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Distinct Frailty Phenotypes Are Associated with Cognitive Performance and Brain Structure in Alzheimer’s Disease

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25 July 2025

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30 July 2025

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Abstract
Background/Objectives: Frailty is a well-established risk factor for cognitive decline and dementia, yet how its distinct physical, functional, and psychosocial components relate to brain health in Alzheimer’s disease (AD) remains poorly understood. This proof-of-concept study aimed to identify data-driven frailty factors and examine their cross-sectional associations with cognition and brain structure in biomarker-confirmed AD. Methods: Forty-eight adults with amyloid-β (Aβ)-positive AD underwent comprehensive clinical assessments, neuropsychological testing, dual-energy X-ray absorptiometry, and 3.0T magnetic resonance imaging of the brain. Exploratory factor analysis (EFA) was applied to characterize the underlying structure of physical (body composition measures), functional (performance-based metrics), and psychosocial (patient-reported outcomes) frailty domains. Multiple linear regression analysis was used to examine associations between extracted frailty factors and cognition (memory and executive function) and neuroanatomy (total gray matter and hippocampal volumes), adjusting for age, sex, education, APOE4 status, and total intracranial volume. Results: EFA revealed eight distinct frailty factors. Psychological distress was associated with worse memory (p=0.02) and smaller hippocampal volume (p=0.05). Physical and social limitations were associated with smaller total gray matter volume (p=0.03). Cognitive-motor dual-task performance was associated with superior executive functioning (p=0.002) and larger total gray matter volume (p=0.01). Lean mass was associated with larger hippocampal volume (p=0.0004). Conclusions: Distinct frailty factors exhibited specific cognitive and neuroanatomical signatures in AD. These preliminary findings underscore the multifaceted nature of frailty and suggest unique mechanistic pathways through which it may influence brain health. Larger longitudinal studies are warranted to validate these results and inform clinically relevant interventions.
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1. Introduction

Alzheimer’s disease (AD) is a progressive, age-related neurodegenerative disorder and the leading cause of dementia worldwide [1]. An estimated 416 million people—nearly one in five adults aged 50 and older—are currently living with AD across its preclinical, prodromal, and dementia stages [2]. As global populations age rapidly, AD poses one of the most formidable health, economic, and societal challenges of the 21st century.
Neuropathologically, AD is characterized by the extracellular accumulation of amyloid-β (Aβ) peptides and the intracellular aggregation of hyperphosphorylated tau into neurofibrillary tangles [3,4]. These processes begin decades before the onset of clinical symptoms, offering a critical window for early detection and targeted intervention [5,6]. However, despite substantial progress in biomarker development and biologically-based diagnostic frameworks, predicting the clinical and neurobiological manifestations of AD remains a major challenge. Patients with AD exhibit considerable heterogeneity in their cognitive symptoms, neuroimaging features, and longitudinal trajectories [7,8,9]. Large clinicopathological studies have revealed that Aβ and tau account for only a fraction of this variability, indicating that other factors likely modulate disease expression [10,11,12,13].
Frailty—broadly defined as a state of diminished homeostatic reserve resulting in heightened vulnerability to stressors [14,15,16]—offers a valuable framework for understanding the interindividual variability observed in AD. Higher frailty scores have been linked to numerous adverse health outcomes, such as falls, disability, hospitalization, and death [17,18]. Frailty and AD frequently co-occur [19,20] and share several common pathophysiological mechanisms, including chronic inflammation, mitochondrial dysfunction, and cellular senescence [21,22]. Furthermore, postmortem [23] and in vivo [24,25] studies suggest that frailty status may moderate the relationship between neuropathology and cognitive dysfunction.
Two conceptual models have traditionally guided frailty assessment. The Physical Phenotype model defines frailty as the presence of three or more of five specific criteria: unintentional weight loss, weakness, exhaustion, slow gait, and low physical activity [15]. In contrast, the Accumulation of Deficits model quantifies frailty as the proportion of health deficits accrued across multiple domains, yielding a continuous Frailty Index [26,27]. While both models have significantly advanced the field, each has limitations for AD research [28,29]. The Physical Phenotype model focuses narrowly on physical characteristics, potentially overlooking non-physical vulnerabilities (e.g., neuropsychiatric symptoms, social isolation) that commonly accompany or precede physical decline in AD [30]. The Accumulation of Deficits approach combines diverse variables into a single summary score, potentially obscuring the distinct contributions of specific frailty components to cognitive and neurobiological outcomes [31,32].
Frailty is increasingly recognized as a multidimensional construct with physical, functional, and psychosocial dimensions [33,34]. This perspective aligns with systems-based approaches to aging, which emphasize the dynamic interplay of biological, behavioral, and environmental factors in shaping health trajectories [35,36,37]. However, most AD research has utilized unidimensional or composite frailty measures, and relatively few studies have investigated how specific subdomains of frailty may relate to particular cognitive domains or brain structures [38,39,40].
Rather than relying on pre-existing frameworks, this proof-of-concept study employed exploratory factor analysis to characterize the latent structure underlying 25 interrelated clinical variables spanning these frailty domains. We then examined how these empirically-derived factors related to domain-specific cognitive performance (memory and executive function) and brain volumes (hippocampus and total gray matter) in patients with early AD. We hypothesized that this data-driven approach would reveal distinct frailty phenotypes with dissociable relationships to cognitive and neuroanatomical measures, reflecting different underlying mechanisms of vulnerability in AD. These insights may advance our understanding of body–brain interactions and support the development of personalized strategies for AD assessment, prevention, and care.

