1. Introduction and Scope
Metric–affine (Palatini) formulations enlarge the kinematical arena of gravity by allowing an independent affine connection
in addition to the metric
. A recurring issue in such theories is the status of connection components under equivalences: what is merely a choice of representative, and what survives as an unavoidable infrared (IR) remnant once an observable sector is fixed. This question is particularly sharp in the presence of
projective invariance,
where
is an
arbitrary one-form. Projective shifts act nontrivially on the trace pieces of torsion and non-metricity, often rendering “removability” statements purely gauge-dependent unless the precise IR operator class and observable map are specified. While projective invariance has been extensively studied in the context of generalized Weyl geometry and vector distortion [
26,
27,
28,
29], standard treatments typically focus on either fixing a gauge or restricting the transformation parameter.
Route A versus Route B. A convenient way to organize projective-invariant Palatini constructions is to distinguish between two completions of the projective orbit. In
Route B, one introduces a scalar Stueckelberg field and compensates only the
exact subset
. In contrast, this note works exclusively in
Route A, which completes the
full one-form orbit (
1) by introducing a compensator one-form
transforming (in
) as
The projectively invariant trace residue is then
which is invariant under the full orbit by construction. Our distinct contribution is combining this full one-form completion with a scalar
projection to define the observable sector, thereby establishing auditable admissibility tests. A scalar
enters only as a
background longitudinal representative on admissible domains (A6), e.g.
;
is
not a compensator and cannot be used to gauge-complete (
1).
Observable sector and scope. We define the observable sector by a scalar projection . Crucially, to ensure a closed algebra, we adopt a trace/scalar truncation: we restrict the operator class to the sector generated by the trace vectors () and the metric, explicitly excluding the axial torsion sector (whose bilinears are P-even but disjoint from the residue dynamics) and higher-spin representations. We work strictly locally in the infrared with a curvature-linear two-derivative truncation. The theoretical posture is rigorously defined by the following assumptions:
Core Posture & Assumptions (The Arena)
A1. Kinematics: Metric-Affine geometry () without a priori constraints.A2. Projective Invariance: Full one-form orbit , compensated by (Route A).
A3. Observable Sector: Defined by acting on the trace/scalar channel (axial/tensor representations are excluded by truncation).
A4. Operator Class: Local, two-derivative, curvature-linear, -even scalars.
A5. Admissibility Tests: Reformulations must preserve (i) IR matter closure (minimal coupling) and (ii) tensor locking ().
A6. Longitudinal Representative: On admissible domains, we restrict to longitudinal residue configurations .
Within this specific arena, our main result is a classification theorem: we prove that any attempt to remove the invariant residue is necessarily exhausted by a small set of controlled failure modes (trivial branch, IR non-closure, or locking failure).
Results and organization. The technical backbone is the closure and completeness of the curvature-linear two-derivative operator class (
Section 3), expressed in a compact basis
for the observable trace/scalar channel. Within this framework we state and prove the local IR residual/no-go result (
Section 4) and summarize its logic in a diagnostic exclusion table together with a minimal counterexample (
Section 5). Appendices record the projective transformation rules, the explicit distortion decomposition proving basis completeness, and the tensor-sector locking test specifications used in the admissibility clauses.
Roadmap.Section 2 fixes the projective–
posture and defines the observable residue
.
Section 3 provides the curvature-linear two-derivative basis and the admissible equivalence relations.
Section 4 states the main local no-go proposition.
Section 5 presents the diagnostic table and a minimal counterexample, and
Section 6 comments on the separate (deferred) question of global/holonomy upgrades.
2. Projective Palatini Posture and -Projected Observables
This section fixes the projective– posture used throughout the note and makes explicit what counts as an observable in the scalar sector. The purpose is twofold. First, we define the full projective equivalence class for an arbitrary one-form parameter and introduce a one-form compensator (Route A) so that the trace sector admits a projectively invariant description. Second, we specify the scalar projector that defines the observable map. Together, these choices determine the unique invariant object that later becomes the focus of the local IR residual statement.
2.1. Palatini Variables and Full Projective Equivalence
We work with a metric
and an independent affine connection
(Palatini posture). The connection is defined modulo the
full projective shift
where
is an arbitrary one-form. Two connections related by (
4) are regarded as physically equivalent; admissible bulk operators must be invariant under the full orbit.
We define torsion by
and its trace by contracting the first and second indices:
With this convention, the projective shift induces (in
D spacetime dimensions)
Hence the trace sector cannot be made invariant under (
4) by a scalar Stueckelberg unless
is restricted to be exact. This is precisely why the present note adopts Route A, i.e. a one-form compensator completion of the full orbit.
2.2. Route A: One-Form Compensator and Invariant Trace Residue
To implement full projective invariance for arbitrary
, we introduce a compensator one-form
that transforms (in
) as
The
projectively invariant trace residue is then the one-form
which is invariant under (
4) by construction. Operationally,
is a non-dynamical geometric bookkeeper: it tracks the projective frame choice so that the invariant residue
captures the irreducible trace information that cannot be shifted away within the full orbit.
Variational posture (Spurion Status). We adopt a spurion interpretation for the compensator: is not a dynamical field but a background coordinate on the projective fiber. The physical configuration space is the quotient , parameterized universally by the invariant residue . Consequently, the variational principle applies directly to : imposing is redundant and not required, as the dynamics are fully captured by the variation in the gauge-invariant trace channel.
Derivative conventions. We use ∇ for the covariant derivative built from the independent connection , and for the Levi–Civita derivative of . All integration-by-parts bookkeeping in the IR truncation is performed with .
