1. Introduction
1.1. Visual Impairment and Dementia
Dementia and visual impairment are both prevalent in the elderly population. Globally speaking, the number of people with dementia (PwD) is about 55 million [
1] and is projected to reach 152.8 million in 2050 [
2]. Visual impairment has recently been confirmed as a risk factor for dementia [
3]. At least 2.2 billion of the global population suffer from visual impairment [
4]. Its prevalence rises drastically from 1% among adults aged 50-54 to 21% among the elderly aged 85 years or above [
5]. In Hong Kong, the prevalence rate of mild dementia for people aged 70 or above was reported to be around 8.9% [
6]. According to the report issued by the HKSAR Census and Statistics Department [
7], approximately 165,900 people aged 60 or over were diagnosed with visual impairment. An association between the level of severity of visual impairment and the risk of dementia has been reported in Hong Kong [
8]. Therefore, there is a strong need to develop assessments and interventions for people with dementia and visual impairment (PwDVI) that help improve their functions and quality of life and alleviate the caregivers’ burden.
1.2. Cognitive Intervention for People with Visual Impairment and Dementia
Non-pharmacological cognitive intervention has been extensively developed and utilized for PwD. Various approaches, such as cognitive stimulation, enriched environment, exercise therapy, and computerized cognitive training, have been used to support treatment for PWD, with positive outcomes obtained [
9]. Cognitive stimulation therapy (CST), a person-centered group-based cognitive intervention developed by Spector et al. [
10], is an evidence-based therapy that integrates both cognitive and social stimulation to encourage implicit learning and provide mental stimulation. It has been recommended by the UK National Institute for Health and Care Excellence (NICE) as an effective group intervention for people with mild to moderate dementia. Recent systematic reviews demonstrated high-quality evidence to support using CST to improve cognitive functions, primarily in global cognition, communication, and social interaction [
11,
12].
In general, the evidence obtained from CST and other cognitive interventions is primarily based on individuals without significant sensory (i.e., visual and/or hearing) impairments. In most of these studies, participants with visual (or hearing) impairments that hindered participation in assessment and treatment were excluded. Marino et al. [
13] reported that more than half of the cognitive intervention studies for older adults excluded participants with hearing and/or visual impairment. In other words, PwDVI has been underrepresented; thus, further studies to identify suitable intervention programs for PwDVI and examine their efficacy are warranted. Given the high-level evidence supporting CST from previous studies and its nature, it is reasonable to explore its feasibility and preliminary efficacy among PwDVI. Firstly, the activity- and discussion-based nature of CST is readily applicable to people with visual impairment. The 14 themed sessions of CST involve multisensory activities, e.g., physical activity (Session 1) and sound (Session 2), which can be implemented for people with visual impairment via minor adjustments to therapy materials and presentation by CST facilitators during therapy delivery (detailed in Methods). In addition, the principles of CST, such as multiple sensory stimulation to trigger memory, stimulate language and discussion, person-centered, maximize potential, should work well for people with visual impairment.
1.3. Research Objectives
The current pilot study addressed two issues: 1) To study the applicability of conventional CST on PwDVI, and 2) To explore the effects of CST on PwDVI in various cognitive domains.
2. Materials and Methods
2.1. Study Design
The study adopted a case-series approach with multiple measurements taken in the pre-treatment and treatment phases.
