Preprint
Article

This version is not peer-reviewed.

A Complex Structure for Two-Typed Tangent Spaces

A peer-reviewed article of this preprint also exists.

Submitted:

09 January 2025

Posted:

10 January 2025

You are already at the latest version

Abstract
This study concerns Riemannian manifolds with two types of tangent vectors. Let be given two subspaces of the tangent space with the property that each tangent vector has a unique decomposition as the sum of a vector in one subspace and a vector in the other subspace. Then these tangent spaces can be complexified in such a way that the theory of the modular operator applies and that the complexified subspaces are invariant for the modular automorphism group. Notions coming from Kubo-Mori theory are introduced. In particular, the admittance function and the inner product of the Kubo-Mori theory can be generalized to the present context. The parallel transport operators are complexified as well. Suitable basis vectors are introduced. The real and imaginary contributions to the connection coefficients are identified. A version of the fluctuation-dissipation theorem links the admittance function to the path dependence of the eigenvalues and eigenvectors of the Hamiltonian generator of the modular automorphism group.
Keywords: 
;  ;  ;  ;  ;  ;  

1. Introduction

Almost half a century ago Rieffel and van Daele [10] gave a geometric interpretation of the theory of the modular operator, also known as Tomita-Takesaki theory [8]. In a recent paper [17] this geometric approach is reconsidered with an emphasis on the complex structure that is determined by two subspaces of a real Hilbert space, even in the case that these subspaces have unequal dimension.
In the present work this theory is used to embed tangent spaces of a Riemannian manifold in complex Hilbert spaces. It is assumed that the tangent spaces of the manifold can be decomposed into two subspaces. The elements of the subspaces are said to be typed. The theory of the modular operator can then be applied [10,17] to complexify the tangent spaces in such a way that the modular automorphism group leaves the subspaces invariant.
A simple example of a manifold with two-typed tangent spaces is spacetime in relativistic mechanics. In spacetime there are three directions of spacelike vectors and one timelike direction. In the Literature a complexified spacetime is usually found in combination with a Wick rotation. Note that the Kubo-Martin-Schwinger (KMS) condition [7] discussed below in Section 6 is an implementation of such a Wick rotation. The parameter τ along the real axis of the complex plane is linked by analytic continuation to a parameter β along the imaginary axis. In Statistical Physics the parameter τ represents the time while β is an inverse temperature.
Another example of 3+1-typing is found in Section 3.10 of [17]. In that example the complexification of the tangent spaces reproduces the quantum mechanics of Larmor precession.
The formulation of the KMS condition and of the modular operator theory in the second half of the twentieth century were preceded by the fundamental breakthrough of Kubo’s insight [3] that non-equilibrium phenomena in Statistical Physics, which are usually accompanied by dissipation of energy, can be linked to spontaneous fluctuations occurring in equilibrium states. This lead to what is known as Kubo-Mori theory [5,9]. The present work shows that this link between non-equilibrium phenomena and equilibrium fluctuations can be understood in the context of Differential Geometry. Fluctuations as a function of time induce time-dependent correlations which are captured by the linear response function ϕ x y ( τ ) and its transform, the admittance function χ x y ( w ) . On the other hand, the time evolution of a system not in thermodynamic equilibrium results in changes of the eigenvalues and eigenvectors of the Hamiltonian H ( θ ) , generator of the modular automorphism group, as θ moves along a path γ in the manifold M of thermodynamic states.
The main result of the present work is the relation (25) between the evolution of eigenvalues and eigenvectors of the modular operator Δ ^ along the path γ and an expression containing the admittance function. Methods to calculate evolving eigenvalues and eigenvectors in the context of Solid State Physics are reviewed in [16]. In the present work the context is more abstract and the emphasis is on the underlying geometry.
The structure of the paper is as follows. Section 2 to Section 5 recall known facts about two subspaces of a real Hilbert space and the complex structure put upon it. Section 6, Section 7 and Section 8 discuss the KMS-condition and Linear Response Theory. The admittance function is introduced. Perturbations of the Hamiltonian are considered.
Starting from Section 9 the parameter dependence of the tangent spaces is studied. The parallel transport operators are complexified. A suitable basis of tangent vectors is introduced in Section 10. In this basis the connection coefficients are obtained by considering infinitesimal parallel transport. Section 12 presents a fluctuation-dissipation theorem. The final section contains a short discussion of the results obtained so far.

