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Characterization, Antioxidant and Erythroprotective Effect of β-Carotene Complexed in β-Cyclodextrin

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Submitted:

31 December 2024

Posted:

03 January 2025

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Abstract
β-carotene (β-C) is a hydrophobic compound, easily degradable by light and oxygen, with low solubility limiting its applications. β-cyclodextrin (β-CD) can encapsulate β-C, protecting it from degradation and maintaining its bioactivity. Therefore, this research aimed to characterize and determine the antioxidant and erythroprotective activity of β-C/β-CD inclusion complexes. The co-precipitation technique was used to elaborate the β-C/β-CD in a 40:60 ratio, obtaining a high yield (94.10%), an entrapment efficiency of 82.47%, and a loading efficiency of 11.92%. The moisture of β-C/β-CD was 2.93%. β-C release increased over 168 h (80% and 93% at 8 °C and 25 °C, respectively). According to adsorption-desorption isotherms, complexes showed a type II isotherm. FT-IR and Raman confirmed the formation of the inclusion complex interacting by hydrogen bonds, hydrophobic interactions, or Van der Waals forces. DSC showed an endothermic peak at 118 °C in β-C/β:CD. The microscopic surface morphologies observed by SEM of β-C/β-CD were irregular-shaped clumps in the surface with a particle average size of 8.09 µm. X-ray Diffraction showed a crystalline structure of the complex. Zeta potential determination indicated a negative charge (−23 and −32 mV). ABTS, DPPH, and FRAP demonstrated the antioxidant activity of β-C/β:CD (8.63%, 6.35%, and 1.57-mM ET/g) similar to pure β-C (8.21%, 5.99%, and 1.26 mM ET/g). The complexes showed an erythroprotective effect inhibiting hemolysis (32.57%). Therefore, with these characteristics, β-CD is a good encapsulant for β-C where this complex could be applied in food and pharmaceutical industries.
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1. Introduction

The development of promising transport mechanisms for bioactive compounds and their complications, due to their nature, are of utmost nutrimental significance in contemporary foods. Carotenoids, such as β-Carotene (β-C), are bioactive compounds that have acquired research interest for their potential antioxidant activity against free radicals and health-protective properties [1,2,3]. However, its structure (highly conjugated polyene with eleven conjugated double bonds and two β-rings) makes it susceptible to oxidative degradation singularly when exposed to light, oxygen, temperature, and pH [4]. These characteristics and the high hydrophobicity and the low solubility of β-C are notable barriers to its oral formulation and bioavailability [5]. An alternative for this is the encapsulation in β-Cyclodextrin (β-CD).
β-CD comprises cyclic oligosaccharides of seven glucose molecules linked by α-1,4 D-glucopyranoside bonds. β-CD is crystalline and has a torus-shaped structure, creating a cone where its exterior surface is hydrophilic, and the interior is hydrophobic [6,7]. Therefore, these properties could encapsulate β-C inside, forming inclusion complexes. According to other studies, hydrophilic molecules (oils, lipids, vitamins, pigments, among others) can interact with β-CD through weak bonds such as hydrogen bonds, van der Waals, or hydrophobic forces. In this process, the enthalpy-rich water molecules within the internal cavity are partially or wholly displaced, while the inclusion complex is rendered thermodynamically stable [8,9,10,11,12].
These complexes are gaining interest in the food industry and drug delivery. A drug delivery system offers diverse advantages, such as being included in aqueous, solid, or semi-solid systems [13]. Recently, cyclodextrin inclusion technology has reached satisfactory results in improving the solubility, oxidative and thermal stability, controlled release, and bioavailability of bioactive compounds [14,15,16,17,18,19]. Additionally, they are not toxic because of their biodegradability and biocompatibility with the human body [6,12,20].
On the other hand, when a bioactive molecule crosses the intestinal barrier, it reaches the circulation to subsequently have its action on the target tissues (bioavailability)[21]. However, in the blood, there is also the presence of free radicals (reactive oxygen species-ROS) that can damage erythrocytes by oxidizing them and thus bring future damage, both in the transport of substances and in the generation of chronic degenerative diseases [22,23]. To harness the antioxidant properties of β-C, our research focuses on encapsulating it within β-CD to protect it from degradation, preserve its antioxidant activity, and evaluate its ability to inhibit free radicals that can damage erythrocytes. This approach not only achieves an erythroprotective effect but also highlights the innovative potential of this study.

2. Results

2.1. Yield, Entrapment Efficiency and Loading Determination

In this study, the formation of the β-C/β-CD inclusion complex was evaluated based on process efficiency, including yield percentage (%), entrapment efficiency (EE%), and loading efficiency (LE%) (Table 1). The yield represents the efficiency of the formation process selected to obtain the inclusion complex through the drying technique (e.g., precipitation) [24]. The yield was 94.10 ± 1.21%, reflecting the suitability of preparing the inclusion complex by precipitation technique. The percentage of active compound encapsulated (β-C) in the β-CD was quantified and determined (EE%), resulting in 82.47 ± 0.40%. According to the values of pure β-C "loaded" in the inclusion complex, it was determined as 11.92 ± 0.24%.

2.2. Moisture Content

The efficiency of drying, or the moisture content, is a significant parameter in assessing powder quality and has a notable impact on various aspects, including technological properties, shelf life, and powder packaging. It plays a crucial role in determining the stability of a powder. The results showed that for pure β-CD, a value of 13% of humidity was obtained. However, when the β-C was complexed with β-CD, the humidity was lower, obtaining 2.93%.

2.3. Determination of Release Profiles

Release of β-C from the β-C/β-CD inclusion complex was studied at 8 and 25 °C. The in vitro release experiments showed that the β-C release had a similar profile at the two different temperature values (Figure 1). However, it is worth mentioning that a slightly higher release rate of β-C was observed at 25 °C (92%) compared to that at 8 °C (81%).
The release profiles of the β-C/β-CD inclusion complex demonstrated a rapid release effect at 8 hours, with release rates of 28% and 43% at 8 °C and 25 °C, respectively. This may be attributed to the release of β-C weakly bound to the surface of the β-CD [25,26]. A rapid rise was gently reduced to 168 h, followed by a solid "plateau" for both profiles. Additionally, the results reveal that the kinetic model that best describes the release profile of β-C from the inclusion complex is the Higuchi model (Table 2). At the same time, the transport is controlled by a combination of polymer relaxation and Fickian diffusion mechanisms, as was indicated by the Korsmeyer–Peppas model [27,28,29]. Diffusion can arise through a polymeric matrix showing the characteristic release profile, which is described by Fick's first law, and parameters including temperature, concentration gradient, pH, the distance the particles must travel, polymer type, amount of surface area available, and molecular weight of the active compound may change the diffusion rate [30,31,32].

