Submitted:
25 January 2026
Posted:
26 January 2026
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Abstract
Keywords:
1. Introduction
2. FTS Experimental Work
2.1. Literature Review
2.2. Limitation of Full-Scale Rigs
2.3. Cranfield Rig History and Current Design
2.3.1. Rig History
- Simulating the FTS under normal and faulty conditions. All associated failure modes should be able to be controlled independently and simultaneously.
- Allowing researchers to measure representative metrics (e.g. static pressure and flow rate) at any key points.
- Simulating different degraded levels for each failure mode and responding quickly. The fault configuration can be automatically adjusted for repeated experiments, and the corresponding data should be collected efficiently.
2.3.2. Current Design
2.3.3. List of Possible Faults
2.4. Experimental Work
2.4.1. System Performance Checks
2.4.2. Experimental Matrix
2.4.3. Experimental Results
- Flow meters exhibit more outliers than pressure sensors.
- Under steady state, all signals fluctuate within bounded ranges due to pump internals, flow dynamics, and vibration.
- Pressure sensors near the pump outlet (p3, p4, p5) show clear periodicity: ten cycles over 3 seconds, matching the pump’s gear-rotation count. A shorter window (Figure 5a) highlights suction (p2) and discharge (p4) pressure ripples associated with the 12-tooth gear.
- The frequency spectrum (Figure 5c) confirms that the gear-meshing frequency (40 Hz) dominates the suction-side signal. For discharge pressure (Figure 5b), rotational effects are evident, but individual tooth-meshing pulses are less pronounced; the spectrum contains harmonics of the rotational speed, with the meshing frequency also present.
2.5. Summary and Contribution of the Experimental Dataset
3. FTS Simulation for Normal and Abnormal Conditions
3.1. Introduction
3.2. Simulation Model



3.2.1. Simulation Results - Healthy Condition
3.2.2. Simulation Results - Faulty Conditions
3.3. New Benchmark Dataset
3.4. Summary of the Simulation Model
4. Diagnostics Through Machine Learning
4.1. Introduction
- Feature suitability: The dataset used here consists of eleven structured features with clear physical meaning and proven sensitivity to FTS faults. As a result, complex DL methods designed for latent-feature extraction from unstructured data are unnecessary.
- Data-volume compatibility: The selected algorithms must function effectively with a training set of approximately 4,000 samples.
- Supervised learning: Since the simulated dataset is fully labelled, supervised methods are preferred.
- Classification capability: Fault diagnosis is inherently a classification problem, requiring algorithms well suited for binary or multi-class classification.
- Model complexity vs. predictive performance: The chosen algorithms should provide strong diagnostic accuracy while maintaining reasonable computational cost.
4.2. Data Preparation
4.3. Diagnostic Algorithm Development
5. Summary and Conclusions
- Experimental work: Data quality could be enhanced through improved sensor placement, higher-accuracy instrumentation, and repeated trials for selected health conditions.
- Simulation work: More accurate experimental data would directly increase model fidelity. Incorporating noise and modelling transient system behaviour could also broaden the applicability of the simulation model and the datasets generated.
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| ID in Figure 3 | Failure mode | DPV | Location | Nominal State | Severity definition | Command Voltage (V) | Equivalent opening | Affected path |
| 3 | Pump external leakage | DPV1 | Side branch | Normally closed (≈ 0 V) | Leakage severity s | V=10s | ≈100s % | Main → branch |
| 4 | Pump internal leakage | DPV2 | Side branch | Normally closed (≈ 0 V) | Leakage severity s | V=10s | ≈100s % | Main → branch |
| 5 | FOHE blockage | DPV3 | Main line | Fully open (≈ 10 V) | Closure fraction s | V=10(1-s) | ≈(1-s) 100% | Main-line throttling |
| 7 | FOHE leakage | DPV4 | Side branch | Normally closed (≈ 0 V) | Leakage severity s | V=10s | ≈100s % | Main → branch |
| 8 | Nozzle blockage | DPV5 | Main line | Fully open (≈ 10 V) | Closure fraction s | V=10(1-s) | ≈(1-s) 100% | Main-line throttling |
| Category | Name | Speed/Severity Range | Interval | Number of speeds/severities |
| Working conditions | Pump speed | 200~600 rpm | 100 rpm | 5 |
| Degradations | Pump external leakage | 0~40% | 10% | 5 |
| Pump internal leakage | 0~40% | 10% | 5 | |
| FOHE blockage | 0~40% | 10% | 5 | |
| FOHE leakage | 0~60% | 15% | 5 | |
| Nozzle blockage | 0~40% | 10% | 5 |
| Boundary condition (atmospheric pressure plus water depth of the tank) | |||
| Nine unknowns | p0 | Nine Equations | Bernoulli equation |
| p1 | Pipeline 1 | ||
| p2 | Flowmeter 1 | ||
| p3 | Gear pump | ||
| p4 | Pipeline 2 | ||
| p5 | Flowmeter 2 | ||
| p6 | DPV 3 | ||
| p7 | FOHE | ||
| f1 | DPV 5 | ||
| Boundary condition (atmospheric pressure) | |||
| Failure mode | Normal condition | Abnormal condition |
| Pump external leakage | 0%, 10%, 20%, 30% | 40% |
| Pump internal leakage | 0%, 10%, 20% | 30%, 40% |
| FOHE blockage | 0%, 10%, 20% | 30%, 40% |
| FOHE leakage | 0%, 15%, 30%, 45% | 60% |
| Nozzle blockage | 0%, 10%, 20% | 30%, 40% |
| Algorithm | Configuration | Function in MATLAB |
| LR | Multinomial Logistic Regression | mnrfit |
| DT | MaxNumSplits = 1100, Prune = on | fitctree |
| SVM | KernelFunction = polynomial, PolynomialOrder = 4, Solver = ISDA | fitcecoc |
| ANN | Hidden layer size = 16, Activation function = sigmoid | fitcnet |
| Pump external leakage | Pump internal leakage | FOHE blockage | FOHE leakage | Nozzle blockage | Efficiency | |
| LR | 0.9259 | 0.9152 | 1 | 0.9882 | 0.9921 | Slow |
| DT | 0.9072 | 0.897 | 0.981 | 0.927 | 0.9692 | Fast |
| SVM | 0.9034 | 0.9054 | 1 | 0.9324 | 0.9894 | Extremely slow |
| ANN | 0.9622 | 0.9417 | 1 | 0.9882 | 0.9961 | Fast |
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