Submitted:
31 October 2025
Posted:
04 November 2025
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Abstract
Keywords:
1. Introduction
2. Materials and Methods
2.1. Performance Indicator Selection
- Energy Use Intensity (EUI), defined as kBtu ft⁻²·yr⁻¹, is a measure of the total building energy demand when occupied under normal conditions and is used as the baseline for operational efficiency [9,33,34]. It is the most common indicator in benchmarking standards, including LEED and Energy Star [24,41], which enables it to cross-reference with empirical data, including the U.S. DOE RECS 2020 survey [5].
- Safe-Zone Hours (SZH) are the time during which the indoor operative temperature is kept within the range of 68-86°F in the event of a simulated 72-hour power interruption. The indicator is a measure of passive survivability, the capability of the building envelope and thermal mass to keep the building environment habitable in the event of a grid failure, an ever more pressing concern in Baltimore, where high-heat events and outage incidents frequently go hand in hand [18,20,21].
- Roof > 150 °F degree-hours cumulative surface-temperature exceedance above 150 °F calculated based on hourly roof-surface outputs in EnergyPlus [34]. The 150°F temperature marks the onset of softening of the bituminous membrane and the rapid deterioration of the sealant, as confirmed by ASTM E903 and ISO 15686 exposure tests [44,45]. This variable serves as a proxy for exposure to overheating and the amplification of the microclimate at the roof level [6,43].
- Lastly, the ISO-based Service-Life Index (SLI) converts the exposure to the environment into the anticipated life of the component (years). In accordance with ISO 15686-8 [45], the index adjusts the reference service life using temperature, moisture, and UV correction factors based on simulation results [59]. It is a compromise between the adaptation and asset-management approaches with a direct relationship between envelope durability and climatic stress [4,19].
2.2. Study Area Context
2.3. Archetype Definition and Parametric Matrix
- The level of lateral heat exchange is determined by exposure. Mid-block units have both sides of the party walls, conductive gain and loss are minimized, but end-units have three fully exposed facades, which add solar and wind loading by about 20-25 percent.
- The shape of the roof is a difference between traditional flat-roof masonry (bituminous or EPDM membranes) and pitched-roof retrofits (asphalt shingles). Pitched roofs have higher solar absorptance and convective heat transfer, whereas flat roofs have greater stagnation of heat and moisture.
- Vertical thermal coupling is controlled by foundation type. Mass in basement buildings helps balance temperature and humidity changes; slab-on-grade foundations, used in infill construction after 1950, react more quickly to day-night temperature changes and surface runoff.
2.4. Simulation Setup and Boundary Conditions
2.5. Deficit Index (DI) Computation
2.6. Sensitivity and Validation
3. Results
3.1. Energy Performance
3.2. Passive Survivability
3.3. Roof Overheating Risk
3.4. Material Durability
3.5. Composite Diagnostics and Deficit Indices
3.6. Sensitivity Outcomes
4. Discussion
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Model ID | Exposure Type | Roof Form | Height / Ground Condition | Key Distinguishing Feature | Representative Neighborhood Example |
|---|---|---|---|---|---|
