Submitted:
10 March 2026
Posted:
11 March 2026
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Abstract
Keywords:
1. Introduction
2. Theoretical Foundations of Early Warning Signals in Ecology
2.1. Critical Transitions, Resilience, and Tipping Points
2.2. Ecological Resilience: Definitions and Quantification
2.3. Critical Slowing Down: The Dynamical Basis of Early Warning Signals
2.3.1. Increasing Autocorrelation
2.3.2. Increasing Variance
2.3.3. Increasing Standard Deviation
2.3.4. Some Additional Statistical Indicators
- Conditional heteroscedasticity: Increased sensitivity to perturbations near tipping points may manifest as greater variability in variance itself, detectable through ARCH/GARCH-type analyses [72].
2.4. Scope, Limitations, and Applicability of CSD-Based Early Warning Signals
- 1.
- Detection power is data-limited. The statistical power to detect early warning signals depends critically on time-series length, sampling frequency, measurement error, and the magnitude of natural variability [16,21]. Short or noisy time series may yield high false-positive or false-negative rates, limiting operational predictive capacity [15,22].
- 2.
- EWS are transition-mechanism specific. Not all ecological transitions are preceded by detectable critical slowing down. Transitions driven primarily by external forcing (e.g., abrupt climate shifts, acute disturbances) rather than gradual erosion of resilience may occur without the slow approach to instability that generates classical EWS [74,75]. Transitions arising from noise-induced, rate-induced, or shock-induced tipping (N-, R-, and S-tipping; see Section 2.5) do not produce the characteristic statistical precursors of fold bifurcations [24,25].
- 3.
- EWS signal instability, not timing. Even when EWS are detectable, they provide information only about the approach to instability, not about the precise timing, magnitude, or nature of the impending transition [14,27]. Translating generic indicators into specific, actionable predictions remains a substantial challenge.
- 4.
- High-dimensional complexity obscures signals. Regime shifts in real ecosystems often involve complex, high-dimensional dynamics, spatial heterogeneity, multiple interacting stressors, and cascading effects across trophic levels—complexities that may obscure, amplify, or fundamentally alter the expression of critical slowing down [76,77].
2.5. A Typology of Tipping Mechanisms and Their EWS Signatures
2.5.1. B-Tipping (Bifurcation-Induced)
2.5.2. N-Tipping (Noise-Induced)
2.5.3. R-Tipping (Rate-Induced)
2.5.4. S-Tipping (Shock-Induced)
3. Time Series Early Warning Methods
3.1. Moving-Window Frameworks for EWS Detection
3.1.1. Rolling vs. Expanding Window Approaches
3.1.2. Overlap and Computational Considerations
3.1.3. Trend Detection Methods
3.1.4. Preprocessing: Detrending and De-Seasonalizing
3.2. Interpretation and Limitations of Window-Based EWS
3.2.1. Specificity and Alternative Mechanisms
3.2.2. Conditional Sampling and Retrospective Bias
3.2.3. Window Size Sensitivity and Reporting Standards
3.2.4. Practical Recommendations
3.3. Complementary Models and Approaches to Detect EWS
3.3.1. Methods Based on System Dynamics (Mechanistic Models)
- ARIMA/AR() models with variable parameters: Fit an auto-regressive model to the series where the coefficients can change over time. For example, an AR(1) model allows the coefficient to be estimated in each window, with an approach to 1 indicating a critical slowdown (very long return time) [15]. Extensions include threshold AR models, where different regimes are applied at different ranges of the variable.
- Potential analysis (dynamic potential): This is a non-parametric approach that reconstructs the effective potential function of the system from the data distribution or a drift-diffusion estimate. The idea is to identify changes in the stability topography: for example, the appearance of a shallow or secondary minimum in the potential may signal a decrease in resilience. Tools such as potential analysis [87] detect multiple potential wells (indicating incipient alternative states) over time.
