Submitted:
27 March 2026
Posted:
31 March 2026
You are already at the latest version
Abstract
Keywords:
1. Introduction
2. Related Work
2.1. Battery SOH Estimation and RUL Prediction
2.2. Personalization and Transfer Learning for Batteries
2.3. Concept Drift and Lightweight Adaptation
3. Method
3.1. Problem Setup
3.2. Backbone Model and Baseline Setting
3.3. Parameter-Efficient Online Personalization
3.4. Adaptive Temporal Windowing
3.5. Overall Workflow of the Proposed Online Personalization Framework
4. Experiments and Results
4.1. Dataset and Setup
- Baseline: fixed history span with stride (30 cycles → 10 sampled cycles); online fine-tuning updates only the LSTM parameters while keeping the CNN and prediction heads frozen (74,880 trainable parameters) [8].
- PEAT (full): adaptive temporal windowing with candidate spans (strides ); parameter-efficient online adaptation updates only the adapter and SOH head while keeping the backbone and RUL head frozen (2,193 trainable parameters).
- PEAT without adaptive windowing (A-only): fixed history span and ; online adaptation updates only the adapter and SOH head (2,193 trainable parameters).
- PEAT without parameter-efficient adaptation (B-only): adaptive temporal windowing with candidate spans ; Ma-style online fine-tuning updates only the LSTM parameters (74,880 trainable parameters).
4.2. Metrics
4.3. Experimental Results for RUL
4.4. Component Study and Complementary Roles
4.5. Efficiency and Accuracy–Cost Trade-off
4.6. Per-Cell Error Change Under PEAT
4.7. Robustness Analysis of Conservative Online Updating
4.8. Case Studies
4.9. SOH Results and Trade-off
4.10. Discussion
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Before | After | |||||
|---|---|---|---|---|---|---|
| Method | RMSE ↓ | MAPE (%) ↓ | RMSE ↓ | MAPE (%) ↓ | ||
| Ma et al. (2022) baseline [8] | – | – | – | 186.00 | 0.804 | 8.72 |
| PEAT (Full) | 168.10 | 0.8451 | 8.22 | 160.58 | 0.8588 | 7.69 |
| Method | RMSE ↓ | MAPE (%) ↓ | |
|---|---|---|---|
| Ma et al. (2022) baseline [8] | 186.00 | 0.804 | 8.72 |
| PEAT without adaptive windowing | 168.26 | 0.8556 | 8.05 |
| PEAT without parameter-efficient personalization | 169.30 | 0.8472 | 8.07 |
| PEAT (Full) | 160.58 | 0.8588 | 7.69 |
| (a) RUL and stability summary | ||||||
|---|---|---|---|---|---|---|
| Method | RMSE ↓ |
Improved cells |
Degraded cells |
Mean RMSE vs. no-adaptation reference |
Worst RMSE vs. no-adaptation reference |
|
| No-adaptation reference (Before) |
168.10 | 0.8451 | – | – | 0.00 | 0.00 |
| PEAT | 160.58 | 0.8588 | 14/22 | 8/22 | -7.51 | 52.69 |
| Robust PEAT | 162.91 | 0.8535 | 15/22 | 6/22 | -5.19 | 35.22 |
| (b) SOH summary | ||||||
| Method | SOH RMSE ↓ | Improved SOH cells | ||||
| No-adaptation reference (Before) | 5.74 | 0.9953 | – | |||
| PEAT | 4.18 | 0.9972 | 16/22 | |||
| Robust PEAT | 3.58 | 0.9980 | 20/22 | |||
| Before | After | |||||
|---|---|---|---|---|---|---|
| Method | RMSE ↓ | MAPE (%) ↓ | RMSE ↓ | MAPE (%) ↓ | ||
| Ma et al. (2022) baseline [8] | – | – | – | 2.57 | 0.999 | 0.176 |
| PEAT (Full) | 5.74 | 0.9953 | 0.420 | 4.18 | 0.9972 | 0.294 |
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