Submitted:
28 April 2026
Posted:
30 April 2026
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Abstract

Keywords:
1. Introduction
2. Materials and Methods
2.1. Simulation Framework
2.2. Gear Model and Operating Condition
2.3. Baseline Microgeometry Definition
- modified gear: pinion only
- modified flank: Profile Right
- distribution mode: Individual per Tooth
- nominal tip relief amount: 0.020 mm
- tip relief start position: 70%
- relief length: default
- wheel microgeometry: not modified
- nominal barreling value: 0.010 mm
- barreling shape: Quadratic
2.4. Distribution Patterns
2.4.1. Harmonic Distribution (P1)
2.4.2. Phase-Shifted Harmonic Distribution (P2)
2.4.3. Cluster + Outlier Distribution (P3)
2.4.4. Random Distribution (P4)
2.5. Test Matrix
- S1: ±0.002 mm
- S2: ±0.004 mm
- S3: ±0.006 mm
- S4: ±0.008 mm
- Runs 1–4: P1 harmonic distribution
- Runs 5–8: P2 phase-shifted harmonic distribution
- Runs 9–12: P3 cluster + outlier distribution
- Runs 13–16: P4 random distribution
2.6. Solver and Simulation Settings
2.7. Transmission Error Evaluation
- regularity and periodicity of the waveform
- waveform asymmetry
- amplitude evolution with increasing deviation level
- presence of localized peaks
- degree of signal smoothness or irregularity
2.8. Frequency-Domain Analysis
- identification of the dominant GMF
- observation of sidebands around the GMF
- low-frequency peaks associated with shaft rotation
- comparison of spectral structure between distribution patterns
2.9. Comparative Evaluation Strategy
- Does the TE waveform remain smooth and periodic, or does it become asymmetric, localized, or irregular?
- Does the FFT remain concentrated around the GMF, or does additional modulation-related content appear?
- Which distribution patterns generate the most structured, the most modulated, or the most fault-like excitation signatures?
- Can different spatial patterns with identical nominal barreling lead to qualitatively different TE and FFT responses?
3. Results
3.1. Time-Domain Transmission Error Response
| Run group | Pattern | TE time-signal characteristics | Physical interpretation | Main conclusion |
|---|---|---|---|---|
| Runs 1–4 | Harmonic | The TE waveform is regular and nearly periodic. The amplitude increases with deviation level, while the waveform shape remains similar. | The tooth-level deviation is distributed smoothly and periodically, resulting in a structured excitation mechanism. | Harmonic tooth-level deviations primarily scale TE amplitude while preserving a relatively clean temporal response. |
| Runs 5–8 | Phase-shifted harmonic | The TE waveform becomes more asymmetric. Peaks and valleys do not evolve in the same way, and the waveform shape changes with increasing amplitude. | The phase shift modifies the temporal interaction between consecutive teeth and alters load-sharing behavior. | Phase displacement affects not only response level, but also waveform structure and modulation behavior. |
| Runs 9–12 | Cluster + outlier | Localized peaks and sharper irregularities appear in the TE signal, especially at higher amplitudes. | A small group of affected teeth and one strongly deviating tooth dominate the excitation process. | Localized tooth-level deviations produce the most fault-like time-domain response. |
| Runs 13–16 | Random | The TE response becomes more irregular and less clearly periodic. The signal appears more dispersed and less structured. | The excitation originates from many small uncorrelated deviations distributed across the teeth. | Random tooth-level variability leads to a more scatter-like, variability-driven temporal response. |
3.2. Frequency-Domain Characteristics
| Run group | Pattern | FFT characteristics | Physical interpretation | Main conclusion |
|---|---|---|---|---|
| Runs 1–4 | Harmonic | The spectrum is dominated by a strong GMF peak, with relatively limited surrounding spectral content. | The excitation remains predominantly periodic and deterministic. | Harmonic distributions mainly reinforce the GMF response while preserving a relatively clean spectral structure. |
| Runs 5–8 | Phase-shifted harmonic | More visible sidebands appear around the GMF. The spectral content becomes wider and more structured. | The altered phase induces modulation, which manifests as sideband formation. | Phase-shifted distributions modify the excitation mechanism and introduce modulation-related spectral features. |
| Runs 9–12 | Cluster + outlier | The GMF remains dominant, but the surrounding spectral region becomes more complex, with stronger sideband activity and additional components. | Localized deviations produce non-uniform excitation and tooth-dominated response contributions. | Clustered deviations with an outlier generate the most fault-like FFT signature among the investigated cases. |
| Runs 13–16 | Random | The spectral energy is more broadly distributed, and the structure is less concentrated around the GMF. | The excitation is driven by uncorrelated tooth-level variability rather than a single deterministic pattern. | Random distributions produce broader and less structured FFT responses, consistent with manufacturing scatter-like behavior. |
3.3. Comparative Interpretation of TE and FFT Responses
3.4. Main Findings
-
The distribution pattern of tooth-level barreling deviations significantly influences the TE response.The results show that the temporal behavior of TE is not determined solely by nominal deviation amplitude, but also by how the deviation is distributed among the teeth.
