social pressure, i.e. tailgating and preventing lane changes in front (consideration 5). For instance, small desired headways (where trajectories are coloured blue) are seen where the left lane is disturbed (slow). For some vehicles the same is found on the right lane, while experiencing difficulty in changing left due to short headways on the left lane.
- Circumstantial change of desired speed, which is inferred by the change in desired headway due to social pressure (consideration 6).
6.2. Number of Lane Changes
6.3. Platoon and Headway Distribution
6.4. Sensitivity Analysis on Social Phenomena
7. Discussion and Conclusions
7.1. Discussion
7.2. Conclusions
- Ego-speed sensitivity increases the number of lane changes.
- Ego-speed sensitivity reduces the size of platoons, and disperses headway distribution. This effect diminishes as a lane becomes saturated.
- Tailgating, as a result of ego-speed sensitivity, explains the above conclusion. Moreover it is shown vital to provide lane change opportunities in the form of larger gaps (between platoons) to further increase the number of lane changes.
- Higher socio-speed sensitivity reduces the number of lane changes slightly, but mostly postpones them to more appropriate times.
- At microscopic level the social interactions show typical behaviours such as overtaking trucks and re-ordering based on desired speed whenever the slower lane allows.
- Ego-speed sensitivity makes lane changes a more pronounced disturbance.
| 1 | In principle, social pressure may also be conceived as a more complex function of behaviours from vehicles upstream (in the simplest case a summation ), but we leave this generalisation for
future work. As it turns out, considering social pressures between single pairs of leaders and
followers (either on the same or different lanes) already leads to rich improvement of lane change
dynamics. |
| 2 | Note that denotes the social pressure that a leader exerts on its leader. |
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Vehicle being overtaken just after having changed right, and just before changing back left;
Vehicle changing left to overtake and changing back right after the overtake(s);
Disturbance caused by a vehicle changing to the left lane.
Vehicle being overtaken just after having changed right, and just before changing back left;
Vehicle changing left to overtake and changing back right after the overtake(s);
Disturbance caused by a vehicle changing to the left lane.


| Symbol | Description |
| Ego-speed sensitivity (in this paper ). | |
| Socio-speed sensitivity. | |
| Social pressure. | |
| , , , | Follower and leader pair, prime () indicates a potential situation. |
| Maximum desired acceleration. | |
| Maximum comfortable deceleration. | |
| Current speed, desired speed, and approaching speed to the leader. | |
| Speed limit, the adherence factor, and max. vehicle speed, used for . | |
| Reduction parameter of maximum acceleration as speed increases. | |
| Current, minimum, and regular desired car-following headway (time). | |
| Current gap, and approaching speed dependent desired gap (distance). | |
| Total lane change desire, and desire to follow the route, gain speed, keep right, and due to social pressure. | |
| Potential speed gain that constitutes full lane change desire (). | |
| Anticipation, or look-ahead, distance. | |
| Inclusion factor of voluntary (all but ) lane change desires. | |
| Desire thresholds for free, synchronized, and cooperative lane changes. | |
| Critical speed (lower speeds are considered congestion). | |
| Physical and legal lane change possibility to the left or right lane. | |
| Maximum flow and saturation flow (i.e. flow during congestion). | |
| Density at cross-section , derived from all lanes. | |
| Flow, density, speed and flow fraction of lane at a cross-section. | |
| Number of 1-minute measurements during congestion. | |
| Number of lanes at cross-section . |
| Conditions/extent | Target lane | |
| Left | Right | |
| Infrastructure allows lane change | ||
| No conflict with route desire | ||
| Free flow | ||
| Sufficient social pressure | ||
| if conditions apply | (stay out of way) | (get out of way) |
| Scenario | Lane changes1 | Total | Km/lc | |||||||||
| 3> | 3> | 3> | 3> | <2 | 2> | 2> | 2> | <1 | ||||
| Low demand | Base | 307 | 0 | 113 | 0 | 47 | 0 | 1105 | 0 | 916 | 2488 | 3.9 |
| Speed leading | +252 | +0 | +107 | +6 | +147 | +1 | +459 | +36 | +405 | +1415 | 2.5 | |
| Lane leading | +68 | +0 | +3 | +1 | +9 | +0 | -133 | +6 | -157 | -204 | 4.3 | |
| Socio-speed leading | +218 | +0 | +80 | +12 | +117 | +0 | +277 | +95 | +284 | +1084 | 2.7 | |
| Traffic leading | +55 | +0 | -2 | +2 | +2 | +0 | -183 | +16 | -205 | -315 | 4.5 | |
| High demand | Base | 1012 | 1 | 462 | 0 | 463 | 20 | 1769 | 0 | 1091 | 4818 | 3.2 |
| Speed leading | +463 | +98 | +848 | +32 | +1308 | +149 | +1080 | +128 | +1441 | +5548 | 1.5 | |
| Lane leading | +226 | +21 | +370 | +20 | +660 | +60 | +280 | +64 | +517 | +2217 | 2.2 | |
| Socio-speed leading | +423 | +90 | +718 | +105 | +1220 | +129 | +773 | +323 | +1316 | +5097 | 1.6 | |
| Traffic leading | +224 | +17 | +378 | +74 | +719 | +56 | +184 | +158 | +509 | +2320 | 2.2 | |
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