Submitted:
16 September 2025
Posted:
17 September 2025
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Abstract
Keywords:
1. Introduction
1.1. Background and Motivation
1.2. Contributions of this Review
2. Foundations of TFL in Power CPS
2.1. Overview of Federated Learning in Power CPSs Context
2.3. Dimensions of Trust in Federated Learning
2.4. Architectural Paradigms of TFL in Power Systems
2.5. Trust-Aware Protocol Stack in Power CPSs
2.5. Why Trustworthiness Is Essential in Power CPSs
3. Emerging Threat Landscape in Federated Power CPSs
3.1. Adversarial Attacks on FL Models
3.2. Cross-Layer CPS-Specific Threats
3.3. Threats Unique to Federated Architectures
3.4. Case Study: Threat Simulation in FL-Based Load Forecasting
3.5. Summary and Key Insights
4. Defense Mechanisms: State of the Art and Limitations
4.1. Robust Aggregation Strategies
4.2. Differential Privacy and Gradient Masking
4.3. Fairness and Heterogeneity in Federated Learning
4.4. Personalization for Heterogeneous Clients
4.5. Byzantine-Resilient Algorithms
4.6. Adversarial Training and Certification
4.7. Blockchain and Secure Multiparty Computation
4.8. Summary Table of Defense Strategies
4.9. Key Takeaways
5. Architectures and Design Paradigms for Trustworthy FL in Power CPSs
5.1. Zero-Trust Federated Learning Frameworks
5.2. Personalized Federated Learning (PFL)
5.3. Explainable Federated Learning
5.4. Digital Twin-Augmented FL Architectures
5.5. Human-in-the-Loop Federated Defense
5.6. Comparative Table: Architectural Paradigms
5.7. Summary and Design Principles
6. Real-World Applications and Lessons Learned
6.1. Privacy-Preserving Load and Renewable Forecasting
6.2. Collaborative Intrusion Detection for Power CPSs
6.3. FL for EV Charging and V2G Coordination
6.4. Federated Voltage and Frequency Control in Microgrids
6.5. Federated State Estimation in Power Grids
6.6. Substation Automation and Federated Lifelong Learning
6.7. Summary Table: Use Case Comparison
6.7. Insights and Cross-Cutting Observations
7. Research Challenges and Future Directions
7.1. Technical Robustness and Adversarial Resilience
7.2. Human-Centered Trust and Explainability
7.3. Scalable System Integration and Digital Twin Coupling
7.4. Policy, Regulation, and Multi-Stakeholder Governance
7.5. Summary Table: Key Gaps and Proposed Directions
| Category | Key Gaps | Proposed Directions |
|---|---|---|
| Adversarial Robustness | Lack of provable defense against poisoning and inference attacks | Game-theoretic defenses, resilient aggregation, and contextual DP |
| Human-Centric Trust | Poor explainability and operator alignment | Visualized FL interfaces, trust metrics, and override mechanisms |
| System Integration | Sim-to-real gap; constrained devices; lack of orchestration tools | Digital twin–based validation, FL-as-a-service platforms, efficient edge protocols |
| Governance and Policy | Ambiguous compliance rules; stakeholder mistrust; no audit trail | Trust governance frameworks, multi-tenant traceability, cross-border standardization |
8. Conclusion
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| Dimension | Description |
|---|---|
| Privacy | Prevents leakage of sensitive operational data (e.g., load profiles, topology, market signals). |
| Robustness | Resists poisoning, backdoor insertion, and communication disruption across training cycles. |
| Fairness | Ensures that all clients—irrespective of size or data heterogeneity—are equitably represented. |
| Explainability | Provides interpretable model decisions for operators and facilitates compliance auditing. |
| Accountability | Enables forensic traceability of malicious updates, client behaviors, and federated outcomes. |
| Architecture | Application in Power CPSs |
|---|---|
| Horizontal FL | Training across substations with common feature spaces (e.g., voltage, frequency, power flow). |
| Vertical FL | Used in multi-sector applications (e.g., coupling power data with traffic or building systems). |
