Submitted:
07 July 2026
Posted:
08 July 2026
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Abstract
Keywords:
1. Introduction
2. Background: Fear, Aggression, and the Distancing Contingency
2.1. Understanding Behavior Function: What Are These Animals Telling Us?
2.2. Use of Negative Reinforcement in Zoo Animal Training: Historical Context
3. Limitations of Traditional Approaches When Distancing Contingencies Are Present
3.1. Systematic Desensitization: Extinction-Based and Non-Contingent
3.2. Counterconditioning and the Problem of Superimposition
3.2.1. Minimizing Superimposition
3.3. Misidentification of Procedures in Practice
4. Myths, Misconceptions, and the Controversy Around Negative Reinforcement
4.1. The Problem with the Word “Negative”
4.2. Non-Contrived vs. Contrived Aversive Stimuli
4.3. Myth: Negative Reinforcement Is Inherently Coercive
4.4. Myth: Using Negative Reinforcement Means Avoiding Positive Reinforcement
4.5. Myth: This Is Too Advanced for Regular Practitioners
5. Theoretical Framework
5.1. The Constructional Approach
5.2. Nonlinear Contingency Analysis
5.3. Degrees of Freedom, Genuine Choice, and Assent
6. Assessment: Identifying Distancing Contingencies and Planning for Intervention
6.1. Step One: Is the Behavior Maintained by Distancing?
6.2. Step Two: Identify the Specific Aversive Stimulus or Conditions
6.3. Step Three: Check for Competing Contingencies
6.4. Setting Up for Success: The Training Environment
7. Applying Negative Reinforcement Procedures: Principles and Nuances
7.1. Reinforcing Desired Behavior: What to Look for and When to Reinforce
7.2. Preserving Degrees of Freedom: Letting Distress Responses Work
7.3. The Switchover: Recognizing and Responding to Behavior Change
8. Case Studies
8.1. Case Study One: Modifying Aggressive Responses Toward a Specific Caregiver in a Male Amur Tiger (Panthera Tigris Altaica), Copenhagen Zoo
8.1.1. Case History
8.1.2. Functional Assessment
8.1.3. The Negative Reinforcement Shaping Procedure
8.1.4. Outcomes
8.1.5. Procedural Notes and Welfare Considerations
- Distance as the reinforcer. The identification of distance from Holger as the critical consequence — the outcome the tiger's aggressive behavior had always produced — was the foundation of the intervention. Structurally separating the two contingencies, food managed by a second caregiver and contingent on a behavior unrelated to Holger's approach, was the first of the two superimposition safeguards described in Section 3.2.1
- Timing precision as a welfare consideration. The procedure required Holger to identify subtle behavioral indicators — whisker position, lip tension, ear set, and eye contact — as signals of when to advance and when to withdraw. Stepping back too late risked allowing the tiger to escalate the aggressive response; stepping back too soon meant the approach had not selected behaviors from the desired repertoire. In this case, that level of observational precision benefited from direct coaching by Pedersen and real-time feedback from team members positioned to observe both Holger and the tiger simultaneously, suggesting that video review and hands-on coaching may support skill development in this area.
- Responding to low-level aggressive responses. When the tiger growled in one session, Holger withdrew immediately rather than waiting for the behavior to subside. Reinforcing even a low-level aggressive response with distance was the deliberate choice — treated as an indicator that the approximation had exceeded what the tiger could readily do, not as a procedural failure. This is the second of the two superimposition safeguards described in Section 3.2.1: previously effective behaviors remained available throughout, thereby minimizing the likelihood that the tiger would be placed in conflict between the two contingencies.
- Adjusting criterion to environmental context. In one session, the presence of a female tiger in an adjacent area entering estrus appeared to elevate the male's arousal. The team responded by reducing criterion demands for that session rather than pressing forward. This flexibility is consistent with the constructional logic of reinforcing the lowest effective criterion and reflects one approach to welfare-sensitive practice under variable environmental conditions.
- Limitations of this case report. The negative reinforcement procedure was prospectively documented through video and a training logbook. The prior systematic desensitization phase was not recorded with equivalent detail, as it predated any plan to publish this case; precise session counts and progression criteria from that earlier intervention are therefore unavailable. This case is presented as a practitioner case report rather than a controlled study and should be interpreted accordingly.