2.3. Scalar Projector and the Observable Map
The projective quotient alone does not specify the physical operators. We therefore impose a scalar
projection
acting on local functional densities
. Operationally,
filters for real, parity-even scalars constructed from the metric and the connection traces:
Sector Truncation vs. Projection. While the scalar projection filters out pseudoscalars (such as or ), it does not act on parity-even scalars like the axial torsion squared . Instead, the axial sector is excluded by our explicit Trace/Scalar Sector Truncation (Assumption A3). The framework strictly focuses on the subalgebra generated by the metric and the trace residue; operators involving or higher-spin representations are decoupled by truncation, not by projection.
2.4. Scalar-Channel Focus and the Longitudinal Representative
Although the invariant residue is fundamentally a one-form
, the subsequent no-go statement is formulated for the
scalar observable channel. Accordingly we impose the standing scope restriction (A6): on admissible domains we restrict to longitudinal representatives of the residue,
On such domains,
admits a scalar potential representation,
for some constant
fixed on the chosen background class. We stress the logical order:
is
not a compensator and does not complete the projective orbit; it is merely a convenient
background longitudinal representative of the already invariant one-form
used when focusing on scalar observables. All operator statements are made at the level of
prior to imposing (
11).
For later interfacing with the companion locking analysis, it is sometimes useful to name the background representative choice (
11) as a constitutive map:
In this note, C1 is used only as a background representative choice compatible with A6; it is not imposed prior to variation and does not define the operator class.
2.5. Minimal Matter Posture and IR Closure Criterion
A central clause in the admissibility notion used later is an IR closure requirement for the matter sector. We therefore fix the matter posture at the outset. Let
denote the IR matter action, with
collectively denoting matter fields. In this note,
minimal matter coupling means that matter couples universally and minimally to the metric,
with covariant derivatives built from the Levi–Civita connection (or equivalently the standard spin connection for fermions). Allowing matter (in particular spinors) to couple directly to the independent affine
constitutes a different posture and is deferred.
IR closure diagnostic. A local reformulation (projective gauge choice, local field redefinition, or frame/Weyl transformation) is said to preserve IR closure if it does
not induce a universal coupling of matter to the residue sector. Concretely, we classify as an IR non-closure (fifth-force) failure mode any transformation that maps (
13) into a form of the schematic type
with
non-constant or
nontrivial. Our IR closure criterion is intentionally conservative: we require the Jordan minimal coupling to remain residue-independent to avoid introducing an unscreened universal long-range interaction in the scalar channel within the local IR truncation. Screening mechanisms and environment-dependent couplings are beyond scope.
2.6. Admissible Domains and Local Equivalences
All statements in this note are local and refer to
admissible domains: smooth patches on which the variational principle is well-defined and standard integration-by-parts manipulations can be organized into boundary improvements. In particular, total derivatives are treated as equivalences within the curvature-linear two-derivative truncation,
, with currents chosen according to the admissible equivalence relations introduced systematically in
Section 3. We deliberately exclude global/topological obstructions (defects, nontrivial holonomy classes) from the local classification; such effects belong to the separate question of global upgrades, discussed only in the outlook.
3. Two-Derivative Operator Basis and Admissible Equivalences
This section fixes the technical backbone of the note. We (i) specify the
curvature-linear two-derivative truncation appropriate for the local IR posture, (ii) present an explicit and
auditable operator basis for the observable trace/scalar channel defined by the scalar
projector
and the projectively invariant residue
, and (iii) define the admissible equivalence relations that identify Lagrangians representing the same local IR physics on admissible domains. The main result in
Section 4 is a
classification statement within this closed class and modulo these equivalences.
3.1. Curvature-Linear Two-Derivative Truncation
We work in a two-derivative, curvature-linear truncation. Concretely, we allow at most two derivatives acting on the fundamental fields and we keep curvature only linearly: curvature-squared operators (e.g. , ) are excluded. Although such terms are “two-derivative” from the metric viewpoint, they are higher-derivative with respect to the independent connection and generically introduce additional propagating degrees of freedom (or ghosts) when is integrated out. This truncation is the appropriate IR setting for a technical note whose claims are local and whose admissibility tests include tensor-sector diagnostics.
Derivative dictionary. We distinguish the Levi–Civita connection of
from the independent affine connection:
Integrations by parts and boundary-improvement bookkeeping are performed with .
Curvature and trace data. The curvature of
is
with Ricci and scalar
Torsion and non-metricity are encoded as
with the standard trace vectors (consistent with
Section 2):
Observable trace/scalar building block: the projectively invariant residue. Full projective invariance acts by the one-form shift
. In
, the torsion trace transforms as
. Route A implements the full orbit by introducing a compensator one-form
, so that
is
projectively invariant and therefore is the only admissible trace/scalar building block. All observable trace/scalar dependence is required to enter through
and its (Levi–Civita) derivative, after applying the scalar
projector
defined in
Section 2.
Finally, we allow a generic scalar to parameterize coefficient functions. No assumption is made here about whether propagates in the IR; admissibility will exclude reformulations that introduce additional long-range forces or extra tensor degrees of freedom.
3.2. Candidate List and Completeness of the Basis
We now present an explicit and minimal basis of independent two-derivative, curvature-linear, -even, projectively admissible bulk scalars in the observable trace/scalar channel.
Basis. We define
with indices raised by
. We define
with
to make integration-by-parts and boundary-current bookkeeping explicit.
General two-derivative curvature-linear bulk action. Accordingly, the most general bulk action in the present truncation can be written as
where
and
are
-even functions. The inclusion of
is deliberate: while
is a total derivative when its coefficient is constant, a non-constant coefficient
yields a genuine bulk coupling after integration by parts.
