Submitted:
30 September 2026
Posted:
06 October 2026
Read the latest preprint version here
Abstract
Within the derivative-coupled effective action shared with the three-epoch model, we analyze the neutral, symmetric, shift-symmetric background branch and derive \(X\propto a^{-6}\), the mass zero-crossing slope \(\alpha=-\dot m_{\rm eff}^{\,2}(t_c)=6H_c|b|\), and the instability band \(p/a<\mu=\sqrt{-b-\gamma X}\). We construct transverse-traceless (TT) sources from non-collinear scalar gradients and show that, within the stated approximation, each tensor wavenumber \(0<K<2\mu\) admits a nonzero two-mode source. In the short-time constant-coefficient model of single real mode, zero initial data, no post-source impulse, a finite-duration exponential source leaves strictly positive residual wave energy. These results establish a conditional radiation mechanism and a continuous frequency band, but do not select a unique spectral peak; the companion contains conditional proof bodies. At the neutral origin, the composite branch of the neutrino-condensation model shares the instability structure through \(b_N=(G_0^{-1}-C)/Z_m\) and \(\gamma_N=\eta/Z_m\); a conserved nonzero time-charge branch cannot originate from an exactly vanishing condensate and requires a separate perturbation analysis. The present-day frequency is \(f_0=(a_*/a_0)K_*/(2\pi\hbar)\). For radiation domination with an adiabatic benchmark, \(f_0\simeq2.6493\times10^{-8}\,q_*(T_*/\mathrm{GeV})\,\mathrm{Hz}\), where \(q_*=K_*/H_*\) must be computed from the source. Emission before reheating also depends on the pre-reheating expansion and entropy history. The three cosmological epochs provide, respectively, early statistical and background conditions, possible intermediate-era inhomogeneous sources, and late-time propagation under conditional vacuum domination; their number fixes neither the number of emission events nor the number of spectral peaks. We derive a composite-parameter upper band bound, an explicit Gaussian spatial UETC with independent temporal coherence, and a tensor-work energy budget. Continuous-time covariance and finite-wave-packet positivity complement the earlier single-mode result. We formulate a unified unequal-time-correlator (UETC) and Green-function response framework, audit the legacy frequency estimates, and exhibit explicit examples of frequency non-uniqueness. The companion Lean file formalizes selected parts of this evidence chain under explicit assumptions; the physical matching, source statistics, and thermal history remain to be determined.
Keywords:
geometric information dynamics
; neutrino condensation
; time charge
; derivative coupling
; gravitational-wave frequency bands
; unequal-time correlators
; reheating
; conditional formalization
1. Scope, Evidence Grades, and Cross-Manuscript Checks
1.1. Forward Derivation and Evidence Levels
The physical dependencies considered here follow the forward chain
Upstream parameters inferred backward from a target frequency cannot then be presented as an independent prediction.
| Marker | Meaning |
| F | A corresponding Lean statement and proof body are supplied. R5 was initially marked source-level only; after the repairs described in §12 the full file was compiled with 0 errors and audited (28 #print axioms, standard axioms only), so F now denotes machine-checked source except where a row’s coverage note says otherwise. Earlier verification reports are separated in §12. |
| A | Analytical derivation in this paper or external theory, with applicability conditions stated explicitly. |
| M | Effective model, initial state, statistical closure, or approximation assumption. |
| C | Numerical scale, template, or calibration input. |
| O | A link that remains to be solved, constructed, or verified. |
A proof of “if P then Q” does not establish that P holds in the universe. Likewise, the absence of custom axioms does not imply that the geometry uniquely determines the action, the seeds, or the thermal history.
1.2. Results and Scope
The principal results are the composite-mass interface and the exclusion of an exactly vanishing condensate on the charged branch; the zero-crossing rate and natural quenching scale derived from the background equations; explicit mode-by-mode constructions of a continuous band of TT wavenumbers; strictly positive residual wave energy after finite-duration sourcing; and unified conditions for inter-epoch propagation and frequency consistency. The results do not determine a unique peak frequency in hertz. This non-uniqueness is demonstrated by explicit constructions at distinct wavenumbers, rather than inferred solely from the absence of specified parameters.
1.3. Current-Source Dependencies
| Source and location | Result used here | Required restriction |
| CGICE V10, §§2.3, 4.2, 4.5, 7.5 | Distinct spectral operators; OU covariance with a noise floor; explicit matching boundary | Configuration relaxation does not fix a physical tensor frequency, spatial correlation length or vacuum energy |
| Spacetime V20, §3.9 and §7.2 | Common derivative-coupled action, off-shell continuity, symmetric-branch dilution and conditional crossing | Healthy domain and actual background trajectory; zero seeds remain zero |
| Spacetime V20, §6.7 | Conditional late vacuum and limiting equation of state | Quartic branch and orbit convergence; not global attraction |
| Neutrino V64, §2.1, Theorem G1 | Spectral mediator susceptibility bound and no-neutral-condensation region | Specified mediator sector, physical mass scale, overlaps and controlled elimination |
| Neutrino V64, §7.1, O2.1; §7.3, N1 | Regulated gap criterion and unique neutral instantaneous threshold | Cutoff determinant and trajectory hypotheses; not dynamical tracking |
| Neutrino V64, §7.4, N2–N3 | Backreacted fixed-momentum minimum and charged crossover | Conserved nonzero condensate phase charge excludes neutral zero-amplitude onset |
2. Mathematical Foundations: CGICE and the Three-Epoch Spacetime Phases
2.1. Configuration Space, Metric, and Dimensions
has complex dimension 35 and real dimension 70; its fundamental representation has real dimension 12. The space used for positive diffusion and elliptic spectral analysis,
has real dimension 35. It is distinct from with its indefinite metric, from the assumed four-dimensional physical spacetime, and from the cotangent bundle of configuration space. The counting “70 = 35 + 35” does not by itself yield a spacetime dimension, positive-energy gravity, or particle production. All statistical positivity estimates in this work are confined to the Riemannian configuration space with the Fisher metric of [1] (§2–§3) and its three-epoch extension [2]; the four-dimensional metric and its Lorentzian signature are effective-theory inputs [M].
2.2. Distinct Spectral Quantities
For the root system,
Hence
With , the restricted-root norm squared is 35, while the ordinary Weyl vector has in the same dual metric. When the metric is multiplied by c, the norm squared of a covector divides by c — it must not be multiplied by c. The finite sums are Geometry.rho_alg_norm_sq, restricted_threshold_35, and ordinary_norm_metric_two [F]. Identifying the restricted-root norm with the bottom of the free Laplacian spectrum requires the corresponding symmetric-space spectral theorem [A].
The weighted generator of CGICE is
If the curvature, the Hessian of the potential, the domain of the closed operator, and Gibbs integrability meet the corresponding conditions, the radial model gives
For , , the lower bound is 29 — not 35. Lean’s bakry_emery_combine proves the algebraic combination of the curvature and Hessian lower bounds; it is not a complete spectral theorem on the manifold. The further number arises from an additional matching convention; it is not the necessary outcome of averaging the one-coordinate OU spectral gap over spatial dimensions.
| Quantity | Unit / definition | What it can support | What it cannot imply |
| free spectral threshold 35 | spectral quantity in the specified configuration metric | baseline spectrum of the free operator | physical masses, the Planck frequency, 450 GHz |
| relaxation rate per unit of information time | controls statistical decay under the stated hypotheses | Lorentzian oscillation frequencies | |
| physical mass squared | order-parameter stability and propagation | fixing the GW peak height on its own | |
| physical cyclic frequency | tensor-mode emission/observation frequency | automatic equality with the constants above |
2.3. Noise Floor and Physical Clock
The linear OU model obeys
For the full covariance does not decay to zero. If , then
Equations (2.6) and (2.7) are formalized by ouCov_hasDerivAt and ou_clock_chain [F]. They describe no sinusoidal oscillation. Even for , different values of yield different physical decay rates.