2. Materials and Methods

2.1. Participants

We conducted a cross-sectional analysis using baseline data from the first 48 participants enrolled in the Precision Recommendations for Environmental Variables, Exercise, Nutrition and Training Interventions to Optimize Neurocognition (PREVENTION) study (ClinicalTrials.gov Identifier: NCT04082611). PREVENTION is a 12-month randomized controlled trial evaluating the effects of a personalized, multimodal brain health coaching program in individuals with early AD. The WIRB-Copernicus Group Institutional Review Board (WCG® IRB) approved the study (Protocol #20190583), and all participants provided written informed consent prior to enrollment. This research was conducted in accordance with the principles of the Declaration of Helsinki.
The design and methodology of the PREVENTION trial, including all inclusion and exclusion criteria, have been published previously [41]. Briefly, eligible patients aged 50 years and older were recruited from the Pacific Brain Health Center at Providence St. John’s Health Center (Los Angeles, CA, USA). All study participants were evaluated by a board-certified, fellowship-trained behavioral neurologist and met criteria for one of the following clinical diagnoses: (1) subjective cognitive decline (SCD) based on the SCD Initiative Working Group criteria [42]; (2) mild cognitive impairment (MCI) based on Petersen-Mayo criteria [43,44]; or (3) probable AD dementia based on National Institute of Neurological and Communicative Disorders and Stroke and the Alzheimer’s Disease and Related Disorders Association criteria [45]. Diagnoses were reviewed and confirmed by a multidisciplinary team of geriatricians, neurologists, neuropsychologists, and psychiatrists prior to study enrollment. Biomarker confirmation of AD pathology (Aβ positivity) was established through either positron emission tomography (PET) imaging with ¹⁸F-florbetapir or cerebrospinal fluid (CSF) analysis, consistent with the 2018 National Institute on Aging–Alzheimer’s Association (NIA-AA) research framework guidelines [5].

2.2. Baseline Assessments

Participants completed a comprehensive baseline assessment at study entry. Demographic data, medical histories, and current medications were collected from participants and care partners, then verified using electronic health records. Trained research staff members, supervised by the study’s licensed clinical neuropsychologist, gathered data on diet, lifestyle factors, physical activity, sleep, and functional abilities. Patient-reported outcomes (PROs) included the PRO Measurement Information System® (PROMIS)-29 v2.0 profile [46], Perceived Stress Scale-4 (PSS-4) [47], and International Physical Activity Questionnaire (IPAQ) [48]. IPAQ responses were used to calculate metabolic equivalents (MET-minutes/week).
A certified personal trainer administered a standardized physical performance battery to assess gait, balance, cardiorespiratory fitness, muscular endurance, cognitive-motor dual-task abilities, and fall risk. Specific tests included the National Institutes of Health Toolbox (NIHTB) Motor Battery [49], Short Physical Performance Battery (SPPB) [50], Timed Up and Go (TUG) [51], TUG with cognitive dual-task (TUG-COG) [52], 30-Second Chair Stand Test [53], and Four Square Step Test (FSST) [54].
Blood samples were collected in the morning following an overnight fast. Apolipoprotein E (APOE) genotype was determined using two single nucleotide polymorphisms (rs429358 and rs7412) to identify ε2, ε3, and ε4 alleles.
Whole-body dual-energy X-ray absorptiometry (DXA) scans measured bone mineral density, body composition, and resting metabolic rate [55,56]. Fat-free mass index (FFMI) and height-adjusted FFMI were calculated using validated formulas [57]. All variables were normalized by height and/or weight to account for individual differences in body size.

2.3. Frailty Domains and Variable Selection

From the PREVENTION dataset, we identified 25 anthropometric, performance-based, and patient-reported measures representing various dimensions of frailty. Variable selection was based on (1) empirical support from prior frailty research; (2) clinical relevance to adults with AD; and (3) data availability and completeness within the study sample. To facilitate interpretable factor analyses with adequate variable-to-participant ratios, we classified each measure into one of three domains: physical frailty (6 variables), functional frailty (11 variables), or psychosocial frailty (8 variables). Although some variables could conceptually span multiple domains, we assigned each to the domain that best represented its primary construct. Figure 1 presents the complete variable list.

