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Optimal Control-Based Beamforming for Phased Antenna Arrays in 5G and Radar Applications

Submitted:

16 May 2026

Posted:

19 May 2026

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Abstract
This paper presents a novel optimal control-based beamforming framework for phased antenna arrays, targeting advanced wireless communication and radar applications, including 5G systems. Unlike conventional beamforming techniques such as Fourier-based methods and adaptive algorithms (e.g., LMS and RLS), the proposed approach formulates the beam synthesis problem as a discrete-time optimal control problem. The antenna array is modeled using a state-space representation, and a quadratic cost function is introduced to jointly minimize the deviation from a desired radiation pattern and the excitation power. The optimal excitation weights are derived using the Linear Quadratic Regulator (LQR) framework by solving the discrete-time algebraic Riccati equation. This formulation enables an effective trade-off between sidelobe suppression, main lobe accuracy, and power efficiency. Simulation results demonstrate that the proposed method achieves a well-focused main beam, significantly reduced sidelobe levels, and improved directivity compared to conventional approaches. Furthermore, the framework offers robustness and computational efficiency, making it suitable for real-time implementation, particularly on embedded platforms such as FPGA-based systems. Overall, the proposed optimal control-based beamforming approach provides a powerful and flexible solution for next-generation antenna systems in 5G and radar applications.
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Copyright: This open access article is published under a Creative Commons CC BY 4.0 license, which permit the free download, distribution, and reuse, provided that the author and preprint are cited in any reuse.
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