8.1.6. Analysis Through the Constructional Approach Framework
8.2. Case Study Two: Addressing Newly Acquired Avoidance of a Night Holding Area in an Orangutan (Pongo Pygmaeus), Dublin Zoo
8.2.1. Case History
8.2.2. Functional Assessment
8.2.3. The Negative Reinforcement Shaping Procedure
8.2.4. Outcomes
8.2.5. Procedural Notes and Welfare Considerations
- Distance from the night house was the reinforcer. Two separate contingencies structured the procedure; however, distance from the night house — the outcome her refusal to enter had always produced — was the critical consequence, and identifying it was the foundation of the intervention. Food, delivered by caregivers, reinforced movement toward and arrival at approximation points, while distance reinforced calm behavioral repertoires within the aversive space. Keeping these two contingencies on separate behaviors was the first of the two superimposition safeguards described in Section 3.2.1. The second was preserved throughout: when the orangutan displayed retreat indicators, including the escape response occasioned by the door handle movement, that response was allowed to produce distance rather than being withheld, keeping previously effective escape behavior available and minimizing conflict between the two contingencies.
- Door management as a welfare consideration. The team's deliberate attention to Slide Door 2 — holding it open or moving it only in predictable, non-surprising ways throughout the procedure, and treating its closure as its own final approximation rather than a byproduct of getting the orangutan into the space — exemplifies how welfare-sensitive procedural refinement looks in practice. A single poorly timed door movement could have escalated her distress and reset her progress; closing it prematurely, before her behavioral indicators were ready, would have created an additional aversive pairing.
- The role of the team. The procedure succeeded in part because multiple team members were present, communication was clear, and roles were understood. Managing large great apes in complex environments requires coordinated team responses, and the success of this intervention reflects the team’s behavioral fluency. Specifically, one caregiver cued the animal and monitored behavioral indicators from inside the animal care staff area, a second caregiver managed door movement, and Heidenreich observed and communicated progression and reset decisions to the team, with additional team members supporting management of the broader animal group and habitat access throughout.
- Limitations of this case report. This was a time-sensitive management situation that arose without warning and was not prospectively designed as a study. The procedural detail reported here reflects what was observable and documented in real time, supplemented by video review. It is presented as an applied case report rather than as controlled evidence of general effectiveness, and should be interpreted accordingly.
8.2.6. Analysis Through the Constructional Approach Framework
9. Discussion
9.1. Common Principles Across Case Studies
9.2. The Speed and Efficiency of Behavior Change
9.3. Why This Is a Welfare Advancement
9.4. Advancing Practice: A Call to the Zoo Community
9.5. Limitations and Directions for Future Research
10. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| NCA | Nonlinear Contingency Analysis |
| CAT | Constructional Aggression Treatment |
| CET | Constructional Exposure Therapy |
| CS | Conditioned Stimulus |
| US | Unconditioned Stimulus |
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| Respondent Procedures | Traditional Operant Shaping | Constructional Operant Shaping | ||||
| Comparison Feature | Systematic Desensitization | Counterconditioning | Positive Reinforcement | Negative Reinforcement | Positive Reinforcement | Negative Reinforcement |
| Primary learning process | Graduated exposure procedure based on extinction | Respondent procedure using CS–US1 pairings (proposed to substitute competing respondent relations) | Operant shaping | Operant shaping | Operant shaping | Operant shaping |
| Primary focus of change | Extinction of fear responses | Respondent relations elicited by a conditioned stimulus; operant repertoires are not directly addressed | Operant behavior maintained by appetitive contingencies | Operant behavior maintained by distancing contingencies | Operant behavior identified through functional assessment | Distancing-maintained operant behavior identified through functional assessment |
| Procedure selected because... | Fear or phobic responding is observed | An aversive conditioned stimulus is identified | Practitioner judgment and/or functional assessment | Practitioner judgment and/or functional assessment | NCA identifies appetitive consequences as the critical consequence maintaining behavior | NCA identifies distancing as the critical consequence maintaining behavior |
| Primary consequence arranged | Graduated exposure (traditionally with relaxation) | Appetitive US paired with CS | Presentation of appetitive stimulus | Distance gained from the aversive stimulus, or its removal, reduction, postponement, or prevention | Presentation of functionally selected appetitive consequence | Distance gained from the functionally selected aversive stimulus or conditions, or their removal, reduction, postponement, or prevention |
| Directly contacts the contingency maintaining distancing behavior? | No | No | Variable | Variable | Yes | Yes |
| Role of escape/avoidance | Escape typically prevented during exposure | Escape not functionally addressed | Variable | Variable; escape may be contingent on compliance | Escape remains available and informative | Escape remains available and functions as the reinforcer |
| Genuine choice (degrees of freedom) | Typically absent | Typically absent | Variable | Variable | Maintained throughout by design | Maintained throughout by design |
| Behavioral strategy | Reduce respondent reflexes, often described as indicating fear, via extinction |
Substitute competing respondent relations; the original functional relation may remain intact | Build new operant behavior | Build new operant behavior | Build new operant repertoire matched to function | Build new operant repertoire matched to function |
