Submitted:
25 April 2025
Posted:
28 April 2025
Read the latest preprint version here
Abstract
Medical errors are a serious and complex problem that affects healthcare systems worldwide, causing considerable harm to patients and their families, as well as economic loss. This document explores medical errors, including their definition, impact, types, and contributing factors. It also delves into diagnostic error, its causes and consequences, as well as strategies to prevent it. Ethical considerations, legal liability, and the crucial role that communication, training, and technology play in improving patient safety are discussed. The document emphasizes the importance of a multidisciplinary approach to addressing medical errors, including improving communication between doctors and patients, continuing education of health professionals, using diagnostic support tools, and implementing reporting systems. and learning from mistakes. It also highlights the need to foster a culture of patient safety and the fundamental role of ethics committees in the management of medical errors.
Keywords:
Introduction
Definition and Scope of the Problem
- Diagnostic errors: They include incorrect, delayed or missed diagnoses, as well as overdiagnosis, which can lead to unnecessary and potentially harmful treatments.
- Treatment errors: They cover errors in prescribing, administering and monitoring medications, as well as errors in surgical procedures and other medical treatments.
- Prevention errors: They refer to the failure to implement preventive measures, such as vaccination or disease screening, which can increase the risk of complications and diseases.
- Communication errors: They include failures in communication between healthcare professionals and patients, as well as communicating with other professionals, which can lead to misunderstandings and incorrect clinical decisions.
Impact of Medical Errors on Public Health and the Economy
Historical Perspective of Patient Safety
Classification of Medical Errors according to their Seriousness and Consequences
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- Preventable adverse events: due to an error choosing or applying an accepted strategy.
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- Ameliorable adverse events: An event that was not preventable but could have been less harmful if the strategy was different.
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- Adverse events due to negligence: occurred due to inadequate or below standard care. (patient safety network)
- Mild adverse events: These are errors that cause minimal or temporary harm to the patient, such as a mild allergic reaction to a medication or a small infection at the site of an injection.
- Moderate adverse events: They are errors that cause significant but reversible harm to the patient, such as a bone fracture during a fall in the hospital or an adverse reaction to a medication that requires hospitalization.
- Severe adverse events: These are errors that cause permanent or life-threatening harm to the patient, such as a brain injury during surgery or a severe allergic reaction that causes anaphylactic shock.
- Fatal adverse events: These are errors that result in the death of the patient, such as a fatal medication error or a serious nosocomial infection.
- Near miss: an adverse event that occurred due to an error, but didn’t cause any harm.
Contributing Factors to Medical Errors: A Multidimensional Analysis
Human Factors: Healthcare Professionals
- Fatigue and Stress: Excessive workload, long shifts, and lack of adequate rest can negatively affect the cognitive and physical performance of healthcare professionals, increasing the risk of errors. Fatigue can decrease attention, concentration, memory, and decision-making ability, while chronic stress can lead to emotional exhaustion and depersonalization, which can affect response time, judgement and the quality of care provided.
- Lack of Communication: Effective communication between members of the healthcare team is essential to ensure patient safety. Lack of clarity in the transmission of information at the shift change, poorly written indications, ambiguous verbal orders, lack of coordination between different professionals involved in patient care, and linguistic or cultural barriers can lead to misunderstandings and errors.
- Cognitive Biases: Cognitive biases are systematic thinking patterns that can lead to erroneous judgments and precipitated decisions. In the medical context, these biases can influence the way professionals collect, interpret and process clinical information, which can lead to diagnostic and treatment errors. Some common cognitive biases in medical practice include confirmation bias (the tendency to seek information that confirms pre-existing beliefs), anchoring bias (the tendency to rely too much on the first information received), and availability bias (the tendency to overestimate the probability of events that are easily remembered).
System Related Factors: The Context of Health Care
- Organization of the Health System: The way the healthcare system is organized and managed can influence patient safety. Lack of clear protocols, fragmentation of care, lack of continuity of care, and lack of adequate supervision can increase the risk of errors. Additionally, pressure to reduce costs and increase efficiency can lead to work overload and staff reduction, which can compromise the quality of care.