2.4. Sorption Studies

2.4.1. Adsorption-Desorption Isotherms

The assay of the adsorption isotherms provides data on the interactivity between the adsorbate and the adsorbent when the adsorption process reaches equilibrium and permits the establishment of the adsorption capacity of the substance, which is a key parameter for system assessment [33]. The moisture sorption and desorption isotherms of β-CD free and β-C/β-CD inclusion complex were evaluated at 8 °C (Figure 2). β-CD manifested an unceasing uptake from 33% to 90% RH with 0.1-0.2 g of water absorbed per gram at 90%. This water uptake of β-CD correlates with < 20% weight change at 90% RH. These values are agreed with the moisture content (14-15 %) of β-CD at normal conditions [34]. A further 10% increase in RH (100%) resulted in a substantial increase in moisture. When the adsorption isotherm of the β-C/β-CD complex was examined, it was possible to notice a type II isotherm characterized by not reaching a saturation state. Still, the degree of adsorption tends to infinity at a partial pressure close to unity.
It is remarkable that β-CD free and β-C/β-CD inclusion complex exhibit different adsorption-desorption profiles, designating that the occupancy of β-C in the complex influences moisture uptake. Reasonable hysteresis was shown on both β-CD free and encapsulated β-C. At all RHs, free β-CD confined more water than the inclusion complex. These results may be described as the encapsulation of the β-C by β-CD. The active compound (β-C) is in the hydrophilic sites of the β-CD and, as a result, the space of capsules to adsorb water is reduced [35]. These outcomes could encourage the theory that β-C molecules interact with the β-CD cavity through dipole-dipole attraction (hydrogen bonds), as has been revealed with the interactions of other active compounds [10,11,36]. Moisture transfer in polymer systems is affected by the holes in the polymer matrix and of the hydrogen bonding sites through the polymeric chain, which is dependable for the attraction forces between the polymer and water molecules because two phenomena occur consecutively: water diffusion and polymer chain relaxation [37]. According to these results, the β-C/β-CD complex is indeed a viable material for the release of active compounds like β-C due to the high adsorption of β-CD free from environments containing concentrations of water.

2.4.2. Sorption Kinetics

The adsorption kinetic analysis provides valuable information about the adsorption efficiency of adsorbent material and a better understanding of the adsorption mechanism [38,39]. Figure 3 represents the effect of contact time on the sorption capacities of the β-CD and β-C/β-CD inclusion complexes. The sorption capacity increased highly during 144 h of contact, and then the rate increased gradually until the equilibrium was reached. The kinetic analysis of the adsorption showed that the process reached equilibrium after 168 h for β-CD complex and β-C/β-CD inclusion complex.
Empirical data from the sorption kinetic curve were assessed according to pseudo-first-order (Figure 4a), pseudo-second-order (Figure 4b), Peleg's model (Figure 4c), and intraparticle diffusion kinetics (Figure 4d). The suitability of the equation was assessed based on the coefficient of determination (R2) (Table 3). In the present study, high R2 values (R2 > 0.99) were accomplished for moisture sorption data, which were well-fitted by Peleg's model, suggesting the model's accuracy in foreseeing the moisture sorption capacity. The Peleg's model was devised to describe the rehydration process. Despite being an empirical model, its constants carry physical significance. The Peleg's constants K1 and K2, obtained from the linear fit, are presented in Table 2. Constant K1 provides insight into the water absorption rate, particularly in the initial phase of the process under consideration. Constant K2 enables the prediction of the maximum water absorption capacity. This model is extensively valuable for forecasting the rehydration progress of dried biological materials [40,41,42]. The ability of Peleg's model to foresee the moisture equilibrium value as time approaches infinity is crucial for estimating a broad range of values using data gathered over a relatively short period [43].
The intraparticle diffusion model is used to evaluate liquid/solid adsorption kinetics, in other words, the diffusion of the adsorbate until it penetrates the adsorbent, and it describes the processes controlled by diffusion. It was shown that intraparticle diffusion is involved in the adsorption process due to a linear relationship (Figure 4d), indicating that intraparticle diffusion is the only control step. When the graphs do not pass through the origin, this indicates some degree of boundary layer uncontrol, further showing that intraparticle diffusion is not the only rate-controlling step [44,45].

2.5. Fourier Transform Infrared Spectroscopy (FT-IR)

The chemical absorption spectra of pure β-C, pure β-CD, and β-C/β-CD inclusion complexes were reported to evaluate the host-guest interaction between β-C and β-CD (Figure 5). The spectra were analyzed to investigate the interaction of β-C with β-CD based on the characteristics of the IR peaks of each component and the changes due to encapsulation (shifting, decreasing, or disappearing) [46]. Pure β-C showed a sharp peak at 966 cm-1 (trans-conjugated alkene C – H out-of-plane deformation mode), 1367 cm-1 (C – H bending), 1720 cm-1 (C = O bending) and 2930 cm-1 (C – H asymmetry stretching) [47,48]. In addition, the FT-IR spectra of β-CD showed a clear peak at 1022 cm-1 (C – O – C bending), 1152 cm-1 (C – O – C stretching), 1642 cm-1 (H – O – H bending vibration), 2920 cm-1 (C – H stretching) and 3100-3400 cm-1 (O – H stretching) [49,50,51]. The inclusion complex showed almost the same peaks as β-CD, which suggests the interaction without forming a covalent bond [47]. However, some signals shifted to higher wavenumbers, such as 2920 to 2930 cm-1 and 3279 to 3291 cm-1. Likewise, characteristic peaks of β-C, including 966, 1367, 1720, and 2930 cm-1, disappeared or smoothly in the spectra of the inclusion complex. This can be interpreted as hydrophobic interaction between β-C and β-CD cavity, where hydrogen bonds were established between hydroxyl groups of lipid with β-CD, indicating that β-C was encapsulated in the β-CD cavity, and the vibrational of β-C was restricted due to the bands were shifted to lower frequencies in the spectra of the inclusion complex via particular interaction such as hydrogen bonds, hydrophobic interactions or van der Waals forces [47,52,53]. All these results contribute substantial evidence of the formation of an inclusion complex.