The single-point covariance C does not determine a spatial correlation length. The same variance may describe either a spatially homogeneous random field, which has no classical TT gradient source, or a field with spatial gradients, which may source one. The required object is the two-point covariance , rather than alone. The pullback of the positive Fisher bilinear form of the three-epoch model [2] remains nonnegative; a Lorentzian signature cannot be obtained by pullback alone. The statistics-to-physics response map remains [O].
3. Derivative-Coupled Action and Homogeneous Background
3.1. Conventions and Effective Action
We take the signature, , and . To avoid conflating a mass with a mass squared, we write
The derivative-coupled effective action of the three-epoch spacetime-phase model [2] (its §3.9, Equations (31)–(42); selected algebraic consequences are transcribed in the companion file) is
We use the single-parameter Fisher-coordinate convention: , , , , where square brackets denote mass dimension. If one locally switches to , then , , , leaving and invariant; F is a mass scale. The canonical real-scalar convention of R1 can be converted this way, but the units of the two parameter sets must not be mixed. The kinetic term is healthy where ; this condition must be checked over the regions reached by the background and its perturbations. M is a constant in this work; if the gravitational coupling is also made a Fisher variable, the tensor action and propagation must be redone, and the equations below do not carry over.
3.2. Background Equations, Effective Mass, and Energy Transfer
On a spatially flat FLRW background, let , , and . Variation of the action gives
The pressure and energy density must be obtained from (3.2):
The X-dependent force term must not be counted again in as an additional positive potential energy. The two field equations imply
UnifiedDynamics.continuity_identity expresses the off-shell continuity residual as a linear combination of the field-equation residuals; density_hasDerivAt and unified_continuity provide the corresponding time-derivative result [F]. Thus total continuity follows from the field equations rather than being imposed independently.
The exchange between the components is
Here Q describes energy transfer between the two background fields. It cannot be identified with or a dark-matter production rate without a separate calculation.
3.3. Mass Sign Change and an Explicit Background Branch
Define and . If X is continuous, , and , then there exists with . If X is strictly decreasing for , the crossing is unique [F: critical_crossing, critical_crossing_unique, critical_sign_order].
The evolution of X must include backreaction, as shown by
On the symmetric branch, where , , and , the solution is
The crossing follows if the Friedmann solution continues to expand beyond . For example, a positive constant U together with positive kinetic energy gives a persistent-expansion branch that can be analyzed explicitly. The critical scale factor here depends on , not on 35 alone. The integration of (3.10) and the global Friedmann analysis are [A]; what the source formalizes is the symmetric-branch kinetic-rate identity.
The quartic potential undergoes a continuous bifurcation when the curvature at the origin changes sign. Because no thermal barrier or metastable false vacuum has been established, first-order bubble-nucleation formulae do not apply here. Sound-wave, turbulence, and cosmic-string sources each require their own additional physics.
3.4. Composite Branch and the Origin-Mass Interface
The composite branch of the neutrino-condensation model [8] (its §7.3 composite action) takes with ,
The canonical radial mass squared at the neutral origin is therefore
Only and give a positive critical value . EpochFrequency. composite_mass_matching and composite_threshold_zero prove the normalization and threshold algebra [F]. Away from zero fields the full determinant is generally not an exact quartic potential; this work shares the instability structure only at the specified linearized origin interface and does not replace the gap theorem of [8] (its §7.1, Proposition O2.1, with the formalization boundaries specified there) by a quartic-potential theorem.
If a conserved, nonzero homogeneous condensate phase charge is present, the fixed-charge energy contains
For finite , if , then
charge_energy_lower_bound turns the budget into an amplitude lower bound, and charged_ origin_excluded excludes the simultaneous occurrence of zero amplitude and nonzero charge directly from . The fixed-charge energy diverges as . Lean treats division as a total operation, so a zero denominator is not excluded by the logic of division alone; this convention does not remove the physical singularity.
In the presence of fermion currents one must use the total current and exchange equations of the condensation model [8] (its §§4.2–5 charge bookkeeping); the total charge cannot be assigned entirely to the condensate phase. The nonzero-charge fixed-momentum branch of [8] (its §7.4, Theorem N3) smooths the neutral threshold; its instantaneous minimum does not guarantee that real orbits track it. Equation (4.2) and the quenching example below apply only to the neutral symmetric branch; for the charged branch one must derive the coupled quadratic action and stress of the radial, phase, and Fisher perturbations, and a wave frequency cannot be inferred directly from “the time charge is nonzero.” ### 3.5 From composite microscopic inputs to a conditional radiation band
Let , with , and . In the constant-coefficient matching of V64, on the neutral symmetric branch before substantial backreaction,
This gives the microscopic-to-instability interface, with the independently determined background still required. At fixed , cancels from the slope because ; it changes the threshold, crossing time and generally the self-consistently evaluated . Thus and alone do not fix the slope. If matching coefficients vary with time, the origin-crossing derivative is instead
The normalization derivative drops out at the crossing because the numerator vanishes. Away from the crossing it contributes . A running normalization also changes canonical perturbation dynamics; the constant- mode equation cannot then be reused without checking those terms.
At an emission slice , truncate the parent ensemble to , with nonzero amplitudes and the non-collinearity of §5.3. The triangle inequality and propagation law give
This is an instantaneous support bound, not a spectral-peak prediction or an absolute cutoff of vacuum, thermal, charged-branch or nonlinear emission. It is usable only inside the derivative expansion and healthy domain. EpochFrequency.composite_band_upper_bound composes canonical mass normalization, the vector norm bound and the redshift theorem [F]. composite_critical_mass_derivative calls the field-equation derivative result instead of inserting the slope as a premise.
For , suppose an independently checked Taylor bound is
Then . The leading local band edge is , whereas is the distinct quench scale. A sufficient analytic error estimate is throughout the window: the relative remainder is at most . Establishing that estimate, the window length and saturation on a cosmological solution remains necessary. quench_remainder_upper gives the upper-bound algebra [F]. For a time-extended source the appropriate comoving envelope is , not (3.17) at an arbitrary single time.
The geometric restriction can exclude this channel. Under V64’s additional pure-mediator bridge, let bound the chosen dimensionless mediator operator and let convert it to mass. Then
If this upper bound is at most , then and for . The neutral spinodal channel is excluded (neutral_no_spinodal_of_inverse_bound [F]); other sources are not. A free-operator threshold 35 or a valid weighted-gap lower bound 29 must match the chosen operator, domain and physical normalization. The scale-separation condition and collective-coupling control of V64 §2.1 remain independent requirements. This supplies a forward geometric constraint without selecting a target frequency.
4. From Background Instability to Spatial Perturbations
4.1. Linear Perturbations on the Symmetric Branch
Write and . The force term expands exactly as
At the same time : there is no first-order correction. Because the symmetric background has , this field provides no source for the metric scalar constraint at leading order either. On this precisely specified background branch its independent linear modes obey
The expansions in (4.1) are formalized by force_expansion and kinetic_coefficient_expansion [F]. The covariant variation and Fourier decomposition are analytical results [A]. Away from this branch, the multi-field kinetic geometry, inter-field mixing, and metric constraints require a separate analysis. Equation (4.2) is not the general perturbation equation for an arbitrary background.
4.2. The Instability Band and the Growth Rate
If , then
is the instability (spinodal) band in the frozen-coefficient approximation. Let ; the growing root is
growth_rate_positive and growth_rate_characteristic prove its sign and the characteristic equation [F]. The frozen-coefficient approximation requires H, a, and to vary little over the interval considered. Using the slow-growth estimate additionally requires control of adiabatic errors.
