Submitted:
11 June 2026
Posted:
12 June 2026
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Abstract
Keywords:
1. Introduction
2. Methods
2.1. Search Strategy
2.2. Inclusion and Exclusion Criteria
2.3. Screening and Selection Process
- Study Characteristics: Citation, year of publication, and study type (e.g., clinical trial, algorithm development, validation, or review).
- Dataset Details: Number of subjects, demographics and dataset size.
- Technical Parameters: Signals recorded (e.g., EEG, EOG, EMG, ECG, PPG, accelerometry, and respiration) and the algorithm or model architecture employed.
- Validation and Performance: Gold-standard reference (manual PSG scoring) and quantitative performance metrics, including accuracy, Cohen’s kappa, F1-score, sensitivity, and specificity.
- Transparency: Availability of open-source code or public datasets.
2.4. Data Synthesis
- Data Acquisition Context: Comparing clinical PSG, home-based PSG, and various wearable device categories.
- Methodological Pipeline: Evaluating signal preprocessing, feature extraction techniques, and the implementation of machine-learning or deep-learning models.
- Comparative Performance: Analyzing validation strategies and the consistency of performance metrics across different hardware and software configurations.
3. Sleep Physiology and Stage Architecture
3.1. Sleep Architecture and Physiological Foundations
3.2. Sleep Stages and Macro-Architecture
| Sleep Stage | EEG Characteristics | Dominant Frequency Bands |
|---|---|---|
| Wakefulness | Low-amplitude, mixed-frequency activity with alpha rhythm (8–13 Hz) during relaxed wake | Alpha, Beta |
| N1 | Transition from alpha to low-voltage mixed-frequency theta (4–7 Hz) | Theta |
| N2 | Presence of sleep spindles (11–16 Hz) and K-complexes | Sigma, Theta |
| N3 | High-amplitude slow waves (>75 μV, 0.5–2 Hz) | Delta |
| REM | Low-amplitude, mixed-frequency EEG similar to wake; sawtooth waves may appear | Theta, Beta |
3.3. Sleep Microstructures: Spindles, K-Complexes, and CAP
3.3.1. Sleep Spindles
3.3.2. K-Complexes
3.3.3. Micro-Arousals and Cyclic Alternating Pattern (CAP)
3.4. Sleep Measurement and Monitoring Modalities
3.4.1. Polysomnography (PSG)
3.4.2. Core Physiological Signals in Sleep Recording
3.4.2.1. Electroencephalography (EEG)
3.4.2.2. Electrooculography (EOG) and Electromyography (EMG)
3.5. Autonomic and Respiratory Correlates
3.5.1. Heart Rate, Heart Rate Variability (HRV), and Respiratory Correlates of Sleep Stages
3.5.2. Photoplethysmogram (PPG)
3.5.3. Skin Temperature and Thermal Biomarkers
3.5.4. Electrodermal Activity (EDA)
3.6. Movement and Actigraphy
3.6.1. Accelerometer (Actigraphy)
3.6.2. Emergence of Wearable and Home-Based Sleep Technologies
3.6.3. Multimodal Fusion Approaches
4. Preprocessing and Digital Filtering
4.1. Signal Preprocessing
4.1.1. Artifact Detection and Removal

4.1.2. Segmentation and Epoching
4.2. Digital Filtering Techniques for Sleep Signal Preprocessing
4.3. Feature Extraction, Transformation, and Signal Quality Assessment
4.4. Data Augmentation for Limited Wearable Datasets
4.5. Challenges and Future Directions
5. Performance Evaluation and Validation of Wearable Sleep Staging
5.1. Performance Metrics and Validation Frameworks
5.2. Performance Characteristics Across Sensor Modalities

5.3. Sources of Variability and Clinical Interpretability
6. Device Types: Consumer Trackers and Clinical Wearables
6.1. Consumer Wrist-Worn Devices (Fitbit, Apple Watch, Garmin, Whoop, etc.)—Strengths & Limitations
6.2. Clinical-Grade Wearables and Wearable EEG Systems
6.3. Head-to-Head Validation Evidence Synthesis
7. Population- and Use-Case–Specific Evidence for Wearable Sleep Staging
7.1. Healthy Adults and General Population Studies
7.2. Pediatric and Adolescent Populations
7.3. Older Adults and Movement-Related Neurological Disorders
7.4. Clinical Populations and Disorder-Specific Performance (Insomnia, OSA, Narcolepsy, Psychiatric Comorbidity)
7.5. Pregnancy and Perinatal Populations
7.6. Shift Workers and Circadian Disruption
7.7. Athletes and Sports Science
7.8. Longitudinal Monitoring, Therapy Follow-Up, and Population Surveillance
8. Challenges and Limitations of Wearable Sleep Staging
8.1. Signal and Sensor Constraints
8.2. Real-World Environmental Confounds
8.3. Population Bias and Generalizability
8.4. Algorithmic Opacity and Validation Gaps
8.5. Orthosomnia and Behavioral Iatrogenesis
9. Future Directions and Clinical Translation
9.1. Multimodal Sensing Architectures
9.2. Adaptive and Generalizable Machine Learning
9.3. Standardization and Transparent Benchmarking
9.4. Digital Sleep Biomarkers and Clinical Integration
9.5. Regulatory Evolution and Equitable Access
10. Discussion
11. Conclusion
Acknowledgments
Abbreviations
References
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| Signal | Measurement Principle | Physiological Information | Relevance to Sleep Stages | Strengths | Limitations |
|---|---|---|---|---|---|
| HR (Heart Rate) | Derived from ECG or PPG | Cardiac activity | Decreases in NREM (especially N3); more variable in REM | Easy to measure; widely available | Limited specificity for stage classification |
| HRV (Heart Rate Variability) | Variation in beat-to-beat intervals | Autonomic nervous system balance | Higher parasympathetic activity in NREM; fluctuates in REM | Useful for distinguishing sleep depth | Sensitive to noise and artifacts |
| PPG (Photoplethysmography) | Optical measurement of blood volume changes | Blood flow, HR, HRV | Indirectly reflects sleep stages via cardiovascular dynamics | Low-cost; common in wearables | Motion artifacts; indirect measure |
| Accelerometer | Measures body movement | Physical activity and motion | Differentiates sleep vs. wake; limited stage resolution | Robust; low power consumption | Cannot distinguish NREM stages accurately |
| Skin Temperature | Peripheral temperature sensing | Thermoregulation | Gradual increase during sleep; varies across stages | Useful for circadian rhythm analysis | Low temporal resolution for staging |
| EEG (Single-channel) | Electrical brain activity | Neural oscillations (delta, theta, alpha) | Directly distinguishes N1, N2, N3, REM | High physiological relevance | Limited channels reduce accuracy vs PSG |
| EOG (in some headbands) |
Eye movement detection | Ocular activity | Critical for REM detection | Improves REM classification | Less common in consumer devices |
| EMG (limited wearable use) | Muscle activity | Muscle tone | Reduced in REM; moderate in NREM | Helps identify REM atonia | Rare in wearable systems |
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