2.6. Raman

The Raman vibrational spectra of the pure β-C, pure β-CD, and β-C/β-CD inclusion complex are shown in Figure 6. Raman spectra of β-C showed peaks at 1008 cm-1, 1158 cm-1, and 1518 cm-1 attributable to C – H bending mode, v3(pC - CH3), the C – C in-plane single bond stretching mode, v2(vsC – C) and the C = C stretching mode, v1(vsC = C), respectively [47,54,55]. β-CD showed peaks at 482 cm-1, 855 cm-1, and 2911 cm-1 attributable to vibration of the C = O and C – C bonds and glucopyranosyl ring structure, wagging-type vibration modes of hydroxyl bonds of sugar rings and aliphatic CH, CH2 stretching vibration mode (symmetric and asymmetric bonds) [51]. The spectra of β-C:β-CD were almost the arranged sum of the β-C and β-CD molecules but exhibited disappeared peaks and reduced intensities.

2.7. Differential Scanning Calorimetry (DSC)

DSC is a thermal analysis method employed to track various alterations in a sample due to temperature variations. It is particularly useful for examining crystalline substances' melting and recrystallization behaviors [56]. The DSC curves of β-C, β-CD, and β-C:β-CD inclusion complexes are shown in Figure 7. Their thermal stability was evaluated based on the variances observed in phase transitions throughout the heating process. The findings offer a valuable understanding of the solid-state interactions between the β-C and β-CD. As shown in Figure 7, β-C showed a decomposition peak at 60 °C, and another peak appeared at 176 °C corresponding to the release of volatile compounds. An endothermic peak for β-CD at 118 °C appears in its first stage, attributed to the escape process of water molecules in the cavity due to evaporation. In the case of β-C/β-CD, changes were noted in the thermograms after encapsulation. No typical endothermic peaks of β-C were seen in the complex, confirming the suspicion that carotene has been defended within the hydrophobic cavity. Not less importantly, the decrease in the height of the endothermic peaks and the decline in the area corresponding to the H delta may represent the loss of water molecules in the β-CD cavity due to the encapsulation of β-C and the rearrangement of the crystalline structure [57].

2.8. Scanning Electron Microscopy (SEM)

The microscopic surface morphologies of the particles of the β-C/β-CD inclusion complex were qualitatively observed to determine the complexation phenomenon's structural aspects. Figure 8 illustrates the topography of scanning electron micrographs of pure β-C, pure β-CD, and β-C:β-CD inclusion complex. β-C (Figure 8a) was observed to have an irregular spherical shape in the form of tiny aggregates, while β-CD (Figure 8b) particles had an irregular crystal form with different and flake-dense structures [51]. The case of the β-C/β-CD inclusion complex (Figure 8c) showed remarkable variation compared to β-C and β-CD in shapes and sizes, resulting in a combination of the parent compounds by the appearance of small irregular-shaped clumps in the surface.
Figure 8 also contains the histograms of the particle size of the samples. In the first histogram, representing commercial (a) β-carotene, the particle size distribution is narrow, with an average diameter (AD) of 2.51 µm, a standard deviation (SD) of 0.64 µm, and a polydispersity index (PDI) of 0.26. These results indicate a monodisperse sample characterized by a uniform particle size distribution, as evidenced by the low SD and PDI. The small size and narrow distribution suggest that β-carotene, in its commercial form, is relatively homogeneous and does not form large aggregates, making it suitable for direct use in applications requiring small and uniform particles.
In the second histogram, for (b) β-cyclodextrin, the distribution is much broader, with an AD of 21.43 µm, an SD of 18.85 µm, and a high PDI of 0.88. This wide size distribution reflects significant variability in particle sizes, likely due to the inherent structural properties of β-cyclodextrin, which tends to form larger and irregular agglomerates. The high SD and PDI confirm that this is a polydisperse system, suggesting that β-cyclodextrin, in its raw form, may not be ideal for applications requiring fine particle size control. The broad range of sizes, from very small to very large, can contribute to instability in formulations and may hinder performance in specific applications.
In the third histogram, corresponding to (c) the β-C/β-CD inclusion complex, the particle size distribution lies between the previous two, with an AD of 8.09 µm, an SD of 4.20 µm, and a PDI of 0.52. This distribution indicates a transition towards a more monodisperse sample compared to pure β-CD, with a lower PDI suggesting a narrower size range. However, it is still not as uniform as commercial β-C. The formation of the inclusion complex results in reduced particle size and improved uniformity, as the interaction between β-C and β-CD likely stabilizes the β-C and prevents the formation of larger agglomerates seen in pure β-CD.

2.9. X-ray Diffraction (XRD)

The inclusion complex of β-C with β-CD was investigated further by using XRD. Figure 9 shows the X-ray diffraction patterns of pure β-C, pure β-CD, and β-C/β-CD inclusion complex. Pure β-C exhibited sharp diffraction peaks (2θ) of 10-30°, indicating the crystalline state of the molecule [47,48,58]. The β-CD showed many characteristic peaks in 12.5, 22.6, and 27.1, with similar results found in the literature [47,52]. However, the inclusion complex of β-C with β-CD appears to have new diffraction peaks throughout the pattern, indicating the preservation of the crystalline form for the inclusion complex. The diffractogram demonstrated crystalline structure, which may be issued from β-C entrapped into the cavity interior of β-CD. Qualitatively, the partial diffraction peaks approximate to β-CD revealed β-C/β-CD have a higher proportion of β-CD participating in the complexation and demined the interaction. The above results supported that β-C and β-CD formed inclusion complexes in the solid phase with unique characteristics.

2.10. Zeta Potential (ζ)

As a necessary standard to evaluate stability indicating the surface charge, the Zeta Potential (ZP) refers to the electrostatic repulsion in colloidal dispersions. The ZP of the inclusion complex was found to be negatively charged and ranged between −23 and −32 mV due to the free hydroxyl groups on the surface. The charge provided by β-C increased the mass of the electron cloud, leading to greater stability of the particles of the β-C/β-CD inclusion complex.