An instability does not generate nonzero classical initial data. If the relevant modes and their velocities initially vanish, the homogeneous linear equation preserves the zero solution. Quantum vacuum fluctuations, thermal fluctuations, or CGICE coarse-grained noise can provide seeds, but each requires an initial state, a temperature, or a noise mapping. The zero_order_parameter_is_invariant theorem of the three-epoch formalization [2] (its §3.9.5; cited by declaration name rather than a shifting line number) pinpoints exactly this gap. Once , the linear approximation and the unperturbed background fail, and backreaction must be included.
4.3. Zero-Crossing Rate and Quenching Scale
On the neutral symmetric branch of (3.10), the critical time is marked by . From ,
For differentiable X, . Using , which follows from the background field equation,
mass_hasDerivAt, critical_slope, and efold_mass_identity prove the corresponding derivative/ algebra; critical_mass_derivative_from_field_equation further invokes the symmetric-branch dilution identity of [2] (proved as UnifiedDynamics.symmetric_branch_dilution in the companion file) and differentiates the actual function , obtaining the mass derivative [F]. With feedback, , or nonzero charge, the slope is instead determined by the actual value of ; the right-hand side of (4.6) is not general. The composite neutral branch correspondingly gives .
Near , set . If the Taylor remainder of the mass is controlled and a and H can be frozen over a short window, then , and the physical parent-mode wavenumber P obeys
With and , this becomes
damping_removal_identity proves the pointwise algebra of the exponential de-damping. The Airy solution, its special-function representation, and the associated error control are analytical or open results [A/O]; they are not formalized in Lean. The nondimensionalization of (4.7) yields the natural momentum , time , and the independent damping parameter . A rescaled variable does not mean the original field has grown rapidly; the physical field still requires , a nonzero seed projection, and sufficient duration.
A natural scale does not determine a spectral peak., the instantaneous band edge , the inverse correlation length, and the inverse source lifetime are distinct quantities. Writing merely renders the unknown peak position dimensionless; must be computed from the seeds, saturation, the TT convolution, and propagation, and cannot be set to 1 and advertised as a geometric prediction. If the time required for saturation violates , the variable-coefficient equation (4.2) and the nonlinear system must be solved.
5. Gravitational-wave Sources: TT Projection and Non-Collinear Modes
5.1. Stress Tensor from the Effective Action
From (3.2),
In the source approximation of a near-FLRW geometry, small tensor amplitudes, and possibly nonlinear scalars, the anisotropic source of the orthogonal spatial components is
All pressure terms proportional to are removed by the TT projection. This expression suits field-gradient radiation under weak metric backreaction [A,M]; the full cosmological second-order scalar-induced GW channel also contains the second-order scalar metric terms of the Einstein equations and their gauge treatment, which (5.2) does not replace [O]. Existing computational methods for inhomogeneous preheating sources are reviewed in Refs. [4,5].
5.2. Transverse-traceless Projection
For a nonzero , let and
For a symmetric tensor S,
The matrix P is a transverse vector projector, not a traceless tensor; the identity does not establish tracelessness. A transverse-vector-projector inequality such as would not establish vanishing of an isotropic TT source; the present declaration proves the actual tensor projection to be zero. Here we use the rank-4 matrix TT operators of the three-epoch formalization [2] (its GWTT module) and the results GWTT.explicit_isotropic_zero, explicit_mem_TT, and explicit_idempotent [F].
5.3. Two Non-Collinear Scalar Modes Source a Nonzero TT Stress
Take the comoving wave vectors
and
Using , the coefficient of the gradient product on is
The TT projection along the z-axis is
The source is therefore nonzero for and . cross_source_matrix and two_mode_tt_source give the matrix identity for arbitrary real amplitudes; two_mode_tt_nonzero gives nonvanishing for positive amplitudes [F]. This construction uses the unit vector along z. Its interpretation as a propagating mode requires ; a homogeneous anisotropy at zero wavenumber is not a propagating gravitational wave.
If , both parent modes lie in the instability band (4.3). In the short-time frozen background, taking the growing branches , , the source amplitude grows as . One nonempty parameter example, in suitable units, is , , , where the parent squared momentum is 2 < 4. This example applies before nonlinear saturation.
5.4. Three Null-Source Results and Their Scope
- 1.
- For two completely homogeneous background fields the spatial gradients vanish and the classical matter TT source is zero.
- 2.
- For a single scalar plane wave, the second-harmonic term points along the original wave vector — a longitudinal stress — and its TT part vanishes; collinear configurations are the same.
- 3.
- A static isotropic vacuum carries no independent nonzero TT excitation source. The background term is handled consistently with the background-geometry terms of the linear tensor equation; must not be treated as an externally applied radiation source.
What is excluded here is the stated classical matter source. An inflationary background can still amplify quantum tensor vacuum modes and can propagate pre-existing tensor initial data; that is a separate mechanism requiring a specified quantum state and background pumping.
5.5. Unstable Parent Modes Generate a Continuous Tensor Band
On a frozen emission time slice, use the physical wave vectors , , and . If the source truncates to unstable parent modes with , the triangle inequality gives
convolution_band_bound proves the norm bound for the vector sum. This band limit applies only to the components generated by the truncated unstable parent modes. Realistic initial states may contain high-frequency vacuum or thermal tails, and nonlinear scattering may populate higher wavenumbers. Thus (5.10) is not an absolute cutoff of the full cosmological spectrum.
For any and , take
Then both parent squared norms equal while , and the unit-amplitude TT source of (5.9) is nonzero. any_band_mode_has_source constructs d and c explicitly and invokes the two-mode TT result; the construction therefore establishes a field source rather than assuming one.
The non-uniqueness can even keep the parent norms and growth rates identical: take with configuration 1 given by and configuration 2 by , . Both have and the same frozen growth root, yet they yield nonzero TT sources at and respectively. equal_parent_norm_different_tensor_modes supplies this witness. These are local field configurations, not fits to a statistically isotropic universe. A statistical model additionally requires distributions of directions, phases, and amplitudes.
Unit amplitudes simplify the matrix proofs and do not imply unit-sized physical fluctuations. Multiplying both parent modes by a common scales the TT source and the forced response by and the wave energy by , leaving nonvanishing intact. Within any finite frozen window the seed can be chosen small enough that and , keeping the healthy kinetic regime and the linearization error of the example under control; the background backreaction must be correspondingly small. This choice controls the approximation locally; it does not establish a global orbit through saturation or across all three epochs.
The endpoints are physically meaningful as well: is not a propagating frequency, and for equal-norm parents the maximal K occurs in the parallel configuration, where the transverse stress vanishes. For an angle , ; in the two-mode example , and the TT coefficient tends to zero at the collinear endpoint. The fastest-growing parent modes typically lie near . Because the homogeneous mode has no gradient source, the fastest growth does not necessarily produce the largest GW peak.
If the whole source window has comoving support , the convolution support obeys ; if only a per-slice instantaneous physical bound is available, use . A long-lived source has no single emission scale factor, and one must return to the unequal-time integrals.
6. Tensor Response and Propagation
6.1. The Tensor Equation and Canonical Normalization
For
the Einstein–Hilbert quadratic tensor action is
For the defined physical transverse stress , the tensor equation is
The variable obeys
canonical_transform proves the pointwise algebraic identity underlying the cancellation of terms [F]. The action variation, gauge decomposition, and existence and regularity of the Green operator remain analytical or open results [A/O].
Given a retarded Green function and zero initial tensor data,
For radiation domination with , . A general thermal history requires a separate transfer function; the statistical “mixing time” is not the propagation time of this Green function.