Candidate list (audit trail). A strict reviewer will ask what happened to other two-derivative scalars, in particular those involving non-metricity. In the curvature-linear truncation and in the projective–
posture, a minimal candidate list for trace/scalar structures built from the trace vectors
and
is
together with the
-odd pseudoscalars (epsilon-tensor contractions) that are removed by
and are therefore excluded from the observable sector.
Completeness lemma. The next lemma records, in a form usable in the main text, how collapses to the basis modulo admissible equivalences.
Lemma 1 (Two-derivative completeness in the trace/scalar channel).
In the curvature-linear two-derivative truncation and in the Route A projective posture, any -even bulk scalar constructed from , a coefficient scalar ϕ, and at most two derivatives, that contributes to the observable trace/scalar channel can be reduced, up to admissible equivalence (E1)–(E3), to a linear combination of , , , and a potential term of the form (24).
Proof sketch (auditable reductions). The reduction uses three elementary observations.
- (a)
Projective invariance forces the residue. Any appearance of the torsion trace is admissible only through the invariant combination . Thus , , and reduce to , , and the integration-by-parts image of , respectively.
- (b)
-
Non-metricity is auxiliary. In the curvature-linear truncation, the non-metricity trace
does not acquire a kinetic term. Explicit expansion of the affine curvature scalar (derived in
Appendix E, Eq. (
A26)) reveals a structure of the form:
The equation of motion for is purely algebraic (). Integrating out (or solving its constraint) merely renormalizes the coefficients of the terms in the effective action. Thus, generates no independent observable dynamics.
- (c)
IBP collapses derivative couplings. Any term of the form with a trace vector reduces by integration by parts to plus a boundary term. When , this is precisely the sector; when is reducible as in (b), the result again reshuffles into and plus improvements.
This establishes that introduces no additional independent -even projectively admissible scalar beyond in the observable trace/scalar channel, modulo admissible boundary improvements and -projection. □
Remark 1.(1) The lemma iscurvature-linear: curvature-squared terms furnish additional invariants and are outside the present IR class by construction. (2) The lemma doesnotassume vanishing non-metricity; rather, it states that in this truncation and posture, the trace/scalar observable content can be expressed in the residue basis after admissible reductions. (3) The integrable-representative assumption (A6) may be used later to restrict to longitudinal representatives on admissible domains, but completeness does not rely on imposing A6 at the operator level.
3.3. Admissible Equivalence Relations
We now define the equivalence relations used to identify two actions as representing the same local IR physics in the present posture. The main result in
Section 4 is formulated
modulo these equivalences. The key point is that admissibility is
posture-level: it excludes manipulations that (a) leave the projective–
observable sector, (b) violate IR closure by exporting the residue into universal matter couplings, or (c) spoil the tensor-sector locking diagnostics used as admissibility tests.
(E1) Boundary improvements (IBP equivalence). On admissible domains, we identify
provided the boundary term does not spoil the variational principle under the imposed boundary conditions.
(E2) Projective gauge equivalence (full one-form orbit). A projective transformation is accompanied by the compensator shift so that
remains unchanged:
Thus moving along the projective orbit can only change the representative pair and cannot remove the physical residue sector.
(E3) projection. Two scalar densities that differ only by
-odd pieces are identified in the observable sector:
(E4) Admissible local field redefinitions. We allow local, invertible field redefinitions
subject to the following admissibility constraints:
- (i)
locality and invertibility on the admissible domain;
- (ii)
preservation of the projective– posture (the transformed action remains expressible in terms of -even, projectively admissible scalars built from , , and the transformed invariant residue );
- (iii)
no activation of extra propagating tensor degrees of freedom in the IR and no evasion by leaving the two-derivative curvature-linear class;
- (iv)
(IR closure / matter posture preserved) no induced non-constant universal coupling of matter to the residue sector, e.g. through a residue-dependent universal Weyl factor multiplying the matter metric;
- (v)
(locking diagnostics preserved) no spoiling of the tensor-sector locking diagnostics used in this note as admissibility tests.
Conditions (iv) and (v) are the two posture-level barriers that block the standard escape routes “move the residue into matter by a frame choice” and “remove the residue at the price of spoiling tensor locking”. They are used here only as admissibility criteria, not as derived dynamical claims.
3.4. Minimal, Auditable Tensor-Sector Locking Diagnostics (Test-Spec)
Modern multimessenger constraints require luminal tensor propagation to extremely high precision. To ensure that our IR classification remains compatible with this basic observational filter, we impose a minimal set of tensor-sector diagnostics as
admissibility tests. In this technical note we record only their test-spec form; the derivations and broader context are deferred to a companion note and summarized in
Appendix C.
Test L1 (equal–coefficient identity). On admissible backgrounds, the quadratic tensor action admits an identity of the schematic form
with the objects
defined in
Appendix C. Operators that destroy the existence or IR role of (
31) are classified as locking-failures.
Test L2 (luminality diagnostic). On the same admissible backgrounds, the tensor propagation speed extracted from the quadratic action satisfies
with
defined in
Appendix C.
Test L3 (mixing non-collinearity premise). The diagnostics use a
mixing structure on admissible backgrounds; a non-collinearity condition on the relevant row vectors ensures that the diagnostic choice
is well-defined (
Appendix C). Reformulations that invalidate this premise are classified as locking-failures.
Operator-level rule of thumb (what typically breaks locking). Within the curvature-linear class, locking is robust under reshufflings that differ only by boundary improvements or by projective orbit moves, because these preserve the tensor kinetic structure up to improvement currents. By contrast, reformulations that remove residue-dependence by an explicit frame move that introduces a non-constant universal Weyl factor (or other universal matter rescalings) typically re-weight the tensor kinetic terms in a way that spoils the equal–coefficient identity and therefore fails L1/L2. This is precisely why locking is imposed as an admissibility test rather than as a derived theorem in this note.