2.11. Antioxidant Activity

The antioxidant activity of the β-C/β-CD complex was assessed using ABTS, DPPH, and FRAP assays (Table 4) to evaluate the impact of β-CD complexation on its antiradical activity and electron transfer potential. While the values obtained from all assays appeared low, this can be attributed to the low β-C content in the β-CD complex (0.3298 g/g of β-CD). Notably, the inhibition percentages of β-C in the complex were comparable to those of pure β-C across all assays, with no significant differences observed (p > 0.05). This indicates that the inclusion complex preserves the biological activity of β-C. Similarly, the FRAP results confirmed that the electron transfer potential of β-C remains intact within the complex.

2.12. Protective Effect on Human Erythrocytes

It is well established that CDs can enhance the bioavailability of compounds encapsulated within their cavity [59,60,61,62,63]. Once bioactive compounds are absorbed through the intestine, they enter systemic circulation. However, limited research has focused on their erythroprotective effects, as most studies primarily examine their impact on specific organs or target sites of action.
For this reason, interest arose in evaluating the protective effect of β-C/β-CD inclusion complex. The amount of β-C studied was the same as that found in the β-C/β-CD complex (0.3298 g/g of β-CD). Table 5 shows significant differences (p < 0.05) between the hemolysis inhibition of β-C and the β-C/β-CD inclusion complex. Greater protection of erythrocytes was observed with the β-C/β-CD inclusion complex (32.57% of hemolysis inhibition) than with pure β-C (25.6% of hemolysis inhibition), which means, in this case, the effect of encapsulation in β-CD increased its erythroprotective activity, inhibiting the damage caused by the generation of radicals, principally peroxyl radicals, through APPH.

3. Discussion

The precipitation method employed to obtain β-C/β-CD complexes proved to be a suitable method to complex β-C into β-CD with high yield and EE%. The efficiencies of carotenoids, such as β-C, are challenging to determine due to the molecular hydrophobicity, their capability to fit into the complex, and their stability during the integration process in the cavity [64]. However, since the bond is established between the hydrophobic section, hydrophobic molecules like this are most favorable concerning an increment in their water solubility [65]. This was also corroborated by FT-IR and Raman, which demonstrated the possible interactions among β-C with β-CD by hydrogen bonds, hydrophobic interactions, or van der Waals forces. Similar results can be found, as reported previously [55]. The variances in the vibrational intensities of the predominant bonds are due to the cramped vibration of the aromatic ring structure of β-C moiety in the β-CD cavity [49,51]. Additionally, XRD supported that β-C and β-CD formed inclusion complexes in the solid phase with unique characteristics. The ZP measurements indicated a negative charge (−23 to −32 mV), suggesting improved surface charge stability due to the formation of hydrogen bonds between β-CD and the hydroxyl groups of β-C. These results define the inclusion complex as having enhanced stability and solubility, driven by the synergistic interaction between the components. The ZP values were sufficiently high to confirm the stability of the dispersions, indicating a low risk of aggregation over time.
Numerous studies have reported that the encapsulation of bioactive compounds within the β-CD cavity often results in the disappearance or reduced intensity of their characteristic thermograms, as observed in our findings [51,52,53,66,67]. These changes confirm the occurrence of complexation and highlight the stability of the β-C/β-CD inclusion complex. Replacing water molecules near the inner cavity of β-CD with β-C significantly influences van der Waals interactions and hydrogen bonding, forming a thermally stable complex. These results support the theory that β-CD enhances the thermal stability of β-C through encapsulation, protecting against oxidation and decomposition [68].
Several factors, including the type and concentration of the carrier, and the temperature conditions during the drying process, can influence powder functionality. Consequently, moisture content is an important parameter to determine [69,70]. Previous studies align with our findings, reporting a moisture content of around 13% for β-CD alone, which suggests that β-CD can retain more water externally when it does not encapsulate another compound [36]. This behavior could be advantageous for retaining moisture in high-water-content foods, such as minimally processed fruits. For example, fresh-cut fruits lose water rapidly, leading to oxidative reactions and microbial growth, which cause spoilage and significantly reduce their shelf life [36]. The β-C/β-CD inclusion complex could be utilized as a time-release system to extend the shelf life of these fruits during storage, reducing waste and preserving quality.
Studies were conducted with different relative humidities (RH 0-100%) to determine release behavior under varying conditions. A positive correlation was observed in the release of β-C when the RH increases. This indicates that the more water molecules bind to the outside of the inclusion complex, the more they will release the β-C. Release studies were done at 8 and 25 °C. However, β-C released higher at 25 °C, which could be attributed to the upper temperature that increments the molecular momentum gradient in the solution medium. Temperature can influence concentration gradients through its impact on molecular movement and diffusion. Diffusion is the movement of particles from an area of higher concentration, which, in this case, is the inclusion complex, to an area of lower concentration, which is the aqueous medium [39,71,72].
The results suggest that the release kinetics are controlled solely by diffusion through the polymer surface, like Horablaga et al. [73]. The mathematical modeling of bioactive compound release aims to prognosticate release rates and diffusion nature from transport systems. This data supports the optimization of the release kinetics, and the forecast of the physical mechanisms involved in delivery, which is simplified by comparing experimental results with mathematical models. The Korsmeyer-Peppas model was the best that describes the transport of β-C. This model is generally used to analyze the release of polymeric dosage forms in pharmaceuticals when the delivery mechanism is not fully known or when more than one type of release phenomenon could be involved [31], which is the case of our samples. However, the kinetic model that best describes the release profile of β-C from the inclusion complex was the Higuchi model, indicating the release of β-C from β-CD when the drug load exceeds its solubility limit.
The morphology of small irregular-shaped clumps in the surface of the β-C/β-CD inclusion complex is due to the change of characteristic structure of cyclodextrins, suggesting the successful formation of an inclusion complex. Multiple morphologies of various inclusion complexes can be observed, which may be based on the admitting ability of the β-CD cavity on various guest molecules to encapsulate. This behavior revealed the interaction between β-C and β-CD and the accomplishment of encapsulation [52]. On the other hand, the histograms illustrate the effectiveness of β-CD in encapsulating β-C to form smaller, more stable complexes while highlighting the differences in particle size distribution across the three systems. The encapsulation process significantly improves the uniformity and size control of the material, making it potentially more suitable for applications requiring enhanced bioavailability and stability compared to raw cyclodextrin. The differences in monodispersity and polydispersity among the samples underline the importance of particle size distribution in determining the suitability of materials for specific applications.
The β-C/β-CD inclusion complexes maintained the stability of β-C in terms of its antioxidant capacity since no significant difference was observed with pure β-C. This demonstrates that β-CD stabilizes the bioactivity of compounds like this, and these results follow some studies[74,75,76]. It can also be seen that the amount of DPPH is less than ABTS in all samples, maybe because ABTS has an affinity for hydrophilic and hydrophobic compounds covering a wider range of compounds that the DPPH does not consider [77,78]. Generally, these analyses' antioxidant action mechanism is by electron transfer. However, they are not so specific. FRAP is an exclusive electron transfer technique that measures the reducing power of iron. The FRAP values were low; therefore, it cannot be completely inferred that the mechanism of action is entirely by electron transfer. Further studies will be required to pinpoint the mechanism.
This study induced free radicals, mainly peroxyls, in erythrocytes from AAPH to test the effectiveness of β-C/β-CD inclusion complexes. It is important to note that free radicals are potent oxidants and key contributors to chronic-degenerative diseases. By protecting erythrocytes from these radicals, the development of such conditions could potentially be mitigated. β-C/β-CD inclusion complex demonstrated an erythroprotective effect. Some studies carried out by our research group indicate that the specificity of bioactive compounds in erythrocytes is influenced by the surface antigens (A, B, AB, and O) as well as the "+" or "-" Rhesus factor [79]. In our case, only blood type A Rh + could be studied, and it is probable that if we study the different blood groups in the future, we could find different percentages of hemolysis inhibition. With this information, these compounds could be applied with greater specificity depending on the blood groups, making them more effective. Therefore, more studies are needed.