2. Two-Typed Spaces

Let be given two closed subspaces K θ and L θ of the tangent space T θ M of a parameterized Riemannian manifold M . Assume that they have trivial intersection K θ L θ = { 0 } and that the sum K θ + L θ of the two equals T θ M .1 Then any tangent vector x in T θ M has a unique decomposition
x = u + v with u K θ and v L θ .
For simplicity of notations the index θ is dropped further on when the focus is on a single tangent space.
An important result of [17], originally due to [10], is the existence of a unique orthogonal operator J which is Hermitian and has the properties that
J K = L and J L = K
and that for any u K and v L one has
( J u , u ) 0 , ( J v , v ) 0 and ( J u , v ) = 0 .
Here, ( x , y ) is the real inner product of the vectors x and y in the tangent space. K and L are the orthogonal complements of K , respectively L .
Note that a pseudometric G can be defined by
G ( x , y ) = ( J x , y ) .
It takes positive values for x = y in K and negative values for x = y in L and vanishes if x and y have pure but opposite types.

3. The Modular Operator

A linear operator S is defined on the real Hilbert space by
S ( u + v ) = u v u K , v L .
It defines a positive operator Δ , called the modular operator, by Δ = S S . Here, S is the Hermitian conjugate of S in the real Hilbert space T θ M . The isometry J, introduced earlier, shows up in the polar decomposition of the operator S. Indeed, one can prove [10,17] that
S = J Δ 1 / 2
and hence that Δ 1 / 2 = J S .

4. Complexified Tangent Spaces

Following [17] the complex number i is defined on T θ M × T θ M by
i = 0 J J 0 .
with J the operator introduced in the previous sections. It turns the product space T θ M × T θ M into a complex Hilbert space H θ . The inner product ( x , y ) θ of two elements x , y of H θ is determined by the requirement that it coincides with the real-valued inner product when x and y in T θ M are identified with ( x , 0 ) T , respectively ( y , 0 ) T in H θ .
Let
K = K × K T θ M × T θ M .
It is the real subspace of H spanned by elements of the form ( u , v ) T with u in K and v in K . Similarly, let
L = L × L T θ M × T θ M .
One has
i K = L .
The complex Hilbert space H is spanned by these two real subspaces, i.e.
H = K + L .
This means that any vector x of H can be written as x = u + i v with u and v in K . In addition, one can show [17] that the intersection of any two of the spaces K , L , ( K ) and ( L ) is trivial.
The operator S ^ is now defined by
S ^ ( u + i v ) = u i v , u , v K .
Its polar decomposition is written as
S ^ = m ^ Δ ^ 1 / 2 .
One can show [17] that the anti-linear isometry m ^ and the modular operator Δ ^ are given by
m ^ = J 0 0 J , respectively Δ ^ = Δ 0 0 Δ 1 .

5. Eigenvalues

Eigenvectors of the modular operator Δ ^ are needed in what follows. They are characterized by the following proposition.
Proposition 1. 
A vector x of H is an eigenvector of the modular operator Δ ^ with eigenvalue λ if and only if 1 + λ m ^ x belongs to K and 1 λ m ^ x belongs to L .
Proof. 
If x is an eigenvector of Δ ^ with eigenvalue λ then one has
1 + λ m ^ x = 1 + m ^ Δ 1 / 2 x = 1 + S ^ x .
This vector belongs to K because 1 + S ^ / 2 projects onto K .
Similarly, 1 λ m ^ x belongs to L because 1 S ^ / 2 projects onto L .
Conversely, if 1 + λ m ^ x belongs to K and 1 λ m ^ x belongs to L then one has
Δ ^ 1 / 2 x = m ^ S ^ x = 1 2 m ^ S ^ 1 + λ m ^ x + 1 2 m ^ S ^ 1 λ m ^ x = 1 2 m ^ 1 + λ m ^ x 1 2 m ^ 1 λ m ^ x = λ x .
This shows that x is an eigenvector with eigenvalue λ . □

