The companion paper
Redshift Without Expansion [
5] established that luminosity distance, surface brightness, and supernova time dilation can be reproduced through an empirically constrained redshift kernel
without invoking metric expansion. That work demonstrated observational equivalence at the level of geometric tests but left the thermal evolution of the radiation field unaddressed. The present analysis completes the background program by proving that the same kinetic framework preserves the CMB blackbody spectrum exactly, maintains zero chemical potential distortion, and enforces global energy conservation through an explicit entropy reservoir
.
Table 2 summarizes the observational coverage achieved across both studies.
Together, these results demonstrate that all background-level CMB observables, spectral form, temperature evolution, photon density scaling, and energy balance. Follow from collisionless Boltzmann dynamics under a frequency-independent redshift operator. The framework does not address CMB anisotropies, large-scale structure formation, or primordial nucleosynthesis, which involve perturbation theory and microphysical processes beyond the scope of the present kinematic description. Extension to these domains represents the next stage of theoretical development and will determine whether the observational degeneracy with CDM persists or breaks at the level of inhomogeneous cosmology.
5.1. Observational Degeneracy and Its Implications
At the background level, the kinetic redshift model and
CDM produce identical predictions for all thermodynamic observables. Both frameworks satisfy the same conservation equations,
and yield the same temperature-redshift law
. The mathematical equivalence
reflects a deeper underdetermination. The same observational data can be explained by either metric expansion or kinetic frequency evolution, with no empirical criterion distinguishing the two at the level of homogeneous, isotropic backgrounds.
This degeneracy is not a weakness but a clarification of what the data constrain. Background observations determine the functional form of redshift evolution but do not uniquely specify the physical mechanism. The standard interpretation attributes redshift to the expansion of space; the kinetic interpretation attributes it to a statistical process encoded in . Both are consistent with present measurements. Philosophers of science recognize such cases as instances of empirical equivalence, where distinct theoretical structures yield identical empirical consequences. The CMB, historically regarded as definitive evidence for expansion, is better understood as evidence for a specific pattern of redshift and cooling. one that expansion explains but does not uniquely require. Breaking the degeneracy will require observations sensitive to perturbations or microphysics. CMB anisotropies, which probe gravitational potentials and velocity fields, may distinguish static from expanding geometries. Structure formation, governed by the growth of density perturbations, depends on the background evolution and may yield different predictions under versus . Primordial nucleosynthesis, sensitive to the early-time photon-to-baryon ratio, provides another potential discriminator. Until these extensions are developed, the kinetic model and CDM remain observationally equivalent for all background tests.
5.2. Physical Interpretation: versus
The redshift kernel
and the scale factor
play analogous mathematical roles but differ fundamentally in their physical status and epistemological grounding. As established in the companion paper [
5], the scale factor is a metric variable defined within the Einstein field equations, while
is introduced operationally at the level of observables. It represents an empirical cumulative mapping between emission and observation rather than a geometric property of the spacetime manifold. This means that
is constrained directly by redshift, time-dilation, and distance relations without presupposing metric expansion. The two quantities may be mathematically degenerate in background tests, but they differ in physical interpretation:
is a dynamical metric parameter, whereas
is an observational kernel.
In CDM, emerges from general relativity and the cosmological principle. Its evolution is governed by the Friedmann equations, which relate to the energy content of the universe through Einstein’s field equations. The scale factor is a geometric object encoding the expansion of space itself. Observations are interpreted through this theoretical lens. Measured redshifts are converted to scale-factor ratios, and distances are computed from the integral of . Critically, the functional form of is constrained by theory and given an energy content, the Friedmann equations prescribe uniquely.
Table 3 contrasts the two quantities across several dimensions.
In the kinetic framework,
is constructed empirically. The companion paper [
5] demonstrated that
can be fitted directly from luminosity-distance and redshift data without assuming a metric form or invoking field equations. The kernel is a summary statistic describing how photon frequencies evolve in time. It does not represent a geometric property of spacetime but rather a kinematic regularity in the radiation field. Importantly, the functional form of
is not theoretically prescribed, it is determined entirely by fitting observations. This bottom-up approach inverts the traditional theory-to-data pipeline. Rather than deriving
from Einstein’s equations and testing the resulting predictions, the kinetic model constructs
from observations and examines whether the resulting thermodynamic framework remains internally consistent.
The distinction is methodologically significant and addresses the common criticism that the kinetic framework merely relabels CDM quantities. In CDM, cosmological parameters (, , ) are fitted within a theoretically constrained functional form; in the kinetic model, the redshift function itself is fitted without theoretical constraints. This is not parameter estimation, it is function estimation. The two approaches yield identical predictions at the background level because they fit the same data, but they differ in whether the functional form is theory-imposed or data-determined. This difference has physical consequences. Because is not constrained by the Friedmann equations, it can in principle deviate from the CDM form at epochs where data coverage is sparse (e.g., ). Such deviations would manifest in structure formation or CMB anisotropies, providing empirical tests that distinguish the frameworks. The present work extends the kinetic framework from geometric observables (Paper #1) to thermal observables (this work) by deriving CMB thermodynamics from first principles using the collisionless Boltzmann equation. Given as constructed in Paper #1, the thermal consequences follow deductively without additional assumptions. This two-stage structure, empirical kernel construction followed by rigorous thermodynamic derivation, establishes a complete phenomenological framework that is both observationally grounded and internally consistent.