4. Materials and Methods

4.1. Materials

β-Carotene (β-C), β-Cyclodextrin (β-CD) molecular weight 1134.98 g/mol, 2,2′-Azobis(2-amidinopropane) dihydrochloride (AAPH), 2,2′-azinobis(3-ethylbenzothiazoline)-6-sulfonic (ABTS), 2,2-diphenyl-1-picrilhydrazil (DPPH), 2,4,6-tripyridyl-s-triazine (TPTZ), hydrochloric acid (HCl), Triton X-100, and phosphate buffer saline (PBS) were purchased from Sigma-Aldrich (St. Louise, MO, USA). All other chemicals and materials were of analytical grade.

4.2. Preparation of β-C/β-CD Inclusion Complex

A precipitation method was employed, according to Perez-Perez et al. [78], with some modifications. Briefly, β-CD was dissolved in ethanol:water (1:2) at 55 °C while β-C was dissolved in ethanol (10% w/v). β-C solution was added slowly to the β-CD solution to obtain the ratio (β-C/β-CD) of 40:60 (% w/w). After stirring for 4 h at 25 °C in darkness, the sample was maintained at 4 °C for 12 h. The precipitate formed was dried at 50 °C during 24 h. The recovered inclusion complex (Yield %) was calculated using equation (1).
Y i e l d   % = t o t a l   w e i g h t   o f   i n c l u s i o n   c o m p l e x e s i n i t i a l   w e i g h t   o f   β C + i n i t i a l   w e i g h t   o f   β C D   × 100

4.3. Entrapment Efficiency (EE %) and Loading Efficiency (LE %)

EE % and LE % were determined using the methodology indicated by Huang et al. [80]. The β-C/β-CD inclusion complex (1 g) was dissociated using 5 mL of ethanol and vortexed for 3 minutes. Subsequently, the β-C/β-CD inclusion complex was centrifuged (4000 rpm, 5 min), and the fraction of β-C in the organic solvent was quantified based on a calibration curve (0-0.1 mg/mL). Each experiment was carried out in triplicate. Determinations were carried out using UV-Vis absorption spectrophotometry (Multiskan Go, Thermo Scientific, Waltham, MA, USA)) at 450 nm with ethanol as the blank with the following equations (eq. (2) and eq. (3):
E E   % = w e i g h t   o f   e n c a p s u l a t e d   β C   i n i t i a l   w e i g h t   o f   β C   × 100
  L E   % = w e i g h t   o f   e n c a p s u l a t e d   β C   t o t a l   w e i g h t   o f   i n c l u s i o n   c o m p l e x e s   × 100

4.4. Moisture Content

Samples (1 g) in triplicate were placed in an oven BOEKEL model 132000 (USA) at 50 °C for 24 h and subsequently in a desiccator with a vacuum for 3 h to stabilize the temperature. Finally, the sample was weighed on a precision balance OHAUS model AX423/E (USA) [81].

4.5. Release Studios

The release profile of β-C from the β-C/β-CD inclusion complex was studied at two different temperatures (8 and 25 °C). β-C was determined by UV-vis as described in the 4.3 section. The cumulative release rate (%) of β-C was plotted as a function of time as equation (4):
( % ) = 0 t ( M 0 / M t )
Where M0 and Mt are the initial amount of β-C encapsulated and the cumulative amount of released β-C in the aqueous media, respectively. Mathematical studies analyzed the release profile data following the zero (eq. 5) and first order (eq. 6), Higuchi (eq. 7), and Korsmeyer–Peppas (eq. 8) models to evaluate which release mechanism fits better [82,83].
    Q t = Q 0 + K 0 t
  l o g C = l o g C 0 + K t 2.303
Q t = k H t 1 / 2
  M t M = K · t n
Where Qt = quantity of released β-C at a specific time, Q0 = initial amount of β-C in the solution, C =concentration, C0 = initial concentration, t = time, K, K0, kH = rate constant, Mt/M = total amount of β-C released at time t, and n = describes a particular diffusion mechanism.

4.6. Adsorption-Desorption Isotherms

The kinetics of the β-C/β-CD inclusion complexes will be determined when they adsorb moisture and hydrate (adsorption isotherm). On the other hand, the dehydration process and how the complexes lose water (desorption isotherm) will also be determined. Considering the future application of β-C/β-CD inclusion complexes in the storage of fresh-cut fruits, we selected a temperature of 8 °C; the temperature at most of the products was exhibited on ice to keep them fresh. For the adsorption isotherm, samples (25 mg) will be subjected in closed containers to different RH (20, 33, 60, 90, and 100%) using saturated salt solutions (dihedrite, MgCl2, NaBr, BaCl2, and H2O, respectively) for 21 days at 8 °C. For desorption, it is the same procedure using the same series of RHs but in reverse order, according to Perez-Perez et al. [78]. Data are reported as the percentage of adsorbed or desorbed water. Determinations were carried out in triplicate.