6. The KMS Condition

The KMS condition [7] is usually formulated in the context of C * -algebras and von Neumann algebras. See for instance [11]. The definition given in [10] does not refer to algebras of operators on a complex Hilbert space — it refers only to real subspaces of the Hilbert space.
Definition 1. 
A strongly continuous one-parameter unitary group { U τ : τ R } on the complex Hilbert space H is said to satisfy the KMS condition w.r.t. the real subspace K of H if for any pair of elements x , y of K there exists a complex function F x y ( w ) , defined, bounded and continuous on the strip 1 Im w 0 and analytic on the interior, with boundary values given by
F x y ( τ ) = ( U τ x , y ) a n d F x y ( τ i ) = ( y , U τ x )
for all real τ.
The main result of [10] implies the following.
Theorem 1. 
Let K and Δ ^ be as in the previous sections. The group { Δ ^ i τ : τ R } is the unique strongly continuous one-parameter group of unitaries on the complex Hilbert space H that carries the real subspace K onto itself and satisfies the KMS condition w.r.t. K .
This group is called the modular automorphism group.

7. Linear Response and Admittance

For x , y in K the linear response function  ϕ x y ( τ ) is defined by2
ϕ x y ( τ ) = 2 i Im ( Δ ^ i τ x , y ) , τ R .
Introduce the admittance function  χ x y ( w ) defined by
χ x y ( w ) = i 0 + e i w τ d τ ϕ x y ( τ ) Im w > 0 .
It is the Laplace transform of the linear response function rotated by 90 degrees in the complex plane. It is a retarded Green function [4]. The quantity is important in Physics because it is often accessible for experimental evaluation.
Proposition 2. 
The admittance χ x y ( w ) satisfies
χ x y ( w ) = e w Δ ^ 1 w + log Δ ^ x , y , x , y K , Im w > 0 .
Proof. 
For x , y in K Theorem 1 states that there exists a complex function F x y ( w ) , bounded and continuous on the strip 1 Im w 0 and analytic on the interior, such that
χ x y ( w ) = i 0 + e i w τ d τ F x y ( τ ) F x y ( τ i ) .
By complex integration around a closed loop in the complex plane one then obtains
χ x y ( w ) = i i 0 d τ e i w τ F x y ( τ ) = 0 1 d β e β w F x y ( i β ) = 0 1 d β e β w ( Δ ^ β x , y ) .
This implies (8). □
As a consequence of the above result one can define an inner product ( x , y ) by
( x , y ) = χ x y ( 0 ) = T ^ x , T ^ y , x , y K .
with T ^ the positive square root of
( T ^ ) 2 = Δ ^ 1 log Δ ^ = 0 1 d β Δ ^ β .
The inner product extends by complex linearity/conjugate linearity to all of H .
This inner product is used in the Kubo-Mori theory of linear response [9]. Its importance in the context of manifolds of density matrices follows from being the unique metric [12,13,15] with the property of monotonicity w.r.t. completely positive trace-preserving maps and with the property that the e- and m-connections [14] are each other dual w.r.t. this metric.

8. Perturbations

A self-adjoint Hamiltonian H ^ is defined by H ^ = log Δ ^ . Add to this Hamiltonian a Hermitian operator B ^ multiplied with a small real number ϵ . Then the perturbed modular operator equals
Δ ^ pert = exp ( H ^ + ϵ B ^ ) .
One has
d d ϵ Δ ^ pert | ϵ = 0 = 0 1 d r Δ ^ r B ^ Δ ^ 1 r .
A proof of the identity which is used to derive this expression is found in [14], p. 156.
In the C * -algebraic context of [9] the vector Ω is an eigenvector of the modular operator and the corresponding eigenvalue equals 1. It is not clear whether in the present context 1 is always an eigenvalue. Let us therefore continue by selecting an eigenvector x of Δ ^ with eigenvalue λ . Decompose B ^ x = u + i v with u and v in K . Then one has for any y in K
d d ϵ Δ ^ pert | ϵ = 0 x , y = 0 1 d β λ 1 β Δ ^ β B ^ x , y = λ χ u y ( log λ ) + i λ χ v y ( log λ ) .
If the eigenvalue λ equals 1, which is the case in Statistical Physics, then the above result becomes
d d ϵ Δ ^ pert | ϵ = 0 x , y = χ u y ( 0 ) + i χ v y ( 0 ) = B ^ x , y .
This relation expresses the effect on the modular operator Δ ^ of a perturbation B ^ of the Hamiltonian H ^ in terms of the inner product (9).