| M1 | Mid-block | Flat | 2 F + Basement | Shared party walls on both sides; lowest envelope exposure | Broadway East, Baltimore |
| M2 | Mid-block | Flat | 3 F Above-Grade | Taller variant with full above-grade basement; higher vertical stack | Penn North |
| M3 | Mid-block | Pitched | 2 F + Basement | Gable-roof typology; moderate thermal mass | Reservoir Hill |
| M4 | Mid-block | Pitched | 3 F Above-Grade | Extended attic volume; increased solar gain on upper floor | Union Square |
| M5 | End-unit | Flat | 2 F + Basement | Corner exposure on two façades; higher daylight potential | McElderry Park |
| M6 | End-unit | Flat | 3 F Above-Grade | Full corner stack; maximum surface-to-volume ratio | Druid Heights |
| M7 | End-unit | Pitched | 2 F + Basement | Corner unit with sloped roof; moderate attic ventilation | Upton |
| M8 | End-unit | Pitched | 3 F Above-Grade | Tallest and most exposed configuration; highest solar load | Sandtown-Winchester |
| Category | Variable/Indicator | Measurement Source/Threshold | Purpose | Rationale for Inclusion |
|---|---|---|---|---|
| Performance Indicators | Energy Use Intensity (EUI) | Annual energy balance (kBtu ft⁻² yr⁻¹) | Energy efficiency | Standard benchmarking metric; reflects baseline demand. |
| Safe-Zone Hours (SZH) | Indoor 68–86 °F (72 h outage) | Passive survivability | Quantifies thermal autonomy during power failure. | |
| Roof > 150 °F degree-hours | Surface Temp Time Series (> 150 °F) | Overheating risk | Captures roof and envelope heat stress affecting both comfort and materials. | |
| ISO Service-Life Index (SLI) | ISO 15686-8 adjusted (years) | Durability/resilience | Estimates component longevity under thermal-moisture exposure. | |
| Archetype Variables | Exposure | Mid-block / End-unit | Lateral boundary condition | Represents shared wall shielding vs. corner exposure. |
| Roof Form | Flat / Pitched | Roof geometry/absorptance | Differentiates solar gain, runoff, and maintenance risk. | |
| Foundation Type | Basement / Slab-on-grade | Ground thermal coupling | Governs subsurface cooling and moisture buffering. |
| Category | Parameter | Baseline Value/Description | Source/Reference |
|---|---|---|---|
| Weather Data | Climate file | Baltimore TMY3 (BWI Station 724060), representative typical year | [21,29] |
| Simulation period | Full year (8,760 h); July subset used for A4 domain (roof > 150 °F hours) | This study | |
| Design conditions | ASHRAE 1% Cooling; 99% Heating Design Temperatures (92 °F / 14 °F) | [30] | |
| Building Geometry | Total floor area | 1500 ft² per unit | [21] |
| Floor configuration | 2F + Basement or 3 Above-Grade Floors | [21,39] | |
| Exposure types | Mid-block (shared walls) / End-unit (exposed walls) | Field survey & BNIA [2] | |
| Roof form | Flat (bitumen membrane) / Pitched (3:12 asphalt shingle) | [21,26] | |
| Foundation | Basement (8 ft) or Slab on Grade | [21] | |
| Envelope & Materials | Wall construction | 2 Wythe brick (200 mm) + plaster interior | [39] |
| Roof construction | 25 mm plywood deck + 100 mm insulation (λ = 0.035 W/mK) + finish layer | [21,33] | |
| Floor assembly | 100 mm concrete slab + vapor barrier + tile finish | [21] | |
| Window/door | Double-glazed (3.0 W/m²K; SHGC = 0.55) | [21,29] | |
| Airtightness | 0.5 ACH at 50 Pa (baseline); 0.3–0.6 ACH tested in sensitivity | [39] | |
| Albedo | 0.25 (baseline); 0.50–0.75 tested in sensitivity | [33] | |
| Thermal mass | Brick density 1,800 kg m⁻³; specific heat 840 J kg⁻¹ K⁻¹ (±15% range) | [33,41] | |
