1. Introduction
Almost half a century ago Rieffel and van Daele [
10] gave a geometric interpretation of the theory of the modular operator, also known as Tomita-Takesaki theory [
8]. In a recent paper [
17] this geometric approach is reconsidered with an emphasis on the complex structure that is determined by two subspaces of a real Hilbert space, even in the case that these subspaces have unequal dimension.
In the present work this theory is used to embed tangent spaces of a Riemannian manifold in complex Hilbert spaces. It is assumed that the tangent spaces of the manifold can be decomposed into two subspaces. The elements of the subspaces are said to be typed. The theory of the modular operator can then be applied [
10,
17] to complexify the tangent spaces in such a way that the modular automorphism group leaves the subspaces invariant.
A simple example of a manifold with two-typed tangent spaces is spacetime in relativistic mechanics. In spacetime there are three directions of spacelike vectors and one timelike direction. In the Literature a complexified spacetime is usually found in combination with a Wick rotation. Note that the Kubo-Martin-Schwinger (KMS) condition [
7] discussed below in
Section 6 is an implementation of such a Wick rotation. The parameter
along the real axis of the complex plane is linked by analytic continuation to a parameter
along the imaginary axis. In Statistical Physics the parameter
represents the time while
is an inverse temperature.
Another example of 3+1-typing is found in Section 3.10 of [
17]. In that example the complexification of the tangent spaces reproduces the quantum mechanics of Larmor precession.
The formulation of the KMS condition and of the modular operator theory in the second half of the twentieth century were preceded by the fundamental breakthrough of Kubo’s insight [
3] that non-equilibrium phenomena in Statistical Physics, which are usually accompanied by dissipation of energy, can be linked to spontaneous fluctuations occurring in equilibrium states. This lead to what is known as Kubo-Mori theory [
5,
9]. The present work shows that this link between non-equilibrium phenomena and equilibrium fluctuations can be understood in the context of Differential Geometry. Fluctuations as a function of time induce time-dependent correlations which are captured by the linear response function
and its transform, the admittance function
. On the other hand, the time evolution of a system not in thermodynamic equilibrium results in changes of the eigenvalues and eigenvectors of the Hamiltonian
, generator of the modular automorphism group, as
moves along a path
in the manifold
of thermodynamic states.
The main result of the present work is the relation (25) between the evolution of eigenvalues and eigenvectors of the modular operator
along the path
and an expression containing the admittance function. Methods to calculate evolving eigenvalues and eigenvectors in the context of Solid State Physics are reviewed in [
16]. In the present work the context is more abstract and the emphasis is on the underlying geometry.
The structure of the paper is as follows.
Section 2 to
Section 5 recall known facts about two subspaces of a real Hilbert space and the complex structure put upon it.
Section 6,
Section 7 and
Section 8 discuss the KMS-condition and Linear Response Theory. The admittance function is introduced. Perturbations of the Hamiltonian are considered.
Starting from
Section 9 the parameter dependence of the tangent spaces is studied. The parallel transport operators are complexified. A suitable basis of tangent vectors is introduced in
Section 10. In this basis the connection coefficients are obtained by considering infinitesimal parallel transport.
Section 12 presents a fluctuation-dissipation theorem. The final section contains a short discussion of the results obtained so far.
2. Two-Typed Spaces
Let be given two closed subspaces
and
of the tangent space
of a parameterized Riemannian manifold
. Assume that they have trivial intersection
and that the sum
of the two equals
.
1 Then any tangent vector
in
has a unique decomposition
For simplicity of notations the index
is dropped further on when the focus is on a single tangent space.
An important result of [
17], originally due to [
10], is the existence of a unique orthogonal operator
J which is Hermitian and has the properties that
and that for any
and
one has
Here,
is the real inner product of the vectors
and
in the tangent space.
and
are the orthogonal complements of
, respectively
.
Note that a pseudometric
G can be defined by
It takes positive values for
in
and negative values for
in
and vanishes if
and
have pure but opposite types.
3. The Modular Operator
A linear operator
S is defined on the real Hilbert space by
It defines a positive operator
, called the
modular operator, by
. Here,
is the Hermitian conjugate of
S in the real Hilbert space
. The isometry
J, introduced earlier, shows up in the polar decomposition of the operator
S. Indeed, one can prove [
10,
17] that
and hence that
.