3.5. Closure under Admissible Equivalences
Lemma 2 (Two-derivative closure under admissible equivalences).
Within the projective– posture and on admissible domains, the curvature-linear two-derivative class (24) is stable under the admissible equivalences (E1)–(E4): any admissible boundary improvement, projective gauge move (with compensator shift), projection, or admissible local field redefinition maps a Lagrangian of the form (24) into another Lagrangian of the same form, possibly with redefined coefficient functions and/or a reshuffling of contributions between the bulk and .
Proof sketch. Boundary improvements (E1) preserve derivative order by definition. Projective moves (E2) act within the full one-form orbit and cannot generate trace/scalar dependence outside the invariant residue . The projection (E3) removes -odd scalars without generating new -even ones. Finally, admissible local redefinitions (E4) are local and invertible and are required to preserve the posture and IR constraints (including IR closure and the locking tests); therefore they can only reshuffle and the potential term within the same curvature-linear two-derivative class. □
Lemma 2 provides the logical foundation for the main result:
Section 4 may be read as a classification theorem
within the closed operator class (
24), modulo the admissible equivalences (E1)–(E4) (including the posture-level clauses (iv)–(v)). We now proceed to the local IR residual/no-go statement.
4. Main Result: Local No-Go and the IR Residual
We now state the main classification theorem. Throughout, “admissible” refers to the equivalences (E1)–(E4) defined in
Section 3, constrained by the posture (A1)–(A6).
Variational Status of the Compensator (Quotient Space). Before stating the result, we rigorously define the variational principle in Route A. The compensator is neither a dynamical field nor a Lagrange multiplier; it parametrizes the fibers of the projective orbit. The physical configuration space is the quotient space of connections modulo projective transformations: . The invariant residue serves as the unique coordinate on this quotient space (in the trace sector). Consequently, varying the action with respect to the physical degrees of freedom is mathematically isomorphic to varying with respect to . The condition is therefore the rigorous equation of motion for the trace sector.
4.1. The Classification Theorem
Proposition 1 (Algebraic Obstruction).
Consider the general two-derivative bulk action (24). Any reformulation that achievesbulk removalof the invariant residue (i.e., identically) necessitates the vanishing of the effective mass and kinetic coefficients:
This mathematically forces the theory onto theTrivial Branch [T]
.
Proposition 2.
(Classification of Failure Modes).
Assuming Proposition 1, any attempt to evade the trivial branch [T] by reformulating the theory (via field redefinitions, frame changes, or boundary manipulations) while removing from the bulk is classified into the following admissible failure modes (see Table 1):
- 1.
[F] IR Non-Closure:
The residue re-appears as a universal fifth force in the matter sector (violating A5-i).
- 2.
[L] Locking Failure:
The move destroys the algebraic structure protecting (violating A5-ii).
- 3.
[B] Basis Leaving:
The move generates higher-derivative or nonlocal terms (violating A4).
- 4.
[P] Projected Out:
The term is -odd or belongs to the excluded axial sector.
4.2. Proof of Algebraic Obstruction
The residue-dependent part of the bulk Lagrangian is exhausted by
and
(up to admissible reshufflings, see Lemma 3.1). Let
and
denote the effective coefficients after integrating out auxiliary fields (like
) and collecting boundary terms from
:
Varying the reduced action
with respect to
yields the universal EOM:
For to be removed from the dynamics (i.e., not determined by ), we must have . For the remaining term to vanish identically without constraining , we must have , implying . This proves Proposition 1.
The classification in Proposition 2 then follows by exhaustively checking the admissible equivalences (E1–E4) against the Assumptions (A1–A6), as summarized in
Table 1.
5. Exclusion Table and a Minimal Counterexample
This section turns the proof sketch of Proposition 2 into an explicit diagnostic. We summarize standard “removal moves” one might attempt in order to eliminate the
projectively invariant residue from the bulk dynamics, and we record (i) whether the move is admissible in the sense of
Section 3.3 (including the matter-posture/IR-closure clause (E4)(iv) and the locking-test clause (E4)(v)), and (ii) the corresponding obstruction. We then present a minimal counterexample on standard backgrounds, organized into two cases that separate the two typical failure modes: a universal fifth-force channel (IR non-closure) versus the loss of tensor locking diagnostics.
5.1. Table 1: Exclusion Lemmas as Diagnostics
For readability, we label the recurring failure modes of Proposition 2 as
Here
refers to a violation of the minimal matter-coupling posture and IR closure (
Section 2.5, clause (E4)(iv)), and
refers to a violation of the tensor-sector locking diagnostics used in this note as admissibility tests (
Section 3.4 and
Appendix C, clause (E4)(v)). The “Diagnostic hook” column indicates the earliest posture/equivalence requirement where the attempted move fails.
Table 1 is not merely a list of caveats: it is an operational map of the logical closure of
Section 3 and the local no-go of
Section 4. The minimal counterexample below illustrates the typical mechanism behind
and
in a concrete setting, explicitly separating the two cases “keep matter minimal in
g” versus “redeclare matter minimal in
”.
Table 1.
Diagnostic exclusion table for standard “removal” attempts. Admissibility is judged according to
Section 3.3, including the matter-posture/IR-closure clause (E4)(iv) and the locking-test clause (E4)(v). Outcome labels are defined in (
36).
Table 1.
Diagnostic exclusion table for standard “removal” attempts. Admissibility is judged according to
Section 3.3, including the matter-posture/IR-closure clause (E4)(iv) and the locking-test clause (E4)(v). Outcome labels are defined in (
36).
| Attempted move |
Admissible? |
Outcome |
Diagnostic hook |
|
(M1) Projective “gauge-fix” of the compensator (e.g. set on a patch) |
Yes as a representative choice, but not a removal of
|
if interpreted as bulk removal |
Projective moves act on so that is invariant.