2.4. Imaging Measures

High-resolution structural magnetic resonance imaging (MRI) data were acquired using a 3.0 Tesla GE Signa 750 W scanner (General Electric, Milwaukee, WI, USA) equipped with a 19-channel head coil.
Cortical reconstruction and volumetric segmentation of the entire brain were performed using FreeSurfer software version 7.1 (http://surfer.nmr.mgh.harvard.edu). Detailed descriptions of these procedures have been published previously [58,59]. Briefly, the standard FreeSurfer processing pipeline involves motion correction and averaging of multiple volumetric T1-weighted images [60]; removal of non-brain tissue using a hybrid watershed/surface deformation procedure [61]; Talairach transformation, segmentation of subcortical white matter and deep gray matter volumetric structures, including the hippocampus, amygdala, caudate, putamen, and ventricles [62,63]; intensity normalization [64]; gray matter-white matter boundary tessellation; automated topology correction [65,66]; and surface deformation guided by intensity gradients to optimally position gray/white and gray/cerebrospinal fluid (CSF) boundaries [58,59,67].
For this study, we included two MRI-derived measures: total gray matter volume and hippocampal volume. Brain volumes were normalized by total intracranial volume (TIV) to account for individual differences in head size [68]. Three participants did not undergo MRI due to contraindications and were excluded from imaging-related analyses. All imaging data were visually inspected for quality assurance and preprocessing errors before inclusion in statistical analyses.

2.5. Cognitive Measures

All participants completed a standardized neuropsychological test battery administered by licensed psychometrists under the supervision of a board-certified neuropsychologist. Global cognitive function was evaluated using the Montreal Cognitive Assessment (MoCA). The Trail Making Test (TMT), Wechsler Memory Scale (WMS-IV), and NIHTB Cognition Battery (NIHTB-CB) subtests assessed performance across two cognitive domains: (1) memory (Rey Auditory Verbal Learning Test [immediate recall score], WMS-IV Verbal Paired Associates [VPA] I and II [total scaled scores], WMS-IV Visual Reproduction [VR] I and II [total scaled scores]); and (2) executive functioning (TMT – Part B [time to complete], NIHTB Oral Symbol Digit Test [raw score]).
All raw test scores were converted to standardized z-scores (mean = 0, standard deviation = 1). Z-scores were sign-reversed, when necessary (e.g., Trails B time), so that higher values consistently indicated better performance across all measures. Domain-specific composite scores were calculated by averaging the z-scores of the individual tests within each cognitive domain.

2.6. Sample Size Considerations

Established methodological guidelines for EFA recommend a minimum of 3 to 10 participants per observed variable to ensure stable and interpretable factor solutions [69]. To align with these recommendations, we employed a domain-specific strategy, conducting separate EFAs for physical (6 variables), functional (11 variables), and psychosocial (8 variables) frailty domains. This approach yielded participant-to-variable ratios of 8:1, 4.4:1, and 6:1, respectively, meeting established adequacy thresholds.
Moreover, simulation studies have demonstrated that valid factor solutions can be obtained from samples as small as 40–50 participants, particularly when communalities are moderate to high (>0.5) and primary factor loadings are strong (>0.6) [70]. Our sample of 48 participants meets these empirical benchmarks, supporting the robustness of the factor solutions reported in this study.
For regression analyses, an a priori power analysis was conducted to determine statistical sensitivity. At α = 0.05, a sample of 45 participants (excluding three cases with missing MRI data) provided ≥80% power to detect an R² of 0.20 attributable to five predictor variables. This calculation assumed adjustment for five covariates (age, sex, education, APOE-ε4 status, and TIV for imaging models), which were estimated to contribute an additional R² of approximately 0.20.

2.7. Statistical Analysis

All data were inspected for normality, outliers, and homoscedasticity to ensure suitability for parametric statistical tests. Prior to factor analysis, input variables were standardized to z-scores (mean = 0, SD = 1). Three separate EFAs—one for each frailty domain—were conducted using the iterated principal factor extraction method with varimax rotation to derive orthogonal (uncorrelated) latent constructs. Participant-to-variable ratios adhered to psychometric guidelines, as described above.
The number of extracted factors in each domain was determined through a two-step process. First, we generated scree plots with eigenvalues plotted against the number of factors and identified the inflection point (“elbow”) to determine the optimal number of factors to retain. Second, we examined the proportion of total variance explained by each solution, retaining only factors with eigenvalues greater than one. Factor loadings ≥ 0.50 were considered meaningful, and cross-loadings were reviewed to ensure clear factor separation. Visualizations of rotated factor loadings for each frailty domain were generated using the ggplot2 package in R.
Our study focused on four AD-related measures of interest: (1) memory z-scores, (2) executive functioning z-scores, (3) total gray matter volume, and (4) hippocampal volume. Neuroimaging analyses were conducted on the subsample with available structural MRI data (n = 45). Because fewer than 10% of participants were missing MRI scans, we applied listwise deletion for imaging analyses, assuming the missingness was random. Participants with and without MRI did not differ significantly in age (72.1 ± 7.3 vs. 68.0 ± 5.6 years, p = 0.33), education (16.7 ± 2.6 vs. 18.0 ± 2.0 years, p = 0.38), MoCA scores (21.7 ± 3.7 vs. 17.7 ± 3.1, p = 0.14), or sex (49% vs. 67% female, p = 1.00). All cognition-only analyses utilized the full cohort (n = 48). Multiple linear regression models were used to examine associations between frailty factor scores and these cognitive and neuroanatomical measures, controlling for age, sex, educational level, and APOE-ε4 status (and TIV for imaging measures).
To identify the most relevant frailty factors for each dependent variable, we employed a structured variable selection strategy. We first estimated a series of regression models including all factor scores from each frailty domain, retaining those with p-values < 0.10. As a secondary exploratory step, we applied stepwise selection with an entry criterion of α = 0.05 to identify independent predictors while accounting for multicollinearity. Final models were refined through significance testing and optimization of adjusted R² to improve explanatory power.
We then constructed multivariable regression models using the identified predictors. Non-significant variables were iteratively removed, and overall model fit was re-evaluated using adjusted R² to derive the most parsimonious model for each measure. To evaluate model robustness, we applied leave-one-out cross-validation as an internal validation method. Inferences regarding frailty factor-AD measure associations were drawn exclusively from final models, using a two-tailed significance threshold of p < 0.05. Given the exploratory, hypothesis-generating nature of this study, p-values were not corrected for multiple comparisons. All analyses were conducted using SAS version 9.4 (SAS Institute, Cary, NC), including PROC FACTOR and PROC GLMSELECT.

