Submitted:
17 June 2025
Posted:
24 June 2025
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Abstract

Keywords:
1. Introduction
- a)
- Severe THz path loss and molecular absorption, which constrain the harvested energy footprint;
- b)
- Hardware impairments in rectifiers and power splitters beyond 100 GHz [23];
- c)
- Lack of holistic environment-aware optimization that jointly configures RIS phase masks, SWIPT waveforms, and sensing schedules.
- A dual-mode THz RIS architecture with embedded THz transceivers for low-overhead reflect-array sensing (Figure 1);
- A weighted rate–energy utility metric that incorporates carbon cost per bit, extending the green communication framework in [24];
- A two-tier optimization strategy: a fast inner-loop power-splitting algorithm and an outer-loop metaheuristic RIS phase optimization exploiting channel reciprocity.
2. Literature Review and Related Work
2.1. Evolution of SWIPT Architectures
2.2. THz SWIPT Without RIS: Fundamental Limits and Directions
2.3. THz SWIPT: Challenges and RIS-Aided Advances
2.4. Integrated Sensing, Communication, and Power Transfer (ISCPT)
2.5. Sustainability and Environmental Considerations
2.6. Key Insights and Research Gaps
- Scalability: Most designs target single-user or point-to-point scenarios. Scalable architectures for multi-user THz SWIPT with RIS and dynamic blockages remain sparse.
- Hardware Awareness: Physical-layer non-idealities such as RIS insertion loss, rectifier nonlinearity, and sensing overhead are often idealized or omitted.
- Green Metrics: Few systems incorporate SAR compliance, carbon cost, or energy–bit–emission trade-offs into their design objectives.
- Embedding real-time environmental sensing within RIS hardware,
- Applying a dual-loop optimization algorithm that jointly balances rate, energy, and sustainability objectives, and
- Demonstrating superior eco-efficiency across diverse metrics and deployment scenarios.
3. System and Channel Model
3.1. Network Architecture and Assumptions
3.2. Channel Model: Direct and RIS-Assisted Links
3.3. THz Path Loss and Molecular Absorption Model
3.4. Non-Linear Energy Harvesting Model (Novel)
3.5. Information Rate Model
3.6. RIS Sensing-Driven Adaptation
- Real-time estimation of angles of arrival (AoA),
- Reflection coefficients and dynamic blockage status,
- Ambient reflectivity and interference detection.
3.7. Joint Rate–Energy Optimization Problem (Novel)
4. Proposed Method: Adaptive Power Focusing and Joint Optimization
4.1. Overview of Adaptive Power Focusing (APF)
4.2. Joint Optimization Problem
4.3. Solution via Alternating Optimization and WMMSE
1) Fix : Optimize and
2) Fix : Optimize
4.4. Green Constraints and Eco-Awareness
- SAR Compliance:, per IEEE C95.1.
- Carbon-Aware Eco-SE:measured in bits/Joule/gCO2.
- Low Sensing Overhead: RIS sensors consume only 50 each [5].
4.5. Complexity and Convergence
4.6. Algorithm Summary
| Algorithm 1: Adaptive Power Focusing for RIS-Aided THz SWIPT |
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5. Benchmarking and Comparative Schemes
5.1. Benchmark 1: No RIS (Direct Transmission)
5.2. Benchmark 2: Static RIS with Linear EH
5.3. Benchmark 3: Sensing-Aware RIS without EH Optimization
5.4. Benchmark 4: Linear EH with Optimized
5.5. Benchmark 5: APF Without Sensing (Blind RIS Optimization)
5.6. Benchmark 6: Proposed APF with Nonlinear EH (Full Model)
5.7. Comparison Matrix
6. Simulation Results
6.1. Lens assisted RIS-SWIPT Simulation Setup
| Parameter | Value |
|---|---|
| Carrier frequency f | THz |
| Bandwidth | 20 GHz |
| Number of users U | 4 |
| Transmit antennas | 8 |
| RIS elements | 64, 128, 256 |
| AP transmit power | 10 dBm |
| Noise power density | dBm/Hz |
| Rectifier parameters | |
| EH model saturation power | 10 |
| SAR threshold (IEEE C95.1) | 2 W/kg |
| Photonic sensor energy budget | 50 per node |
| Sensing update interval | 5 ms |
| Path loss model | Eq. (2) with HITRAN data |
| Optimization convergence tolerance | |
| Monte Carlo runs | 500 independent realizations |
6.2. Evaluation Metrics
- Average user rate (Mbps): Achieved throughput per user.
- Harvested DC power (W): Mean energy harvested across users.
- Energy efficiency (EE): Measured in bits/Joule.
- Eco-efficiency: Defined as in line with ITU-T L.1470 [1].
- Jain Fairness Index: To quantify inter-user rate-power balance.
- SAR compliance: Ensures per IEEE C95.1.