- Nonparametric drift–diffusion estimation. This approach consists of inferring the drift term and the diffusion term directly from the time series, assuming that the underlying dynamics follow a stochastic differential equation of the formwhere represents a stochastic noise term . As the system approaches a critical transition, the derivative of the drift —which is related to the dominant eigenvalue of the system—tends toward zero. Simultaneously, changes in the diffusion component may indicate emerging instabilities. Dakos et al [15] implemented a drift–diffusion–jump (DDJ) framework to distinguish between signals driven by critical slowing down and those caused by flickering in simulated ecological data [15]. Although powerful, these methods require relatively long time series data and rely on assumptions regarding the functional form of the system’s dynamics.
- Controlled experimental disturbances: In systems that allow it (e.g., an experimental lake or a greenhouse pasture), the recovery rate can be measured directly by applying minor disturbances and observing the response. A decrease in the observed return rate is the most direct signal of proximity to a tipping point. For example, Veraart et al. [82] measured, in an aquatic microcosm, that population recovery after minor disturbances became increasingly slower as the transition was approached, demonstrating a loss of resilience.
3.3.2. Machine Learning Approaches
- Classifiers trained on simulated data: Large sets of synthetic time series with and without critical transitions can be generated (using simulated ecological models under various conditions), and a classifier (e.g., a neural network) can be trained to distinguish “near-tipping” time series from stable time series. EWSNet, developed by Bury et al. [23], is a convolutional neural network trained in this way, which learns to identify combinations of signals in univariate time series and to predict the probability of an impending transition. In tests, EWSNet has detected transitions in complex simulated data and some real data better than traditional individual indicators.
- Models that integrate multiple indicators (“ensemble learning”): Brett & Rohani [99] proposed combining various statistical indicators (e.g., RA, variance) as explanatory variables in a machine learning model (e.g., random forests or logistic regression) to predict a regime change. The premise is that different signals provide complementary information, and a trained algorithm can weigh them optimally. These models address the problem of deciding a priori which indicator to use; instead, they learn from training data which indicators or thresholds are most reliable.
4. Applications
4.1. Grasslands, Savannas, and Arid Ecosystems
4.1.1. Theoretical Foundations and Feedback Mechanisms
4.1.2. Spatial Early Warning Signals
4.1.3. Remote Sensing Evidence and Temporal Indicators
4.1.4. Savanna–Forest Transitions
4.1.5. Trait-Based and Demographic Indicators
4.1.6. Case Studies and Empirical Evidence
4.2. Lakes and Freshwater Aquatic Systems
4.3. Coral Reefs
4.3.1. Empirical Evidence and Detection Challenges
4.3.2. Disturbance-Mediated Transitions and Hybrid EWS Approaches
4.4. Marine Fisheries and Pelagic Ecosystems
4.4.1. Theoretical Basis for Tipping in Marine Systems
4.4.2. Empirical Evidence and Case Studies
4.4.3. Implications for Predictive Validity
4.5. Pelagic Ocean Systems and Plankton Regime Shifts
4.5.1. Characteristics of Pelagic Regime Shifts
4.5.2. Spectral and Statistical Indicators
4.5.3. Synchronization as an Early Warning Signal
4.5.4. Implications for Ocean Monitoring
4.6. Forests
4.6.1. Fire Regime Dynamics as Early Warning Signals of Forest-to-Savanna Transitions
4.6.2. Remote Sensing Applications and Climate-Vegetation Feedbacks: EWS for Large-Scale Forest Collapse
5. Perspectives on the Use of EWS in Ecology
5.1. From Reactive Management to Anticipatory Risk Assessment
5.2. Methodological Advances in Time-Series-Based EWS
5.2.1. Multivariate Extensions for Complex Ecological Systems
5.2.2. Probabilistic and Bayesian Decision Frameworks
5.2.3. Machine Learning and Representation Learning
5.2.4. Composite Indices and Multi-Indicator Synthesis
5.2.5. Mechanism-Guided and Generalized Modeling
5.2.6. State-Space and Geometric Indicators
5.3. Complementary Role of Spatial Indicators
5.4. Addressing Methodological Challenges
5.5. Emerging Applications and Cross-System Synthesis
5.6. Priority Directions for Future Research
5.7. Recent Advances and Emerging Frontiers
5.7.1. Deep Learning Approaches
5.7.2. Non-Equilibrium Thermodynamic Indicators
5.7.3. Multivariate and Network-Based Methods
5.7.4. Empirical Reassessment and Limitations
6. Conclusions
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
Abbreviations
| EWS | Early Warning Signals |