Fixing merely shifts the same into ; it cannot eliminate the invariant residue.
Interpreting this as “removal” forces to be trivial (the residue-free branch). See Section 2 and (E2). |
| (M2) Integration by parts to “improve away” |
Conditional |
or
|
Boundary improvements are admissible only on admissible domains; otherwise the would-be bulk removal becomes
boundary/data dependent (). Moreover, for non-constant coefficients , IBP trades into a genuine
bulk coupling within the same two-derivative class, and removing the associated
structures can trigger locking failure () under (E4)(v).
See (E1), Section 2.6, and Section 3.4. |
|
(M3) Impose the scalar-channel representative C1 beforevariation
|
No |
or
|
C1 is an admissible background representative (A6′), not an off-shell equivalence.
Imposing it before variation restricts the configuration space and changes the variational problem, potentially hiding bulk
terms as boundary terms. See Section 2.6. |
|
(M4) Declare the invariant residue “pure gauge” (set by hand) |
No (unless one accepts the trivial branch) |
|
This is precisely the residue-free branch excluded by the nontrivial posture; it is not an admissible equivalence within
the nontrivial operator class. See Proposition 2. |
|
(M5) Remove the residue by a conformal/frame redefinition
( on the longitudinal representative) |
Yes as a local redefinition, but fails IR requirements |
and/or
|
If the fixed minimal matter posture is preserved, a non-constant induces universal residue-dependent matter
coupling (, Section 2.5). If one attempts to avoid by changing the matter
frame, the locking diagnostics are no longer protected within the admissible equivalence class (, (E4)(v)).
See Appendix B. |
|
(M5b) “Declare matter minimal in the transformed frame” (after a Weyl move, postulate minimal coupling to
) |
No (posture change) |
|
This is not an admissible reformulation under the fixed minimal matter posture of this note
(Section 2.5, (E4)(iv)).
Operationally, it also removes the guarantee that the tensor-sector diagnostics remain valid within the intended IR
class, triggering relative to (E4)(v). |
|
(M6) Scalar reparametrization (trade the residue into the scalar sector) |
Yes (local), but fails IR requirements |
and/or
|
Trading the residue into generically makes the residue observable through matter couplings () or modifies
the tensor-sector diagnostics (). See Section 2.5 and (E4)(iv)–(v). |
| (M7) Cancel residue terms using Axial/Pseudoscalar pieces |
No |
/
|
Terms like are excluded by Assumption A3 (Trace/Scalar Sector Truncation), not by projection. -odd terms like are removed by . Neither can cancel -even residue dependence in the observable trace/scalar channel. |
| (M8) Allow nonlocal field redefinitions / integrate out with nonlocal kernels |
No |
|
Nonlocal moves leave the local two-derivative classification and invalidate the admissible equivalence class. See
Section 3.3 and Section 1. |
6. Corollary: IR Island and Outlook to Holonomy
Section 3, Section 4 and
Section 5 establish a local, IR classification statement: within the two-derivative
-even, projectively admissible bulk operator class and the admissible equivalences (field redefinitions, projective gauge, and boundary improvements) defined in Secs.
Section 2 and Section 3, the
projectively invariant residue
cannot be removed from the bulk dynamics in the observable trace/scalar channel without paying one of the failure modes in Proposition 2. Here full projective invariance is implemented for an arbitrary one-form
by the compensator one-form
(
), so that
is invariant by construction; a scalar
is used only as a
background longitudinal representative on admissible domains in the scalar channel, e.g.
(Assumption A6′ and C1). We now package the local no-go as a corollary (the “IR island”), and we briefly indicate how a
global/holonomy upgrade would require additional topological input and is therefore beyond the admissible domains assumed here.
6.1. Corollary (IR Island)
Corollary 1 (IR island within the admissible two-derivative class).
Consider four-dimensional Palatini gravity in the posture of Secs. Section 2Section 3: (i) projective invariance of the affine connection implemented for an arbitrary one-form by a compensator one-form , so that the invariant residue is ; (ii) a scalar projector defining the observable sector; and (iii) a two-derivative truncation to -even, projectively admissible bulk operators. Let “admissible reformulations” be those generated by the admissible equivalences (E1)–(E4) of Section 3.3, including the matter-posture/IR-closure clause (E4)(iv) and the locking-test clause (E4)(v).
Then, within this admissible class, the only IR-consistentnontrivial
branch is an “IR island” in the following sense: up to non-propagating auxiliaries and admissible boundary improvements on admissible domains, any representative bulk action is equivalent to a member of the classified basis of Section 3, and the observable trace/scalar channel necessarily depends on the invariant residue . In particular, there exists no admissible local reformulation that removes from the bulk while simultaneously (a) avoiding collapse to the residue-free (trivial) branch, (b) preserving the tensor-sector locking diagnostics used in this note as admissibility tests (including luminality), and (c) keeping IR closure (no induced universal long-range force through matter re-coupling).
Discussion. Corollary 1 is intentionally modest: it is a local and infrared statement. It does not claim UV uniqueness, nor does it exclude higher-derivative completions. Rather, it states that once the observable sector is fixed by full projective invariance plus projection, the two-derivative admissible operator class closes into an IR-consistent island whose nontrivial representatives retain a single auditable trace/scalar residue, namely . In this sense, the scalar is not a projective compensator and not an extra matter field: when used at all, it is merely a longitudinal potential for on admissible domains in the scalar channel (A6′), i.e. a representative choice rather than an off-shell equivalence.