3. Results

3.1. Participant Characteristics

The study included 48 adults with Aβ-positive AD. Table 1 presents the demographic and clinical characteristics of the sample. The average age was 71.8 years (SD = 7.2), with an equal numbers of males and females (24/24). Most participants were White (83%), non-Hispanic (96%), right-handed (88%), and highly educated (mean = 16.8 years, SD = 2.6). Nearly three-quarters (73.9%) were carriers of the APOE ε4 allele. The mean MoCA score was 21.4 (SD = 3.8), indicating MCI.

3.2. Factor Analysis

EFA identified eight latent frailty factors across the physical, functional, and psychosocial domains, collectively accounting for 77–81% of the total variance. Figure 2 illustrates the rotated factor loadings.

3.2.1. Physical Frailty Domain

A single physical frailty factor (PhysFac1) accounted for 81% of the total variance among six highly correlated variables. Factor loadings ranged from 0.790 (adjusted FFMI) to 0.965 (lean mass, arms), indicating a robust unidimensional structure representing overall lean mass.

3.2.2. Functional Frailty Domain

Four functional frailty factors (FuncFac1, FuncFac2, FuncFac3, FuncFac4) accounted for 77% of the total variance among eleven variables. FuncFac1 exhibited positive loadings from SPPB gait speed (0.939) and chair stand scores (0.760), and negative loadings from IPAQ total METs (-0.600) and TUG score (-0.716), representing mobility performance and activity levels. FuncFac2 featured high loadings from dominant (0.959) and non-dominant grip strength (0.944) scores, representing upper body strength. FuncFac3 showed high loadings from TUG-COG (0.836) and FSST (0.798) scores, representing dual-task performance. FuncFac4 included loadings from the 30-Second Chair Stand score (0.762), SPPB balance score (0.707), and 2-Minute Walk Endurance Test score (0.589), representing lower body strength and endurance.

3.2.3. Psychosocial Frailty Domain

Three psychosocial frailty factors (PsychFac1, PsychFac2, and PsychFac3) accounted for 78% of the total variance among eight variables. PsychFac1 was characterized by positive loadings from PROMIS Depression (0.841) and PROMIS Anxiety (0.816) T-scores and a negative loading from the PROMIS Physical Function T-score (-0.507), representing psychological distress. PsychFac2 was marked by positive loadings from PROMIS Pain Interference (0.856) and PROMIS Fatigue (0.604) T-scores, and a negative loading from the PROMIS Ability to Participate in Social Roles and Activities (PROMIS-APS) T-score (-0.531), representing physical and social limitations. PsychFac3 demonstrated positive loadings from the Perceived Stress Scale score (0.775) and PROMIS Sleep Disturbance T-score (0.658), representing stress and sleep disturbance.

3.3. Associations with Cognition and Brain Volumes

Four factors were associated with at least one AD-related measure (Table 2; Figure 3). PsychFac1 (Psychological Distress) was negatively associated with memory (β = -0.35, SE = 0.14, t = -2.49, p = 0.02) and hippocampal volume (β = -206.2, SE = 99.9, t = -2.06, p = 0.05). FuncFac3 (Cognitive-Motor Dual-Task Performance) was negatively associated with executive functioning (β = -0.55, SE = 0.17, t = -3.27, p = 0.002) and total gray matter volume (β = - 15676.8, SE = 6111.9, t = -2.56, p = 0.01). PsychFac2 (Physical and Social Limitations) was negatively associated with total gray matter volume (β = -8619.3, SE = 3141.8, t = -2.08, p = 0.05). PhysFac1 (Lean Mass) was positively associated with hippocampal volume (β = 781.5, SE = 202.2, t = 3.87, p = 0.0004).

4. Discussion

This proof-of-concept study employed a data-driven approach to identify distinct frailty phenotypes and examine their cross-sectional relationships with cognition and brain structure in early AD. EFA identified eight orthogonal factors, four of which demonstrated significant associations with specific AD-related measures. Our findings highlight the multidimensional nature of frailty and suggest distinct pathways through which different dimensions of vulnerability may relate to disease heterogeneity.