| CSD | Critical Slowing Down |
| AR(1) | Lag-1 Autocorrelation |
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| EWS Indicator | Mathematical Definition | Property Measured | Expected Change Before Transition | Limitations / Caveats |
|---|---|---|---|---|
| Lag-1 Autocorrelation (AR(1)) | Temporal memory at lag-1. Inversely related to the return rate: . | Increases toward 1 as the bifurcation approaches, reflecting critical slowing down [14,15]. | Sensitive to detrending method; false positives under non-stationary forcing; assumes linear dynamics near equilibrium. | |
| Variance | Amplitude of fluctuations (2nd central moment). Often reported as or . | Increases. Reduced stability amplifies perturbations; flickering also elevates variance before collapse [83,84]. | Confounded by changes in forcing magnitude; sensitive to outliers and noise non-stationarity. | |
| Skewness | Asymmetry of the distribution (3rd standardized moment). | Typically increases. Distribution becomes skewed toward the alternative regime. Flickering generates asymmetric tails. Sign depends on transition direction [68,84]. | Highly sensitive to outliers; sign interpretation requires knowledge of system geometry; needs large samples. | |
| Kurtosis | Tail heaviness (4th standardized moment). Measures frequency of extreme values vs. Gaussian. | Increases. Extreme fluctuations become more frequent; flickering produces heavy tails from stochastic jumps between attractors [68,84]. | Extremely sensitive to outliers; requires very large samples; 4th moment has high variance. | |
| Power Spectrum (Spectral Reddening) | Spectral exponent from log-log slope. | Variance distribution across frequencies. Summarized by exponent or low/high frequency power ratio. | Shifts toward low frequencies. Slow fluctuations dominate; spectrum reddens with (flicker noise) [61,71,85]. | Requires long, evenly sampled series; confounded by trends; spectral leakage bias. |
| Entropy Indicators | Permutation: Shannon: | Complexity and regularity. Low entropy = predictable dynamics; high entropy = random behavior. | Typically decreases. More correlated dynamics reduce ordinal pattern diversity, indicating fewer accessible states and loss of resilience [30]. | Depends on embedding parameters; may increase in some systems; interpretation is system-specific. |
| Detrended Fluctuation Analysis (DFA) | : DFA exponent (: white noise; : critical). | Long-range correlations; scaling of fluctuations across time scales. Related to Hurst exponent. | Increases toward 1.0, indicating memory across multiple temporal scales typical of critical dynamics [15,86]. | Requires very long series; sensitive to non-stationarities and detrending order; crossover effects complicate interpretation. |
| Return Rate | Or from recovery time. | Rate of return to equilibrium after perturbation. Direct measure of dominant eigenvalue. | Decreases toward zero—the direct manifestation of critical slowing down [13,57]. | Requires known sampling interval; assumes linear dynamics; experimental measurement needs controlled perturbations. |
| Conditional Heteroskedasticity | GARCH(1,1): | Time-varying volatility; measures whether variance clusters in time (volatility persistence). | Increases. Variance becomes more dependent on recent fluctuations; indicates persistent volatility [72]. | Requires long series; model selection is non-trivial; assumes parametric volatility form. |
| Potential Analysis (Bimodality) | suggests bimodality. | Shape of stability landscape; presence of alternative stable states. | Bimodality increases. Potential barrier between states decreases; distribution develops two modes [87]. | BC is a rough heuristic; potential reconstruction assumes quasi-static equilibrium; sensitive to bandwidth. |
| Cross-Correlation | Linear association between system variables; synchronization and coupling strength. | Increases. Components become more coupled as all variables slow down together and respond coherently [15]. | Requires multiple variables; sensitive to common drivers; does not distinguish direct from indirect coupling. | |
| Dynamic Network Biomarkers (DNB) | where denotes intra-module correlation, the standard deviation of the dominant module, and the correlation with other modules. | Detects modules of highly correlated variables whose collective dynamics diverge from the remainder of the system prior to transition. | Increases abruptly. A subset of variables becomes highly correlated internally, exhibiting elevated variance and decoupling from the rest of the system [35,88,89] . | Requires high-dimensional data (omics, networks); identification of the dominant module may be ambiguous; assumes modular system structure. |
