3.2. Claim-Type Composition and the Location of the Bottleneck
Coding every family by claim type yields the principal result of this study, presented in
Figure 2.
Across the whole corpus, creep age forming devotes 40% of its families to tooling, against 15% for shot peen forming, a 2.7-fold difference. Shot peen forming devotes 24% to control and compensation, against 8% for creep age forming, a 3.1-fold difference. Both differentials are large relative to any plausible coding error; they operate in opposite directions, which a systematic coding bias would not produce; and both are invariant to the coding correction described in
Section 2.3.
Interpreted as revealed bottleneck, these data indicate something more specific than a difference of maturity between the two processes. In the case of creep age forming, the obstacle was not the material physics but the transfer of geometry. The creep-ageing response of aluminium alloys was characterised early, and the persistent patenting problem was the construction, compensation and reuse of a die capable of delivering a target contour after springback. In the case of shot peen forming, the mechanism was settled early and the obstacle became process control: the Dev. share rises from nil before 1980 to approximately one third of recent filings, whereas the corresponding share for creep age forming does not exceed one fifth in any era. The control trajectory is corroborated independently of the patent record, the trade literature having reported the transition to computer-controlled peen forming by the mid-1980s [9], at the point at which the corpus Dev. share begins to rise.
Two qualifications are necessary. The tooling emphasis in creep age forming is concentrated in its foundational and build-out eras, at 67% of filings in the 1990s and 47% in the period 2010 to 2017, and inverts in the most recent era, in which 69% of filings are process claims corresponding to the acceleration methods discussed in
Section 3.3. That inversion represents a change in the mode of attack on the cycle-time problem rather than evidence that the tooling problem has been solved. Furthermore, since coding is applied at title level, composition should be interpreted at the level of these large contrasts rather than of era-to-era fluctuation.
3.3. Filing History and Foundational Eras
Shot peen forming. The record begins with the Lockheed filing of 1951, US2,701,408A, following origination of the process at Lockheed during the 1940s [5]. Filing activity is continuous rather than clustered thereafter, and the foundational period is not an American phenomenon followed by diffusion. The corpus contains near-simultaneous foundational filings in three countries: the United States, comprising Lockheed (1951), AVCO ball forming (US3,705,511, priority 1969) and Boeing compound-contour forming (US4,329,862, 1980); Germany, comprising Kopp (US4,350,035A, priority 1979, essentially contemporaneous with the Boeing patent) followed by Dornier (US5,072,606A and US4,974,434A, both priority 1988); and Japan, comprising Kawasaki Heavy Industries (JPS5299961A, 1976), the earliest single-nation entry in the corpus and earlier than the Boeing compound-contour work.
The German entries constitute a coherent school exhibiting inventor continuity, centred on RWTH Aachen and Dornier, extending from Kopp through Dornier to Kugelstrahlzentrum Aachen (US7,181,944B2, priority 2000, rib peen forming with opposed twin nozzles), with the same inventor named on both the Dornier and the Aachen patents and Daimler-Benz Aerospace (DE19503620C2, 1995) a further member. The associated academic method is documented by Kopp and Schulz [8]. The Japanese presence extends beyond Kawasaki to Mitsubishi Heavy Industries (JP3740103B2 and JP2003191028A, 2001; JP5851813B2, 2011; JP6104725B2 with its international member WO2014199928A1, 2013), Mitsubishi Aircraft (JP5535957B2, 2011) and Subaru (CN110709207A, 2018).
Table 1 summarises the principal eras. Boundaries are expository, drawn where the dominant claim focus changes rather than by a statistical breakpoint procedure.
Figure 3.
Cumulative filing trajectories of the two corpora. Counts are verified lower bounds and are not normalised against background filing rates; see
Section 3.4.
Figure 3.
Cumulative filing trajectories of the two corpora. Counts are verified lower bounds and are not normalised against background filing rates; see
Section 3.4.
Creep age forming. This record is smaller and more discontinuous, but its foundational era is earlier and more traceable than a forward-only reading indicates. A tooling lineage is documented by direct citation. AVCO Corporation, whose aerostructures business subsequently became Textron Aerostructures, holds a foundational springback-compensated age-forming tooling patent, US5,341,303A (1991), whose inventors also authored the seminal autoclave age-forming papers [6,7], together with a companion analysis patent, US5,528,504A (1994). That patent is cited directly by the Vought tool-surface patent US5,729,462, whose assignee of record is now Northrop Grumman, and by the Embraer form-before-machining patent US20200222967A1, yielding a traceable chain from AVCO and Textron (1991) through Vought and Northrop (1995) to Embraer (2019). The Kawasaki age-forming jig of 1995, JP2742034B2, which cites the AVCO and Textron patent, extends the chain to Japan. A second thread, concerning reconfigurable tooling, is discussed in
Section 4.3.
