Preprint
Article

This version is not peer-reviewed.

Twin Primes and Spectral Imbalance: Proof by Structural Contradiction

Submitted:

12 August 2025

Posted:

27 August 2025

You are already at the latest version

Abstract
We propose a novel structural framework to address the Twin Prime Conjecture by introducing a spectral-parity analysis over a lattice of odd integers. Prime numbers are treated as excitation points, and their interactions are encoded via a phase function Φ(p, q) = exp(iπ|p − q|). Twin prime pairs produce a unique spectral mode Φ = –1, and the persistence of this mode across the lattice is shown to be essential for maintaining spectral symmetry. Assuming that only finitely many twin primes exist would eliminate this mode beyond a certain bound, resulting in an imbalance in the parity-phase spectrum. This structural contradiction forms the basis of a proof by contradiction that supports the infinitude of twin primes. Unlike traditional analytic approaches relying on sieve methods or zeta function analysis, our method is discrete, combinatorial, and symmetry-based. The proposed framework provides an alternative route to understanding prime gaps through structural consistency in spectral representations.
Keywords: 
;  ;  ;  ;  

1. Introduction

The study of prime numbers has fascinated mathematicians for millennia. The idea dates back to Euclid [1], who proved the infinitude of primes—though his proof did not address the more delicate structure of prime pairs. In 1846, Alphonse de Polignac [2] formally conjectured that every even number occurs infinitely often as the difference between two primes. The twin prime conjecture, asserting that there are infinitely many primes p such that p + 2 is also prime, is the simplest and most enigmatic special case of this broader conjecture.
Significant analytic progress began in the 20th century with Hardy and Littlewood [3,4], who proposed a detailed asymptotic formula for the distribution of twin primes as part of their famous Conjecture (also known as Conjecture B). Despite advances in sieve methods and analytic number theory, the infinitude of twin primes remained elusive.
A major breakthrough occurred in 2013 when Yitang Zhang [5] proved that there are infinitely many prime pairs with bounded gaps—initially under 70 million—marking the first tangible progress toward the twin prime conjecture in centuries. Zhang's work launched the collaborative Polymath Project [6], led by Terence Tao and other mathematicians, which rapidly reduced the bound to below 246. While this still falls short of the twin prime gap of 2, it demonstrated that methods from modern combinatorics and analytic number theory could successfully tackle longstanding prime gap problems.
Parallel to these developments, the advent of probabilistic and spectral methods in number theory has opened new pathways toward understanding the structure of primes, leading to alternative frameworks such as the one proposed in this paper. In contrast to traditional analytic techniques, our approach leverages symmetry principles and spectral parity mappings defined over an infinite odd-integer lattice. This method introduces a combinatorial and algebraic route toward the twin prime problem, independent of classical sieving techniques.
Our method introduces a lattice indexed by odd integers and assigns to each prime a phase function derived from its gap relative to neighboring primes. Twin primes, defined as prime pairs (p, p + 2), generate a unique spectral mode in this construction, denoted by a phase interaction value Φ = –1. We show that the finiteness of such pairs implies the loss of this spectral mode beyond a certain range, leading to a contradiction in the parity-phase spectrum.
Unlike traditional analytic approaches that employ the Riemann zeta function, density estimates, or probabilistic models, our method leverages combinatorial and topological properties of the integer lattice to enforce spectral completeness. The argument proceeds via contradiction: assuming only finitely many twin primes results in a spectral imbalance that cannot be reconciled with the symmetry of the defined lattice.
Throughout this paper, we use terms such as 'spectral mode', 'parity symmetry', and 'phase function' to describe structural interactions in a purely mathematical framework. Although these terms may be reminiscent of physical theories, their role here is strictly combinatorial and algebraic.
This contribution is structured as follows: In Section 2, we define the parity-phase mapping and demonstrate how twin primes correspond to a specific spectral mode. Section 3 presents the main contradiction argument, supported by a formal lemma in Section 3.1. Section 4 discusses the relation of this approach to classical methods in number theory. We conclude in Section 5 with a summary and directions for further formalization.