| Internal Gains & Schedules | Occupancy | 3 persons; ASHRAE 55 metabolic rate 1.0 met at summer setpoints | [30] |
| Equipment loads | 0.3 W ft⁻² continuous (plug and lighting gains) | [21] | |
| HVAC setpoints | Cooling setpoint 75 °F; Heating setpoint 68 °F (auto off during outage) | [30] | |
| Natural ventilation | Operative only when T_out < T_in and ΔT ≥ 2 °C; 0.6 ACH nominal | [31] | |
| Simulation Control | Software version | DesignBuilder v7.0 interface; EnergyPlus v9.6 engine | This study |
| Time step | 10 minutes (aggregated hourly for A1–A5 analysis) | [21,27] | |
| Output variables | Energy use, zone temperature, roof surface temperature, component heat flux | This study | |
| Validation Benchmarks | Reference dataset | Calibrated Baltimore row-home models (Adhikari et al., 2025) ± 8 % EUI agreement | [21] |
| Comparative benchmark | DOE RECS 2023 row-home energy range (45–70 kBtu ft⁻² yr⁻¹) | [5] |
| Index / Component | Included Domains | How It’s Calculated (0–100 scale) | Weighting Logic | What It Means / Why It’s Used | Data Source |
|---|---|---|---|---|---|
| Lean Deficit Index (DIₗ) | Energy, Survivability, Overheating, Durability | Average of all domain scores on a 0–100 scale. | Equal weights for each domain. | Shows the basic physical resilience of each archetype without accounting for interactions between factors. | Simulation results from DesignBuilder / EnergyPlus. |
| Full Deficit Index (DIf) | A1–A5 plus cross-domain effects (e.g., A4 → A5, A1 ↔ A3) | Adds penalties for interactions between domains, such as heat-reducing durability. | Includes extra weighting factors (0.25–0.40) for linked effects. | Reflects total resilience when multiple stress factors act together. | Derived from literature-based interaction factors [35,36,37,38]. |
| Normalization (Nᵢ) | All domains | Converts each indicator to a standard 0–100 scale. | Based on each domain’s lowest and highest values. | Makes results comparable across different indicators and units. | Simulation dataset for all archetypes (M1–M8). |
| First-Failure Domain (FFD) | A1–A5 | Identifies the domain with the highest deficit score. | - | Shows which aspect (energy, heat, etc.) fails first; used to guide retrofit priorities. | Computed for each archetype after normalization. |
| Parameter Change | Δ A1 EUI (kBtu ft⁻² yr⁻¹) | Δ A3 Safe-Zone Hours (72 h) | Δ A4 Roof >150 °F (h) | Δ A5 Durability (% Index) | Δ Lean DI (pts) | Retrofit Implication |
|---|---|---|---|---|---|---|
| Increase roof albedo 0.25 → 0.75 | −4.2 (≈ −9 %) | +3.5 h (≈ +7 %) | −37 h (≈ −18 %) | +2.1 % (≈ +1.6 y) | −8.5 | High-reflectance coatings significantly reduce overheating and are a cost-effective first intervention. |
| Reduce infiltration 0.6 → 0.3 ACH | −5.3 (≈ −8 %) | +1.8 h (≈ +4 %) | −14 h (≈ −6 %) | +1.2 % | −6.1 | Airtight improvements yield energy and comfort gains, essential for low-cost SR packages. |
| Increase thermal mass +15 % (brick density) | −0.8 (≈ −2 %) | +5.2 h (≈ +10 %) | −9 h (≈ −4 %) | +0.7 % | −4.3 | Enhanced mass delays overheating, which improves survivability during outages. |
| Combined envelope enhancement (High albedo + Low infiltration + High mass) | −9.8 (≈ −15 %) | +9.0 h (≈ +18 %) | −62 h (≈ −28 %) | +3.5 % (≈ +2.8 y) | −12.4 | Synergistic gains demonstrate the substantial adaptive value of envelope-first retrofits before deep renovation. |
| Model ID | Exposure | Roof Type | Height/Ground | A1 EUI (kBtu ft⁻² yr⁻¹) | Δ vs Lowest (%) | Relative Ranking (1 = Best) | Category Trend/Observation |
|---|---|---|---|---|---|---|---|