4.1. Physical Frailty

A single physical frailty factor (PhysFac1) explained 81% of the variance among six highly correlated DXA-derived measures of lean mass. This robust single-factor model reinforces the central role of sarcopenia—the age-related loss of muscle mass and strength—in physical frailty. Lean mass was positively associated with hippocampal volume.
These results corroborate previous research linking sarcopenia to brain atrophy in early AD [71]. Several studies have shown that muscle structure and function directly correlate with hippocampal size [72,73,74]. Moreover, strength training interventions have been shown to protect against age- and AD-related hippocampal atrophy. A secondary analysis of the SMART Trial demonstrated that just six months of progressive resistance exercise attenuated 2-3% of volume loss across several hippocampal subfields vulnerable to AD, including the subiculum, CA1, and dentate gyrus [75]. These benefits persisted for up to 18 months post-intervention [75]. Furthermore, a meta-analysis of physical exercise studies concluded that resistance training was associated with increased total hippocampal volume (0.49 cm³, 95% CI: 0.09-0.89, p = 0.015) [76].
Our findings provide additional evidence of a “muscle-brain axis”—the bidirectional communication network between skeletal muscle and the central nervous system [77]. Beyond its mechanical functions, skeletal muscle serves as an active endocrine organ, secreting signaling molecules including myokines (e.g., irisin, IL-6, myostatin), neurotrophins (e.g., BDNF, NGF), exosome-encapsulated microRNAs (e.g., miR-1, miR-133b, miR-206), and metabolic intermediates (e.g., lactate, β-hydroxybutyrate) into the circulation [78,79,80,81,82,83,84,85]. These muscle-derived factors traverse the blood–brain barrier and regulate key neural processes, including neurogenesis, synaptic plasticity, mitochondrial bioenergetics, neuroinflammation, and cerebral perfusion [84]. Preserving lean muscle mass also supports brain health indirectly by improving metabolic control, reducing inflammation, strengthening antioxidant defenses, and enhancing vascular function [86]. Collectively, our results underscore the neuroprotective role of skeletal muscle and suggest that strategies targeting sarcopenia—such as resistance exercise, nutritional support, or myokine-based therapies—may help mitigate hippocampal degeneration in AD.

4.2. Functional Frailty

Among the four functional frailty factors identified, only FuncFac3—defined primarily by high loadings from TUG-COG and FSST scores—exhibited robust relationships with cognitive performance and brain structure. The TUG-COG and FSST are both established clinical assessments that require the simultaneous execution of motor and cognitive tasks (i.e., dual-tasking), with higher scores indicating greater impairment [87,88].
In this study, poor cognitive-motor dual-task performance (higher FuncFac3 scores) was associated with worse executive functioning. Dual-tasking inherently depends on higher-order cognitive processes such as attentional control, working memory, cognitive flexibility, and motor planning [89,90,91,92]. Evidence suggests that Trail-Making Test-B performance explains almost half the variance in FSST time [93], confirming that this test challenges executive control rather than balance alone. Previous investigations have reported a direct correlation between dual-task impairments (e.g., slower gait speed, increased gait variability, greater dual-task costs, decreased balance) and executive dysfunction [94,95].
FuncFac3 showed an inverse relationship with total gray matter volume, indicating that poorer dual-task performance is linked to reduced brain volume. These results reinforce prior research demonstrating that dual-task deficits are related to widespread atrophy across cortical, subcortical, and cerebellar regions [96,97]. Importantly, several small-scale intervention trials have shown that cognitive-motor training can improve cognitive performance, increase neural efficiency in the prefrontal cortex, reduce AD-related brain changes, and enhance quality of life across diverse older adult populations [98,99,100,101,102].
These findings suggest that dual-task assessments may serve as sensitive, practical “stress tests” of executive functioning and brain structural integrity, revealing subtle deficits that might otherwise remain undetected in early disease stages. While our cross-sectional study cannot determine causality, it provides a foundation for future longitudinal research to examine whether changes in dual-task ability could serve as valuable markers for monitoring frailty interventions.