- Lack of Resources: Lack of human, material and financial resources can limit the ability of healthcare professionals to provide safe, quality care. Staff shortages can lead to work overload and burnout, while a lack of adequate medical equipment and supplies can lead to errors during diagnosis and treatment.
- Inadequate Technology: Medical technology, while it can improve efficiency and accuracy of care, can also be a source of errors if not used appropriately, specifically the lack of training in the use of new technologies, poor interoperability between different information systems and technical failures can contribute to medical errors.
Patient-Related Factors: The Importance of Active Participation
- Lack of Adherence to Treatment: Treatment adherence refers to the degree to which patients follow medical recommendations. Non-adherence can be due to a variety of factors, such as lack of understanding of instructions, medication side effects, financial barriers, or lack of social support. It is the provider’s responsibility to ensure that patients completely understand instructions and try to work around the patient needs and barriers; non-adherence can lead to complications and the need for additional treatments, increasing the risk of errors.
- Poor Communication: Effective communication between patients and healthcare professionals is essential to ensure safe and quality care. Patients should feel comfortable asking questions, expressing concerns, and sharing relevant information about their medical history and symptoms. Lack of communication can lead to misunderstandings, misdiagnoses, and inappropriate treatments.
- Lack of Understanding: Patients may have difficulty understanding complex medical information, which may impact on their ability to make informed decisions about their health and follow treatment recommendations. Lack of understanding can be due to a variety of factors, such as the use of medical jargon, lack of appropriate educational materials, or language or cultural barriers; providers must ensure proper communication, trying to explain medical situations the easiest way possible, being open to questions and negotiating with the patients to elaborate feasible care plans.
Diagnostic Error: Definition and Types
- Missed or missing diagnosis: When no explanation is found for the patient's symptoms, despite the diagnostic tests performed.
- Incorrect diagnosis: When the initial diagnosis turns out to be incorrect and the true cause of the symptoms is discovered later.
- Delayed diagnosis: When the correct diagnosis is established, but with a significant delay that may have negatively affected the patient's prognosis or treatment.
Factors Influencing Diagnostic Errors in Medicine
- Cognitive Biases
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- Confirmation bias: The tendency to search and interpret information that confirms a preconceived hypothesis e, ignoring or minimizing information that contradicts them.
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- Anchor bias: The tendency to excessively fixate on the first information received from the patient, even if it is incomplete or inaccurate, and to incorrectly adjust the diagnosis to the one that information pointed towards, even as new information becomes available.
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- Availability bias: The tendency to overestimate the probability of diseases that are easier to remember or have been encountered recently, which can lead to missing fewer common diagnoses, perpetuating the false belief that the most common diagnosis is always the answer.
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- Overconfidence bias: The tendency to overestimate one's own diagnostic capacity and underestimate the possibility of error.
- Heuristics
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- Representativeness heuristic: The tendency to diagnose a disease based on the similarity of the patient's symptoms to a typical case of certain disease, without actively considering other possibilities.
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- Availability heuristic: The tendency to diagnose diseases that are more common or have been found recently, without adequately considering the actual prevalence of the disease in the population.
- Limitations of Human Reasoning
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- Limited information processing capacity: Clinicians must process large amounts of clinical information in a short period of time, which can lead to errors due to cognitive overload.
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- Fatigue and stress: Fatigue and stress can affect attention span, memory, and judgment, increasing the likelihood of errors.
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- Lack of knowledge or experience: Doctors can make diagnostic errors if they do not have the knowledge or experience necessary to recognize a particular disease.
- Time constraints: The constant pressure and short time slots that healthcare professionals se submitted to during medical consultations are important factors that can lead to diagnostic errors. Providers often take care of a large number of patients in a limited time, which can make it difficult to take a complete history and physical examination, as well as consider all possible diagnostic hypotheses.