| M1 | Mid-block | Flat | 2 F + Basement | 46.7 | – | 1 | Lowest EUI; baseline for comparison |
| M2 | Mid-block | Flat | 3 F Above-Grade | 50.95 | + 9.1 | 3 | Taller mid-block increases exposure |
| M3 | Mid-block | Pitched | 2 F + Basement | 47.67 | + 2.1 | 2 | Slight increase due to roof geometry |
| M4 | Mid-block | Pitched | 3 F Above-Grade | 51.72 | + 10.8 | 4 | Height + roof tilt raises demand |
| M5 | End-unit | Flat | 2 F + Basement | 54.80 | + 17.3 | 5 | End-wall losses elevate EUI |
| M6 | End-unit | Flat | 3 F Above-Grade | 66.70 | + 42.7 | 7 | Tallest flat roof; highest demand |
| M7 | End-unit | Pitched | 2 F + Basement | 55.74 | + 19.3 | 6 | Roof geometry adds heat gain |
| M8 | End-unit | Pitched | 3 F Above-Grade | 67.55 | + 44.6 | 8 | Max exposure; worst energy performance |
| Model ID | Exposure | Roof Type | Height / Ground | Safe-Zone Hours (SZH) (68–86 °F / 72 h) | % of Safe Period | Peak Indoor Temp (°F) | Relative Ranking (1 = Best) | Observations |
|---|---|---|---|---|---|---|---|---|
| M1 | Mid-block | Flat | 2 F + Basement | 0 h | 0 % | 99 | 6 | Rapid heat gain; no safe period |
| M2 | Mid-block | Flat | 3 F Above-Grade | 9 h | 13 % | 96 | 4 | Taller form delays peak heat slightly |
| M3 | Mid-block | Pitched | 2 F + Basement | 17 h | 24 % | 94 | 2 | Best mid-block performance |
| M4 | Mid-block | Pitched | 3 F Above-Grade | 9 h | 13 % | 95 | 4 | The stack effect reduces the roof benefit |
| M5 | End-unit | Flat | 2 F + Basement | 23 h | 32 % | 93 | 1 | Highest survivability; optimal orientation |
| M6 | End-unit | Flat | 3 F Above-Grade | 0 h | 0 % | 99 | 6 | Critical risk; high internal gain |
| M7 | End-unit | Pitched | 2 F + Basement | 16 h | 22 % | 95 | 3 | Balanced thermal inertia |
| M8 | End-unit | Pitched | 3 F Above-Grade | 0 h | 0 % | 100 | 6 | Worst survivability; severe heat stress |
| Model ID | Exposure | Roof Type | Height / Ground | Roof Hours >150 °F | % of July Daylight (455 h) | Degree-Hours >150 °F | Δ vs Lowest (%) | Relative Ranking | Interpretation |
|---|---|---|---|---|---|---|---|---|---|
| M1 | Mid-block | Flat | 2 F + Basement | 170 h | 37.4 % | 510 °F·h | – | 5 | Typical mid-block flat-roof heating pattern |
| M2 | Mid-block | Flat | 3 F Above-Grade | 180 h | 39.6 % | 540 °F·h | + 5.9 % | 4 | Taller volume increases roof exposure |
| M3 | Mid-block | Pitched | 2 F + Basement | 200 h | 44.0 % | 600 °F·h | + 17.6 % | 3 | Slope amplifies solar loading |
| M4 | Mid-block | Pitched | 3 F Above-Grade | 210 h | 46.2 % | 630 °F·h | + 23.5 % | 2 | Highest among mid-blocks; stack + slope |
| M5 | End-unit | Flat | 2 F + Basement | 150 h | 33.0 % | 450 °F·h | − 11.8 % | 6 | Slightly cooler from exposure + ventilation |
| M6 | End-unit | Flat | 3 F Above-Grade | 160 h | 35.2 % | 480 °F·h | − 5.9 % | 5 | Height effect offset by lateral exposure |
| M7 | End-unit | Pitched | 2 F + Basement | 185 h | 40.7 % | 555 °F·h | + 8.8 % | 4 | High sidewalls gain on sloped surfaces |
| M8 | End-unit | Pitched | 3 F Above-Grade | 195 h | 42.9 % | 585 °F·h | + 14.7 % | 1 | Highest overheating risk overall |
| Model ID | Exposure | Roof Type | Height / Ground | Durability Index (%) | Equivalent Service Life (yrs) | Δ vs Highest (yrs) | Relative Ranking | Primary Degradation Driver | Observations |
|---|---|---|---|---|---|---|---|---|---|
| M1 | Mid-block | Flat | 2 F + Basement | 81 % | ≈ 40.5 yrs | − 1.5 | 2 | Thermal cycling + moisture intrusion | Baseline: moderate decline in parapet sealants |