6.2. Outlook: Global Phase and Holonomy (Beyond Admissible Domains)
The analysis above is formulated on admissible domains: smooth, local patches with no defects and no prescribed topological data. On such domains, Assumption A6′ allows one to restrict attention to a longitudinal representative of the residue in the scalar channel, , so that locally can be taken to be exact. A genuinely new observable can arise only if one supplies additional global input, for example a nontrivial cycle and an obstruction to choosing a globally exact representative.
Holonomy candidate. A natural global diagnostic is a Wilson-line-like phase built directly from the invariant residue one-form,
to be evaluated in the same observable posture (including the
projection) adopted throughout this note. By construction,
is insensitive to projective gauge choices along the orbit because
itself is projectively invariant.
Local triviality versus global obstruction. On a simply-connected admissible patch, one may choose a longitudinal representative in which
(and, in the scalar channel,
), so that the holonomy vanishes,
Thus, within the admissible domains used for the present classification, holonomy does not provide an additional independent observable beyond the local residue captured by .
Why this is deferred. A nontrivial requires extra topological input: defects, punctures, branch cuts, nontrivial fundamental group, or boundary/defect data that obstructs writing as a globally exact form. Such ingredients lie outside the admissible domains assumed throughout this note and would require a separate classification problem (including defect/boundary conditions, compatibility with the projection, and consistency with the IR admissibility requirements). We therefore defer the holonomy/global-phase upgrade to future work, emphasizing again that the present results are purely local and IR.
Acknowledgments
The author thanks the anonymous referees for comments that improved the manuscript. Limited use of generative language tools was made solely for English/style polishing; all scientific reasoning, derivations, results, and conclusions are the sole responsibility of the author.
Conflicts of Interest
The author (Chien-Chih Chen) is employed by Chunghwa Telecom Co., Ltd. Chunghwa Telecom Co., Ltd. had no role in the study design, analysis, interpretation, decision to publish, or preparation of the manuscript. The views expressed in this article are solely those of the author and do not necessarily reflect those of the employer. The author declares no competing interests.
Appendix A. Minimal Dictionary for Projective Palatini and the Scalar PT Projection
This appendix collects the minimal conventions and “posture dictionary” used throughout the note. Its purpose is practical: to make the main text auditable without interrupting the logical flow. We work in four spacetime dimensions with metric signature . Greek indices denote spacetime indices; symmetrization and antisymmetrization follow , .
Appendix A.1. Fields, Conventions, and Basic Tensors
Appendix A.1.1.1. Independent variables.
The fundamental fields are a metric and an independent affine connection (Palatini posture). Unless stated otherwise, no a priori metric-compatibility or torsion constraint is imposed.
Appendix A.1.1.2. Covariant derivatives.
Throughout the note,
denotes the covariant derivative defined by the independent connection
. We also use the Levi–Civita derivative of
,
for representative bookkeeping (notably integration-by-parts organization in the operator basis; cf. the choice of
in
in
Section 3). Switching between
∇ and
reshuffles terms within the same two-derivative class modulo admissible boundary improvements and basis changes, as fixed in
Section 3.3.
Appendix A.1.1.3. Curvature.
The curvature of
is
with Ricci tensor
and scalar
.
Appendix A.1.1.4. Torsion and its traces.
The
projectively relevant torsion trace (vector) used throughout the main text is defined by contracting the first and second indices:
which is the trace that shifts under projective transformations with the sign convention adopted in
Section 2 and
Section 3. The axial torsion (pseudo-vector) is
where
is the Levi–Civita tensor (with
in our convention). In this framework, the axial sector is decoupled from the trace dynamics.
Appendix A.1.1.5. Non-metricity.
The non-metricity tensor is
with traces
and
. In the two-derivative truncation with projective invariance plus the scalar
projection, non-metricity enters either in projectively removable combinations or in
-odd scalars that are filtered out in the observable sector; we keep it explicit here only as a bookkeeping option.
Appendix A.2. Projective Invariance, Compensator One-Form, and Invariant Residue
Appendix A.2.2.6. Projective transformation.
The defining symmetry of the posture is the projective transformation
for an arbitrary one-form
. Two connections related by (
A8) are in the same projective equivalence class.
Appendix A.2.2.7. Projective behavior of torsion trace and curvature.
Under (
A8), the torsion trace (
A5) shifts as
The Ricci tensor transforms as
so
is projectively invariant while
is projectively variant.
Appendix A.2.2.8. Compensator one-form and invariant residue.
To implement
full projective invariance for an arbitrary one-form
, we introduce a compensator one-form
transforming as
The projectively invariant residue one-form is then
which is invariant under (
A8) for an arbitrary
by construction. This is the residue that appears in the observable trace/scalar channel in the main text.
Appendix A.2.2.9. Variational Status.
No independent equation of motion for is imposed; is not a propagating field and carries no physical initial data. The variational principle acts on the quotient space, i.e., on .
Appendix A.2.2.10. Scalar representative on admissible domains (A6 ′ ).
This note focuses on the scalar observable channel and, on admissible domains, restricts attention to longitudinal representatives where
Locally (on a contractible patch) this implies that
can be taken to be exact, so one may choose a background longitudinal potential
such that
with constant
fixed by the representative/basis conventions. Crucially,
is
not a projective compensator in Route A: it is only a
background longitudinal potential for the invariant residue
in the scalar channel, used for compact diagnostics and minimal counterexamples. Equation (
A14) is therefore a
representative choice on backgrounds, not an off-shell equivalence to be imposed before variation.
Appendix A.3. Scalar PT Projection and the Observable Sector
Appendix A.3.3.11. Operational definition of Π PT .