6.2. An Exactly Solvable Sourced-Wave Example
Over a short interval with and negligible background mass variation, take and the physical tensor wavenumber . For the positive polarization of (5.9),
The exact solution is
Its derivative is
Direct differentiation gives . Thus, despite the zero initial tensor data, the response is nonzero. Lean’s forcedH_hasDerivAt, forcedV_hasDerivAt, forced_wave_equation, forced_zero_initial_data, and forced_initial_acceleration provide the proof bodies [F].
sourced_instability_witness further combines healthy kinetics, negative effective mass, two unstable parent modes, a nonzero gradient TT source, and a forced initial acceleration into a single nonempty parameter witness [F]: in the chosen units , , , , , with parent amplitudes each. This is a witness for instantaneous parameters within a short-time approximation, not a solution of the full nonlinear cosmological system.
If the source switches off around T, the subsequent solution is a free wave determined by and . The pre-switch-off growing profile is not “a gravitational wave of frequency s”; the free wave has angular frequency K and cyclic frequency . The tensor energy
is wave_energy_hasDerivAt [F]. The source power can have either sign instantaneously, so the wave energy need not increase monotonically. This example establishes that the effective model permits a tensor response. It does not compute a normalized stochastic spectrum or imply that every switch-off protocol leaves the same residual energy.
6.3. Residual Wave Energy after Finite-Duration Sourcing
Within the constant-coefficient short-time approximation of §6.2, let the source be for and zero afterwards, with , , , . Matching h and continuously (the acceleration may jump at switch-off, but no impulse is applied), the exact solution with zero initial data gives
The bracket equals . The subsequent free solution is
The free-wave frequency is , not the exponential growth rate s. forced_energy_identity and finite_source_leaves_positive_energy compute the actual single-mode wave energy using the R1 forcedH, forcedV; response_numerator_identity proves the associated squared identity.
The result shows that this specified finite-duration source leaves a free wave. It does not extend to arbitrary switching functions, for which a time-dependent source can produce destructive interference. is the energy of a single real-mode oscillator; the physical GW density further requires polarizations, , volume/stochastic-spectrum factors, and short-wave averaging. The abrupt switch-off provides an analytically tractable example; realistic smooth termination and backreaction require separate calculations. If , this local oscillator approximation does not suffice to define the GW energy at emission, and the FLRW Green equation must be used to propagate to subhorizon scales.
The theorem seeded_band_mode_leaves_wave combines the TT source of §5.5, the positive growth root, and the residual wave-energy result into a single statement. It provides a local mechanism witness in specified units and a frozen background; it does not claim a global FLRW solution or a statistically normalized spectrum, and interpreting it as local short-wave radiation after source switch-off still requires checking the applicability scale of K relative to H. ## 7. Unequal-time correlators and the gravitational-wave spectrum
6.4. Correlators Required for the Spectrum
We use the Fourier convention . Define the contracted TT-stress unequal-time correlator (UETC)
where repeated indices are summed. This convention fixes the polarization normalization.
Here is the retarded Green function of the canonical variable , i.e. the solution kernel of with zero initial data (cf. Equation (6.4)); for radiation domination . Then
and Equation (7.3) follows by substituting this expression into and applying (7.1): the factor is the square of the prefactor , and each comes from the corresponding source integral. Define
For zero initial tensor data, and assuming the integrals converge,
Here . In the short-wave, weak-gravity, oscillation-averaged regime,
For , the short-wave energy expression does not define a locally observable radiation density. A nonzero initial tensor spectrum, and its cross terms with the source, must be added beyond (7.3). Reference [6] reviews the UETC methodology and the effect of temporal coherence on peak positions. The source construction presented here does not replace an explicit calculation of the correlator.
6.5. Positivity and Interference between Sources
A physical UETC must define a Hermitian positive-semidefinite kernel: for suitable test functions w,
On discrete time points, writing ,
gram_response_nonnegative formalizes the identity that expresses the discrete double sum as a sum of squares [F]. The Green-function weights may have either sign; the result provides no discretization-to-continuum error bound.
If , then . Component spectra may be added directly only if the cross-correlations vanish or are bounded to be negligible. Two perfectly coherent responses with opposite signs can cancel. It can therefore be incorrect to compute the positive energy of each of the three generators separately and sum the results. The companion source provides coherent_cancellation and interference_bound, the latter being a Cauchy-type bound in terms of finite real amplitudes [F].
6.6. OU Statistics Do Not Determine a Spatial Spectral Peak
Under the additional assumption that the physical field is a stationary Gaussian field with
then Wick contraction gives the gradient-quadratic source correlator
with a frozen and the real-scalar and contracted-tensor conventions; using , the projected outer product is a symmetric tensor. The mean terms do not contribute at nonzero k. Equation (7.8) is an analytical result under the additional stationary-Gaussian model [A,M]. It does not apply unchanged to the unstable, non-stationary stage, and the Wick theorem is not formalized in Lean.
Even if all , the time kernel is only . For any exponential kernel , the cosine response factor over a window of length T is
With ,
This kernel gives a broadband temporal response rather than three discrete spectral lines. The full spectrum also depends on , the spatial convolution, background weights, and propagation. The value 35 does not uniquely determine , , the coupling normalization, or the physical clock. The source formalization covers discrete Gram positivity and the continuous-time, finite-rank and wave-packet statements of §7.5. Wick contraction, analytic evaluations (7.8)–(7.14) and stochastic-field construction remain analytical/model statements.
6.7. A Normalized Spatial and Temporal UETC Benchmark
To make (7.3) operational without claiming a nonlinear simulation, specialize to a short frozen interval , , and normalize . Physical and comoving momenta then coincide in this subsection, and at this normalization. Take one canonically normalized real scalar, a stationary zero-mean Gaussian ensemble and independent inputs: variance , physical spatial length and single-field temporal decay rate :
Integrating with the stated Fourier measure gives . Here is a time, not a spatial length fixed by CGICE. A relation such as is an extra transport model requiring an independently justified speed. The Gaussian has rapidly decaying rather than compactly supported spatial correlations; it is a finite-correlation model, not an exact causal compact-support construction. Multiplying the temporal kernel by , , implements the finite window and preserves positive semidefiniteness.
For along z, the TT contraction in (7.8) obeys . Set and complete the Gaussian square:
Indeed, , fixing the prefactor for the contracted TT convention. In mass units , as required for a stress covariance after dividing out the momentum delta function. The spatial model has finite gradient variance. The stationary temporal Ansatz describes an effective maintained ensemble, not the solution of an isolated conservative tachyonic equation.
After switch-off, average over tensor oscillations while the background is effectively fixed. Using ,
The radiation interpretation and a locally frozen oscillation average require ; the source duration can still be shorter than . The exact finite-window factor is (7.9)–(7.10), with
The mathematical frozen-background spectrum therefore has at its infrared end. In the physical overlap , the same scaling applies to (7.13). Superhorizon modes require propagation with (6.4), not extrapolation of the local energy density to . Phase-space suppression makes infrared integrable in the extended template, avoiding a constant tail from a Gaussian imposed directly in linear frequency. This accords with the finite-duration, regular-source reasoning of [6] under the stated scale hierarchy; it is not a universal slope for inflationary or long-lived sources.
The template depends separately on , and . When is nearly constant across the maximum, the spatial factor alone peaks at ; otherwise coherence shifts that maximum. This does not predict ℓ from geometry or identify it with . For the instability stage itself, use a nonstationary covariance computed from mode functions, e.g. for a single coherent real seed amplitude, followed by the TT/Wick convolution. A general Gaussian initial state also includes field–velocity covariances. Non-Gaussian saturation requires the connected four-point function and invalidates the simple closure (7.12).