The quantity represents the instantaneous rate of photon frequency evolution and appears algebraically identical to the Hubble parameter . That at the present epoch is not coincidental but reflects a fundamental constraint. Any framework, static or expanding, that reproduces observed redshift-distance relations must generate a frequency-evolution rate matching the standard value. The equivalence is a consequence of fitting the same data, not an assumption of the model; However, does not carry the same physical interpretation as the Hubble parameter. In CDM, measures the rate of spatial expansion and is tied directly to the metric tensor and the geometry of spacetime. In the kinetic framework, measures the rate of photon redshift and is independent of spatial dynamics. It is an effective parameter summarizing a kinematic process, not a geometric one.
The companion paper [
5] constructed
empirically by fitting luminosity-distance and redshift data directly, without assuming a governing differential equation or field theory. The procedure was purely observational. Given measurements
, the function
was determined through
by requiring consistency with the distance integral
This yields as an observational summary, not a theoretical prediction. In the present work, is taken as given from Paper #1, and the thermal consequences are derived from the collisionless Boltzmann equation. The thermodynamic results, Planck preservation, temperature evolution, energy conservation, follow deductively once is specified, but no dynamics for itself are required at this stage.
This two-stage structure, empirical construction of followed by first-principles derivation of thermal properties, establishes a phenomenological framework that is internally consistent and observationally grounded. The framework demonstrates that expansion is not uniquely required by background observations, even without specifying the microphysical origin of . That the kinetic interpretation succeeds at this level is itself a significant result. It shows that the case for expanding space rests on theoretical commitments beyond what the data strictly require.
5.3. Open Questions and Future Directions
Several critical questions remain unresolved and define the research agenda for extending the kinetic framework beyond background thermodynamics.
Microphysics of the field. The entropy reservoir is introduced as a formal accounting device to preserve global energy conservation, but its physical nature is not specified. Is a scalar field, a component of the quantum vacuum, or a statistical construct representing thermalized degrees of freedom? Does it couple to the Standard Model, and if so, through what interaction? Can the accumulated energy density be detected through gravitational effects or other signatures? Answering these questions will require a field-theoretic treatment of and experimental searches for coupling to known particles or fields.
CMB anisotropies. The present analysis addresses only the monopole (background) component of the CMB. The angular power spectrum , which encodes information about gravitational potentials, acoustic oscillations, and the geometry of the last-scattering surface, has not been computed within the kinetic framework. Reproducing the observed spectrum without metric expansion will require developing a perturbation theory for and examining how photon trajectories and temperature fluctuations evolve in a static metric. The Sachs-Wolfe effect, integrated Sachs-Wolfe effect, and Doppler contributions must each be reinterpreted in terms of perturbations rather than metric perturbations. Success or failure in this domain will provide a decisive test distinguishing the kinetic model from CDM and represents the most immediate priority for future work.
Structure formation. The growth of density perturbations in matter depends on the background evolution history through the growth factor
. In
CDM, structure growth is governed by the equation
where
is the density contrast and
appears explicitly. In a static framework, the analog of this equation must be derived from first principles, and it is not guaranteed that replacing
with
will yield the correct growth rates. Observations of galaxy clustering, weak lensing, and the matter power spectrum
provide stringent constraints on structure formation and may reveal differences between the two frameworks. The
tension, an ongoing discrepancy between early- and late-time measurements of the amplitude of matter fluctuations, could potentially be addressed if the kinetic model predicts a different growth history.
Primordial nucleosynthesis. The abundances of light elements (deuterium, helium-3, helium-4, lithium-7) produced in the early universe depend sensitively on the photon-to-baryon ratio and the expansion rate during nucleosynthesis. In CDM, the expansion rate is determined by the Friedmann equation with radiation domination, . In the kinetic framework, the effective rate must reproduce the same thermal history to match observed abundances. This requires that at early times, corresponding to -evolves in a manner consistent with standard BBN predictions. Extending the parametrization to these epochs and verifying consistency with helium and deuterium abundances represents a key test of the framework’s validity across cosmic history.
The kinetic redshift framework represents a first step toward a thermodynamically closed, energy-conserving description of cosmological redshift without spatial expansion. It succeeds in reproducing all background-level CMB observables and provides a falsifiable alternative to the standard model within its domain of applicability. Whether this success extends to inhomogeneous cosmology, early-universe physics, and gravitational dynamics remains an open and pressing question. The answers will determine whether the kinetic model is merely an interesting mathematical curiosity or a viable foundation for rethinking the large-scale structure of the universe.
5.4. First-Principles Derivation of
The preceding analysis treated
as an empirically determined function, demonstrating that background-level observational equivalence with
CDM can be achieved without specifying the physical origin of the redshift kernel. This approach intentionally emphasized observational grounding. The framework succeeds in reproducing CMB thermodynamics whether or not
is derived from fundamental dynamics; However, the energy-conservation structure developed in
Section 2 permits a deeper interpretation. The redshift kernel can be derived from first principles as the cumulative consequence of scalar field relaxation dynamics in the post-recombination epoch.