4. Complexified Tangent Spaces
Following [
17] the complex number
i is defined on
by
with
J the operator introduced in the previous sections. It turns the product space
into a complex Hilbert space
. The inner product
of two elements
of
is determined by the requirement that it coincides with the real-valued inner product when
and
in
are identified with
, respectively
in
.
Let
It is the real subspace of
spanned by elements of the form
with
in
and
in
. Similarly, let
One has
The complex Hilbert space
is spanned by these two real subspaces, i.e.
This means that any vector
of
can be written as
with
and
in
. In addition, one can show [
17] that the intersection of any two of the spaces
,
,
and
is trivial.
The operator
is now defined by
Its polar decomposition is written as
One can show [
17] that the anti-linear isometry
and the modular operator
are given by
5. Eigenvalues
Eigenvectors of the modular operator are needed in what follows. They are characterized by the following proposition.
Proposition 1. A vector of is an eigenvector of the modular operator with eigenvalue λ if and only if belongs to and belongs to .
Proof. If
is an eigenvector of
with eigenvalue
then one has
This vector belongs to
because
projects onto
.
Similarly, belongs to because projects onto .
Conversely, if
belongs to
and
belongs to
then one has
This shows that
is an eigenvector with eigenvalue
. □
6. The KMS Condition
The KMS condition [
7] is usually formulated in the context of
-algebras and von Neumann algebras. See for instance [
11]. The definition given in [
10] does not refer to algebras of operators on a complex Hilbert space — it refers only to real subspaces of the Hilbert space.
Definition 1.
A strongly continuous one-parameter unitary group on the complex Hilbert space is said to satisfy the KMS condition w.r.t. the real subspace of if for any pair of elements of there exists a complex function , defined, bounded and continuous on the strip and analytic on the interior, with boundary values given by
for all real τ.
The main result of [
10] implies the following.
Theorem 1. Let and be as in the previous sections. The group is the unique strongly continuous one-parameter group of unitaries on the complex Hilbert space that carries the real subspace onto itself and satisfies the KMS condition w.r.t. .
This group is called the modular automorphism group.
7. Linear Response and Admittance
For
in
the
linear response function is defined by
2
Introduce the
admittance function defined by
It is the Laplace transform of the linear response function rotated by 90 degrees in the complex plane. It is a retarded Green function [
4]. The quantity is important in Physics because it is often accessible for experimental evaluation.
Proposition 2.
The admittance satisfies
Proof. For
in
Theorem 1 states that there exists a complex function
, bounded and continuous on the strip
and analytic on the interior, such that
By complex integration around a closed loop in the complex plane one then obtains
This implies (
8). □
As a consequence of the above result one can define an inner product
by
with
the positive square root of
The inner product extends by complex linearity/conjugate linearity to all of
.
This inner product is used in the Kubo-Mori theory of linear response [
9]. Its importance in the context of manifolds of density matrices follows from being the unique metric [
12,
13,
15] with the property of monotonicity w.r.t. completely positive trace-preserving maps and with the property that the e- and m-connections [
14] are each other dual w.r.t. this metric.
8. Perturbations
A self-adjoint Hamiltonian
is defined by
. Add to this Hamiltonian a Hermitian operator
multiplied with a small real number
. Then the perturbed modular operator equals
One has
A proof of the identity which is used to derive this expression is found in [
14], p. 156.
In the
-algebraic context of [
9] the vector
is an eigenvector of the modular operator and the corresponding eigenvalue equals 1. It is not clear whether in the present context 1 is always an eigenvalue. Let us therefore continue by selecting an eigenvector
of
with eigenvalue
. Decompose
with
and
in
. Then one has for any
in
If the eigenvalue
equals 1, which is the case in Statistical Physics, then the above result becomes
This relation expresses the effect on the modular operator
of a perturbation
of the Hamiltonian
in terms of the inner product (
9).
9. Parallel Transport Operators
From here on the parameter dependence of the tangent planes is made explicit again.
A connection
on the manifold
can be defined [
2] by a collection of parallel transport operators
. They transport vectors from the tangent space
to the tangent space
along the smooth curve
in the manifold
. Note that
stands for
— whenever
or
appears as an upper or lower index it is replaced by
s, respectively
t. Obvious requirements are that
is the inverse of
and that the composition law
holds along any non-self-intersecting path
. In addition, the derivatives of
along
t should exist in some sense. Covariant derivatives are defined by considering infinitesimal parallel transports. They are treated in
Section 11.