- Environmental pressure: The constant pressure of caring for high volumes of patients, especially in departments with a constant fast paced environment is very demanding for providers, accompanied by lots of stimuli occurring at the same time, and chronic fatigue can affect their diagnostic ability. Furthermore, the need to make quick decisions in emergency situations can lead to errors due to lack of proper reflection and analysis.
- Poor Communication and use of electronic tools: Poor communication between different health professionals caring for the same patient can be an important cause of diagnostic errors. Failure to share relevant information, misinterpretation of test results, or lack of coordination in patient follow-up can lead to delays in diagnosis or misdiagnoses. Also, the misuse of the electronic medical records to keep on track of the patient’s latest updates or failing to upload recent changes can lead to errors.
- Complexity of the Cases: Some patients present with complex or atypical clinical symptoms, which can make diagnosis difficult. Rare diseases, unusual presentations of common diseases, or the presence of comorbidities can increase diagnostic uncertainty and the probability of error.
- Communication: The patient-provider relationship is a complex interaction, patients need to build trust to openly share personal details with providers about their medical history, if they don’t feel comfortable enough, they might not mention crucial information needed to make an accurate diagnosis, delaying the process or leading the provider to move on to other probable causes.
Overdiagnosis, Diagnostic and Therapeutic Cascades
Diagnostic Error in Primary Care
Consequences for the Patient's Health
- Increased morbidity: Morbidity refers to the presence of a disease or medical condition. Diagnostic errors can increase morbidity by delaying the beginning of appropriate treatment, giving the wrong treatment, or simply not giving treatment at all, which can lead to long-term complications and sequelae.
- Increased mortality: In severe cases, diagnostic errors can have fatal consequences. A study published in the British Medical Journal estimated that medical errors, including diagnostic errors, are the third leading cause of death in the United States.
- Decreased quality of life: Even when not fatal, diagnostic errors can significantly affect a patient's quality of life. Chronic pain, disability, anxiety and depression are just some of the possible long-term consequences of a misdiagnosis or delayed diagnosis.
- Mental and emotional: for some, just going to the doctor is already an stressful experience, getting a diagnosis can be relieving, but when it is a life impacting illness it can cause lots of emotional pain, and going through tests and treatments just increases said stress; it is simply devastating when said diagnosis was wrong and the patient underwent unnecessary tests and treatments, and even worse when they did not receive life saving measures, it can lead to long term depression, anxiety, and permanently impact the patients perception of the healthcare system, as well as create conflicts within the patient support system.
Economic Impact
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- For the patient:
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- Additional medical expenses: Misdiagnosis or late diagnosis can lead to unnecessary tests and treatments, increasing medical expenses for the patient and the healthcare system.
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- Loss of productivity: Undiagnosed or misdiagnosed illnesses can lead to decreased work productivity, resulting in loss of income for the patient and their family.
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- For the healthcare system:
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- Litigation costs: In some cases, diagnostic errors can lead to medical negligence claims, resulting in legal and compensation costs for healthcare professionals and healthcare institutions.
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- Burden on the health system: Diagnostic errors can cause misuse of the resources in healthcare facilities, they also generate mistrust amongst the population, which can lead to significant losses for the facility and providers involved.
| Consequence | Description |
|---|---|
| Patient harm | It can manifest as physical harm, such as injuries or health complications, or as psychological harm, such as anxiety, depression, or loss of trust in the health system. |
| Delay or avoidance of appropriate treatment | A wrong or late diagnosis can lead to the patient not receiving the necessary treatment in time, which can aggravate their condition and decrease their chances of recovery. |
| Unnecessary or dangerous treatment | An incorrect diagnosis can result in the administration of treatments that the patient does not need, which may be ineffective or even harmful to their health. |
| Psychological repercussions | A diagnostic error, especially a serious one, can have a significant emotional impact on the patient and their families, including anxiety, depression, post-traumatic stress, and loss of trust in health professionals. |
| Financial implications | Medical errors can result in additional expenses for the patient and their family, such as additional treatment costs, loss of income due to inability to work, and legal expenses in the event of malpractice lawsuits. |
| Malpractice Lawsuits | Patients affected by medical errors can file legal claims against the healthcare professionals or institutions involved, seeking compensation for damages suffered. |
| Impact on the reputation of the professional and the institution | Medical errors, especially if made public, can damage the reputation of the healthcare professional and the institution where the error occurred, which can affect the trust of patients and the community at large. |
Addressing Contributing Factors: Steps Towards Safer Health Care
- Improving Communication: Encourage open and effective communication between members of the healthcare team, promoting a healthy work environment focused on patient safety. Implement open communication pathways between professionals and patients, this includes using clear and understandable language, actively listening, open ended questions, empathy and validation, continuously checking if the patient is understanding, and encouraging patient participation in decision-making.