9. Parallel Transport Operators

From here on the parameter dependence of the tangent planes is made explicit again.
A connection Π on the manifold M can be defined [2] by a collection of parallel transport operators Π ( γ ) s t . They transport vectors from the tangent space T s M to the tangent space T t M along the smooth curve γ : t γ t in the manifold M . Note that T t M stands for T γ t M — whenever γ s or γ t appears as an upper or lower index it is replaced by s, respectively t. Obvious requirements are that Π ( γ ) t s is the inverse of Π ( γ ) s t and that the composition law
Π ( γ ) s t Π ( γ ) r s = Π ( γ ) r t
holds along any non-self-intersecting path γ . In addition, the derivatives of Π ( γ ) s t along t should exist in some sense. Covariant derivatives are defined by considering infinitesimal parallel transports. They are treated in Section 11.
Complex-linear parallel transport operators are defined by
Π ^ ( γ ) s t = Π ( γ ) s t 0 0 J t Π ( γ ) s t J s .
The inverse of Π ^ ( γ ) s t is Π ^ ( γ ) t s and Π ^ ( γ ) t t is the identity operator. The composition law
Π ^ ( γ ) s t Π ^ ( γ ) r s = Π ^ ( γ ) r t
holds for any smooth non-selfintersecting path in M .
The covariant derivative γ ˙ of a vector field X along the path γ in M is given in terms of parallel transport operators by
γ ˙ X s = d d t Π ( γ ) t s X t ) | t = s .
A similar expression holds for the covariant derivative ^ γ ˙ given the complexified parallel transport operators Π ^ ( γ ) s t .
The parallel transport operators Π ^ ( γ ) s t of the dual connection satisfy by definition
Π ^ ( γ ) s t x , Π ^ ( γ ) s t y t = x , y s , x , y H s .
Note the use of the complex inner product of Section 4 and not the inner product (9) of Kubo-Mori theory. The corresponding covariant derivative is denoted ^ γ ˙ . It is linked to the covariant derivative ^ γ ˙ by
^ γ ˙ x , y t + ( x , ^ γ ˙ y ) t = d d t x , y t .

10. Basis Vectors

Choose a basis ( e p ) p of vector fields. The metric tensor g is given by
g p q ( θ ) = ( e p , e q ) θ .
Require that each basis vector e p ( θ ) belongs either to K θ or L θ . Introduce basis vectors f p ( θ ) in the complex Hilbert space H θ defined by
f p ( θ ) = e p ( θ ) 0 if e p ( θ ) K θ , f p ( θ ) = 0 J e p ( θ ) = i e p ( θ ) 0 if e p ( θ ) L θ .
These vectors f p all belong to K . They satisfy
( f p , f q ) θ = g p q ( θ ) if e p and e q K θ or e p and e q L θ , = i g p q ( θ ) if e p K θ and e q L θ .
From S ^ f p = f p one obtains Δ ^ 1 / 2 f p = m ^ f p . A short calculation then gives
( Δ ^ 1 / 2 f p , f q ) θ = G p q ( θ ) if e p , e q K , = G p q ( θ ) if e p , e q L , = 0 otherwise ,
with G p q the pseudometric introduced in Section 2. This result implies that
Δ ^ 1 / 2 f p = R p q f q
with
R p q = ( Δ ^ 1 / 2 f p , f r ) θ g r q if e p and e q K θ or e p and e q L θ , = i ( Δ ^ 1 / 2 f p , f r ) θ g r q if e p K θ and e q L θ .