Physical Motivation
The primordial explosion that initiated the observable universe imparted kinetic energy to all fields and particles, including the photon gas and a scalar entropy field . As the universe evolved from recombination (, years) to the present epoch (, Gyr), this initial kinetic impulse gradually dissipated through thermalization and entropy production. The redshift of photons during this era can be understood as the manifestation of energy transfer from radiation to the entropy field, driven by the relaxation of toward a thermal equilibrium state. This interpretation differs fundamentally from the CDM picture. In the standard framework, photon redshift arises from the geometric stretching of space encoded in the scale factor , which is derived from Einstein’s field equations. The energy loss of individual photons is attributed to the expansion of the metric itself. In the kinetic interpretation, redshift results from actual energy transfer between the photon gas and a dynamical field , governed by thermalization dynamics and energy-momentum conservation. Both descriptions reproduce the same temperature evolution , but the underlying mechanisms, geometric versus dissipative, are conceptually distinct.
Field Dynamics and Boundary Conditions
Consider a scalar field
satisfying the relaxation equation
where
represents the thermalization rate and
is the asymptotic drift velocity. The effective Hubble parameter couples to the field velocity through a dimensionless constant
g:
Energy conservation requires
with the Liouville invariant
preserved exactly. The redshift kernel emerges as the integrated effect of field evolution:
The framework is applied specifically to the post-recombination epoch. Observational anchors fix the boundary values:
These constraints impose the requirement
Numerical Solution and Observational Consistency
For the exponential relaxation form, the field parameters
and
g are not independently measured, but are constrained by requiring consistency with the observational boundary conditions established in equations (8)–(11). The specific values used below represent one viable parameterization; other combinations of
and
g satisfying the integral constraint (11) would yield equivalent background-level phenomenology. Independent determination of these parameters would require observations sensitive to early-universe dynamics or a fundamental theory specifying the
self-interactions.
The field parameters and g are not independently measured but are constrained by requiring consistency with the observational boundary conditions established in equations (8)–(11).
with , , and , numerical integration yields:
(relative error ),
(relative error ),
(exact by construction),
(exact),
Liouville invariant conserved to relative precision .
The field undergoes rapid relaxation over a characteristic timescale , transitioning from the initial impulse to the asymptotic value . During this evolution, photon energy is continuously transferred to the entropy reservoir, producing the observed temperature scaling without invoking metric expansion.
Scope, Interpretation, and Limitations
The field-theoretic derivation establishes that is not merely an empirical fitting function but can emerge as the cumulative consequence of well-defined microphysical dynamics. The kernel represents the integrated effect of photon-entropy energy transfer driven by scalar field relaxation, providing a first-principles foundation for the kinetic redshift framework within the post-recombination epoch.
The present derivation is explicitly restricted to . The effective Hubble parameter at recombination, , is significantly lower than the CDM prediction . This discrepancy reflects the restriction to late-time phenomenology and suggests either a transition from standard expansion at higher redshifts or multi-component field dynamics with distinct early- and late-time behavior. Extending the framework to earlier epochs. including Big Bang nucleosynthesis (), the radiation-dominated era, and inflation, remains an open challenge. These epochs may follow different field equations, involve additional scalar components, or transition continuously to the standard expanding-space description. The distinction between this work and CDM is not merely semantic. In the standard picture, the scale factor is derived from Einstein’s field equations under the cosmological principle, and its functional form is theoretically prescribed by the Friedmann equations. In the kinetic framework, is constructed empirically (Paper #1) or derived from field dynamics (this section), with the functional form determined by thermalization physics rather than geometric postulates. Both approaches reproduce identical temperature evolution from recombination to the present, but the underlying interpretations, metric expansion versus dissipative energy transfer, are fundamentally distinct. This is not a relabeling of variables but a difference in physical ontology.
The framework provides several avenues for empirical distinction from CDM. The field parameters , g, and the functional form of are in principle measurable through precision observations of the temperature-redshift relation, distance-redshift data at intermediate redshifts, and structure formation histories. Deviations from the CDM prediction would manifest in BAO measurements, weak lensing surveys, and growth-rate constraints. The CMB anisotropy spectrum computed from perturbed dynamics may differ from the standard prediction, providing a direct test at the level of angular power spectra. These observations will determine whether the kinetic interpretation remains viable beyond background cosmology or whether metric expansion is uniquely required by the full dataset.
The present work demonstrates that cosmological redshift and CMB thermodynamics from recombination to the present epoch can be understood through first-principles scalar field dynamics without invoking spatial expansion. The framework is internally consistent, reproduces all background observables to observational precision, and offers a physically motivated alternative to the metric interpretation. Whether this success extends to inhomogeneous perturbations, early-universe physics, and gravitational dynamics remains the subject of ongoing investigation. What has been established is that the case for expanding space, while empirically successful, is not uniquely mandated by background observations. The kinetic redshift framework stands as a viable alternative grounded in energy conservation, thermalization dynamics, and field theory.