| Potential welfare considerations | May require prolonged exposure while limiting opportunities for avoidance or escape | Observable respondent behavior may decrease while the original functional relation and distancing contingency remain intact | Depends on implementation; restricted behavioral options or reinforcement available only through compliance may reduce genuine choice | Depends on implementation; restricted behavioral options or escape contingent on compliance may reduce genuine choice and increase coercion | Functional alignment, genuine choice, and repertoire expansion are structural features that support welfare | Functional alignment, preserved degrees of freedom, repertoire expansion, and planned transition toward positive reinforcement are structural features that support welfare |
| Representative zoo example | A syringe is gradually brought closer to an animal to prepare for an injection procedure | Food is paired with the presence of a caregiver previously associated with aversive events | Food reinforcement is used to shape progressively closer contact with a feared scale | A caregiver walks behind a group of animals to evoke forward movement | NCA identified tactile stimulation as the critical consequence; the animal can present any of several body parts to access reinforcement, ensuring genuine choice is maintained throughout the session | NCA identified distance from the caregiver as the critical consequence; multiple calm behaviors are reinforced with caregiver retreat; the animal can also retreat ensuring genuine choice is maintained across all sessions |
|
Constructional Element |
Application in Case Study One |
| Terminal Repertoire | Behavioral indicators consistent with relaxed, affiliative interaction with Holger sufficient to support medical training and educational presentations. |
| Current Relevant Repertoire | Operationally defined aggressive responses toward Holger — growling, staring, raised lip behavior, and sustained vigilance (maintained oriented body posture and directed gaze) — maintained by distancing contingencies; relaxed posture, engagement with food, and absence of vigilance responses available as shaping starting points. |
| Change Procedure | Negative reinforcement shaping implemented within a constructional framework, in which calm, non-aggressive responding at each successive approximation was reinforced by Holger's contingent withdrawal, while the criterion distance at which he approached was progressively decreased across sessions. Two safeguards against superimposition were built into the procedure: food was managed separately by a second caregiver and contingent on the tiger remaining settled, keeping the two contingencies on separate behaviors; and previously effective aggressive responses remained available and were reinforced with distance if emitted, rather than withheld, preserving genuine choice throughout. The procedure contacted the maintaining contingency and progressively built the terminal repertoire. |
|
Maintaining Consequences |
Initially, distance from Holger delivered contingent on behavioral indicators consistent with relaxed responding. The absence of aggressive or vigilant responding under a criterion that had previously reliably occasioned them indicated the distancing contingency was no longer dominant, supporting the transition to food and social interaction with Holger as positive reinforcement became functionally effective. |
| Progress Monitoring | Video recordings and training logs documenting increasing frequency and duration of operationally defined relaxed responding across sessions, the falling out of the repertoire of aggressive responses (growling, staring, raised lip behavior, sustained vigilance), and emergence of affiliative vocalizations (chuffing) as a marker of the switchover. |
|
Constructional Element |
Application in Case Study Two |
| Terminal Repertoire | Cued entry into the night holding area with behavioral indicators consistent with relaxed responding, allowing door closure and return to routine husbandry participation. |
| Current Relevant Repertoire | Avoidance of the night holding area following an aversive event — a functionally competent avoidance response maintained by the aversive history recently acquired in that space; waiting, eating, and interacting with caregivers just outside the doorway to Den 3 served as the behavioral starting point for shaping. |
| Change Procedure | Two distinct contingencies operated on separate behaviors, consistent with the first safeguard against superimposition described in Section 3.2.1: food was delivered contingent on arrival at successive approximation points, reinforcing movement toward the night house; the opportunity to return to the main house — distance from the night house — was delivered contingent on calm behavioral indicators while in the aversive space. Consistent with the second safeguard, retreat remained available throughout rather than being withheld; the orangutan exercised this option when a door handle movement occasioned an escape response, and this was treated as information rather than failure. The procedure contacted the maintaining contingency and progressively built the terminal repertoire |
|
Maintaining Consequences |
The critical consequence — distance from the night house — was initially maintaining avoidance and was redirected to build calm presence in the aversive space through contingent delivery of the opportunity to return to the main house. Food contingent on arrival at each approximation point maintained movement toward the space. The shift toward food functioning as an effective reinforcer was confirmed rather than assumed: when the orangutan began remaining at her station rather than retreating immediately, the team continued to cue her return rather than extending criteria, verifying behavioral change before proceeding. Upon successful completion, access to the familiar social environment and the company of the male. |
| Progress Monitoring | Continuous observation and video documentation of defined behavioral indicators across approximations — posture, arm tension, orientation toward caregivers, reduced vigilance (scanning toward exits, reaching through doorways), and duration of settled presence at station — with successful door closure and return to typical shifting behavior by the following day confirming outcome. |
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