11. Connection Coefficients

Up to here, no differentiability of the manifold M is assumed. Now the assumption is made that the covariant derivatives of the vector fields e p do exist.
Let p denote the covariant derivative γ ˙ in the direction of e p , i.e. γ ˙ = e p . Require that for each smooth path γ in the manifold M the covariant derivatives γ ˙ e q exist and are given by
γ ˙ e q = γ ˙ p p e q .
These covariant derivatives can be expanded in the basis vectors. This gives
p e q = Γ p q r e r and γ ˙ e q = γ ˙ p Γ p q r e r ,
with connection coefficients Γ p q r .
The r.h.s. of the above equations can be split up into a vector belonging to K and a vector belonging to L . Let
Γ p q r = Ξ p q r + Θ p q r
with Ξ p q r = 0 when e r L and Θ p q r = 0 when e r K . Then a short calculation, using the definition (14) of the covariant derivative and using (20), shows that if e q K then
[ ^ γ ˙ f q ] s = d d t Π ^ ( γ ) t s f q ( γ t ) | t = s = d d t Π ( γ ) t s e q ( γ t ) | t = s = [ γ ˙ e q ] s = γ ˙ p Ξ p q r + i Θ p q r f r ( γ s ) .
If e q L then one has
[ ^ γ ˙ f q ] s = d d t Π ^ ( γ ) t s f q ( γ t ) | t = s = i d d t Π ( γ ) t s e q ( γ t ) | t = s = i [ γ ˙ e q ] s = i γ ˙ p Ξ p q r + i Θ p q r f r ( γ s ) .
These expressions show in an explicit manner that the connection coefficients of the complexified connection are complex numbers.

12. A Fluctuation-Dissipation Theorem

Let be given a smooth path γ in the manifold M . Choose the perturbation operator B ^ of Section 8 equal to
B ^ t = 1 t s Π ^ ( γ ) s t H ^ s Π ^ ( γ ) t s H ^ s
where γ s is a fixed point along the path γ . Let x denote a field of eigenvectors of the modular operator Δ ^ and assume that the corresponding eigenvalue λ is differentiable along the path γ . Then (12) yields for an arbitrary vector field y in K
d d t exp Π ^ ( γ ) t s H ^ t Π ^ ( γ ) s t | t = s x , y s = lim t s exp H ^ s + ( t s ) B ^ t x , y s = λ χ u y ( log λ ) + i λ χ v y ( log λ )
with u and v in K such that u + i v = B ^ x . Note that expressions for u and v are given by Proposition 1.
Next calculate
[ γ ˙ Δ ^ x ] s = d d t Π ^ ( γ ) t s Δ ^ t x t | t = s = d d t exp Π ^ ( γ ) t s H t Π ^ ( γ ) s t Π ^ ( γ ) t s x t | t = s = d d t exp Π ^ ( γ ) t s H t Π ^ ( γ ) s t | t = s x s + Δ ^ s d d t Π ^ ( γ ) t s x t | t = s .
Use now (24) and
[ γ ˙ Δ ^ x ] s = λ ˙ x s + λ [ γ ˙ x ] s
to obtain
λ ˙ ( x , y ) s = Δ ^ γ ˙ x , y s λ γ ˙ x , y s + λ χ u y ( log λ ) + i λ χ v y ( log λ ) .
The l.h.s. of this expression vanishes when the eigenvalue λ is constant along the path γ . If this is the case for all eigenvalues then the path is said to be adiabatic. The first two terms in the r.h.s. represent the change of the eigenvector x along the path. The remaining two terms represent the effect of perturbing the generator H of the modular automorphism group.

13. Discussion

In the present work the tangent spaces T θ M of the Riemannian manifold M are embedded into complex Hilbert spaces H θ . This is done in such a way that two subspaces K θ and L θ of T θ M after complexification become invariant for a modular automorphism group. The two subspaces correspond with two types of tangent vectors. Any tangent vector is a linear combination of two vectors of different type and the intersection of the two subspaces is trivial.
In Statistical Physics the modular automorphism group is important because it describes the time evolution of quantum systems in thermodynamic equilibrium. In that context the two subspaces correspond with Hermitian, respectively anti-Hermitian operators [10]. The occurrence of the modular automorphism group in the present more general context allows us to adapt elements of Statistical Physics. In particular, the admittance function [9], which plays an important role in Kubo-Mori theory of linear response, can be introduced here. It is used to define an inner product (9), which is the equivalent of the inner product used in Kubo-Mori theory. The admittance function shows up in the result (25), which can qualify as a fluctuation-dissipation theorem.
The geometric approach to the modular operator theory was initiated by Rieffel and van Daele [10]. The strenghth of this approach is that a few basic assumptions about two types of tangent vectors of a Riemannian manifold suffice to reach highly non-trivial conclusions.
Many aspects of the geometric approach have not been touched upon in the present paper. An obvious question to be studied is how geodesics behave in the presence of two types of tangent vectors. What is the relation between geodesics and paths in the manifold which conserve the typing structure of the tangent planes? Other questions concern dual connections and merit attention because of their importance for statistical models belonging to an exponential family.