4.7. Sorption Kinetics

The adsorption data for water uptake versus contact time at different moistures was obtained to evaluate the maximum amount of entrapment until constant values. Also, the mechanism of sorption was studied. Four kinetics models have been proposed for sorption processes to find the best-fitted model for the data obtained [45,83]. Pseudo-first order (eq. 9), pseudo-second order (eq. 10), Peleg's model (eq. 11), and intraparticle diffusion model (eq. 12).
log q e q t = log q e K t 2.303
  t q t = 1 K q e 2   + t q e
M t = M 0 + t K 1 K 2 t
q t = K t 1 / 2 + C
Where qe = quantity sorbed at equilibrium, qt = quantity sorbed at a specific time, K= rate constant, t = time, Mt = Moisture content at a specific time, M0= Maximum water absorption capacity (equilibrium moisture content), K1, K2= Peleg's kinetic parameters, and C = Weber-Morris diffusion constant.

4.8. Fourier Transform Infrared Spectroscopy (FT-IR)

To determine the chemical-structural interactions of β-C with β-CD was done by FT-IR. The infrared spectrum of the samples was obtained in a Perkin Elmer FTIR Frontier model in combination with an accessory to analyze the attenuated total reflectance (ATR), with a wave number resolution of 0.10 cm−1 in the range of 400–4000 cm−1 at 25 °C. A minimum of 32 scans with a resolution of 4 cm−1 were averaged over the above ranges [78]. The comparative FT-IR spectral data of the β-C/β-CD inclusion complexes, pure β-CD, and pure β-C were discussed.

4.9. Raman

The analysis was carried out on a Witec Alpha 300RA brand equipment, 5 mV, 5 s, with three repetitions. The laser is 532 nm long, and the 50X objective was used.

4.10. Differential Scanning Calorimetry (DSC)

The change in the physical properties of the β-C/β-CD inclusion complex was determined by comparing against pure β-CD and pure β-C according to Robles-García et al. (2018). The thermal behavior was studied by differential scanning calorimetry (DSC) using a Perkin Elmer model 8500 (Perkin Elmer, Shelton, CT, USA). Approximately 5 mg of the sample was placed in a stainless-steel cell, and adequate contact between the sample and the lower face of the capsule was ensured. As a reference, an empty aluminum pan was utilized. All samples were scanned at a heating rate of 10 °C·min−1 from 25 to 180 °C, under a nitrogen atmosphere. The melting temperature and enthalpy of the films were automatically calculated by the software provided with the equipment.

4.11. Scanning Electron Microscopy (SEM) and Particle Size Distribution

The morphology of the inclusion complexes was examined using a JEOL 5410LV (SEM), operated at 15 kV. The samples were gold-sputtered before the SEM examination. Additionally, β-C, β-CD, and β-C/β-CD complexes were evaluated through particle size distribution analysis and average diameter using the ImageJ software (developed by the NIH, Bethesda, MD, USA). These determinations were made based on images obtained from SEM. The polydispersity index (PDI), which provides information on the heterogeneity of particle sizes, was also calculated using the following equation (13).
P D I = σ X
Where σ is the standard deviation, and X is the average.
This index is crucial for determining whether the sample is monodisperse or polydisperse; a sample is considered monodisperse when the PDI is less than 0.3, indicating a uniform and homogeneous particle size distribution. In contrast, a sample is classified as polydisperse when the PDI exceeds 0.3 to 1.0, reflecting greater variability in particle sizes. The average size and size distribution significantly affect the particles' physical properties, stability, and behavior in various biological systems, making it especially relevant for applications involving β-C, β-CD, or their complexes.

4.12. X-Ray Diffraction (XRD)

The powder-form samples were packed into the X-ray holder from the top before analysis. Diffraction powder patterns were collected at room temperature and 40 kV and 30 mA on a Bruker D8 Advance diffractometer with a graphite monochromator and a tube anode Cu (λ = 1.54). The diffractograms were acquired in the 2θ angle range of 5–40° and process parameters with the scanning speed 0.04 θ/s.

4.13. Zeta Potential (ζ)

The samples' Zeta potential was determined using a Zetasizer Nano ZS (Malvern Instruments, Malvern, UK). Approximately 1 mg of the sample was dispersed in 1 mL of MilliQ water. During Zeta Potential analysis at 25 °C, the prepared dispersions were placed in the electrophoretic cell, and the particles were moved to the electrode that had a charge opposite them after applying an electric field (15 V/cm).The measurements were performed in triplicate for at least ten determinations for each sample, and data were expressed as mean ± standard deviation [63].

4.14. Antioxidant Activity

The antioxidant activity of samples (0.0498 mg/mL) was determined by the methods of ABTS (2,2′-azinobis(3-ethylbenzothiazoline)-6-sulfonic) [84], DPPH (2,2-diphenyl-1-picrilhydrazil) [85] and FRAP (Ferric Reducing Antioxidant Power) [86]. The absorbance of the samples was made using a UV-VIS microplate reader (Thermo Fisher Scientific Inc. Multiskan GO, New York, NY, USA).

4.14.1. ABTS•+ Assay

For this assay, the radical formation (ABTS•+) was done using 3.87 mg/mL of ABTS salt with 88 μL from a K2S2O8 solution (0.0378 g/mL). This preparation was left for 12 h at room temperature in darkness. Subsequently, ABTS•+ was adjusted to an optical density of 0.700 ± 0.05 at 734 nm diluting with ethanol. β-C and β-C/β-CD inclusion complex (20 μL) were mixed with the ABTS•+ radical solution (270 μL). Absorbance was read at λ = 734 nm after incubation for 30 min. The samples were expressed as ABTS's percentage inhibition according to equation (14).
%   o f   i n h i b i t i o n   A B T S = i n i c i a l   a b s o r b a n c e f i n a l   a b s o r b a n c e i n i c i a l   a b s o r b a n c e × 100