| Hybrid FL | Supports multi-view integration in smart cities with coupled energy infrastructures. |
| Cross-Silo FL | Utility collaboration (e.g., among TSOs, DSOs, and markets) with moderate-sized, reliable clients. |
| Cross-Device FL | Edge-level coordination among meters, sensors, and DERs; often constrained by bandwidth and energy. |
| FL Architecture | Key Trust Characteristics | Typical Application Scenarios in Power CPS | Strengths | Limitations / Gaps |
|---|---|---|---|---|
| Horizontal FL (Cross-device) | Privacy preservation, scalability | Smart meter data sharing, EV charging coordination | Supports large-scale clients; low raw data leakage | Vulnerable to non-IID data; high communication overhead |
| Vertical FL (Cross-silo) | Data integration across domains | Utility–bank collaboration (load prediction + credit scoring) | Enables feature complementarity across entities | Requires strict alignment of data; privacy leakage risk in gradients |
| Cross-silo FL (Consortium) | Robustness, accountability | Regional power utilities collaboration | Stable communication; easier governance | Limited scalability; possible collusion risks |
| Cross-device FL | Fairness, personalization | Household-level demand response | Adaptation to heterogeneous devices | High dropout rate; low device reliability |
| Zero-Trust FL | Authentication, verifiability | Substation automation, intrusion detection | End-to-end trust; resistant to insider threats | Implementation complexity; high overhead in large systems |
| Personalized FL (PFL) | Fairness, heterogeneity adaptation | Distributed renewable forecasting (solar/wind farms) | Tackles data heterogeneity; improved accuracy | Trade-off between personalization and global model generalization |
| Explainable FL (XFL) | Transparency, accountability | Operator decision support, regulatory compliance | Enhances interpretability; human-in-the-loop | Explainability vs. performance trade-off |
| Digital Twin–Enhanced FL | Validation, resilience | Grid stability monitoring, EV-grid interaction | Enables simulation-based validation | Model drift between real and simulated environments |
| Human-in-the-Loop FL | Trust calibration, accountability | Operator-assisted intrusion detection, emergency dispatch | Improves human trust in AI; aligns with regulations | Potentially slow response; reliance on expert input |
| Threat Type | Description |
|---|---|
| Sybil Attacks | A single adversary controls multiple clients, amplifying malicious gradient contributions. |
| Model Drift Amplification | Heterogeneous grid dynamics lead to non-IID data, which can exacerbate drift and hide poisoning. |
| Byzantine Failures | Some clients may behave arbitrarily (crashed, slow, malicious), breaking convergence guarantees. |
| Communication Interference | Adversaries disrupt or delay model update transmissions, leading to stale updates and aggregation failures. |
| Replay Attacks | Attackers reuse previously valid updates to disrupt convergence or confuse temporal reasoning. |
| Defense Strategy | Strengths | Limitations in Power CPSs |
|---|---|---|
| Robust Aggregation | Mitigates outlier updates | Poor handling of non-IID grid conditions |
| Differential Privacy | Prevents data leakage | Accuracy–privacy trade-off; operational instability |
| Byzantine-Resilient FL | Tolerates arbitrary client behavior | High cost; convergence degradation in asynchronous settings |
| Adversarial Training | Prepares models for worst-case perturbations | Training time increase; interpretability challenges |
| Blockchain / SMPC | Tamper-proof, privacy-preserving updates | Latency, scalability, and energy inefficiency |
| Threat Type | Typical Manifestation in Power CPS | Defense Mechanisms | Effectiveness | Remaining Gaps / Limitations |
|---|---|---|---|---|
| Data Poisoning | Manipulated PMU/AMI data injection to bias model updates | Robust aggregation (Krum, Trimmed Mean, Median), Outlier detection | Mitigates simple outliers | High-dimensional attacks remain stealthy; real-time detection cost is high |