To eliminate ambiguity about the observable content, we define the projector
acting on local scalars
by
based on the following standard parity (
P) and time-reversal (
T) assignments for the fundamental building blocks:
P-even, T-even: Metric , symmetric Ricci , torsion trace , non-metricity trace .
P-odd: Levi–Civita tensor , axial torsion vector .
Appendix A.3.3.12. Sector Truncation vs. Projection.
It is important to note that while filters out pseudoscalars (e.g., ), it does not act on parity-even scalars such as the axial torsion squared . In our framework, the axial sector (including ) is explicitly excluded by the Trace/Scalar Sector Truncation (Assumption A3), ensuring the operator basis is generated strictly by the metric and the trace residue.
Appendix A.3.3.13. PT-even truncation.
When we refer to “-even operators” in the main text, we mean operators that survive this scalar projection, i.e. those built from -even scalar combinations of the metric, , and the trace/scalar residue.
Appendix A.4. Minimal Matter Posture and IR Closure (Dictionary Entry)
Appendix A.4.4.14. Jordan minimal coupling.
As part of the definition of admissibility (E4)(iv), matter is taken to couple minimally to the metric . This defines the reference frame for IR closure. Universal couplings of matter to the residue (or ) are classified as IR non-closure (fifth force).
Appendix B. Supplemental Steps for the Minimal Counterexample
This appendix supplies representative intermediate steps supporting the minimal counterexample used in
Section 5. The goal is local and illustrative: we show, within the two-derivative
-even, projectively admissible class and the fixed minimal matter posture, how a Weyl/frame redefinition designed to absorb
generically triggers the
diagnostic (universal matter re-coupling), and why attempts to avoid
by changing the matter frame are not admissible within the posture of the note (and are tracked as
relative to the locking-test clause).
Appendix B.1. Representative Weyl Transformation and Matter Re-Coupling
Appendix B.5.5.15. Weyl ansatz.
Consider a local Weyl redefinition of the metric,
with the induced relations
Because the posture is Palatini,
is independent of
; the Ricci contraction rescales as
Appendix B.5.5.16. Matter sector under the fixed posture.
With the fixed minimal matter posture (
Appendix A,
Appendix A.4), the matter action depends on the metric
:
Under the variation with respect to the scalar
, we use the chain rule via the metric:
Substituting the variation induced by the Weyl ansatz
, we obtain:
Expressing this in the
-frame variables (
and
appropriately scaled), the structure remains:
where
is non-vanishing for non-constant
. Thus, any nontrivial
generates a universal matter coupling proportional to the trace of the stress tensor, creating a long-range scalar force channel in the IR. This constitutes the diagnostic failure mode
in
Section 5.
Appendix B.5.5.17. On compensating matter redefinitions.
One may try to accompany (
A16) by matter-field redefinitions to remove
-dependence from
. In this note, such a “universal compensation” is not included among admissible equivalences for generic matter content: it is either non-universal across matter sectors or induces non-minimal (often derivative) operators that leave the fixed two-derivative admissible class, matching the
or
entries in the exclusion table.
Appendix B.2. Why “Redeclare Minimal Coupling in g ^” is Outside the Posture
Avoiding (
A22) by
postulating as the matter action amounts to a change of posture (a different choice of what “minimal coupling” means). Since the note fixes the minimal matter posture in the
frame (Jordan minimal coupling), this move is not an admissible reformulation within the note. Operationally, the main text records this as an
failure relative to the locking-test admissibility clause: once one allows posture changes, the tensor-sector diagnostics used here are no longer protected by the same admissible-equivalence logic.
Specifically, as detailed in Ref. [
2] (see e.g., Eq. (4.12) therein), the conformal transformation generates kinetic mixing terms of the form
in the tensor quadratic action. These terms break the delicate algebraic cancellation
that is enforced by the projective symmetry in the original frame, thereby violating the luminality diagnostic required by
Test L2 (consistent with Assumption A5-ii).
Appendix C. Locking Diagnostics and Observational Constraints (Specification Only)
This appendix records, in a compact “specification” format, the tensor-sector diagnostics that are used in the main text as
admissibility tests (failure mode
). No derivations are provided here; the purpose is to make the use of these tests auditable without importing additional dynamical assumptions into the local two-derivative classification. Where a derivation is needed, it is deferred to the companion note (Ref. [
2]) referenced in the main text.
Appendix C.1. Tensor Quadratic Action and the Luminality Diagnostic
Appendix C.7.7.18. Definition (tensor quadratic action).
On an admissible spatially flat FRW background
, the transverse-traceless tensor perturbation
admits a quadratic action of the form
with background-dependent coefficients
and
determined by the chosen admissible representative of the two-derivative
-even operator class.
Appendix C.7.7.19. Diagnostic (luminality).
The tensor propagation speed is
In this note, “luminality” refers to the diagnostic condition on admissible backgrounds. A reformulation that changes the posture/equivalence class so that is no longer guaranteed within the same admissible logic is recorded as .
Appendix C.2. Equal–Coefficient Identity as a Locking Diagnostic
Appendix C.8.8.20. Diagnostic identity (spec).
A central operational diagnostic used in the note is the existence, on admissible backgrounds, of an identity of the form
where:
and denote the coefficients entering the tensor quadratic action for a chosen admissible combination/representative labeled by w (as defined in the main text and companion analysis),
is a local improvement current built from the same field content and derivative order as the two-derivative truncation, and
the right-hand side is a total derivative (boundary improvement).
Operationally, when (
A25) holds on admissible domains, it supports the locking diagnostic
(hence
) in the sense used in the main text: deviations are controlled by improvements rather than bulk mismatches.
Appendix C.8.8.21. Use in this note.