4.3. Psychosocial Frailty

Our analysis uncovered three psychosocial frailty factors, two of which were significantly associated with AD-related measures. The first, PsychFac1 (“Psychological Distress”), was characterized by positive loadings from PROMIS Depression and Anxiety T-scores and a negative loading from Physical Function T-scores. The co-loading of depression and anxiety reflects their well-documented comorbidity and aligns with contemporary transdiagnostic approaches to psychopathology, which emphasize dimensional rather than categorical conceptualizations of mental health [103,104].
The incorporation of perceived physical dysfunction into PsychFac1 underscores the interdependence of psychiatric symptoms and functional self-efficacy in our older adult AD cohort. This pattern diverges from those observed in younger populations, in which psychological distress and physical function typically segregate into distinct constructs [105,106]. Several mechanisms may explain this convergence. Depression and anxiety often foster negative cognitive biases that lead individuals to underestimate their physical capabilities [107]. Conversely, functional decline may precipitate or exacerbate psychiatric symptoms by threatening one’s sense of autonomy and independence [108,109]. These psychological and functional changes may also arise from shared neurobiological substrates—namely, alterations within circuits governing mood regulation, self-perception, and goal-directed behavior [110,111,112].
PsychFac1 was associated with worse memory performance and smaller hippocampal volume. Neuropsychiatric symptoms are nearly universal in AD and predict greater neuropathological burden, faster cognitive decline, and earlier loss of independence [113,114,115,116,117]. The hippocampus—critical for both memory and emotion regulation—is particularly vulnerable to the deleterious effects of chronic psychological distress [118,119]. Neuroimaging studies have linked depression and anxiety to structural and functional abnormalities in medial temporal lobe regions, including the hippocampus [120,121,122,123,124]. These brain changes are closely tied to episodic memory deficits [125,126,127,128], paralleling the associations observed in our cohort. Our findings extend this literature by demonstrating that these established relationships persist when internalizing symptoms are conceptualized as part of a broader, empirically-derived construct that integrates perceived functional limitations. Rather than treating psychological and functional deficits as isolated variables, this data-driven approach captures their shared variance and offers a more ecologically valid and clinically meaningful representation of distress in AD patients.
The second psychosocial factor, PsychFac2 (“Physical & Social Limitations”), was defined by positive loadings from PROMIS Pain Interference and Fatigue T-scores, coupled with a negative loading from PROMIS Ability to Participate in Social Roles and Activities T-scores. Pain, fatigue, and social isolation constitute another prevalent yet underrecognized symptom cluster affecting older adults with cognitive impairment [129,130,131,132]. Pain and fatigue can create barriers to social participation [133], while isolation may amplify somatic symptom burden via various biobehavioral pathways[134]. This self-reinforcing cycle is particularly harmful in AD, which progressively impairs communication, undermines social confidence, and restricts access to meaningful relationships [135].
PsychFac2 was associated with reduced total gray matter volume, suggesting that this constellation of physical and social limitations may reflect more widespread brain atrophy. This finding aligns with prior research linking each of these components—pain, fatigue, and social isolation—to structural brain changes. Chronic pain reduces gray matter volume by up to 11%—equivalent to 10-20 years of normal aging—with pronounced effects in the prefrontal cortex, anterior cingulate, and insula [136,137,138,139]. Similarly, excessive fatigue correlates with decreased gray matter in regions governing cognitive control and motivation, including the prefrontal cortex, anterior cingulate cortex, insula, amygdala, and basal ganglia [140]. Finally, social isolation predicts volume loss across frontal, temporal, and subcortical regions underlying social behavior [141]. The convergence of these symptoms into a unified factor associated with global gray matter reduction suggests that pain, fatigue, and social limitations may be best addressed as an integrated syndrome rather than isolated symptoms in AD care.

4.4. Strengths and Limitations

This study possesses several notable strengths. Restricting enrollment to participants with biomarker-confirmed Aβ pathology enhanced diagnostic precision and increased the specificity of our findings to AD. Additionally, we leveraged an extensive clinical dataset encompassing detailed neuropsychological assessments, objective physical performance measures, comprehensive body composition analyses, and high-resolution structural neuroimaging, which collectively facilitated robust phenotypic characterization. The study’s principal strength, however, was the successful application of EFA to model the underlying structure of physical, functional, and psychosocial frailty in our cohort. This approach effectively distilled 25 interrelated variables into eight latent phenotypes, which minimized multicollinearity, improved model interpretability, and yielded composite scores that are both statistically robust and clinically meaningful. Beyond providing mechanistic insights into the real-world expression of frailty, this work demonstrates the feasibility and utility of adapting latent-variable methods from the psychological sciences to characterize multifactorial constructs like frailty, which lack discrete boundaries and emerge from complex systems-level interactions.
However, key limitations must be acknowledged. First, the factor structure was limited by our variable selection, and inclusion of additional frailty-related measures, such as polypharmacy, falls history, or comorbidity burden, might reveal different phenotypic patterns. Second, the cross-sectional design precludes causal inference regarding the relationships between frailty phenotypes and AD-related measures. It also prevents comprehensive examination of frailty’s dynamic nature or its long-term impact on AD progression. Longitudinal studies are required to determine the temporal dynamics and predictive value of these frailty factors. Third, our sample size of 48 participants met methodological requirements for EFA but remains modest, limiting statistical power to detect smaller effects. Moreover, the cohort was predominantly White (83%), highly educated (mean 16.8 years), and recruited from a single academic center, restricting generalizability to more diverse populations. This demographic homogeneity is especially important given the well-documented disparities in frailty prevalence and AD outcomes across racial and socioeconomic groups. Fourth, we did not systematically account for co-pathologies—such as cerebrovascular disease, Lewy body pathology, or TDP-43 proteinopathy—which are prevalent in AD and influence frailty presentations, cognitive profiles, and neuroimaging phenotypes.

