Submitted:
16 February 2025
Posted:
18 February 2025
Read the latest preprint version here
Abstract
Keywords:
1. Introduction
2. The Generator Framework
- If n is even, then , contradicting our hypothesis
- If n is odd, then
- For all ,
- For all , is a non-empty subset of
- When : Both and by part (1)
- When : , which is clearly in
- For all and all :
- For all :
- , in which case , or
- , in which case x is odd (by Lemma 1) and:
3. Properties of Generation Paths
- If , then
- Consecutive applications of are impossible, but after at most one application of , becomes applicable again
- For any , we have
- for some
- Since is odd, and 4 is even,
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First, we establish a key property of numbers modulo 6:
- Any number n can be written as where
- When we multiply by 2:
- Consider . Then where
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After applying (multiplication by 2):
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If or :Therefore becomes applicable immediately
-
If or :One more application gives
-
If :One more application gives
-
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Therefore:
- In all cases, at most one application makes applicable
- The number of required applications depends on the residue class of x modulo 6
- We never need more than one application
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First, we prove that a sequence using only operations must eventually produce values < 1.Let be a sequence using only operations. Then:
- For each k, (by definition of )
- Therefore for all k
- By induction, for any :
Since is finite and positive, let . Then:This contradicts the requirement that all terms be positive integers. -
Next, we show that any infinite sequence must contain infinitely many operations.Suppose by contradiction that there exists an infinite sequence with only finitely many operations. Then there exists an index N after which only operations occur.
-
We analyze the subsequence starting from index N:
- Let for
- is an infinite sequence using only operations
- By Step 1, this sequence must produce values < 1
- This contradicts the requirement that all terms be positive integers
-
Finally, we demonstrate that and operations cannot maintain bounded values indefinitely:
- By Lemma 3, operations can’t occur consecutively
- Each operation reduces the value:
- Each operation gives:
- Consider any sequence of operations between two consecutive operations:
- This sequence strictly decreases values by a factor of at least between consecutive pairs of operations
- A sequence cannot use only operations (Step 1)
- A sequence cannot have only finitely many operations (Steps 2-3)
- operations must occur infinitely often to maintain positive integer values (Step 4)
- For operation (multiplication by 2): If , then:
- For operation (): If , then by Lemma 3:
- operations cannot occur consecutively
- Between any two operations, at least one operation must occur
- Each operation reduces the value strictly
4. Uniqueness of the Fundamental Cycle

- Each odd number produces an even number (via )
- Each even number may produce either an even or odd number (via )
- To complete the cycle, we must return to an odd number
- But , contradicting Lemma 8
- (odd, apply )
- (even, apply )
- (odd, apply )
- (even, apply )
- The ratio is less than
- By Lemma 7, this violates the necessary growth conditions
- The sequence generates numbers greater than 4, contradicting Lemma 8
5. Uniqueness of the Minimal Generator

- If and , then (closure under generation)
- If , then (completeness property)
- If , then (fundamental cycle inclusion)
- for all
- implies
- implies
- Each operation strictly decreases the value
- Between any two operations, at most one operation can occur
- The maximum value in the sequence cannot exceed the starting value m
- operations cannot increase
- operations strictly decrease values
- Therefore for all k
- , or
- The sequence terminates at j (i.e., ).
- for all
- Either for all
- Or the sequence terminates before reaching 1
- If the sequence terminates before reaching 1, we have an immediate contradiction
- If , then , also a contradiction
- Any sequence from 7 must maintain values under operations
- operations can only be applied when values
- The sequence demonstrates the impossibility of reaching 1
6. Main Result
- For all ,
- Reach 1 after finitely many steps
- Enter a cycle other than
- Diverge to infinity
- Divide by 2 (if even)
- Multiply by 3 and add 1 (if odd)
- for all
- If , then (by Theorem 1)
- Each step in a generator sequence corresponds uniquely to a reverse step in the Collatz sequence
- The inverse mapping is unique at each step due to the parity-based definition of C
- For all ,
- Each operation strictly decreases values
- Between operations, at most one operation can occur
- The maximum value in the sequence cannot exceed the starting value
7. Conclusion
- The generator function G provides a novel framework for analyzing inverse Collatz sequences. By studying how numbers can be generated backwards from 1, we gain crucial insight into the forward behavior of the Collatz function.
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The proof establishes fundamental properties of generation paths, particularly:
- All generation paths to finite numbers must be finite (Lemma 5)
- There exists a generation path from 1 to every positive integer (Theorem 4).
- The number 1 is the unique minimal universal generator. (Theorem 4).
-
The constraints imposed by even/odd patterns in the natural numbers, combined with the modular arithmetic properties of the generator function, make sustained growth impossible. This is formalized through:
- The properties of the operation (Lemma 3)
- The uniqueness of the fundamental cycle (Theorem 3)
- The inverse relationship between C and G (Theorem 1) provides the critical link that allows us to translate properties of generation paths into properties of forward Collatz sequences.
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