2.2. Participants
Nine elderly individuals from the Tuen Mun Home for the Aged Blind (a residential home for elderly people with visual impairment) passed screening and were recruited for the current study. The inclusion criteria were: (1) fluent Cantonese speakers (2) suspected or having a medical diagnosis of dementia, with the Montreal Cognitive Assessment 5-minute protocol (MoCA-5) [
14] score ranging from 2 to 17, which is equal to the Cantonese Mini Mental State Examination (MMSE) [
15] score ranging from 10 to 24 by using the conversion table from Wong et al. [
16], (3) a diagnosis of mild to moderate visual impairment determined by an optometrist, (4) no other disability including physical illness, learning disability and severe hearing impairment that may affect participation in group activity, (5) not currently on psychiatric medication/cognitive intervention, (6) no history of other neurological diseases, and (7) did not receive any prior CST. The trial was registered at clinicaltrials.gov (NTC06793384). Ethical approval was obtained from the Faculty Research Ethics Committee of the University of Hong Kong Faculty of Education (EA240610). Written consent was sought from both the participants and their caregivers. Two participants dropped out in the course of the intervention due to health reasons or refusal to participate.
Table 1 presents the demographic information for participants who completed the study.
2.3. Treatment Materials and Procedures
The CST treatment protocol, adopted from the Chinese version of the CST manual translated by Wong [
17], is based on the original version written by Spector et al [
10] (see
Table 2 for the themes of each session). The protocol consisted of fourteen 45-minute group sessions, with at least two sessions per week in a group size of four to five. Every session began with reality orientation and snack time, followed by a 20/25-minute activity with themes such as physical games, food, and childhood. In the last five minutes of the session, the facilitator summarized the activities conducted and gave the participants a hint about the theme of the upcoming session.
The materials used in the current study were based on those used in conventional group CST with some minor modifications. Photos/pictures were displayed in digital form on tablets (iPads) so they could be enlarged for clearer inspection. Videos were presented in large display monitors. Real objects such as toys or snacks (in Session 3: childhood and Session 4: food), dried herbs/flowers for making scented sachets in Session 8 (creativity), and objects belonging to different categories for sorting in Session 9 (object categorization) were utilized. All therapy sessions were led by a primary facilitator who had completed CST training and a therapy assistant, a staff member from the residential care home, to support the participants. Treatment delivery was monitored by a qualified CST trainer (WW) to ensure treatment fidelity.
2.4. Outcome Measures on Cognition
The primary outcome was the Hong Kong version of the Montreal Cognitive Assessment for the Visually Impaired (HKMoCA-VI) [
18], an assessment of global cognition for individuals with visual impairment. It excludes all visual elements and covers different cognitive domains, including orientation, attention, abstraction, language, and delayed memory. To reduce the practice effect in the delayed memory sub-test potentially induced by multiple testing, the target items in each testing point were quasi-randomly drawn from the list of items that served as multiple choice cueing in the sub-test. Secondary outcome measures on different cognitive domains included: (a) digit span forward and backward to measure verbal short-term and working memory, respectively, (b) subtests of the Test of Everyday Attention [
19], including elevator counting (total score = 7) and elevator counting with distraction (total score = 10) to measure sustained auditory attention and selective attention, respectively, and (c) category fluency of animal and transportation to assess semantic memory and executive functions. The number of correct items produced within one minute represented their performance in the task.
2.5. Outcome Measures on Language and Communication
A series of tasks assessing language and communication served as secondary outcomes, including: (a) a synonym judgment test [
20] to assess verbal comprehension at a word level. On each trial, a pair of words were presented auditorily and subjects had to decide if the pair of words were similar in meaning; (b) a procedural description of making a ham-and-egg sandwich to measure the number of main concepts produced, based on the normative performance collected in the local population [
21]; (c) the Cantonese version of the Amsterdam-Nijmegan Everyday Language Test (CANELT) [
22], which portrays 20 real-life situations encompassing different communicative functions, was conducted to evaluate functional communication quantitively. Since five of the scenarios involved the presentation of real objects, they were removed during test administration to avoid potential misunderstanding. Scoring was based on the number of main concepts produced in each scenario, and (d) Holden Communication Scale [
23] to evaluate the participants’ communication and social behavior from a caregiver’s perspective. It was administered once before and after the intervention. Ratings were given by the formal carers in the residential home.
The above-mentioned tasks, except the Holden Communication Scale, were administered three times, 15 days before and after treatment, respectively, with each session at least three to four days apart to reduce practice effect.