| M2 | Mid-block | Flat | 3 F Above-Grade | 70 % | ≈ 35.0 yrs | − 7.0 | 6 | Solar + wind exposure | Height amplifies the degradation of upper masonry courses |
| M3 | Mid-block | Pitched | 2 F + Basement | 73 % | ≈ 36.5 yrs | − 5.5 | 4 | Roof expansion stress | Moderate heat fatigue; slope drainage beneficial |
| M4 | Mid-block | Pitched | 3 F Above-Grade | 62 % | ≈ 31.0 yrs | − 11.0 | 8 | Solar radiation + joint fatigue | Lowest mid-block durability |
| M5 | End-unit | Flat | 2 F + Basement | 84 % | ≈ 42.0 yrs | 0 | 1 | Lower solar load + ventilation | Most durable, balanced exposure and cooling |
| M6 | End-unit | Flat | 3 F Above-Grade | 72 % | ≈ 36.0 yrs | − 6.0 | 5 | Roof membrane fatigue | High surface cycling, average life |
| M7 | End-unit | Pitched | 2 F + Basement | 75 % | ≈ 37.5 yrs | − 4.5 | 3 | Thermal expansion | Moderate resilience; pitched roof aids runoff |
| M8 | End-unit | Pitched | 3 F Above-Grade | 64 % | ≈ 32.0 yrs | − 10.0 | 7 | Wind + UV exposure | Highest degradation rate; severe fatigue risk |
| Model ID | Exposure | Roof Type | Height / Ground | Lean DI (0–100) | Full DI (0–100) | Δ (Full – Lean) | First-Failure Domain | Resilience Category | Observations |
|---|---|---|---|---|---|---|---|---|---|
| M1 | Mid-block | Flat | 2 F + Basement | 36.7 | 50.4 | +13.7 | A3 Survivability | Moderate | Balanced baseline; fails under outage conditions |
| M2 | Mid-block | Flat | 3 F Above-Grade | 48.7 | 50.5 | +1.8 | A5 Durability | Moderate | Height stress raises material fatigue |
| M3 | Mid-block | Pitched | 2 F + Basement | 41.0 | 39.7 | −1.3 | A4 Overheating | High | Stable; minor roof overheating risk |
| M4 | Mid-block | Pitched | 3 F Above-Grade | 71.2 | 69.2 | −2.0 | A4 Overheating | Low | Stack and slope exacerbate heat stress |
| M5 | End-unit | Flat | 2 F + Basement | 9.7 | 7.8 | −1.9 | A1 Energy | Very High | Best-performing archetype; retrofit-ready baseline |
| M6 | End-unit | Flat | 3 F Above-Grade | 66.8 | 71.5 | +4.7 | A3 Survivability | Low | Heat gain from roof and sidewalls; outage-vulnerable |
| M7 | End-unit | Pitched | 2 F + Basement | 43.3 | 41.6 | −1.7 | A4 Overheating | High | Moderate adaptation capacity; thermal penalty limited |
| M8 | End-unit | Pitched | 3 F Above-Grade | 91.5 | 92.4 | +0.9 | A1 Energy | Very Low | Highest deficit; unsuitable without deep retrofit |
| Scenario ID | Parameter Modified | Adjustment Range | Δ (EUI, %) | Δ (SZH, h) | Δ (Roof >150 °F, %) | Δ (Service Life, yrs) | Δ Lean DI (points) | Key Observation | Retrofit Implication |
|---|---|---|---|---|---|---|---|---|---|
| S1 | Roof Albedo | 0.25 → 0.75 | − 4.2 | + 2.5 | − 18.0 | + 1.6 | − 5.8 | High-reflectivity measures reduce roof overheating by ~20 %. | Apply white or cool-roof coatings for low-cost mitigation. |
| S2 | Infiltration Rate | 0.6 → 0.3 ACH | − 8.0 | + 1.0 | − 4.5 | + 0.7 | − 3.9 | Airtight envelopes improve energy efficiency; minor overheating offset. | Implement blower-door–guided sealing; maintain ventilation control. |
| S3 | Thermal Mass | +15 % wall density | − 1.5 | + 5.0 | − 2.3 | + 0.8 | − 2.1 | Increased heat capacity extends safe-zone duration by 4–6 h. | Add internal mass (gypsum/brick linings) for passive heat buffering. |
| S4 | Combined Envelope Upgrade | S1 + S2 + S3 | − 12.0 | + 8.0 | − 22.0 | + 2.5 | − 12.4 | An integrated envelope retrofit provides synergistic benefits across domains. | Bundle roof, sealing, and mass measures as the Standard Retrofit (SR) kit. |
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