Table 2 summarises the creep-age-forming eras.
The row covering the 2000s is labelled dormancy in the patent record rather than dormancy in the technology. The distinction is material, since this is the interval during which creep age forming was being industrialised for large civil wing covers, including the Airbus A380 upper wing panels, as documented in the process-mechanics and programme literature [2,3]. A silent record across an interval of active deployment demonstrates directly that the record may fall quiet while the technology does not.
The acceleration sub-lineage. The most recent creep-age-forming activity concentrates upon a single shared problem, the multi-hour autoclave dwell, which is attacked by technically unrelated means (
Table 3).
These approaches are best interpreted not as three independent streams but as a field in which one actor is dominant. Central South University, led by the lead author of [2], conducts a multi-patent programme spanning all of the acceleration modalities, comprising approximately thirty families on the present count and constituting the largest institutional cluster in the corpus.
Section 4.1 argues that the persistence of unrelated modalities, rather than their number, is the informative feature.
The pin-module die patent US10,875,074B2 and EP3259081B1, held by the AVIC Beijing Aeronautical Manufacturing Technology Research Institute, functions as a hub, being cited by at least nine Central South University patents across its family members. One of its named inventors also appears on a shot-peen-forming patent from the same institution, CN115635004A and CN115635004B, which shares a mutual direct citation with the AVIC Xi’an shot-peen patent CN117340047A. Cross-process activity by a single actor is not a recent development, since AVCO appears on both the shot-peen side (US3,705,511) and the creep-age-forming side (US5,341,303A) of the Western foundational record.
3.4. Geography Under Three Measures
The raw geography (
Figure 4) exhibits a qualitative near-inversion relative to the foundational eras of the two processes. Three corrections modify that reading, and they constitute the grounds for the caution expressed here against reporting family counts alone.
Under-sampling of the non-Chinese record. An entire German school, a Japanese cluster extending from Kawasaki (1976) through Mitsubishi and Subaru, the American laser-peen origin and the recent Airbus peening-forming patents became visible only through citation tracing. This is the corollary of the classification asymmetry noted in
Section 2.1: because creep age forming lacks a settled class, and because classification search from a contemporary starting point under-samples the older and non-domestic record, that corpus is doubly exposed to recall error, and the shot-peen corpus is more exposed than its settled classification would suggest.
Normalisation against background filing. Raw counts cannot distinguish an increase of Chinese interest in wing-cover forming from a general increase in Chinese patenting. Both corpora were therefore indexed against a same-office, same-class baseline. The baseline is itself notable (
Figure 5, left): filing in these classes at the Chinese office grew 235-fold between 1990 and 2024, from 249 to 58,631 applications per year, whereas the United States grew 4.2-fold and the European Patent Office 2.8-fold, and Japan and Germany fell to 0.5 and 0.7 respectively of their 1990 levels. The in-class share of each office’s total filing is approximately stable, indicating that this is not an artefact of class drift.
Division of the corpus by that baseline yields filing intensity, with exact Poisson confidence intervals (
Table 4).
Chinese intensity fell by a factor of 0.43 between the two periods (95% confidence interval 0.22 to 0.85, excluding unity). Western intensity fell by a factor of 0.65 (95% confidence interval 0.33 to 1.29, not distinguishable from constancy). The Chinese corpus grew approximately tenfold in raw count while its background grew approximately twenty-four-fold. What survives normalisation is therefore not a Chinese expansion but a Western and Japanese contraction.
Jurisdictional breadth. Resolving every entry to its simple family and counting distinct offices (
Figure 5, right), Chinese-origin families span a mean of 1.09 offices, with 96% filed at a single office. Western-origin families span a mean of 4.65 offices, with 59% filed in two or more offices and a maximum of 13. The difference in means is 3.56 offices (95% bootstrap confidence interval 2.36 to 4.85). Western families are on average 4.3 times broader, and the two distributions differ in shape, the Chinese distribution forming a spike at a single office and the Western distribution exhibiting an extended tail.