6.8. Continuous-time Positivity and a Positive Finite Wave Packet
For a real rank-one kernel on a finite interval, with integrable product ,
A finite sum of these kernels is also positive semidefinite. The new ContinuumUETC.rank_one_ time_integral_identity, rank_one_time_integral_nonnegative and finite_rank_time_ response_nonnegative use actual time integrals [F]. They extend the discrete Gram result without assuming convergence to an arbitrary stochastic kernel. In the complex case the analytical identity uses conjugates and an absolute square. Infinitely many source labels require their own integrability and convergence estimates.
For a real, integrable finite-duration force , define
Duhamel’s formula gives and . Their rotation identity proves (7.16); the corresponding integral definitions and energy identity are supplied in Lean [F]. Bounded piecewise continuous sources are integrable over the finite interval. A nonzero general source can have at a chosen K, so semidefiniteness does not imply unconditional strict positivity.
For , , , , (6.10) remains valid with :
This is a prescribed decay after amplification, not a derived shutdown law. For , a continuous weight positive at satisfies
Continuity gives positive measure to the nonzero contribution. If throughout the interval, an explicit lower bound is . The packet weight can include angular measure, polarizations and a finite momentum window, such as a radial factor . Extension to infinite momenta requires ; an idealized sharp time switch alone does not ensure a finite three-dimensional UV energy.
finite_decay_source_leaves_positive_energy proves pointwise strict positivity; residual_ energy_continuous establishes continuity; finite_wavepacket_energy_positive proves positivity of the actual interval integral of the existing forced-wave energy [F]. Integrated positivity is not assumed. The packet and its support remain inputs to a physical source calculation; choose for this local cosmological radiation interpretation.
7. Three Cosmological Epochs, Source Activity, and Spectral Peaks
7.1. Epochs, Transitions, Emission Events, and Spectral Peaks
For the V64 neutral composite realization, the I→II row uses (3.15)–(3.18), with , independently present seeds and positive . Emission is permitted during amplification and relaxation; a universal pulse duration is not derived. Fixed nonzero condensate phase charge instead invokes V64’s N3 crossover and the coupled radial–phase–Fisher perturbations. During epoch II, real-quartic domain walls require suitable vacuum populations; strings require a complex order parameter, topology and a formation history. Sound waves and turbulence require a fluid and an independently established first-order thermal transition, not merely negative origin mass. An early accelerating branch can amplify specified quantum tensor data over modes crossing the horizon; its entire present spectrum need not lie in one “low-frequency band.”
The existence of three epochs does not imply three first-order thermodynamic phase transitions. In particular, vacuum domination after matter dilution is a crossing of dominant components and need not involve latent heat, bubble collisions, or a nonanalytic order parameter. Even for dust plus vacuum with radiation neglected, the equality point differs from the acceleration onset .
The late-time conditions proposed by the three-epoch spacetime phases are
Equation (8.1) is specific to the quartic V20 potential. In the V64 determinant branch use the matched stationary determinant value and its kinetic-health test; is not its exact vacuum energy. These conditions describe the limit of convergent orbits; they do not establish global attraction. vacuum_curvature_positive verifies that the radial curvature of this vacuum is ; vacuum_health_value and vacuum_energy_value check the health coefficient and the vacuum energy. The classical isotropic source still vanishes by GWTT.explicit_isotropic_zero. Any additional defects, phase transitions, or astrophysical sources require independent specification and calculation; they are not a third emission event derived by the three-epoch model [2].
| Epoch | Actual conditions in cosmic evolution | Role for GWs | What the minimal model does not provide automatically |
| I: statistical localization; early acceleration possible under extra conditions | conditional diffusive relaxation; symmetric branch | constrains configuration statistics; an accelerating background can pump a specified quantum tensor initial state | Hz from 35; relaxation becoming oscillation; a first narrow peak |
| I→II: neutral order-parameter mass changes sign | , instability band opens; seeds present and the healthy regime maintained | quadratic TT stress of non-collinear gradients can radiate | first-order nucleation with an uncomputed barrier; a fixed sound-wave peak; mandatory reheating |
| II: nonlinear condensation and a conditional matter era | saturation, energy budget, independent particle-production mechanisms and dilution laws | possible additional sources/scattering; or mere propagation of pre-existing waves | one GW peak per particle mass |
| III: positive vacuum dominates after matter dilution | orbital convergence, | alters expansion, horizons, and propagation; homogeneous vacuum adds no new classical TT source | an automatic late-time phase transition; automatic nHz emission |
7.2. Early Quantum Modes and Inter-Epoch Propagation
With a chosen polarization normalization, the canonical Einstein tensor mode obeys
The primordial tensor spectrum can be computed only after specifying the initial quantum state, canonical commutation relations, and background. Under the usual slow-roll and vacuum assumptions, the Einstein branch has the two-polarization power ; This result relies on the slow-roll and vacuum approximations, is distinct from the CGICE statistical spectral-gap formula, and generally describes a spectral segment rather than a narrow peak. The present Lean development formalizes neither the quantum-state normalization nor this power formula.
When the primordial modes and the later sources are independent, powers may be propagated and added; when correlated, the cross terms must be retained. Denoting the three emission windows by , (7.3) contains
If the windows are merely time segments of one and the same source, ignoring the cross terms requires justification all the more. three_epoch_response_square proves the full set of cross terms in the square of three real responses, and three_nonzero_responses_can_cancel gives the finite witness . These results show that counting epochs does not justify adding powers. They do not model actual cosmic phase distributions; the continuum calculation must retain the full complex covariance kernel.
A spectral peak is defined as a strict local maximum of the final . The three-epoch conditions permit no new classical signal at all, and equally do not exclude broadband or multiple structures once source statistics are supplied. No fixed number of peaks is predicted. The statement that three peaks are not required does not imply that the spectrum has only one peak.
7.3. Conditional Restriction from Internal Mass Differences
Even if is additionally selected, the count of broken generators
is representation theory alone. The minimal matrix quartic potential does not uniquely select (1,2,3); its equal-norm minima are also attained by traceless (3,3) configurations. This vacuum choice is therefore not a premise of the present work.
If a separate gauge-Higgs model makes the three tree-level masses of the same vacuum proportional to the ordered eigenvalue differences , and if the peak frequencies at one and the same emission time map to masses with one common proportionality constant, then
adjacent_gap_frequency_bound proves this finite inequality, and legacy_high_middle_pair_excluded excludes 450 GHz and 1.71 Hz from being the largest and middle frequencies of that pair [F]. Different emission epochs or non-identical peak–mass mappings can evade this restricted proposition, but those differences must be computed independently; they cannot be tuned backwards from a target peak.
7.4. A Posteriori Criteria for Candidate Peaks
Let and . If any finite collection of pairwise disjoint windows satisfies: F differentiable, continuous and strictly decreasing within the window, and
then each window contains a unique stationary point with for all other points of the window. The proof uses the intermediate value theorem for the derivative, strict monotone decrease, and the mean value theorem for F. EpochFrequency.finite_windows_have_peaks invokes the existing single-window theorem for an arbitrary finite index set [F]; PeakTests.three_strict_local_maxima is retained as the three-window special case. The result guarantees at least one strict local peak in each qualifying window. Disjoint windows ensure that these peaks are distinct. Additional peaks may occur outside the windows, and finite instrumental resolution may prevent their separation.
For the criteria to be operationally checkable, one should compute from (7.3) and then bound the residual derivatives independently; e.g.
give endpoint signs with margin and strict concavity. endpoint_margin, negative_endpoint_margin, and curvature_margin formalize the corresponding pointwise inequalities. For the actual source spectrum these bounds remain to be computed [O].
One cannot define F as a sum of three prescribed Gaussians and then use the window criteria to claim that CGICE predicts three peaks. If is strictly decreasing on the entire real axis, it has at most one zero and therefore F has at most one stationary point. The window-based criterion is retained here, but a certificate for the physical spectrum remains to be established.