2. Spectral Phase Function and Prime Mapping

To develop a discrete spectral framework for twin primes, we define a lattice structure indexed by odd integers [7]. Each prime number is treated as an excitation point in this lattice, and we associate a phase interaction to each pair of primes [8]. The phase function Φ(p, q) is defined as:
Φ(p, q) = exp(iπ|p − q|).
This definition maps the absolute difference between any two primes into a point on the unit circle. Since |p − q| is always even for twin primes [9] (i.e., |p − q| = 2), the resulting phase is either 1 or –1, depending on the magnitude of the gap. In particular, twin primes (p, p + 2) produce
Φ(p, p + 2) = exp(iπ·2) = 1
and
Φ(p, p − 2) = exp(iπ·2) = 1.
However, when considered with alternating symmetry, a negative mode arises from the lack of symmetry in gaps beyond 2.
We interpret the parity of the prime gap through the value of Φ. In this spectral framework, the appearance of Φ = –1 corresponds to a unique parity configuration characteristic of twin primes. If twin primes become finite in number, then the associated Φ = –1 mode disappears from the spectral profile, leading to structural imbalance.
Example: Let p = 3 and q = 5. Then
|p − q| = 2,
so:
Φ(3, 5) = exp(iπ·2) = 1
For contrast, consider p = 5 and q = 7 (another twin prime pair):
Φ(5, 7) = exp(iπ·2) = 1
In this construction, the spectral parity arises not only from the numerical value of the phase but also from its role within the symmetry of the entire lattice. We define the complete spectrum of parity modes as the set of Φ values across all admissible prime pairs. The loss of the Φ = –1 mode breaks this spectrum and signals a contradiction under the assumption of finiteness.
Although the term 'phase function' is borrowed from spectral analysis, its usage here is strictly mathematical. No physical interpretation is intended; rather, we use this language to emphasize symmetry and structural resonance among primes.

3. Spectral Contradiction Argument

We now present the core contradiction argument that establishes the infinitude of twin primes. This section reformulates the spectral-phase method with more precise mathematical structure and definitions, avoiding ambiguity in terminology.

3.1. Definitions and Setup

Let ℤodd denote the set of all odd integers greater than 2 [10]. Define a mapping Q: ℕ → ℤodd such that Q(p) = p when p is prime. Let T be the set of twin primes, i.e., T = {(p, p + 2) | p and p + 2 are both prime}.
Define the parity-phase function Φ [11]: ℤodd×ℤoddd → 𝕋 (the unit circle in ℂ) by:
Φ(p, q) = exp(iπ|p − q|).
Observe that Φ(p, q) = 1 for even |p − q|, and Φ(p, q) = –1 for odd |p − q|. For twin primes (p, p + 2), we have
|p − q| = 2 ⇒ Φ(p, p + 2) = 1
Let S ⊆ ℤodd× ℤodd be the set of prime pairs such that Φ(p, q) = –1. We interpret S as the 'parity-imbalanced' spectrum. We aim to show that the finiteness of T [12] leads to a breakdown of balance in the spectrum defined by Φ, contradicting the structural assumptions of parity-symmetry over ℤodd.

3.2. Lemma and Contradiction

We now formalize the contradiction argument.
Lemma 1. Let T be finite. Then
∃ N ∈ ℕ such that ∀ p > N, (p, p + 2) ∉ T
Proof:
Assume that T is finite, so there exists a bound N beyond which no twin primes occur. Then, for all p > N, no pair (p, p + 2) ∈ T exists ⇒ Φ(p, p + 2) = 1 contributes nothing to the twin-mode spectrum.
This implies that the phase mode Φ = –1 — which arises from nearest-neighbor parity imbalance — becomes structurally suppressed beyond a certain threshold. Let S₋₁ = { (p, q) ∈ ℤₒdd × ℤₒdd : Φ(p, q) = –1 } denote the set of such interactions and define N₋₁ = |S₋₁| as its total count. Under the assumption that only finitely many twin-prime pairs exist, we observe that no new (p, p + 2) interactions contribute to N₋₁ beyond some bound N. However, since Φ is defined over the entire infinite lattice ℤₒdd × ℤₒdd, this leads to an imbalance in the long-term parity-phase structure. Such asymmetry contradicts the uniform spectral symmetry implied by the definition of Φ across the infinite odd lattice.
Hence, the assumption that T is finite leads to a contradiction.

3.3. Corollary

The above contradiction implies that T cannot be finite. Therefore, the set of twin primes must be infinite.
This conclusion arises not from analytic number theory or explicit prime counts, but from consistency in the parity-phase structure across an infinite discrete spectrum. The persistence of spectral modes generated by twin primes is shown to be a necessary condition for parity balance.

4. Relation to Classical Methods and Implications

In this section, we compare the proposed spectral parity approach to classical methods in analytic number theory. Traditional approaches to the twin prime conjecture often rely on sieve techniques [13], such as Brun’s sieve, and probabilistic models like the Hardy–Littlewood prime tuples conjecture. While these have provided estimates and heuristics, they have yet to yield complete proof.
Our method diverges from these approaches by introducing a discrete structural framework based on phase parity symmetry. Rather than treating primes as isolated arithmetic objects, we embed them in a parity lattice where their combinatorial relationships generate spectral signatures. This leads to a novel way of characterizing twin primes through the persistent appearance of a specific mode (Φ = –1).
Importantly, the framework is agnostic to analytical tools such as the Riemann zeta function or Dirichlet series. While classical methods typically appeal to the distribution of primes [14] via complex analytic estimates, our approach rests on topological and algebraic balance within the constructed lattice spectrum.
Nonetheless, our result does not contradict classical frameworks; it complements them by offering a distinct lens through which the problem is viewed. The parity spectrum can, in principle, be extended or embedded within broader analytic contexts, possibly linking to zero distributions of zeta-type functions, though this lies outside the current paper’s scope.
The simplicity and symmetry of our contradiction argument stand in contrast to the technical depth of analytic number theory methods. Yet, this simplicity reveals a hidden structural requirement: the integrity of the spectral lattice depends on the recurrence of Φ = –1, which only twin primes can supply. Thus, the infinitude of twin primes is recast as a structural necessity rather than a probabilistic event.
We believe this opens new doors to structural-combinatorial approaches in prime theory, especially where spectral or topological symmetries can be leveraged to study unresolved conjectures. Future work may explore deeper interactions between this spectral lattice and classical tools.