Grant outcomes. Filing is not equivalent to a right. Assessing grant at family level, 82.5% of Chinese-published families were granted in at least one office, against 95.7% of Western families. That comparison is confounded by recency, the median Chinese filing year being 2019 against 2000 for the West. Restricting the comparison to an age-matched cohort filed in 2019 or earlier, 84.6% of Chinese families were granted (95% confidence interval 72.5 to 92.0, n = 52) against 97.4% of Western families (86.8 to 99.5, n = 39), a difference of 12.8 percentage points (z = 2.03, p = 0.043). The territorial result is more pronounced: among granted families, Chinese grants span a mean of 1.01 offices, with 99% granted at exactly one office, against a Western mean of 3.33 offices and 42% granted at a single office. The difference between the two records therefore lies in enforceable scope rather than in grant success.
No claim is advanced here concerning live rights. Renewal status was determined for a stratified subset of 60 families: Chinese rights were 93% active with none past nominal term, and Western rights 21% active with 75% past term. Interpreted naively, that pattern would indicate Chinese predominance among live rights, but it is an artefact of filing age. The age-independent signal, namely early lapse within nominal term, occurs in only three records, which is too sparse to support a maintenance claim in either direction.
3.5. Transfer, Parallel Invention and Directional Flow
For the foundational methods and tooling, three transfer lineages are linked by direct citation, several of them passing through European or Japanese nodes (
Figure 6): media shot-peen forming, from AVCO and Boeing through Dornier to Sonaca and AVIC; reconfigurable and flexible tooling, from Northrop Grumman to US8,303,729B2 and the AVIC Beijing pin-module die; and creep-age-forming tooling, from AVCO and Textron through Vought and Northrop to Embraer, and separately to Kawasaki. These are positive findings, in that the citation links are present in the record and are individually verifiable.
For the recent acceleration methods, no comparable citation linkage is present. It is not concluded from this that those methods were independently invented. As
Section 2.5 establishes, absent citation constitutes weak evidence, and the recent stratum has had substantially less time in which to accumulate citations, so that sparse linkage is the expected observation even under identical underlying dynamics. The defensible statement is asymmetric: transfer is documented where citations record it, whereas independence is not documented anywhere.
Concerning directional flow, the West seeded the foundational methods, which are cited by later Chinese filings. In the opposite direction, the Airbus peening-forming patent of 2023, EP4450653A1, cites Chinese university laser-peen-forming patents as prior art alongside the American origin patents US6,410,884B1 and US6,670,578B2. This constitutes a threshold crossing rather than a demonstrated reversal of net flow. A single Western filing citing Chinese academic work establishes that this literature has become visible in Western prosecution, which was previously unattested, but it does not establish that the balance of influence has reversed, which would require a directional citation balance that has not been computed here. In European practice the search report is the product of the examiner, so that such citations may evidence examiner search reach rather than applicant knowledge. Separation of applicant-supplied from examiner-supplied citations is a precondition for any claim concerning influence, and is not attempted in this study.
The corpus additionally contains a clear instance of domestic diffusion (
Figure 7). The COMAC seed patent CN101988146B, filed in 2009 and granted in 2012, is cited directly by eight later Chinese patents across at least seven institutional assignees between 2012 and 2024, while its own backward citations indicate that it drew upon prior Chinese work already in existence by 2006 and 2007. The domestic Chinese creep-age-forming lineage therefore substantially predates the 2009 filing, and did not originate, by any citation link visible in this record, in the Western patents of the 1990s.
One analysis reported in this paper rests upon a patent of which the author is an inventor, namely the forward-citation count for US7,322,223, the founding mechanical-vibration patent. It was compiled by the author rather than by an independent party, and independent replication is recommended before it is relied upon beyond the present analysis.
The corpus further surfaced a coherent multi-institution literature concerning creep age forming of launch-vehicle propellant-tank domes, comprising work by Tianjin Aerospace Long March, Beijing Xinghang Machinery, the Shanghai Aerospace Equipment Manufacturer, the Beijing Institute of Aerospace Systems Engineering, the tank-side programme at Central South University, and the Aérospatiale Matra Lanceurs patent FR2809033A1. This body of work shares the core process but constitutes a distinct application domain. It is excluded here and noted as material that a broader aerospace study could absorb. Its existence is itself a finding, in that creep age forming possesses a second and institutionally distinct aerospace application.