- Continuous Training: Provide ongoing training to healthcare professionals on patient safety, effective communication, teamwork and error management. Training in clinical reasoning and decision-making skills can also help reduce cognitive biases and improve diagnostic accuracy. It is also important to keep training professionals in the electronic healthcare tools, so they are aware of the updates and modifications.
- Healthcare System Support: Improve the organization and management of the healthcare system, ensuring the availability of adequate resources, the implementation of clear protocols and continuity of care. Foster a culture of safety in which mistakes are seen as opportunities for learning and improvement, rather than cause for blame or punishment.
- Technology Implementation: Use technology effectively to improve patient safety, such as electronic medical records, early warning systems, and decision support tools as well as mandatory double checks for decision making, with the advances in medicine and medical technology it is easier to catch errors before they turn into adverse events.
- Patient Empowerment: Encourage the active participation of the patient in their care, providing clear and understandable information about their disease and its treatment, and promoting adherence to treatment.
Clinical Importance: Providers Perspective
Implementation of Error Notification and Learning Systems
Patient Participation in the Diagnostic Process
Ethical Considerations in the Management of Medical Errors
The Importance of Transparency and Open Communication with the Patient
- Reduce anxiety and uncertainty: Knowing what happened and why can help the patient better understand their situation and feel more in control.
- Facilitate informed decision making: Knowing the consequences of the error and the available treatment options allows the patient to make informed decisions about their care.
- Strengthening the provider-patient relationship: Honesty and transparency can foster trust and mutual respect, which is essential for an effective therapeutic relationship.
- Relieve emotional burden: Admitting a mistake and apologizing can help a doctor deal with guilt and prevent burnout.
- Encourage learning and improvement: Recognizing errors and analyzing their causes can help doctors learn from them and take steps to prevent future errors.
- Improve reputation: Honesty and transparency can strengthen patients' trust in the doctor and the health institution once they have taken the steps to correct the error.
Improve Healthcare Team Outcomes
The Role of Ethics Committees in the Management of Medical Errors
Functions of the Ethics Committees
- Protection of Human Rights: Ethics committees are essential to protect the rights of patients and ensure that medical practices are carried out ethically. Its creation is justified by the need to navigate the use of human organs and critical end-of-life decisions, which highlights its role in preventing abuse of power and errors in medical care.
- Evaluation of Research Projects: Health research ethics committees are responsible for evaluating projects to ensure the protection of participants and scientific integrity. This includes reviewing research protocols with participation of patients, ensuring that ethical practices are followed and that risks to patients are minimized.
- Confidence Building: These committees not only address ethics in research but also foster trust between healthcare professionals and patients. By establishing a framework for ethical discussion, committees help resolve conflicts and make consistent decisions, which are essential for the management of medical errors.
- Independence and Autonomy: The independence of ethics committees is crucial to their effectiveness. They must operate without outside influences to fairly evaluate cases of medical errors and ensure that decisions are made based on sound ethical principles.
Legal Liability for Diagnostic Errors: A Legal Analysis
Concepts of Guilt, Negligence and Recklessness
- Negligence: Omission of due diligence. That is, the doctor does not do what they should do according to the standards of the profession. For example, not performing the necessary diagnostic tests for the patient's symptoms.
- Imprudence: Hasty or reckless action, without taking due precautions. For example, performing a medical procedure without having the necessary training or experience.
Conclusion
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