Measures of the applicability of CST, including attendance and adherence to the therapy protocol, were collected by the CST administrators.
2.6. Statistical Analysis
All the data were collected and scored by the two authors, THT and LCL. Nonparametric statistical comparison, the Tau-U test, was employed for all outcomes except the Holden Communication Scale. Tau-U statistics allow the correction of any positive baseline trend (i.e., when the baseline slope was 0.33 or above) and the demonstration of treatment effect in both single-case and small-group samples via a test of significance [
24]. Tau-U and the p-value of each participant in each outcome measure were computed. A combined Tau-U value of participants was then calculated for each measure to examine the overall group performance.
3. Results
Descriptive summaries of each of the cognitive/language measures taken pre-/post-therapy are given in
Table 3, while the raw scores obtained in all the outcome measures can be accessed via the open-access repository
https://osf.io/d4hme/.
Table 4 summarizes the group-level comparisons of outcome measures between the pre- and post-treatment examinations. Tau-U comparisons for each participant before vs. after CST are given in
Appendix A. There is a significant improvement in MOCA-VI, the primary outcome measure. Moreover, significant gains in various secondary outcomes, including digit span forward and backward and verbal fluency tasks, are observed. Similarly, outcomes on language and communication, including synonym judgment and CANELT, also demonstrated significant improvement after CST. We did not perform any statistical tests to compare scores on the Holden Communication Scale before/after therapy. However, there is a decrease in scale ratings from 8.43 to 7.71 after therapy, indicating improvement in communicative functions.
Based on the facilitators’ report, treatment adhered well to the protocol. All participants finished CST. Therapy attendance exceeded 85% among all participants.
4. Discussion
The present pilot study was the first attempt to investigate the feasibility and preliminary clinical outcomes of conventional CST on elderly individuals with concurrent dementia and visual impairment. Seven PwDVI completed both assessment and treatment in the conventional CST. Their performance on global and specific cognitive domains was evaluated and compared before and after therapy. Results of the current pilot study seem to support that conventional CST is beneficial for PwDVI, as no deterioration in cognitive and language abilities was observed after therapy. Participants adhered to the therapy protocol well. Comparison at a group level before and after therapy revealed significant gains in global cognition, verbal short-term and working memory, executive functions, functional communication, and word comprehension. This study has enriched the body of CST research by providing preliminary evidence on PwDVI, investigating the treatment effects on both general and subcomponents of cognition. In line with previous findings [
11,
25,
26], participants in the conventional CST condition demonstrated significant overall cognitive improvement, as evidenced by the average HKMoCA-VI score. Such results further support CST as a promising treatment in a population other than that for people with dementia only, but PwDVI.
Positive gains in different cognitive components could be attributed to the design and nature of themed sessions of CST. Generally speaking, in each session, participants engaged in activities involving multisensory and multi-cognitive stimulation. The improvements in executive function could be related to the divergent thinking and problem-solving activities used in different sessions (e.g., in every session, participants are encouraged to produce names belonging to different categories at the beginning as a warm-up activity and in session 4 ‘Food’ in which they are asked to design a menu for a festive gathering. Besides, the improvement in short-term memory is encouraging, as memory decline is often reported in PwD [
27]. Improvement in short-term and working memory may be accounted for by the active use of memory across different activities, such as the recruitment of working memory in calculation (as in Session 11 ‘Using money’ and Session 12 ‘Number games’), and by the need for verbal working memory during discussion with other members. On the other hand, no significant changes were obtained in all attention measures (i.e., TEA EC and TEA ECD). Such results were consistent with the existing findings in which no improvement in attention was observed after treatment [
28]. However, it should be noted that the attention measures used in this study were based on the auditory modality only, whereas other modality measures, such as visual (i.e., trail-making test), were used in previous studies.