4.14.2. DPPH Assay

DPPH stock solution (6 x 10-5 mol/L) was prepared with ethanol to reach an absorbance of 0.7 ± 0.02 at 515 nm. Subsequently, 20 μL of the samples were combinate with 200 μL of the DPPH solution. The combination was kept in the darkness at 25 °C for 30 min. Absorbance was obtained at λ = 515 nm, and the percentage inhibition of DPPH was calculated using equation (15).
%   o f   i n h i b i t i o n   D P P H = i n i c i a l   a b s o r b a n c e f i n a l   a b s o r b a n c e i n i c i a l   a b s o r b a n c e × 100

4.14.3. FRAP Assay

The FRAP assay was measured by the reducing power of the ferric ion (Fe+3) to ferrous ion (Fe+2). FRAP solution was prepared in a 1:1:10 ratio of 10 mM TPTZ in 40 mM HCl, 20 mM FeCl3·6H2O, and 0.3 M sodium acetate buffer (pH 3.6), respectively. Samples of β-C and β-C/β-CD (20 µL) were mixed with FRAP solution (280 µL). This preparation was incubated for 60 min at room temperature. The absorbance was read at λ = 638 nm. Results were expressed as micromoles of Trolox Equivalents by a gram of sample (µM TE/g dried sample) based on a Trolox calibration curve.

4.15. Protective Effect on Human Erythrocytes

In this assay, the sample's capacity to inhibit the induced free radicals formed in human erythrocytes was carried out according to the method by [87]. Erythrocytes were obtained from healthy adult volunteers (19-45 years old) with blood type A+ following the regulations outlined by both the Mexican (NOM-253-SSA1-2012) and international (FDA: CFR - Code of Federal Regulations Title 21, part 640) standards. An informed consent was given to all participants before the study. Ethical approval (CI 2023-47) was provided by the General Hospital of Hermosillo, Sonora, México. For the assay, a suspension of erythrocytes was elaborated with PBS (pH 7.4, 2 %). Erythrocyte hemolysis was induced with AAPH generating reactive oxygen species, principally peroxyl free radicals, as follows. A combination of erythrocytes (100 μL), PBS (100 μL), and AAPH (0.1085 g/mL, pH 7.4) (100 μL) was prepared and incubated at 37 °C whilst stirring at 30 rpm, in darkness, for 3 h. Subsequently, 1 mL of PBS was incorporated into the mixture and centrifuged at 1500 rpm for 10 min. The absorbance of the supernatant was read at λ = 540 nm. To determine the protective effect on the erythrocytes of the sample, a combination of erythrocytes (100 μL), sample (100 μL), and AAPH (0.1085 g/mL, pH 7.4) (100 μL) was prepared like the procedure explained above. The results were expressed as a percentage of hemolysis inhibition (PHI), and the result was calculated employing the equation (16):
P H I   % = A H I A S A H I × 100
where AHI was defined as the absorbance of hemolysis induced by AAPH, while AS was defined as the absorbance of the sample (λ = 540 nm both).

4.16. Statistical Analysis

The experimental design was completely randomized. The data was subjected to an analysis of variance. The means analysis was performed using Fischer's least significant difference or multiple range test (least significant difference–LSD). Differences of less than 0.05 (p < 0.05) were considered significant. Statgraphics Centurion XV software was used.

5. Conclusions

The present study successfully formed an inclusion complex using β-C as the active compound (guest molecule) and β-CD (host molecule). The total release of β-C was found at 168 h. The release kinetics data, in synergy with the physical mechanisms involved in the experimental release, demonstrates that mass transport is given by diffusion. The sorption kinetics test provided interaction data between adsorbate and absorbent when they reach equilibrium, indicating that the inclusion complex can be used for long periods. This advantage could apply to avoiding food oxidation during storage, for example, fresh-cut fruits. The parameters that describe the rehydration process were found, and intraparticle diffusion is the only step that controls the adsorption rate. Sorption studies showed that β-C/β-CD inclusion complex had a reduction in the amount of water that pure β-CD can absorb. The antioxidant capacity is maintained in β-C/β-CD, stabilizing the complex formed. Also, β-C/β-CD inclusion complex presented a protective effect against oxidative damage caused by free radicals in human erythrocytes. In this way, chronic degenerative diseases can be avoided, although more studies are still needed.

Author Contributions

Conceptualization, J.J.O.-P and M.A.R.-G..; methodology, R.I.G.-V. and J.D.F.-Q., formal analysis, I.S.-S. and S.E.B.-I. and M.A.A.-E.; investigation, J.A.T.-H. and I.D.P.-C.; writing—original draft preparation, A.L.P.-D.; writing— review and editing, A.T.B.-M.; visualization F.R.-F. and R.I.-G.; supervision, C.L.D.-T.-S. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Ethical approval: as per university procedure, approval for the study was taken by the authors (CI 2023-47).

Informed Consent Statement

Informed consent was obtained from all subjects involved in the study. Informed consent was for blood donation. Written informed consent was obtained from the patients to publish this paper.

Data Availability Statement

The original contributions data presented in this research are included in the article; further inquiries can be directed to the corresponding authors. The data is not publicly available since the author of the correspondence keeps control of its diffusion by regulations of the University of Sonora. However, the information can be requested without problem from the people who require it.

Acknowledgment

The authors are pleased to acknowledge the infrastructure project INFR-2016-01-268666. We appreciate the support of the Department of Physics-Postgraduate Nanotechnology mainly to Dr. Francisco Félix Domínguez. Andrés Leobardo-Puebla Duarte acknowledges the Consejo Nacional de Humanidades, Ciencias y Tecnologías (CONAHCyT, Mexico) for a master's scholarship.

Conflicts of Interest

The authors declare no conflicts of interest.