Complex-linear parallel transport operators are defined by
The inverse of
is
and
is the identity operator. The composition law
holds for any smooth non-selfintersecting path in
.
The covariant derivative
of a vector field
X along the path
in
is given in terms of parallel transport operators by
A similar expression holds for the covariant derivative
given the complexified parallel transport operators
.
The parallel transport operators
of the dual connection satisfy by definition
Note the use of the complex inner product of
Section 4 and
not the inner product (
9) of Kubo-Mori theory. The corresponding covariant derivative is denoted
. It is linked to the covariant derivative
by
10. Basis Vectors
Choose a basis
of vector fields. The metric tensor
g is given by
Require that each basis vector
belongs either to
or
. Introduce basis vectors
in the complex Hilbert space
defined by
These vectors
all belong to
. They satisfy
From
one obtains
. A short calculation then gives
with
the pseudometric introduced in
Section 2. This result implies that
with
11. Connection Coefficients
Up to here, no differentiability of the manifold is assumed. Now the assumption is made that the covariant derivatives of the vector fields do exist.
Let
denote the covariant derivative
in the direction of
, i.e.
. Require that for each smooth path
in the manifold
the covariant derivatives
exist and are given by
These covariant derivatives can be expanded in the basis vectors. This gives
with connection coefficients
.
The r.h.s. of the above equations can be split up into a vector belonging to
and a vector belonging to
. Let
with
when
and
when
. Then a short calculation, using the definition (14) of the covariant derivative and using (20), shows that if
then
If
then one has
These expressions show in an explicit manner that the connection coefficients of the complexified connection are complex numbers.
12. A Fluctuation-Dissipation Theorem
Let be given a smooth path
in the manifold
. Choose the perturbation operator
of
Section 8 equal to
where
is a fixed point along the path
. Let
denote a field of eigenvectors of the modular operator
and assume that the corresponding eigenvalue
is differentiable along the path
. Then (
12) yields for an arbitrary vector field
in
with
and
in
such that
. Note that expressions for
and
are given by Proposition 1.
Use now (24) and
to obtain
The l.h.s. of this expression vanishes when the eigenvalue
is constant along the path
. If this is the case for all eigenvalues then the path is said to be
adiabatic. The first two terms in the r.h.s. represent the change of the eigenvector
along the path. The remaining two terms represent the effect of perturbing the generator
H of the modular automorphism group.
13. Discussion
In the present work the tangent spaces of the Riemannian manifold are embedded into complex Hilbert spaces . This is done in such a way that two subspaces and of after complexification become invariant for a modular automorphism group. The two subspaces correspond with two types of tangent vectors. Any tangent vector is a linear combination of two vectors of different type and the intersection of the two subspaces is trivial.
In Statistical Physics the modular automorphism group is important because it describes the time evolution of quantum systems in thermodynamic equilibrium. In that context the two subspaces correspond with Hermitian, respectively anti-Hermitian operators [
10]. The occurrence of the modular automorphism group in the present more general context allows us to adapt elements of Statistical Physics. In particular, the admittance function [
9], which plays an important role in Kubo-Mori theory of linear response, can be introduced here. It is used to define an inner product (
9), which is the equivalent of the inner product used in Kubo-Mori theory. The admittance function shows up in the result (25), which can qualify as a fluctuation-dissipation theorem.
The geometric approach to the modular operator theory was initiated by Rieffel and van Daele [
10]. The strenghth of this approach is that a few basic assumptions about two types of tangent vectors of a Riemannian manifold suffice to reach highly non-trivial conclusions.
Many aspects of the geometric approach have not been touched upon in the present paper. An obvious question to be studied is how geodesics behave in the presence of two types of tangent vectors. What is the relation between geodesics and paths in the manifold which conserve the typing structure of the tangent planes? Other questions concern dual connections and merit attention because of their importance for statistical models belonging to an exponential family.
Funding
This research received no external funding.
Conflicts of Interest
The author declares no conflicts of interest.
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| 1 |
For convenience it is assumed throughout the text that the tangent space is finite dimensional. If this is not the case then the appropriate assumption is that is dense in . |
| 2 |
In [ 9] the inner product is linear in the second argument. This explains small differences between expressions here and in [ 9]. |
|
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