Funding

This research received no external funding.

Conflicts of Interest

The author declares no conflicts of interest.

References

  1. H. Nyquist, Thermal Agitation of Electric Charge in Conductors, Phys. Rev. 32, 110–113 (1928). [CrossRef]
  2. M. S. Knebelman, Spaces of relative parallelism, Ann. Math. 53, 387–399 (1951). [CrossRef]
  3. R. Kubo, Statistical Mechanical Theory of Irreversible Processes I, J. Phys. Soc. Japan 12, 570–586 (1957). [CrossRef]
  4. D. N. Zubarev, Double-time Green functions in statistical physics, Sov. Phys. Usp. 3, 320–345 (1960). [CrossRef]
  5. H. Mori, Transport, collective motion, and Brownian motion, Progr. Theor. Phys. 33, 423–455 (1965). [CrossRef]
  6. R. Kubo, The fluctuation-dissipation theorem, Rep. Progr. Phys. 29, 255–284 (1966). [CrossRef]
  7. R. Haag and N. M. Hugenholtz and M. Winnink, On the equilibrium states in quantum statistical mechanics, Commun. math. Phys. 5, 215–236 (1967). [CrossRef]
  8. M. Takesaki, Tomita’s theory of modular Hilbert algebras and its applications. Lecture Notes in Mathematics 128 (Springer-Verlag, Berlin, 1970).
  9. J. Naudts, A. Verbeure, R. Weder, Linear Response Theory and the KMS condition, Commun. math. Phys. 44, 87–99 (1975). [CrossRef]
  10. M. A. Rieffel and A. van Daele, A bounded operator approach to Tomita-Takesaki theory, Pac. J. Math. 69, 187–221 (1977). [CrossRef]
  11. O. Bratteli and D.W. Robinson, Operator Algebras and Quantum Statistical Mechanics. Vol I, II. 2nd edition. (Springer, New York, Berlin, 1979).
  12. D. Petz, Quasi-entropies for Finite Quantum Systems, Rep. Math. Phys. 23, 57–65 (1986). [CrossRef]
  13. D. Petz and C. Sudar, Geometries of Quantum States, J. Math. Phys. 37, 2662–2673 (1996). [CrossRef]
  14. S. Amari, H. Nagaoka, Methods of Information Geometry (Oxford University Press, 2000) (Originally published in Japanese by Iwanami Shoten, Tokyo, Japan, 1993).
  15. M. R. Grasselli and R. F. Streater, On the uniqueness of the Chentsov metric in quantum information geometry, Infin. Dim. Anal. Quantum Prob. Rel. Top. 4, 173–182 (2001). [CrossRef]
  16. M. Kolodrubetz, D. Sels, P. Mehta, A. Polkovnikov, Geometry and non-adiabatic response in quantum and classical systems, Phys. Rep. 697, 1–87 (2017). [CrossRef]
  17. J. Naudts and J. Zhang, Pairs of Subspaces, Split Quaternions and the Modular Operator, https://hal.science/hal-04856250 (2024). [CrossRef]
1
For convenience it is assumed throughout the text that the tangent space T θ M is finite dimensional. If this is not the case then the appropriate assumption is that K θ + L θ is dense in T θ M .
2
In [9] the inner product is linear in the second argument. This explains small differences between expressions here and in [9].
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content.
Copyright: This open access article is published under a Creative Commons CC BY 4.0 license, which permit the free download, distribution, and reuse, provided that the author and preprint are cited in any reuse.
Prerpints.org logo

Preprints.org is a free preprint server supported by MDPI in Basel, Switzerland.

Subscribe

Disclaimer

Terms of Use

Privacy Policy

Privacy Settings

© 2025 MDPI (Basel, Switzerland) unless otherwise stated