8. Redshift and Thermal-History Checks of the Legacy Frequencies
8.1. Redshift of Cyclic Frequency
For a freely propagating fixed comoving mode,
the algebraic relation of frequency_redshift [F]; its physical use requires a specified propagation equation and background.
Let emission occur during radiation domination, followed by adiabatic expansion, and let . Then
Here ℏ, expressed in GeV·s, serves only to restore Hz from natural units. Because q is defined with the angular wavenumber, the cannot be dropped. The commonly used formulae carry different parameter conventions and must not be mixed with these.
8.2. Benchmark Conversion
Take [C]
Then
| Legacy value / interpretation | Cross-check | Treatment here |
| GeV gives 1.71 Hz | about Hz at ; keeping that temperature at 1.71 Hz requires | not supported as a short-lived, subhorizon causal source; large-scale seeds or nonstandard thermal history would need separate proof |
| horizon-scale interpretation of 1.71 Hz | about GeV in the high-temperature benchmark above | a conversion only, not an independent prediction after backwards-inferred temperature |
| 450 GHz as a GW frequency in the CMB observing band | an electromagnetic observing band is not the GW frequency of the constrained tensor modes | conflation removed; an independent GW detection/transfer mechanism would be required |
| late-time homogeneous DE automatically produces 1 nHz | Hz only (with km/s/Mpc) | nHz requires inhomogeneous sources far below horizon scale; the model provides none |
| 1+2+3 fixes three cross-scale peaks | simultaneous same-source mass-difference models are restricted by the conditional frequency ratio of §8.3 | all three frequencies retained as historical benchmarks, not theoretical outputs |
If the comoving entropy grows by at later times, the redshift ratio acquires an extra factor at the same initial temperature. Pushing Hz down to 1.71 Hz by this factor alone would take ; this is conditional arithmetic, not an ignorable correction, and its entropy source, reheating, background constraints, and spectral dilution must be computed alongside.
8.3. Amplitude Transfer Through the Thermal History
For free GWs already inside the horizon, with the source switched off and short-wave averaging applicable, . The radiation background satisfies
to be used under the corresponding assumptions; additional entropy production, free-streaming damping, and nonstandard expansion belong in the transfer function. Shifting a peak frequency while keeping its height unchanged is generally inconsistent. For early tensor modes not yet inside the horizon, the tensor transfer function must be evolved directly; (9.6) must not be applied prematurely.
8.4. Unified Frequency Relation, Band, and Non-Uniqueness
Let denote the physical tensor angular wavenumber in GeV and the total redshift. Then
This is the relation for the free, massless, propagation branch. is the TT convolution wavenumber, generally distinct from , the radial mass, the growth exponent, or a dissipation rate. For the truncated unstable components of §5.5,
observed_frequency_band transfers the wavenumber bound into a strictly positive frequency band, and observed_frequency_strictMono shows that distinct K give distinct f at fixed redshift. Combined with any_band_mode_has_source, this yields a family of actual nonzero sources with different frequencies under identical background-instability conditions. The present premises therefore do not determine a unique frequency. Predictive power may be recovered once a microscopic model supplies the missing inputs.
For the radiation era with comoving entropy growth factor , the full thermal-history dependence reads
The constant is computed from the benchmark scales of §9.2; it is not a CGICE output. If an actually computed spectrum has a peak parametrized as , then on the symmetric branch, in the approximation ,
quench_frequency_cube proves the fraction-free form . The quantities , the emission temperature, the seeds, and the saturation time all remain to be solved for; the natural scale does not select the peak.
Consistency condition between the two manuscripts. If the two manuscripts genuinely describe the same source peak under the same thermal-history benchmark, they must share the same ; in general the condition is the same . same_frequency_iff_same_redshifted_scale gives the strict equivalence. A shared collaboration label or the words “three epochs” prove nothing about whether two numerical examples refer to the same physical source.
8.5. Emission before Reheating
Let the source switch off mainly at , with reheating completed at , and . With subsequent bath temperature , entropy degrees of freedom , and later entropy ratio ,
If the pre-reheating total background is described by a constant with conservation, then , where . Changing the thermal history also changes the energy fraction of the switched-off, subhorizon wave: ; one cannot move only the frequency point.
prethermal_redshift_composition proves the scale-factor composition, and gw_fraction_rate proves the genuine quotient derivative under the given continuity equations. These algebraic and derivative results do not establish a reheating mechanism. In the absence of a thermal bath, identifications such as , , or the assignment of the condensate amplitude as a temperature have no derivation.
8.6. Audit of the 0.38-Hz Right-Handed-Neutrino Condensate Estimate
The sound-wave template checked against [7, Equation (15)] is
It applies to a template branch that presupposes a first-order phase transition, bubble walls, fluid sound waves, and a radiation thermal history. The legacy 0.38-Hz multiplication , is reproduced, for example, by , GeV, , . These template inputs reproduce the quoted value arithmetically; they are not parameters derived from the gap theorem of [8]. The nucleation time scale must not be replaced by , , or without argument.
On the same radiation benchmark, the template corresponds to . The 0.38 Hz can thus be a subhorizon acoustic-scale arithmetic example.
9. Energy Budget, Dark Matter, and Spectral Normalization
9.1. Cold Dark Matter Is Not Gravitational Waves
The short-wave-averaged equation of state of GWs is ; nonrelativistic cold dark matter has . Even if they originate from the same parent source, they obey different dilution laws. A consistent branching model should be written as
together with a matching equation for the visible component. Determining requires the energy balance between the source and tensor backreaction. The background exchange Q cannot be assigned entirely to gravitational waves.
In the source, radiation_comoving_derivative and matter_comoving_derivative give
After injection ceases and the DM has cooled,
The ratio is not a fixed geometric constant. Counting broken degrees of freedom as 75/15 does not replace the required masses, occupation numbers, production cross sections, or entropy history. We therefore do not retain the earlier claim that this count predicts the dark-matter-to-baryon ratio.
9.1.0.1. 10.1.1 Tensor work and the source/UETC energy budget
In the weak-tensor, fixed-background approximation with periodic boundaries or vanishing averaged spatial flux, the quadratic action gives
Multiply the cosmic-time tensor equation by and integrate spatially. Integration by parts cancels the gradient–velocity terms:
After short-wave and oscillation averaging, , , and
The contraction is the one in (7.1); its normalization is fixed by (6.2)–(6.3). With zero tensor initial data, the UETC representation is
The spectrum must be convergent or consistently regulated, as in (7.3); source–initial-tensor correlations add terms when present. One therefore computes the lattice average of TT stress times tensor velocity, or the retarded, response-weighted UETC integral. An equal-time UETC trace alone is insufficient. Instantaneous can be negative because the fields can reabsorb wave energy. Positive residual wave energy is a statement about the net output of a specified protocol, not monotone injection at every time.
The homogeneous identity (3.7) holds in the isolated two-field truncation. If its unmodified on-shell equations are retained exactly, their residual is zero and a nonzero additional net loss cannot be appended by hand. Production requires backreaction at the appropriate perturbative order from the enlarged action, or a controlled coarse-grained reservoir split. Write forced parent residuals , . Then
The last equality is a matching requirement for non-overlapping subsystems, not a derivation of channel rates. It differs from the internal background exchange of (3.8), which cancels between the two parent fields and cannot be counted again as exported energy. Spatially inhomogeneous parents require their full averaged field stress and boundary fluxes; the homogeneous forced form is a transparent effective balance interface, not a lattice backreaction theorem.
The visible component satisfies . It is usually radiation-like during reheating and must not silently receive the dust coefficient . With dust-like DM and short-wave-averaged GWs, adding all four equations gives
Conversely, when the parent loses and receiver equations hold, the total residual is . Conservation is therefore equivalent to the summed exchange budget. EnergyPartition.energy_partition_conservation combines genuine derivatives with both comoving injection laws; total_residual_iff_exchange_budget establishes the equivalence; parent_continuity_from_field_equations calls the inherited V20 off-shell identity and differentiates the parent density [F]. It does not assume isolated unified_continuity while appending a nonzero loss.