5. Conclusions

This proof-of-concept study demonstrates that empirically-derived frailty phenotypes are associated with specific cognitive and neuroanatomical signatures in early AD. EFA identified eight distinct frailty factors, four of which exhibited significant cross-sectional associations with cognitive performance or brain structure: lean muscle mass with hippocampal volume; cognitive-motor dual-task performance with executive function and total gray matter volume; psychological distress with memory performance and hippocampal volume; and physical-social limitations with total gray matter volume. These preliminary findings challenge traditional unidimensional conceptualizations of frailty and suggest that distinct mechanistic pathways may contribute to the clinical heterogeneity observed in AD. Although the cross-sectional design and modest sample size limit causal inference and generalizability, our data-driven approach provides a methodological framework for decomposing frailty into its component dimensions, generating testable hypotheses for future longitudinal studies. As the field moves toward precision medicine in geriatric care, capturing the multidimensional nature of frailty may enable more nuanced assessment and personalized interventions aimed at optimizing clinical outcomes and quality of life for older adults with neurodegenerative disease.

Author Contributions

Conceptualization, J.F.H., P.S., and D.A.M.; Methodology, J.F.H. and P.S.; Software, J.F.H. and P.S.; Validation, J.F.H., P.S., and J.E.B.; Formal Analysis, P.S.; Investigation, J.F.H., J.E.B., A.S.G., R.M.G., M.K.R., C.B.S., C.L.W., V.R.P., M.K., Y.M.T., S.M., R.V.D., T.B., E.S.P., J.C.R., D.A.M., and P.S.; Resources, J.F.H., P.S., D.A.M., and J.E.B.; Data Curation, J.F.H., P.S., D.A.M., J.E.B., A.S.G., R.M.G., M.K.R., C.B.S., C.L.W., V.R.P., M.K., Y.M.T., S.M., R.V.D., T.B., E.S.P., and J.C.R.; Writing—Original Draft Preparation, J.F.H., P.S., D.A.M., and J.E.B.; Writing—Review & Editing, J.F.H., P.S., D.A.M., J.E.B., A.S.G., R.M.G., M.K.R., C.B.S., C.L.W., V.R.P., M.K., Y.M.T., S.M., R.V.D., T.B., E.S.P., and J.C.R.; Visualization, J.F.H.; Supervision, P.S. and D.A.M.; Project Administration, J.F.H. and P.S.; Funding Acquisition, D.A.M. All authors have read and agreed to the published version of the manuscript.

Funding

This work was supported by the Alzheimer’s Tra nslational Pillar of Providence St. Joseph Health; Saint John’s Health Center Foundation; Pacific Neuroscience Institute Foundation; and generous philanthropic gifts from Will & Cary Singleton and the McLoughlin family. The funders had no role in study design, data collection, analysis, or manuscript preparation.

Institutional Review Board Statement

The study was conducted in accordance with the Declaration of Helsinki and approved by the Western Institutional Review Board–Copernicus Group (WCG® IRB; PREVENTION protocol #20190583, 7 May 2019).

Informed Consent Statement

Written informed consent was obtained from all PREVENTION participants (or their legally authorized representatives). The retrospective chart review was granted a waiver of consent by the Providence St. Joseph Health IRB.

Data Availability Statement

De-identified individual participant data and the analysis code that support the findings of this study are available from the corresponding author (jhodes@pacificneuro.org) upon reasonable request. Release of the dataset is subject to approval by Providence St. Joseph Health Institutional Review Board and execution of a data-use agreement in accordance with institutional and HIPAA policies.

Acknowledgements

We are incredibly grateful to our patients and their care partners who selflessly donated their time, effort, and biosamples to advance our understanding of Alzheimer’s disease and related disorders. We thank the following individuals for their invaluable contributions to the PREVENTION trial: Lesley Bell, Natsuko Nomura, Pema Choden, Susan Bookheimer, Elena Berezhnikh, Dale Bredesen, Elizabeth Baron Cole, Melissa Coleman, Lee Hood, Richard Isaacson, Daniel F. Kelly, Cory Funk, Mariah Harris-Moseley, Scott A. Kaiser, Santosh Kesari, Neil Martin, Sarah C. McEwen, Karen J. Miller, Kori Otero, Stella E. Panos, Corwin Patis, Cyrus A. Raji, Evette Richardson, Jessica Serna, Jordan Stachel, Tori Togashi, Spencer Loong, and Fatima Iqbal. Additionally, we sincerely appreciate the dedicated clinicians, clinical/translational research teams, and staff of the Pacific Brain Health Center and Pacific Neuroscience Institute who work tirelessly to improve the lives of our patients.

Conflicts of Interest

The authors declare no conflicts of interest.