| Criticality Index | where is the largest eigenvalue of the covariance matrix and the total variance. | Fraction of variance explained by the first principal component; measures dominance of a single collective mode. | Increases toward 1. System dynamics become dominated by a single collective mode, indicating loss of effective dimensionality [90,91]. | Sensitive to the number of variables; requires multivariate data; may be confounded by common external forcing. |
| Fisher Information | Empirical estimation via changes in probability distribution. | Sensitivity of the system to changes in control parameters; quantifies the degree of order within the system. | Decreases. Reduced capacity of the system to distinguish between states; loss of order and increased uncertainty prior to collapse [28,29]. | Empirical estimation requires discretization sensitive to bin selection; interpretation depends on the choice of control parameter. |
| Network Correlation | Mean pairwise correlation among n system variables. | Global synchronization; average degree of coupling among system components. | Increases. All components respond more coherently to forcing due to generalized critical slowing down [15,92]. | Does not distinguish direct from indirect correlation; sensitive to common drivers; requires multiple simultaneous time series. |
| Hysteresis | Difference between forward and backward trajectories in parameter space. | Irreversibility; path-dependence of system state. Indicates the presence of alternative stable states. | Emerges or increases. The system exhibits different transition thresholds depending on the direction of parameter change, confirming bistability [1,42]. | Requires experimental manipulation of the control parameter in both directions; difficult to detect in observational systems; requisite time scales may be prohibitive. |
| Ecosystem (Transition) | Observed Early Warning Signals | Key References |
|---|---|---|
| Shallow Lake (Eutrophication) | Increasing lag-1 autocorrelation (AR(1)) and standard deviation in water quality parameters; flickering dynamics (oscillations between clear and turbid states) observed years before definitive regime shift; bimodal distribution of nutrient indicators preceding final collapse. | Wang et al. [70] |
| Experimental Lake (Trophic Cascade) | Progressive increases in autocorrelation and variance of phytoplankton density; decreased return rate from small perturbations measured in situ (critical slowing down); increased skewness in water transparency distribution prior to transition. | Carpenter et al. [65] |
| Semiarid Grassland (Desertification) | Increased spatial variance in NDVI; vegetation patch patterns becoming more connected (indicating spatial synchronization); rising temporal autocorrelation in productivity indices; reduced resilience manifested as slower recovery following drought events. | Kéfi et al. [5]; Veldhuis et al. [107] |
| African Savanna (Herbivore Collapse) | Increased interannual variance in population counts; shifts in age structure (reduced proportion of juveniles); elevated correlation among population dynamics of different herbivore species (synchronized decline across taxa). | Dakos et al. [140] |
| Coral Reef (Algal Dominance) | Elevated temporal persistence (AR(1)) in coral cover monitoring data; increasing interannual variance in macroalgal density; sporadic episodes of transient algal dominance (flickering) before permanent regime establishment; decline in herbivorous fish diversity. | Mumby et al. [46]; Dakos et al. [60] |
| Tropical Forest (Amazon Savannization) | Rising autocorrelation and variance in NDVI and evapotranspiration time-series; delayed recovery of vegetation greenness following droughts (critical slowing down detected via satellite); increased synchronization of fire activity across large areas; spatial flickering dynamics. | Verbesselt et al. [106]; Boulton et al. [139] |
| Boreal Forest (Post-Fire Collapse) | Repeated observations of reduced seedling density following fire events (declining resilience); increased variance among plots in regeneration rates; rising temporal autocorrelation in annual vegetation greenness indices prior to mass mortality events. | Carpenter and Brock [83]; Scheffer et al. [141] |
| Marine Fishery (Stock Collapse) | Increased interannual variability in recruitment; elevated autocorrelation in catch and biomass time-series; reduced resilience indices; demographic signals including decreasing proportion of young individuals years before collapse. | Biggs et al. [69]; Litzow et al. [120] |
| Pelagic Ocean (Plankton Regime Shift) | Spectral reddening of climate–biological variability (increased low-frequency power); rising variance in plankton indices in preceding decades; synchronization of previously anti-phase population oscillations before species collapse. | Hsieh et al. [123]; Conversi et al. [126] |
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