Abbreviations

The following abbreviations are used in this manuscript:
β-C β-Carotene
β-CD β-cyclodextrin
β-C/β-CD β-Carotene in β-cyclodextrin inclusion complexes
FT-IR Fourier transform infrared spectroscopy
DCS Differential scanning calorimetry
SEM Scanning electron microscopy
XRD X-ray diffraction
ZP Zeta potential
ABTS 2,2′-azinobis(3-ethylbenzothiazoline
DPPH 2,2-diphenyl-1-picrilhydrazil
FRAP Ferric reducing antioxidant power
TPTZ 2,4,6-tripyridyl-s-triazine
AAPH 2,2′-Azobis(2-amidinopropane) dihydrochloride
AD Average diameter
SD Standard deviation
PDI Polydispersity index
RH Relative humidity
TE Trolox Equivalents

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Figure 1. Cumulative release rate of the β-C for β-/β-CD inclusion complex at temperatures of 8 and 25 °C.
Figure 1. Cumulative release rate of the β-C for β-/β-CD inclusion complex at temperatures of 8 and 25 °C.
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Figure 2. Moisture sorption and desorption isotherms for β-CD and β-C/β-CD inclusion complexes.
Figure 2. Moisture sorption and desorption isotherms for β-CD and β-C/β-CD inclusion complexes.
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Figure 3. Sorption kinetic models for β-CD and β-C/β-CD inclusion complex at different relative humidities and 8°C.
Figure 3. Sorption kinetic models for β-CD and β-C/β-CD inclusion complex at different relative humidities and 8°C.
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Figure 4. Model adjusted to a) pseudo-first-order, b) pseudo-second-order, c) Peleg's model, and d) Intraparticle diffusion kinetics for the β-C/β-CD inclusion complex and β-CD free.
Figure 4. Model adjusted to a) pseudo-first-order, b) pseudo-second-order, c) Peleg's model, and d) Intraparticle diffusion kinetics for the β-C/β-CD inclusion complex and β-CD free.
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Figure 5. Fourier transform infrared spectroscopy (FT-IR) for β-C, β-CD, and β-C/β-CD inclusion complex.
Figure 5. Fourier transform infrared spectroscopy (FT-IR) for β-C, β-CD, and β-C/β-CD inclusion complex.
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Figure 6. Raman spectra of β-C, β-CD, and β-C/β-CD inclusion complex.
Figure 6. Raman spectra of β-C, β-CD, and β-C/β-CD inclusion complex.
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Figure 7. DSC thermogram of β-C, β-CD, and β-C/β-CD inclusion complex.
Figure 7. DSC thermogram of β-C, β-CD, and β-C/β-CD inclusion complex.
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Figure 8. SEM images and particle size of (a) β-C, (b) β-CD, and (c) β-C/β-CD. AD = average diameter; SD = standard deviation; PDI = polydispersity index.
Figure 8. SEM images and particle size of (a) β-C, (b) β-CD, and (c) β-C/β-CD. AD = average diameter; SD = standard deviation; PDI = polydispersity index.
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Figure 9. Diffractogram of β-C, β-CD, and β-C/β-CD inclusion complex.
Figure 9. Diffractogram of β-C, β-CD, and β-C/β-CD inclusion complex.
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Table 1. Yield, entrapment efficiency (EE %), and loading efficiency (LE %) of inclusion β-C/β-CD complex.
Table 1. Yield, entrapment efficiency (EE %), and loading efficiency (LE %) of inclusion β-C/β-CD complex.
β-C/β-CD ratio (%w/w) Initial weight β-C (g) Initial weight β-CD (g) Initial weight β-C/β-CD (g) Recovery β-C/β-CD (g) Yield (%)A Weight of encapsulated β-C (g) A EE (%)A LE (%)A
40:60 0.4 0.6 1.0 0.941 ± 0.012 94.10 ± 1.21 0.3298 ± 0.03 82.47 ± 0.40 11.92 ± 0.24%
A Mean ± standard deviation (SD) of three independent experiments.
Table 2. Values of R2 for each kinetic release model and the transport exponent (n) of the β-C:β-CD inclusion complex at temperatures of 8 and 25°C.
Table 2. Values of R2 for each kinetic release model and the transport exponent (n) of the β-C:β-CD inclusion complex at temperatures of 8 and 25°C.
Temperature Zero order First order Higuchi Korsmeyer-Peppas
R2 R2 R2 R2 n
8 °C 0.8079 0.4052 0.9544 0.9909 0.349
25 °C 0.8070 0.2972 0.9332 0.9887 0.264
Table 3. Values of R2 for each release kinetic model of the β-C and β-C/β-CD inclusion complex at 8 °C and parameters of Peleg's model for moisture sorption. The constant K1 (min %-1) provides information on the water absorption rate, especially during the initial stage of the process discussed (R0). The constant K2 (%-1) predicts the maximum water absorption capacity (M∞).
Table 3. Values of R2 for each release kinetic model of the β-C and β-C/β-CD inclusion complex at 8 °C and parameters of Peleg's model for moisture sorption. The constant K1 (min %-1) provides information on the water absorption rate, especially during the initial stage of the process discussed (R0). The constant K2 (%-1) predicts the maximum water absorption capacity (M∞).
Molecule Pseudo-first-order Pseudo-second-order Peleg's model
R2 R2 R2 K1 K2 R0 M R2
β-CD 0.9191 0.8802 0.9507 17.412 0.079 13.825 33.825 0.9958
β-C:β-CD 0.9745 0.9142 0.9778 9.245 0.072 12.690 32.690 0.9999
Table 4. Antioxidant activity of β-C and β-C/β-CD inclusion complex.
Table 4. Antioxidant activity of β-C and β-C/β-CD inclusion complex.
Sample ABTS
(% inhibition)
DPPH
(% inhibition)
FRAP
(mM TE/g)
β-C 8.21 ± 0.3a 5.99 ± 0.5a 1.26 ± 0.1a
β-C/βCD 8.63 ± 0.42a 6.35 ± 0.3a 1.57 ± 0.5a
Values are shown as mean ± standard deviation of triplicate determinations. Different lowercase letters by column indicate a significant difference (p < 0.05). Controls in DPPH, ABTS, and FRAP compound determination were the reagents with the solvent of the samples. mM ET/g = micromoles of Trolox Equivalents by a gram of sample.
Table 5. Percentage of inhibition of hemolysis of β-C, β-C/β-CD, and AAPH.
Table 5. Percentage of inhibition of hemolysis of β-C, β-C/β-CD, and AAPH.
% inhibition of hemolysis
β-C β-C/β-CD AAPH
25.6 ± 1.23b 32.57 ± 1.55a 0c
Values are shown as mean ± standard deviation of triplicate determinations. Different lowercase letters by row indicate a significant difference (p < 0.05). β-C: beta-carotene, β-C/β-CD: beta-carotene-beta cyclodextrin inclusion complex, AAPH (2,2′-Azobis(2-amidinopropane) dihydrochloride): Free radical inducer.
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