The improvements in language and communication have provided an objective evaluation of how language functions might improve through CST. Consistent with a previous study by Spector et al. [
10], the participants showed a trend of improvement in social communication as judged by their caregivers using the Holden Communication Scale. The improvement in language comprehension and communication might be attributed to the nature of CST. The CST protocol includes several themes related to daily life, such as childhood, food, and using money. In each themed session, participants were actively engaged in verbal interactions with the CST facilitators and other participating PwD. They were encouraged to share their opinions and experiences, and they also listened to the guiding questions and instructions from the facilitators and to the comments/personal sharing of other participating PwD. Spector et al. [
29] suggested that the essence of CST is to promote verbal communication through implicit learning. This may explain why the participants showed improvements in both comprehension and expression. Moreover, Spector et al. [
10] have suggested that the group setting of CST is usually novel to nursing home residents because there is no obligatory context for them to communicate, given their routinized daily life. CST provided an opportunity for them to exercise their long-unused communication skills and therefore improve them.
5. Limitations and Suggestions for Future Studies
This study encountered several methodological limitations. Firstly, the small sample size has reduced statistical power and generalizability. Thus, the current study could only provide preliminary findings on the effects of CST on PwDVI. The efficacy of conventional CST should be further investigated in an assessor-blind RCT with a no-treatment control group. Secondly, the study period could be extended to examine maintenance effects. In addition, interviews with participants and facilitators after therapy may provide a clearer understanding of their experience with CST, and their feedback may further enhance its delivery to PwDVI. Last but not least, communication between PwDVI and their facilitators can also be examined, which may be useful to identify strategies to further enhance their experience and promote interactions during CST [
30].
6. Conclusions
This study provided preliminary evidence for conventional CST on VI populations with dementia. The positive results suggested that conventional CST could be applied to PwDVI.
Author Contributions
Conceptualization, Hiu Tung Tsang, Chun Lam Luk and Winsy Wong; Data curation, Hiu Tung Tsang and Chun Lam Luk; Formal analysis, Hiu Tung Tsang and Chun Lam Luk; Investigation, Hiu Tung Tsang, Chun Lam Luk, Armstrong Tat San Chiu and Winsy Wong; Methodology, Hiu Tung Tsang, Chun Lam Luk, Armstrong Tat San Chiu, Ben Chi Bun Yip and Winsy Wong; Project administration, Hiu Tung Tsang and Chun Lam Luk; Resources, Armstrong Tat San Chiu and Ben Chi Bun Yip; Software, Ben Chi Bun Yip and Winsy Wong; Supervision, Winsy Wong; Validation, Winsy Wong; Visualization, Hiu Tung Tsang, Chun Lam Luk, Yee Lam Lo and Winsy Wong; Writing – original draft, Hiu Tung Tsang, Chun Lam Luk, Yee Lam Lo and Winsy Wong; Writing – review & editing, Hiu Tung Tsang, Chun Lam Luk, Yee Lam Lo, Armstrong Tat San Chiu, Ben Chi Bun Yip and Winsy Wong.
Funding
This research received no external funding.
Institutional Review Board Statement
The study was conducted in accordance with the Declaration of Helsinki, and approved by the Institutional Ethics Committee of the University of Hong Kong Faculty of Education (protocol code EA240610 and date of approval: December, 16, 2024).
Informed Consent Statement
Informed consent was obtained from all subjects involved in the study.
Data Availability Statement
Acknowledgments
We would like to thank the elderly individuals for their participation, the personnel of the Hong Kong Society for the Blind for their support, and Prof. Sam Po Law for her guidance and support throughout the study.
Conflicts of Interest
The authors declare no conflicts of interest.