9.1.0.2. 10.1.2 What a condensate remnant can contribute to dark matter
On the quartic branch, expand about a healthy late minimum: , . Subtract vacuum energy and take the small-amplitude, nonrelativistic, adiabatic regime:
Dust behavior requires , physical gradients small relative to , negligible anharmonicity and continuing energy exchange, and adequate lifetime. Both kinetic and potential oscillation energy contribute; radial kinetic energy alone is neither the relic density nor its production rate. Quartic-dominated oscillations need not be dust. On the composite branch use the actual canonical determinant curvature at its minimum instead of .
If the remnant itself is DM, split its energy out of using a specified mode/coarse-graining prescription to avoid double counting. Once isolated and pressureless it has while retaining nonzero density. Alternatively, an independently justified channel with damping can give for a separate receiving population. The damping, lifetime, particle equation of state and thermalization are new microscopic inputs. Relativistic products dilute as radiation before cooling and cannot immediately be treated as cold DM.
The couplings affect the background and saturation but their ratio alone determines neither a branching fraction nor a dark-matter identity. Initial spectra, , decay channels, charge, gradients and expansion also matter. At fixed , a homogeneous configuration has , whereas the non-collinear example in §5 can radiate. exchange_budget_not_unique demonstrates that total conservation leaves multiple nonnegative rate partitions. A numerical partition must follow the jointly evolved sources; total background dilution also includes expansion work and is not GW release.
9.2. Peak Amplitudes and Integrated Energy Density
Define
If, purely phenomenologically,
then with the substitution ,
Thus is only the sum of three chosen peak heights, not the total radiation density. Equation (10.14) is a Gaussian integral [A]; the source formalizes only pointwise properties such as logPeak_strict_max.
This infrared remark concerns the earlier linear-frequency Gaussian template of the R1/R2 drafts, , and not the log-normal form (10.13), whose tail vanishes rapidly as : for the linear-frequency template the tail tends to a strictly positive constant as , and without a low-frequency cutoff its even diverges at the zero end. A physical spectrum must have integrable infrared behavior or an explicit domain of validity, and treating a small but nonzero constant tail as zero conceals the problem. This paper no longer uses that template as a full spectrum.
Independent cosmological radiation-energy bounds should be applied to the integrated spectrum that exists in, and has entered the horizon during, the applicable epoch. An instrument’s frequency-dependent sensitivity likewise cannot be replaced by a single constant “upper limit” over all f. This paper performs no observational likelihood fits or significance estimates.
10. Evidence Dependencies and Falsifiable Statements
10.1. Forward Evidence Chain
- 1.
- CGICE provides spectral/covariance constraints of a specified statistical model; it must be stated which physical parameters have no matching yet.
- 2.
- Select independently the healthy effective action of the three-epoch model [2] (Equations (3.2)–(3.3)), the parameters , and the initial data.
- 3.
- Solve the background and check , continuity, energy constraints, and the mass-sign-change conditions.
- 4.
- Given spatial seeds from an independent initial state or a noise matching, solve the perturbations and any required nonlinear evolution.
- 5.
- Compute the TT source and the UETC directly from the stress definition, including cross terms between fields/epochs.
- 6.
- Obtain the spectrum via (7.3) and the thermal history, then test peak number, peak positions, and the integrated budget.
A circular inference would fix three target peaks, infer three “geometric masses” or redshifts backward from those targets, treat the resulting matching as a CGICE theorem, and then claim the target peaks as predictions. The present formulation removes the global spectral-matching axioms and hard-coded physical outputs associated with this inference.
10.2. Testable Statements and Open Conjectures
Relative to derivative-triggered waterfall and preheating models, distinctive source correlations or parameter relations can emerge only after computing the map from configuration geometry to the effective action and initial statistics. The present work does not claim an established physical law distinct from existing preheating mechanisms. Its specific contributions are a tensor-source construction, a forward-computation framework, and limiting results compatible with the conserved backgrounds of CGICE [1] and the three-epoch model [2].
| Statement | Current status | Concrete scenarios that would falsify it |
| mass zero-crossing on the symmetric branch | conditional theorem | X never reaches the critical value; backreaction alters the orbit; the healthy regime is left first |
| growth of low-momentum perturbations | conditional result of the frozen/slowly varying approximation | no seeds; time window too short; effective frequency squared not negative |
| non-collinear gradients provide a TT source | explicit construction theorem | only homogeneous or collinear configurations; relevant amplitudes vanish |
| a nonzero source excites a response from zero initial tensor data | exact constant-coefficient example and linear response theory | approximations inapplicable; actual projected source or effective response vanishes |
| three observable peaks | no amplitude or peak count is predicted | A fully specified parameter point can be compared with band-dependent limits and resolution. A generic null result cannot exclude this unconstrained mechanism without a derived minimum amplitude. The ratio restriction of §8.3 applies only to its same-epoch, common-mapping hypotheses. |
11. Formalization and Its Coverage
The companion imports only Mathlib, retains the uploaded proof bodies and keeps set_option autoImplicit false. After this manuscript draft was completed, the whole file was compiled under Lean 4.34.0-rc1 / Mathlib v4.34.0-rc1 with the pinned toolchain: three tactic bodies required local repairs (receiver_continuity, energy_partition_conservation, finite_wavepacket_energy_positive; statement-preserving), then lake env lean and lake build (8709 jobs) completed with 0 errors. #print axioms was run on the 20 new R5 theorems across EnergyPartition/EpochFrequency/ ContinuumUETC plus 8 inherited cross-namespace keys: every audit returns only [propext, Classical.choice, Quot.sound].