6.3. Rate–Energy Trade-Off
6.4. Energy and Eco-Spectral Efficiency Scaling
6.5. Multi-User Fairness and Reliability
6.6. Green Variability and Carbon Cost
6.7. Energy Harvesting and Rectification Performance
6.8. System-Level Robustness and Resource Efficiency Metrics
6.9. Sensor Density and Hardware Impairment Effects
6.10. Spatial Performance and Sensing-Aware Adaptation
6.11. RIS Safety, Complexity, and Energy–Rate Trade-offs
6.12. Quantitative Performance Comparison
6.13. Comparison with Recent State–of–the–Art Works
7. Discussion
7.1. Interpreting the Performance Gains
7.2. Safety and Sustainability Considerations
7.3. Complexity Versus Benefit
7.4. Implementation Challenges
7.5. Case Studies
7.5.1. Smart-Factory Wireless Automation
7.5.2. XR-Enhanced Warehouse Logistics
7.5.3. Smart-City Structural Health Monitoring
Discussion of Case Studies
8. Conclusion and Future Works
8.1. Conclusion
8.2. Future Research Directions
- 1)
- Joint localisation and SWIPT: embed mmWave-based positioning to initialise RIS phase masks, reducing APF boot-time.
- 2)
- Hybrid IRS–Holographic surfaces: extend the optimisation to continuous-aperture holographic RIS, increasing DoF while lowering control line count.
- 3)
- Hardware-in-the-loop validation: port the APF solver to a Zynq FPGA and test with a 140 GHz real-time RIS platform, closing the gap from simulation to over-the-air trials.
- 4)
- AI-accelerated control: employ graph neural networks to predict phase updates, amortising complexity over multiple frames.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Reference | Venue/Year | Band | Non-linear EH | Sensing | THz | Green metric | Robustness † | Remark |
|---|---|---|---|---|---|---|---|---|
| [18] | CSTut/2015 | Sub-6 GHz | ✓ | ✗ | ✗ | ✗ | ✗ | Survey |
| [19] | TWC/2019 | Sub-6 GHz | ✗ | ✗ | ✗ | ✗ | ✓ | IRS beamforming baseline |
| [20] | TWC/2021 | mmWave | ✓ | ✗ | ✗ | ✗ | ✓ | RIS + non-linear EH |
| [10] | Sensors/2022 | THz | ✗ | ✗ | ✓ | ✗ | ✗ | Fixed RIS beam steering |
| [8] | Sensors/2023 | mmWave | ✗ | ✓ | ✗ | ✗ | ✓ | Sensing-capable RIS |
| [13] | Sensors/2023 | mmWave | ✓ | ✗ | ✗ | ✗ | ✓ | Secure beamforming |
| [12] | Sensors/2024 | mmWave | ✗ | ✓ | ✗ | ✗ | ✓ | Vehicular ISAC RIS |
| [27] | Sensors/2024 | mmWave | ✗ | ✗ | ✗ | ✗ | ✓ | LEO NTN scenario |
| This Work | Sensors/2025 | THz | ✓ | ✓ | ✓ | ✓ | ✓ | Joint sensing–power focusing |
| Scheme | RIS Adaptation | Sensing Feedback | EH Model | Optimized |
|---|---|---|---|---|
| No RIS | ✗ | ✗ | Linear | ✗ |
| Static RIS + Linear EH | ✗ | ✗ | Linear | ✗ |
| Sensing RIS Only | ✓ | ✓ | Linear | ✗ |
| Optimized Only | ✗ | ✗ | Linear | ✓ |
| Blind APF | ✓ | ✗ | Nonlinear | ✓ |
| Proposed APF | ✓ | ✓ | Nonlinear | ✓ |
| Metric | APF | LinearEH | StaticRIS | NoRIS |
|---|---|---|---|---|
| Max Achievable Rate [Mbps] | 500 | 460 | 380 | 270 |
| Avg Harvested Energy [W] | 3.9 | 3.3 | 2.5 | 1.4 |
| EE Variance [bit/J2] | 0.022 | 0.041 | 0.058 | 0.082 |
| Peak SAR [W/kg] | 1.6 | 1.9 | 2.3 | 1.0 |
| Latency @ 90% Load [ms] | 9.5 | 13.5 | 18.2 | 22.0 |
| Coverage @ 150 Mbps [%] | 85 | 72 | 52 | 32 |
| Complexity [MFlops] | 120 | 70 | 52 | 19 |
| Reference | Band | Sensing | SWIPT | Peak Rate | EH Gain | SAR | |
|---|---|---|---|---|---|---|---|
| Control | [Mbps] | (% vs NoRIS) | Safe? | ||||
| [21] | 5.8 GHz | 64 | – | Static | 85 | 48 | ✓ |
| [20] | 3.5 GHz | 100 | – | Adaptive | 52 | 40 | ✓ |
| [10] | 28 GHz | 64 | – | Static | 120 | 65 | ✓ |
| [13] | 28 GHz | 128 | – | Adaptive | 145 | 72 | ✓ |
| [23] | 5.8 GHz | – | – | Rectenna only | – | 110a | ✓ |
| [30] | 2.4 GHz | 32 | ✓ | Adaptive | 25 | 38 | ✓ |
| [27] | Ka-band | 256 | – | Static | 180 | 94 | ✗ |
| [12] | 0.30 THz | 256 | ✓ | Static | 190 | 98 | ✗ |
| This work (APF) | 0.30 THz | 256 | ✓ | Adaptive | 350 | 125 | ✓ |
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