Abbreviations
The following abbreviations are used in this manuscript:
| CANELT |
Cantonese version of the Amsterdam-Nijmegan Everyday Language Test |
| CST |
Cognitive Stimulation Therapy |
| HKMoCA-VI |
Hong Kong version of the Montreal Cognitive Assessment for the Visually Impaired |
| MMSE |
Mini Mental State Examination |
| MoCA-5 |
Montreal Cognitive Assessment 5-minute protocol |
| NICE |
National Institute for Health and Care Excellence |
| PwD |
People with Dementia |
| PwDVI |
People with Dementia and Visual Impairment |
| TEA EC |
Test of Everyday Attention – Elevator Counting Subtask |
| TEA ECD |
Test of Everyday Attention – Elevator Counting with Distraction Subtask |
Appendix A
Appendix A.1
Table A1.
Tau-U statistics comparing pre- and post-treatment performance on different outcome measures
Table A1.
Tau-U statistics comparing pre- and post-treatment performance on different outcome measures
| Cognitive measures |
| |
HKMoCA-VI |
Digit span forward |
Digit span backward |
TEA EC |
TEA ECD |
Verbal fluency (Animal) |
Verbal fluency (Transporta-tion)
|
Verbal fluency (summation of Animal & Transportation)
|
| Pt |
Tau-U
|
p |
Tau-U
|
p |
Tau-U
|
p |
Tau-U
|
p |
Tau-U
|
p |
Tau-U
|
p |
Tau-U
|
p |
Tau-U
|
p |
| 1 |
-.44 |
.382 |
-.33 |
.512 |
-.33 |
.512 |
.77 |
.126 |
-.33 |
.512 |
0 |
1 |
-.44 |
.382 |
-.11 |
.827 |
| 2 |
.77 |
.126 |
.66 |
.190 |
.44 |
.382 |
-.11 |
.827 |
0 |
1 |
.66 |
.190 |
.88 |
.080 |
.66 |
.190 |
| 3 |
1 |
.049* |
.66 |
.190 |
.44 |
.382 |
.11 |
.827 |
.33 |
.512 |
.11 |
.827 |
.77 |
.126 |
.33 |
.512 |
| 4 |
-.33 |
.512 |
.33 |
.512 |
.33 |
.512 |
-.44 |
.382 |
-.33 |
.512 |
-.33 |
.512 |
.44 |
.382 |
.11 |
.827 |
| 5 |
.33 |
.512 |
.55 |
.275 |
1 |
.049* |
.22 |
.662 |
.77 |
.126 |
.11 |
.827 |
1 |
.049* |
.44 |
.382 |
| 6 |
.55 |
.275 |
1 |
.049* |
.77 |
.126 |
.44 |
.382 |
.44 |
.382 |
.77 |
.126 |
.77 |
.126 |
.88 |
.080 |
| 7 |
.77 |
.126 |
.88 |
.080 |
.11 |
.827 |
0 |
1 |
.33 |
.512 |
.33 |
.512 |
.33 |
.512 |
.44 |
.382 |
| |
CANELT |
|
|
Procedural description |
|
|
Synonym judgment |
|
|
|
|
|
|
| Pt |
Tau-U
|
p |
|
|
Tau-U
|
p |
|
|
Tau-U
|
p |
|
|
|
|
|
|
| 1 |
-.556 |
.275 |
|
|
-.333 |
.513 |
|
|
-.667 |
.190 |
|
|
|
|
|
|
| 2 |
.444 |
.383 |
|
|
-.556 |
.275 |
|
|
.778 |
.127 |
|
|
|
|
|
|
| 3 |
.667 |
.190 |
|
|
.222 |
.663 |
|
|
-.111 |
.827 |
|
|
|
|
|
|
| 4 |
-.333 |
.513 |
|
|
.333 |
.513 |
|
|
.556 |
.275 |
|
|
|
|
|
|
| 5 |
1 |
.049* |
|
|
.333 |
.513 |
|
|
.222 |
.663 |
|
|
|
|
|
|
| 6 |
.667 |
.191 |
|
|
-.111 |
.827 |
|
|
1 |
.049* |
|
|
|
|
|
|
| 7 |
1 |
.049* |
|
|
1 |
.049* |
|
|
1 |
.049* |
|
|
|
|
|
|
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Table 1.