| Backdoor Attacks | Trigger-based malicious model behavior in load forecasting or intrusion detection | Differential privacy, Anomaly-based gradient filtering, Blockchain audit | Blocks simple triggers | Adaptive backdoors bypass filters; limited explainability of detection |
| Sybil/Byzantine Attacks | Malicious clients flooding FL server with corrupted gradients | Byzantine-resilient aggregation (Bulyan, Multi-Krum), Reputation mechanisms | Tolerates up to 30–40% adversaries | Degrades with non-IID data; communication overhead remains unsolved |
| False Data Injection (FDI) | Compromised measurements in state estimation or frequency control | Cross-validation with Digital Twins, Secure multiparty computation | Detects abnormal patterns | Hard to scale for large CPS; lacks theoretical robustness guarantees |
| Model Inference/Privacy Leakage | Membership inference, gradient inversion against AMI datasets | Differential Privacy (DP), Homomorphic Encryption, Secure Enclaves | Provides provable privacy | Accuracy loss (DP noise), high computation cost (HE), deployment challenges |
| Architecture | Trust Contributions | Power CPS Benefits |
|---|---|---|
| Zero-Trust FL | Mitigates insider threats; enforces strict access controls | Secure multi-organization collaboration |
| Personalized FL | Aligns with local heterogeneity; resists model drift | Adaptive control and forecasting across distributed assets |
| Explainable FL | Builds operator trust; supports audits | Human-centric operations and incident response |
| Digital Twin-Augmented FL | Risk-free training and validation | Safe testing under rare/extreme scenarios |
| Human-in-the-Loop FL | Merges AI automation with expert oversight | Reliable decision-making under uncertainty |
| Application | FL Technique | Trust Feature | Key Impact |
|---|---|---|---|
| Load/Renewable Forecasting | PFL + DP | Privacy-preserving local models | High accuracy + GDPR compliance |
| CPS Intrusion Detection | Robust FL + Explainability | Model integrity + interpretability | Higher attack detection + operator trust |
| EV Charging and V2G | FedRL + personalization | Human-in-the-loop scheduling | Demand response with privacy guarantees |
| Voltage/Frequency Control | Actor-Critic FL | Digital twin–based validation | Stability with renewable uncertainty |
| Substation Fault Management | Lifelong FL | Continual adaptation + device authenticate | Resilience under long-term equipment drift |
| Application Domain | FL Technique / Variant | Key Performance Metrics | Trust-Enhancing Features | Limitations / Open Issues |
|---|---|---|---|---|
| Load Forecasting | Horizontal FL, Personalized FL | MAE, RMSE, MAPE | Privacy preservation, Non-IID adaptation | Limited explainability; vulnerable to poisoning under heterogeneous data |
| Intrusion Detection | Robust FL, Byzantine-resilient FL | Accuracy, F1-score, Detection latency | Robustness, Resilience | High false positive rate under adaptive attacks; heavy communication overhead |
| EV Coordination / V2G | Vertical FL, Cross-silo FL | Charging efficiency, Grid stability index | Fairness, Accountability | Data alignment challenges; privacy leakage risk during coordination |
| Microgrid Energy Management | Hybrid FL with Digital Twin | Energy cost reduction, Frequency deviation | Validation, Resilience, Human-in-the-loop | Digital twin drift; scalability to multi-microgrids remains limited |
| State Estimation | Zero-Trust FL, Secure Multi-Party Computation | Estimation accuracy, Latency, Robustness index | Authentication, Privacy protection | High computational cost; integration with legacy SCADA not seamless |
| Substation Automation | Explainable FL, Edge-enabled FL | Reliability index, Fault detection rate | Transparency, Accountability | Explainability–accuracy trade-off; deployment constraints in resource-limited devices |
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