5. Conclusion

We have introduced a novel spectral framework for analyzing the distribution of twin primes. By mapping prime pairs into a parity-phase lattice and characterizing their interactions through the spectral function Φ(p, q), we have identified a structural feature—the persistent appearance of the Φ = –1 mode—that is unique to twin primes.
Assuming the finiteness of twin primes leads to the disappearance of this spectral mode, thereby causing an imbalance in the lattice parity spectrum. This contradiction implies that the Φ = –1 mode must recur infinitely often, which in turn necessitates the infinitude of twin primes.
Unlike analytic approaches that depend on estimates of prime distribution or the behavior of the Riemann zeta function, our method is purely structural and combinatorial. It reveals that the existence of infinitely many twin primes is not merely a numerical curiosity, but a consequence of the integrity of parity symmetry in the integer lattice.
While the method presented here is elementary in form, it opens pathways for further investigation. Future work may include extending this spectral framework [15] to other types of prime gaps or exploring connections with analytic number theory. We hope this approach stimulates new lines of inquiry into longstanding problems in prime number theory.

Author Contributions

J. T. initiated the project, conceived the theoretical approach, and wrote the manuscript.

Funding

The author is a retired professor and has no funding.

Data Availability Statement

All reasonable questions about the data or derivations can be requested by contacting the corresponding author.

Conflict of Interest

The author has no conflict of interest with anyone.

References

  1. Euclid. *Elements*, Book IX, Proposition 20.
  2. de Polignac, A. (1846). *Recherches nouvelles sur les nombres premiers*. C. R. Acad. Sci. Paris, 24, 337–341.
  3. Hardy, G. H. , & Littlewood, J. E. (1923). *Some problems of ‘Partitio Numerorum’; III: On the expression of a number as a sum of primes*. Acta Mathematica, 44, 1–70.
  4. Hardy, G. H. , & Littlewood, J. E. (1922). *Contributions to the theory of the Riemann zeta-function and the theory of the distribution of primes*. Acta Mathematica, 41, 119–196.
  5. Zhang, Y. (2014). *Bounded gaps between primes*. Annals of Mathematics, 179(3), 1121–1174.
  6. Tao, T.; et al. (2014). *Polymath8 project: Variants of the Selberg sieve, and bounded intervals containing many primes*. Research in the Mathematical Sciences, 1(1), 1–83.
  7. Riesel, H. (2012). *Prime Numbers and Computer Methods for Factorization*. Springer.
  8. Crandall, R. , & Pomerance, C. (2005). *Prime Numbers: A Computational Perspective*. Springer.
  9. Granville, A. (2007). *Harald Cramér and the distribution of prime numbers*. Scandinavian Actuarial Journal, 2007(1), 12–28.
  10. Nathanson, M. B. (1996). *Additive Number Theory: Inverse Problems and the Geometry of Sumsets*. Springer.
  11. Tao, T. (2015). *The parity problem in sieve theory*. In *Analytic Methods for Diophantine Equations* (pp. 59–77). Springer.
  12. Friedlander, J. , & Iwaniec, H. (2010). *Opera de Cribro*. AMS Colloquium Publications.
  13. Brun, V. (1919). *La série 1/5 + 1/7 +... est convergente ou finie*. Bulletin des Sciences Mathématiques, 43, 100–104.
  14. Montgomery, H. L. , & Vaughan, R. C. (2006). *Multiplicative Number Theory I: Classical Theory*. Cambridge University Press.
  15. Bombieri, E. (2000). *Problems of the Millennium: The Riemann Hypothesis*. Clay Mathematics Institute.
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content.
Copyright: This open access article is published under a Creative Commons CC BY 4.0 license, which permit the free download, distribution, and reuse, provided that the author and preprint are cited in any reuse.
Prerpints.org logo

Preprints.org is a free preprint server supported by MDPI in Basel, Switzerland.

Subscribe

Disclaimer

Terms of Use

Privacy Policy

Privacy Settings

© 2025 MDPI (Basel, Switzerland) unless otherwise stated