The demographic information of the participants
Table 1.
The demographic information of the participants
| Participants |
Age (years) |
Gender |
Formal diagnosis of dementia |
Level of visual impairment |
Education level (years)
|
Baseline MoCa-5 score |
| 1 |
90 |
F |
Yes |
Moderate |
Nil |
5 |
| 2 |
96 |
F |
No |
Moderate |
Nil |
6 |
| 3 |
93 |
F |
No |
Moderate |
Nil |
12 |
| 4 |
96 |
F |
Yes |
Moderate |
Nil |
3 |
| 5 |
90 |
M |
Yes |
Moderate |
unknown |
5.5 |
| 6 |
79 |
M |
No |
Moderate |
Nil |
16 |
| 7 |
86 |
M |
No |
Moderate |
9 |
13 |
Table 2.
The themes and materials of the CST program
Table 2.
The themes and materials of the CST program
| Session |
Theme |
Types and quantity of stimuli used |
| magnified photos |
videos |
| 1 |
Physical games |
NA |
| 2 |
Sound |
1 |
7 |
| 3 |
Childhood |
12 |
3 |
| 4 |
Food |
5 |
4 |
| 5 |
Current affairs |
0 |
0 |
| 6 |
Faces/scenes |
16 |
0 |
| 7 |
Word association |
9 |
0 |
| 8 |
Being creative |
6 |
1 |
| 9 |
Categorizing objects |
14 |
0 |
| 10 |
Orientation |
8 |
0 |
| 11 |
Using money |
14 |
0 |
| 12 |
Number games |
18 |
0 |
| 13 |
Word games |
0 |
0 |
| 14 |
Team competition |
NA |
Table 3.
Descriptive summary of the performance on cognitive measures
Table 3.
Descriptive summary of the performance on cognitive measures
| HKMoCA-VI |
Verbal fluency (Animal)
|
Verbal fluency (Transportation)
|
Verbal fluency (Animal & Transportation)
|
| Pre |
Post |
Pre |
Post |
Pre |
Post |
Pre |
Post |
| M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
| 7.24 |
(2.79) |
9.00 |
(4.15) |
5.81 |
(3.01) |
7.33 |
(3.98) |
2.43 |
(2.09) |
4.48 |
(2.18) |
8.14 |
(4.37) |
11.52 |
(5.92) |
| |
|
|
|
| |
|
|
|
| Digit span forward |
Digit span backward |
TEA EC |
TEA ECD |
| Pre |
Post |
Pre |
Post |
Pre |
Post |
Pre |
Post |
| M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
M |
(SD) |
| 6.57 |
(1.12) |
7.71 |
(1.23) |
2.05 |
(1.66) |
2.81 |
(1.57) |
5.29 |
(1.90) |
5.95 |
(0.97) |
3.19 |
(2.71) |
3.48 |
(3.25) |
Table 4.
Tau-U (effect size) of the averaged performance of different outcome measures between pre- and post-treatment evaluations.
Table 4.
Tau-U (effect size) of the averaged performance of different outcome measures between pre- and post-treatment evaluations.
| Measures |
Tau-U
|
p |
| Cognition |
|
|
| HKMoCA-VI |
.38 |
.047* |
| Digit span (forward) |
.53 |
.005** |
| Digit span (backward) |
.39 |
.039* |
| TEA EC |
.14 |
.457 |
| TEA ECD |
.17 |
.364 |
| Verbal fluency (animal) |
.24 |
.216 |
| Verbal fluency (transportation) |
.65 |
.0007*** |
| Verbal fluency (Summation of animal & transportation) |
.40 |
.039* |
| Language and communication |
|
|
| CANELT |
.413 |
.047* |
| Synonym judgement |
.397 |
.047* |
| Procedural description |
.127 |
.509 |
|
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