-
The harmonic distribution provides the most regular response.Among the investigated cases, the harmonic distribution produced the cleanest TE waveform and the simplest FFT structure, with a dominant and clearly identifiable GMF.
-
Phase shift introduces modulation effects.The phase-shifted harmonic pattern altered the waveform asymmetry and generated more visible sidebands around the GMF, indicating modulation linked to spatial distribution rather than only to deviation magnitude.
-
Localized deviations are the most critical.The cluster + outlier case produced the most pronounced localized TE features and the most complex FFT sideband structure, suggesting that concentrated deviations have a disproportionate effect on excitation behavior.
-
Random distributions produce broader, less structured excitation.The random case did not create the strongest deterministic sideband pattern, but instead led to broader spectral spreading, consistent with manufacturing scatter-like behavior.
-
The FFT results are physically consistent with the operating condition.The dominant spectral peak near 76.9 Hz closely matches the expected GMF, while the low-frequency components below 20 Hz are consistent with the shaft rotational frequency and its harmonics.
3.5. Implications of the Findings
-
The results suggest that tooth-level barreling distribution affects not only TE magnitude, but also TE structure.This is evident from the differences between regular, asymmetric, localized, and irregular time-domain responses.
-
Different tooth-by-tooth deviation patterns can produce distinguishable spectral signatures even at the same nominal barreling level.In particular, harmonic, phase-shifted, clustered, and random patterns lead to visibly different GMF-sideband behavior.
-
Localized patterns appear to be more effective in generating fault-like sideband structures than harmonic or random patterns.Within the present simulation setup, the cluster + outlier case produced the most complex and defect-like frequency-domain response.
4. Discussion
5. Limitations
6. Future Work
7. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| TE | Transmission error |
| FFT | Fast Fourier Transform |
| GMF | Gear mesh frequency |
| NVH | Noise, vibration, and harshness |
Appendix A
Appendix A.1
| Title 1 | Title 2 | Title 3 |
|---|---|---|
| entry 1 | data | data |
| entry 2 | data | data |
Appendix B
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| Parameter | Pinion | Wheel |
|---|---|---|
| Gear type | Cylindrical helical | Cylindrical helical |
| Number of teeth | 23 | 81 |
| Normal module | 1.395 mm | 1.395 mm |
| Face width | 30.0 mm | 28.0 mm |
| Normal pressure angle | 20.0° | 20.0° |
| Helix angle | −24.0° | +24.0° |
| Addendum modification coefficient | 0.1755 | −0.4611 |
| Rim diameter | 30.0 mm | 116.0 mm |
| Parameter | Value |
|---|---|
| Solver integrator | HHT |
| Error tolerance | |
| Maximum step size | |
| TE output quantity | Wheel_TE_Length |
| FFT time window | 0.15–0.7 s |
| FFT detrending | Enabled |
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