| Paper result | Companion declarations | Coverage and remaining boundary |
| Geometry and covariance | Geometry.restricted_threshold_35, radial_gap_lower_29; GWMechanism.ouCov_hasDerivAt, ou_clock_chain | Finite arithmetic and specified covariance dynamics; not a manifold spectral theorem or physical matching |
| Parent continuity and crossing | UnifiedDynamics.continuity_identity, density_hasDerivAt, unified_continuity, critical_crossing, critical_crossing_unique | Algebra and real-function derivatives under explicit equations and trajectory hypotheses |
| TT projection and source | GWTT.explicit_isotropic_zero, explicit_mem_TT, explicit_idempotent; GWMechanism.two_mode_tt_source, two_mode_tt_nonzero | Actual three-dimensional matrices and specified two-mode Fourier coefficients |
| Growth and forced response | growth_rate_positive, growth_rate_characteristic, forcedH_hasDerivAt, forcedV_hasDerivAt, forced_wave_equation, wave_energy_hasDerivAt in GWMechanism | Frozen coefficients; no global FLRW or nonlinear existence theorem |
| Band and residual energy | EpochFrequency.any_band_mode_has_source, equal_parent_norm_different_tensor_modes, finite_source_leaves_positive_energy, seeded_band_mode_leaves_wave | Local constructive witnesses; not a normalized random cosmology |
| Neutral/charged distinction | EpochFrequency.composite_mass_matching, composite_threshold_zero, charged_origin_excluded, charge_energy_lower_bound | Origin matching and fixed condensate-charge obstruction; no full determinant or charged perturbation theory |
| Composite observed band (R5) | composite_mu_sq_eq_neg_mass, composite_band_upper_bound, neutral_no_spinodal_of_inverse_bound in EpochFrequency | Norm convolution and redshift with positive denominators and actual instability; not an absolute UV cutoff |
| Composite slope (R5) | EpochFrequency.composite_critical_mass_derivative, composite_quench_rate_positive, quench_remainder_upper | Calls the field-equation derivative theorem; Taylor-error control remains an explicit premise |
| Discrete UETC and interference | GWMechanism.gram_response_nonnegative, coherent_cancellation, interference_bound; EpochFrequency.three_epoch_response_square | Finite real algebra; infinite-rank stochastic kernels remain analytical |
| Continuous-time UETC (R5) | ContinuumUETC.rank_one_time_integral_identity, rank_one_time_integral_nonnegative, finite_rank_time_response_nonnegative | Actual time integrals of finite-rank real kernels; no uncontrolled continuum limit |
| Time-integral energy (R5) | ContinuumUETC.time_integral_energy_nonnegative, time_integral_energy_identity, zero_quadratures_give_zero_energy | Integral definitions and rotation identity; Duhamel existence and regularity are analytical |
| Positive wave packet (R5) | ContinuumUETC.residual_energy_eq_forced, finite_decay_source_leaves_positive_energy, residual_energy_continuous, finite_wavepacket_energy_positive | Genuine momentum integral of inherited forced energy; continuous nonnegative weight positive at one endpoint |
| Energy partition (R5) | EnergyPartition.receiver_continuity, energy_partition_conservation, total_residual_iff_exchange_budget, parent_continuity_from_field_equations, exchange_budget_not_unique | Actual derivatives and linkage to off-shell parent continuity; microscopic rates remain inputs |
| Transfer | GWMechanism.frequency_redshift, radiation_comoving_derivative, matter_comoving_derivative; EpochFrequency.observed_frequency_band, gw_fraction_rate, prethermal_redshift_composition | Supplied continuity and propagation laws; no reheating mechanism |
| Peak tests and vacuum | PeakTests.three_strict_local_maxima; EpochFrequency.finite_windows_have_peaks, vacuum_energy_value, vacuum_health_value, vacuum_curvature_positive | Sufficient window tests and quartic vacuum algebra; no actual peak-count or global-attractor certificate |
Action variation, metric constraints, Wick contraction, Gaussian and temporal-kernel evaluation, arbitrary-source Duhamel theory, nonlinear backreaction, renormalization, observational fits and the complete thermal history remain A/M/O as stated in the text. Continuous-integral source proofs narrow one formalization gap without closing these physical links. Scans for placeholders or counts of declarations are not kernel verification [9].
12. Conclusions
The CGICE statistical spectrum [1] and the conditional background results of the three-epoch spacetime phases [2] do not determine a unique peak frequency. Together with an explicit effective action, they support several conditional mechanisms: dilution on the neutral symmetric branch fixes the mass zero-crossing slope; unstable parent modes generate a continuous band of TT sources; and a specified finite-duration source leaves a free wave. The present-day frequency depends on the source wavenumbers and thermal history, while peak positions also depend on the correlation weights and propagation.
The three epochs provide early statistical and background conditions, possible intermediate-era sources, and a late-time propagation environment. Vacuum domination alone produces no classical TT source, and the number of epochs does not fix the number of peaks. This revision supplies a composite-parameter band bound, a normalized finite-correlation UETC benchmark with an integrable infrared tail, continuous-time and finite-wave-packet positivity statements, and an energy-partition law tied to the parent continuity residual. Channel rates and a full nonlinear cosmological solution remain to be computed; the result is a conditional mechanism, not a unique spectral prediction.
Data Availability Statement
The full manuscript and companion Lean source are provided. No observational data were fitted and no nonlinear lattice UETC or globally evolved cosmological solution was generated. R5 was prepared with ChatGPT assistance for source comparison, derivation, editing and Lean source construction. It subsequently received a full kernel verification: the complete Lean source compiles with zero errors and zero sorry, and #print axioms audits on 28 theorems return only the standard axioms (see §12 and Appendix A; build_log_R5.txt and axioms_check_R5.txt are delivered with the source). Independent symbolic and numerical spot checks of the new analytic formulas were also performed. Historical claims about other models, review rounds, build logs or transcripts are not certifications made by R5. Final scientific interpretation and publication decisions remain the author’s responsibility.
Appendix A. Input Identity, Checks and Reproducibility
The exact inputs inspected are recorded below. Hashes identify bytes, not correctness. Only the V19 manuscript and companion are edited; the three foundational manuscripts are references.
| Input file | SHA-256 |
| paper_triple_gw_v19.md | f86bd36bbfd820cc6cb90fb066f8c14e693678bfacb924ee95053c81d2ba776a |
| triple_gw_dm_proof_v19.lean | 982d257998e2028697de3dd48c6086907f1b7b3ff3e853d78e2e3270cb913401 |
| cgice_paper_v10_fop.md | 3d31ecc5c6f04c55fdbd6d9081d769e7e9d45618a61aee82b6806f0068b83ce2 |
| 6D_Spacetime_Phase_Differentiation_Expanded_V20.md | 970103adca4e78e43677f1159f8e87e26e943e36df4a108a11602a2b224513b4 |
| Unified_Neutrino_Condensation_V64.md | 61e55c151f6474546873138eeadf336c193570efec7ee7ac61326e09098ee765 |
R5 status (updated after compilation). The source has been compiled with Lean 4.34.0-rc1 / Mathlib v4.34.0-rc1: lake env lean returns 0 errors after three local proof-body repairs (statements unchanged), lake build completes 8709 jobs with 0 errors, and #print axioms on 28 theorems returns only [propext, Classical.choice, Quot.sound]. The build log is archived in build_log_R5.txt and the axiom transcript in axioms_check_R5.txt; the compiled source hash is given below.
Analytic checks differentiate the exponential response, test the energy residual and Gaussian TT coefficient, and compare the finite-window kernel with direct quadrature at nonzero momenta. These checks concern the stated formulas, not the physical premises or microscopic matching. Regularity, sign, cutoff and short-wave restrictions remain explicit. The compiled R5 Lean source has SHA-256 0d096d01bff6cdd972adb311e597bfc17122fd00ca3dfdf70b6eb09005e78c67 (the pre-compilation draft hashed 85d5bcdbdc90b847cf348a19d21a103c1c153074a8f3cd0b21c5a8eb18a6ae85; the difference is the three repaired proof bodies and the updated header).
References
- XuHui. Cosmic Geometric Information Dynamics: a Conditional SL(6,C) Model with Explicit Spectral, Stochastic and Formalization Boundaries. Available online: user-provided.
- XuHui, the three-epoch cosmology manuscripts 6D_Spacetime_Phase_Differentiation_Expanded_V20.md and 6D_Spacetime_Formal_Proof_V20.lean, in particular §§3.9, 6.7, 7.2 and 9.2. The current manuscript was read. Its separate formalization is referenced through that manuscript and inherited transcriptions, not a new compilation of the upstream Lean file
- Xu, Hui. Geometric–Information Relaxation and Derivative-Coupled Three-Stage Cosmology on SL(6,C). Preprints.org, not peer reviewed;The title and version were checked against the preprint page directly; the webpage does not substitute for the local-source evidence of [1,2]; v1, 2026-09-23. [CrossRef]
- Dufaux, J.-F.; Bergman, A.; Felder, G.; Kofman, L.; Uzan, J.-P. Theory and Numerics of Gravitational Waves from Preheating after Inflation Methodological background on GWs from inhomogeneous scalar fields; provides no matching for CGICE parameters. Phys. Rev. D. 2007, arXiv:0707.087576, 123517. [Google Scholar] [CrossRef]
- Dufaux, J.-F.; Felder, G. N.; Kofman, L.; Navros, O. Gravity Waves from Tachyonic Preheating after Hybrid Inflation, JCAP 03, 001 (2009) Mechanistic comparison for instability-driven preheating; the numerical spectra of that work are not transplanted into this model. arXiv arXiv:0812.2917. [CrossRef]
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