Abbreviations

The following abbreviations are used in this manuscript:
AD Alzheimer’s disease
APOE Apolipoprotein E
Amyloid-β (amyloid-beta)
BDNF Brain-derived neurotrophic factor
CA1 Cornu Ammonis 1 (hippocampal subfield)
CSF Cerebrospinal fluid
DXA Dual-energy X-ray absorptiometry
EFA Exploratory factor analysis
FFMI Fat-free mass index
FSST Four Square Step Test
HIPAA Health Insurance Portability and Accountability Act
IL-6 Interleukin-6
IPAQ International Physical Activity Questionnaire
IRB Institutional Review Board
MCI Mild cognitive impairment
MET Metabolic equivalent of task
miR microRNA
MoCA Montreal Cognitive Assessment
MRI Magnetic resonance imaging
NCT National Clinical Trial (ClinicalTrials.gov) identifier
NGF Nerve growth factor
NIH National Institutes of Health
NIHTB NIH Toolbox
NIHTB-CB NIH Toolbox Cognition Battery
NIA-AA National Institute on Aging–Alzheimer’s Association
PET Positron emission tomography
PREVENTION Precision Recommendations for Environmental Variables, Exercise, Nutrition and Training Interventions to Optimize Neurocognition (trial)
PRO Patient-reported outcome
PROMIS Patient-Reported Outcomes Measurement Information System
PSS-4 Perceived Stress Scale-4
SAS Statistical Analysis System
SCD Subjective cognitive decline
SMART Study of Mental and Resistance Training (trial)
SPPB Short Physical Performance Battery
TDP-43 Transactive response DNA-binding protein 43
TIV Total intracranial volume
TMT Trail Making Test
TUG Timed Up and Go
TUG-COG Timed Up and Go with cognitive dual-task
VPA Verbal Paired Associates
VR Visual Reproduction
WCG Western Copernicus Group
WMS Wechsler Memory Scale

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Figure 1. Variable Categorizations Across 3 Frailty Domains.
Figure 1. Variable Categorizations Across 3 Frailty Domains.
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Figure 2. Factor Loadings of 25 Risk Indicators Across 3 Frailty Domains.
Figure 2. Factor Loadings of 25 Risk Indicators Across 3 Frailty Domains.
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Figure 3. Significant Associations Between EFA-Derived Frailty Factor Scores and AD-Related Measures.
Figure 3. Significant Associations Between EFA-Derived Frailty Factor Scores and AD-Related Measures.
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Table 1. Demographic and clinical characteristics*.
Table 1. Demographic and clinical characteristics*.
Characteristic Value
Age (years) 71.8 ± 7.2
Biological Sex (F/M) (24/24)
Years of Education 16.8 ± 2.6
Race
American Indian or Alaska Native 1 (2.1%)
Asian 5 (10.4%)
Black or African American 1 (2.1%)
White 40 (83.3%)
Other 1 (2.1%)
Ethnicity (Hispanic) 2 (4.2%)
Handedness (Right/Left/Ambidextrous) (42/4/2)
APOE-ε4 carriers, n (%)# 35 (73.9%)
MoCA (total score, 0-30) 21.4 ± 3.8
Memory Test Scores
Rey Auditory Verbal Learning Test (words recalled) 14.5 ± 6.2
WMS-IV Verbal Paired Associates I (scaled score) 6.5 ± 3.3
WMS-IV Verbal Paired Associates II (total scaled score) 7.4 ± 3.8
WMS-IV Verbal Paired Associates II (scaled score) 6.6 ± 3.6
WMS-IV Verbal Paired Associates I (scaled score) 5.7 ± 3.6
Executive Functioning Test Scores
Trail Making Test – Part B (seconds) 138 ± 64
NIH Toolbox Oral Symbol Digit Test (correct responses) 45.4 ± 18.4
Imaging Measures$
Total Gray Matter Volume (mm³) 551943 ± 69353
Hippocampal Volume (mm³) 6263 ± 1083
* Values indicate mean ± standard deviation (SD) for continuous measures and n (%) for categorical measures #Participants with ε3/ε4 or ε4/ε4 polymorphism $Imaging measures were available for N=45 participants
Table 2. Predictors of cognitive and brain volumetric measures.
Table 2. Predictors of cognitive and brain volumetric measures.
Outcome Model Statistics* Predictor β (95%CI); r (p-value)
Memory z-score F(5, 41) = 2.98, p = 0.02; adj R2 = 0.27 Psychosocial Factor 1 (Psychological Distress) -0.35 (-0.64, -0.07); -0.36 (0.02)
Executive functioning z-score F(5, 41) = 2.78, p = 0.03; adj R2 = 0.28 Functional Factor 3
(Dual-task Performance)
-0.55 (-0.89, -0.21); -0.48 (0.002)
Total Gray Matter Volume (mm³) F(7, 37) = 19.09, p < 0.0001; adj R2 = 0.81 Functional Factor 3
(Dual-task Performance)
-15676.8 (-28142.1,-3211.4); -0.42 (0.01)
Psychosocial Factor 2
(Physical & Social Limitations)
-8619.3 (-19106.2,-1867.5); -0.33 (0.05)
Hippocampal Volume (mm³) F(7, 37) = 14.54, p < 0.0001; adj R2 = 0.73 Physical Factor 1
(Lean Mass)
781.5 (371.8, 1191.2); 0.54 (0.0004)
Psychosocial Factor 1
(Psychological Distress)
-206.2 (-408.6, -3.8); -0.32 (0.05)
*For all models, age, sex, education, and ε4 status (and total intracranial volumes for the volumetric outcomes) were included as covariates.
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