The main text does
not derive (
A25); it uses it as a checkable admissibility test: if an attempted local reformulation pushes the would-be equality
into an unprotected tuning requirement (i.e. if (
A25) no longer holds within the admissible equivalences), the move is classified as
.
Appendix C.3. Mixing-Matrix Non-Collinearity (Diagnostic Premise)
Appendix C.9.9.22. Diagnostic premise (spec).
In the companion analysis, the tensor coefficients can be organized using a
mixing structure (“mixing matrix”) that relates candidate operator representatives to the kinetic/gradient coefficients entering (
A23). A premise used as an admissibility test is that, on admissible backgrounds, the two relevant row vectors are not collinear (“non-collinearity”). This premise prevents a degeneracy where the diagnostic separation between kinetic and gradient structures collapses.
Appendix C.9.9.23. Use in this note.
Here, non-collinearity is treated strictly as a diagnostic premise: it underwrites the meaningfulness of the locking tests (equal–coefficient identity and luminality checks) on the admissible backgrounds under consideration. A local move that invalidates this premise (for instance, by leaving the admissible two-derivative class or by changing the posture in a way that reintroduces forbidden mixing) is recorded as .
Appendix C.4. Summary: Admissibility-Test Status
For clarity, we restate the status of this appendix:
Appendix D. (Optional): Relation to Companion Notes and Scope Separation
This optional appendix is non-technical. Its purpose is to document how the present note interfaces with the broader paper sequence, without importing additional assumptions into the local IR analysis. Readers interested only in the classification/no-go result may skip this appendix.
Appendix D.1. Scope Separation: What This Note Does (And Does Not) Claim
The main text establishes a local IR classification statement: within the two-derivative truncation, the -even and projectively admissible bulk operator class is closed under the admissible equivalences defined in the note, and the projected trace/scalar residue (represented by ) cannot be removed by any admissible local reformulation without triggering one of the diagnostic failure modes . This is not a UV uniqueness claim, and it does not address global/topological phases. Any holonomy/global upgrade is explicitly deferred to settings where the required global/topological assumptions are stated from the start.
Appendix D.2. How Companion Papers Enter (Posture Vs. Tests)
Appendix D.12.12.24. Ref. [1] (posture and observable map).
Ref. [
1] establishes the projective Palatini posture and the scalar
projection used to define the scalar observable sector. The present note takes that posture as input and focuses on the IR-truncated operator classification and admissible equivalences.
Appendix D.12.12.25. Ref. [2] (locking diagnostics).
Ref. [
2] provides derivations for the locking diagnostics summarized here in
Appendix C. In the present note, these enter only as admissibility tests (failure mode
); no additional dynamical content is imported beyond their audit-level specification.
Appendix D.12.12.26. Division of labor (one sentence).
Ref. [
1] fixes the posture, this note establishes the local IR residual/no-go within the admissible two-derivative class, and Ref. [
2] supplies the derivations for the locking diagnostics used as admissibility tests.
Appendix E. Completeness Proof Sketch for the Curvature-Linear Basis and the Local No-Go Coefficients
This appendix provides the explicit decomposition supporting Lemma 3.1 and details the geometric coefficients underpinning the local no-go result in Proposition 4.2.
Explicit Distortion Decomposition. The distortion tensor
decomposes into irreducible representations. In the trace/scalar sector (Assumption A3), using the torsion trace definition
adopted throughout this note, the distortion is fully determined by the invariant residue
and non-metricity trace
. The irreducible decomposition takes the form:
where ellipses denote traceless/axial parts excluded by truncation. Note that we have explicitly written this in terms of the projectively invariant residue
, reflecting the Route A compensator mechanism where
is replaced by
in the frame-independent variables.
Expansion of the Affine Curvature (Traceability). Substituting (
A26) into the definition of the affine curvature scalar
, we obtain an expansion with fixed geometric coefficients. Specifically, inserting the distortion decomposition
into
generates a kinetic mixing term
and a mass term
with fixed geometric coefficients determined by the spacetime dimension
D. For
, the expansion reads (up to total derivatives absorbed in
):
where
and
are non-zero numerical constants derived from the tensor contractions in (
A26).
Origin of the Algebraic Obstruction. The effective coefficients
and
governing the obstruction in Proposition 4.2 are therefore not arbitrary; they are linear combinations of the potential functions
and these geometric constants:
The `algebraic obstruction’ arises because removing these induced terms (i.e., enforcing and ) requires determining such that these geometric contributions are exactly cancelled by the potential terms . Generically, this constrains to a constant or forces the theory onto the trivial branch where the residue vanishes.
Reduction of candidate scalars.Table A1 summarizes the reduction logic for representative candidate terms, updated to reflect the strict sector truncation.
Table A1.
Reduction of candidate two-derivative scalars to the basis .
Table A1.
Reduction of candidate two-derivative scalars to the basis .
| Candidate Term |
Reduction Mechanism |
|
1. Torsion trace squared () |
Captured by after introducing the compensator . |
|
2. Non-metricity trace () |
Reducible to . Integrating out the auxiliary merely renormalizes the coefficients of the sector (e.g., shifting ) without generating new dynamical degrees of freedom. |
|
3. Axial torsion () |
Excluded by Truncation. While is P-even, it belongs to the axial sector which is explicitly decoupled by Assumption A3 (Trace/Scalar Sector Truncation). It is not removed by , but by the choice of operator basis. |
|
4. Divergences () |
Boundary / Redundant. Via , these become total derivatives (removed by equivalence E1) plus quadratic distortion terms which map back to cases 1–2. |
|
5. Quadratic Curvature () |
Excluded. By definition of the curvature-linear truncation (to avoid ghosts/extra DOFs), these terms are outside the operator class. |
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